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ASTM D3740-04

(Practice)

Standard Practice for Minimum Requirements for Agencies Engaged in the Testing and/or Inspection of Soil and Rock as Used in Engineering Design and Construction

Standard Practice for Minimum Requirements for Agencies Engaged in the Testing and/or Inspection of Soil and Rock as Used in Engineering Design and Construction

SCOPE
1.1 This practice establishes minimum qualifications for agencies engaged in the testing and inspection of soil and rock. Minimum requirements for field and laboratory personnel are defined. The practice also covers the establishment and maintenance of a quality system.
1.2 Criteria are provided for evaluating the capability of an agency to properly perform designated tests on soil and rock, and for establishing essential characteristics pertaining to an agency's organization, personnel, facilities, and quality system. This practice may be supplemented by more specific criteria and requirements for particular projects.
1.3 This practice can be used as a basis to evaluate testing and inspection agencies, or both, and is intended for use for the qualifying or accrediting, or both, of testing or inspection agencies, public or private, engaged in the testing and inspection of soil and rock as used in engineering design and construction.
1.4 This practice is applicable to all standards promulgated by Committee D18 whether or not mentioned in the Referenced Document Section.
1.5 This practice is not intended to apply to agencies engaged in chemical testing of soil, rock, and contained fluid. The minimum requirement for those agencies can be found in Specification D 5522.
1.6 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety and health practices and determine the applicability of regulatory limitations prior to use.
1.7 This practice offers a set of instructions for performing one or more specific operations. This document cannot replace education or experience and should be used in conjunction with professional judgment. Not all aspects of this practice may be applicable in all circumstances. This ASTM standard is not intended to represent or replace the standard of care by which the adequacy of a given professional service must be judged, nor should this document be applied without consideration of a project's many unique aspects. The word "Standard" in the title of this document means only that the document has been approved through the ASTM consensus process.

General Information

Status
Historical
Publication Date
31-Jan-2004
ICS
03.120.20 - Product and company certification. Conformity assessment
Technical Committee
D18 - Soil and Rock
Drafting Committee
D18.99 - Quality Control
Current Stage
Ref Project

Relations

Replaces
ASTM D3740-03 - Standard Practice for Minimum Requirements for Agencies Engaged in the Testing and/or Inspection of Soil and Rock as Used in Engineering Design and Construction
Effective Date
01-Feb-2004
Replaced By
ASTM D3740-04a - Standard Practice for Minimum Requirements for Agencies Engaged in the Testing and/or Inspection of Soil and Rock as Used in Engineering Design and Construction
Effective Date
01-Nov-2004
Referred By
ASTM D4394-17 - Standard Test Method for Determining In Situ Modulus of Deformation of Rock Mass Using Rigid Plate Loading Method
Effective Date
01-Feb-2004
Referred By
ASTM D2435/D2435M-11(2020) - Standard Test Methods for One-Dimensional Consolidation Properties of Soils Using Incremental Loading
Effective Date
01-Feb-2004
Referred By
ASTM D8200-22 - Standard Practice for Creating a Correlation to Compare Particle Size Distribution Results of Proppants by Dynamic Imaging Analyzers and Sieves
Effective Date
01-Feb-2004
Referred By
ASTM D7503-18 - Standard Test Method for Measuring the Exchange Complex and Cation Exchange Capacity of Inorganic Fine-Grained Soils
Effective Date
01-Feb-2004
Referred By
ASTM D4380-20 - Standard Test Method for Determining Density of Construction Slurries
Effective Date
01-Feb-2004
Referred By
ASTM D4221-18 - Standard Test Method for Dispersive Characteristics of Clay Soil by Double Hydrometer
Effective Date
01-Feb-2004
Referred By
ASTM D6940/D6940M-20 - Standard Practice for Measuring Sifting Segregation Tendencies of Bulk Solids
Effective Date
01-Feb-2004
Referred By
ASTM D2936-20 - Standard Test Method for Direct Tensile Strength of Intact Rock Core Specimens
Effective Date
01-Feb-2004
Referred By
ASTM D4643-17 - Standard Test Method for Determination of Water Content of Soil and Rock by Microwave Oven Heating
Effective Date
01-Feb-2004
Referred By
ASTM D4452/D4452M-22 - Standard Practice for X-Ray Radiography of Soil Samples
Effective Date
01-Feb-2004
Referred By
ASTM D4631-18 - Standard Test Method for Determining Transmissivity and Storativity of Low Permeability Rocks by In Situ Measurements Using Pressure Pulse Technique
Effective Date
01-Feb-2004
Referred By
ASTM D6024/D6024M-16 - Standard Test Method for Ball Drop on Controlled Low Strength Material (CLSM) to Determine Suitability for Load Application
Effective Date
01-Feb-2004
Referred By
ASTM D8037/D8037M-16 - Standard Practice for Direct Push Hydraulic Logging for Profiling Variations of Permeability in Soils
Effective Date
01-Feb-2004

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ASTM D3740-04 - Standard Practice for Minimum Requirements for Agencies Engaged in the Testing and/or Inspection of Soil and Rock as Used in Engineering Design and ConstructionASTM D3740-04 - Standard Practice for Minimum Requirements for Agencies Engaged in the Testing and/or Inspection of Soil and Rock as Used in Engineering Design and Construction
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ASTM D3740-04 - Standard Practice for Minimum Requirements for Agencies Engaged in the Testing and/or Inspection of Soil and Rock as Used in Engineering Design and Construction
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Standards Content (Sample)

NOTICE: This standard has either been superseded and replaced by a new version or withdrawn. Contact ASTM
International (www.astm.org) for the latest information.
Designation: D 3740 – 04
Standard Practice for
Minimum Requirements for Agencies Engaged in the
Testing and/or Inspection of Soil and Rock as Used in
1
Engineering Design and Construction
This standard is issued under the fixed designation D 3740; the number immediately following the designation indicates the year of
original adoption or, in the case of revision, the year of last revision. A number in parentheses indicates the year of last reapproval. A
superscript epsilon (e) indicates an editorial change since the last revision or reapproval.
This standard has been approved for use by agencies of the Department of Defense.
1. Scope* a project’s many unique aspects. The word “Standard” in the
title of this document means only that the document has been
1.1 This practice establishes minimum qualifications for
approved through the ASTM consensus process.
agencies engaged in the testing and inspection of soil and rock.
Minimum requirements for field and laboratory personnel are
2. Referenced Documents
defined. The practice also covers the establishment and main-
2
2.1 ASTM Standards:
tenance of a quality system.
C 1077 PracticeforLaboratoriesTestingConcreteandCon-
1.2 Criteria are provided for evaluating the capability of an
crete Aggregate for Use in Construction and Criteria for
agency to properly perform designated tests on soil and rock,
Laboratory Evaluation
and for establishing essential characteristics pertaining to an
D 653 Terminology Relating to Soil, Rock and Contained
agency’sorganization,personnel,facilities,andqualitysystem.
Fluids
This practice may be supplemented by more specific criteria
D 3666 SpecificationforMinimumRequirementsforAgen-
and requirements for particular projects.
cies Testing and Inspecting Road and Paving Materials
1.3 This practice can be used as a basis to evaluate testing
D 4403 Practice for Extensometers Used in Rock
and inspection agencies, or both, and is intended for use for the
D 4543 Practice for Preparing Rock Core Specimens and
qualifying or accrediting, or both, of testing or inspection
Determining Dimensional and Shape Tolerances
agencies, public or private, engaged in the testing and inspec-
D 4612 Practice for Calculating Thermal Diffusivity of
tion of soil and rock as used in engineering design and
Rocks
construction.
D 5255 Practice for Certification of Personnel Engaged in
1.4 This practice is applicable to all standards promulgated
the Testing of Soil and Rock
by Committee D18 whether or not mentioned in the Refer-
E 329 Specification for Agencies Engaged in the Testing
enced Document Section.
and/or Inspection of Materials Used in Construction
1.5 This standard does not purport to address all of the
E 1187 Terminology Relating to Conformity Assessment
safety concerns, if any, associated with its use. It is the
E 1301 Guide for Proficiency Testing by Interlaboratory
responsibility of the user of this standard to establish appro-
Comparisons
priate safety and health practices and determine the applica-
2.2 Other Standards:
bility of regulatory limitations prior to use.
AASHTO R18 Recommended Practice for Establishing and
1.6 This practice offers a set of instructions for performing
Implementing a Quality System for Construction Materi-
one or more specific operations. This document cannot replace
als Testing Laboratories
education or experience and should be used in conjunction
ISO/IEC 17025 General Requirements for the Competence
with professional judgment. Not all aspects of this practice may
of Testing and Calibration Laboratories
be applicable in all circumstances. This ASTM standard is not
intended to represent or replace the standard of care by which
3. Terminology
the adequacy of a given professional service must be judged,
3.1 Definitions:
nor should this document be applied without consideration of
1 2
This practice is under the jurisdiction of ASTM Committee D18 on Soil and For referenced ASTM standards, visit the ASTM website, www.astm.org, or
Rock and is the direct responsibility of Subcommittee D18.99 on Quality Control. contact ASTM Customer Service at service@astm.org. For Annual Book of ASTM
Current edition approved Feb. 1, 2004. Published March 2004. Originally Standards volume information, refer to the standard’s Document Summary page on
approved in 1978. Last previous edition approved in 2003 as D 3740 – 03. the ASTM website.
*A Summary of Changes section appears at the end of this standard.
Copyright © ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959, United States.
1

---------------------- Page: 1 ----------------------
NOTICE: This standard has either been superseded and replaced by a new version or withdrawn. Contact ASTM
International (www.astm.org) for the latest information.
D3740–04
3.1.1 For definitions of terms used in this practice se
...

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4.1 This practice provides the basic minimum criteria for use in evaluating the qualifications of a testing or inspection agency, or both, for soil and rock. The criteria may be supplemented by more specific criteria and requirements. An individual user can also use it to judge the qualification of an agency. The existence of a formal accrediting body such as a federal, state, or independent agency is not necessary for the use of this standard.
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1.1 This practice establishes minimum qualifications for agencies engaged in the testing and inspection of soil and rock. Minimum requirements for field and laboratory personnel are defined. The practice also covers the establishment and maintenance of a quality system.  
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1.4 To qualify for accreditation to this standard, the agency must include at least five standards relating to testing methods, inspection methods, or both, from the standards covered under the jurisdictions of Committee D18, in its certificate of accreditation.  
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1.6 The text of this standard references notes and footnotes that provide explanatory material. These notes and footnotes (excluding those in tables and figures) shall not be considered as requirements of the standard.  
1.7 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of regulatory limitations prior to use.  
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Standard Practice for Minimum Requirements for Agencies Engaged in Testing and/or Inspection of Soil and Rock as Used in Engineering Design and Construction

SIGNIFICANCE AND USE
4.1 This practice provides the basic minimum criteria for use in evaluating the qualifications of a testing or inspection agency, or both, for soil and rock. The criteria may be supplemented by more specific criteria and requirements. An individual user can also use it to judge the qualification of an agency. The existence of a formal accrediting body such as a federal, state, or independent agency is not necessary for the use of this standard.
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1.2 Criteria are provided for evaluating the capability of an agency to properly perform designated tests on soil and rock, and for establishing essential characteristics pertaining to an agency's organization, personnel, facilities, and quality system. This practice may be supplemented by more specific criteria and requirements for particular projects.  
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1.4 To qualify for accreditation to this standard, the agency must include at least five standards relating to testing methods, inspection methods, or both, from the standards covered under the jurisdictions of Committee D18, in its certificate of accreditation.  
1.5 This practice is applicable to all standards which include a reference to Practice D3740.  
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