Information security, cybersecurity and privacy protection - Requirements for bodies providing audit and certification of information security management systems - Part 1: General (ISO/IEC 27006-1:2024)

This document specifies requirements and provides guidance for bodies providing audit and certification of an information security management system (ISMS), in addition to the requirements contained within ISO/IEC 17021-1.
The requirements contained in this document are demonstrated in terms of competence and reliability by bodies providing ISMS certification. The guidance contained in this document provides additional interpretation of these requirements for bodies providing ISMS certification.
NOTE       This document can be used as a criteria document for accreditation, peer assessment or other audit processes.

Informationssicherheit, Cybersicherheit und Datenschutz - Anforderungen an Stellen, die Informationssicherheitsmanagementsysteme auditieren und zertifizieren - Teil 1: Allgemeines (ISO/IEC 27006‑1:2024)

Dieses Dokument legt Anforderungen fest und bietet Anleitung für Stellen, die Audits und Zertifizierungen von Informationssicherheitsmanagementsystemen (ISMS) vornehmen. Zusätzlich gelten die Anforderungen nach ISO/IEC17021-1.
Die in diesem Dokument enthaltenen Anforderungen werden von Stellen, die ISMS-Zertifizierungen durch
führen, im Hinblick auf Kompetenz und Zuverlässigkeit nachgewiesen. Die in diesem Dokument enthaltene Anleitung bietet eine zusätzliche Interpretation dieser Anforderungen für Stellen, die ISMS-Zertifizierungen durchführen.
ANMERKUNG Dieses Dokument kann als Kriteriendokument für die Akkreditierung, die Bewertung unter Gleichrangi
gen oder für andere Auditprozesse verwendet werden.

Sécurité de l'information, cybersécurité et protection de la vie privée - Exigences pour les organismes procédant à l'audit et à la certification des systèmes de management de la sécurité de l'information - Partie 1: Généralités (ISO/IEC 27006-1:2024)

Le présent document spécifie les exigences et fournit des recommandations pour les organismes procédant à l'audit et à la certification d'un système de management de la sécurité de l'information (SMSI), en plus des exigences contenues dans l'ISO/IEC 17021‑1.
Les organismes qui procèdent à la certification de systèmes ISMS démontrent qu'ils respectent les exigences de compétence et de fiabilité présentées dans le présent document. Les recommandations contenues dans le présent document fournissent une interprétation supplémentaire de ces exigences pour les organismes procédant à la certification de systèmes ISMS.
NOTE       Le présent document peut être utilisé comme référentiel pour l'accréditation, l'évaluation par des pairs ou d'autres processus d'audit.

Zahteve za organe, ki izvajajo presojanje in certificiranje sistemov upravljanja informacijske varnosti - 1. del: Splošno (ISO/IEC 27006-1:2024)

Standard ISO/IEC 27006:2015 določa zahteve in podaja navodila za organe, ki izvajajo presojanje in certificiranje sistemov upravljanja informacijske varnosti (ISMS), ter se uporablja kot dodatek k zahtevam, določenim v standardih ISO/IEC 17021‑1 in ISO/IEC 27001. Namenjen je predvsem kot podpora akreditaciji certifikacijskih organov, ki izvajajo certificiranje sistemov upravljanja informacijske varnosti.
Za izpolnjevanje zahtev, ki jih vsebuje ta mednarodni standard, mora vsak organ, ki izvaja certificiranje sistemov upravljanja informacijske varnosti, izkazati kompetentnost in zanesljivost, navodila v tem mednarodnem standardu pa podajajo dodatno interpretacijo teh zahtev za vsak organ, ki izvaja tovrstno certificiranje.
OPOMBA:          Ta mednarodni standard je mogoče uporabljati kot dokument z merili za akreditacijo, medsebojno ocenjevanje ali druge procese presojanja.

General Information

Status
Published
Publication Date
12-Mar-2024
Current Stage
6060 - Definitive text made available (DAV) - Publishing
Start Date
13-Mar-2024
Completion Date
13-Mar-2024

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SLOVENSKI STANDARD
01-junij-2024
Nadomešča:
SIST EN ISO/IEC 27006:2021
Zahteve za organe, ki izvajajo presojanje in certificiranje sistemov upravljanja
informacijske varnosti - 1. del: Splošno (ISO/IEC 27006-1:2024)
Requirements for bodies providing audit and certification of information security
management systems - Part 1: General (ISO/IEC 27006-1:2024)
Anforderungen an Stellen, die Informationssicherheitsmanagementsysteme auditieren
und zertifizieren - Teil 1: Allgemeines (ISO/IEC 27006-1:2024)
Exigences pour les organismes procédant à l'audit et à la certification des systèmes de
management de la sécurité de l'information - Partie 1: Généralités (ISO/IEC 27006-
1:2024)
Ta slovenski standard je istoveten z: EN ISO/IEC 27006-1:2024
ICS:
03.120.20 Certificiranje proizvodov in Product and company
podjetij. Ugotavljanje certification. Conformity
skladnosti assessment
35.030 Informacijska varnost IT Security
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

EUROPEAN STANDARD EN ISO/IEC 27006-1

NORME EUROPÉENNE
EUROPÄISCHE NORM
March 2024
ICS 03.120.20; 35.030
English version
Information security, cybersecurity and privacy protection
- Requirements for bodies providing audit and certification
of information security management systems - Part 1:
General (ISO/IEC 27006-1:2024)
Sécurité de l'information, cybersécurité et protection Cybersicherheit und Datenschutz - Anforderungen an
de la vie privée - Exigences pour les organismes Stellen, die
procédant à l'audit et à la certification des systèmes de Informationssicherheitsmanagementsysteme
management de la sécurité de l'information - Partie 1: auditieren und zertifizieren - Teil 1: Allgemeines
Généralités (ISO/IEC 27006-1:2024) (ISO/IEC 27006-1:2024)
This European Standard was approved by CEN on 29 January 2024.

CEN and CENELEC members are bound to comply with the CEN/CENELEC Internal Regulations which stipulate the conditions for
giving this European Standard the status of a national standard without any alteration. Up-to-date lists and bibliographical
references concerning such national standards may be obtained on application to the CEN-CENELEC Management Centre or to
any CEN and CENELEC member.
This European Standard exists in three official versions (English, French, German). A version in any other language made by
translation under the responsibility of a CEN and CENELEC member into its own language and notified to the CEN-CENELEC
Management Centre has the same status as the official versions.

CEN and CENELEC members are the national standards bodies and national electrotechnical committees of Austria, Belgium,
Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy,
Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Republic of North Macedonia, Romania, Serbia,
Slovakia, Slovenia, Spain, Sweden, Switzerland, Türkiye and United Kingdom.

CEN-CENELEC Management Centre:
Rue de la Science 23, B-1040 Brussels
© 2024 CEN/CENELEC All rights of exploitation in any form and by any means
Ref. No. EN ISO/IEC 27006-1:2024 E
reserved worldwide for CEN national Members and for
CENELEC Members.
Contents Page
European foreword . 3

European foreword
This document (EN ISO/IEC 27006-1:2024) has been prepared by Technical Committee ISO/IEC JTC 1
"Information technology" in collaboration with Technical Committee CEN-CENELEC/ JTC 13
“Cybersecurity and Data Protection” the secretariat of which is held by DIN.
This European Standard shall be given the status of a national standard, either by publication of an
identical text or by endorsement, at the latest by September 2024, and conflicting national standards
shall be withdrawn at the latest by September 2024.
Attention is drawn to the possibility that some of the elements of this document may be the subject of
patent rights. CEN-CENELEC shall not be held responsible for identifying any or all such patent rights.
Any feedback and questions on this document should be directed to the users’ national standards
body/national committee. A complete listing of these bodies can be found on the CEN and CENELEC
websites.
According to the CEN-CENELEC Internal Regulations, the national standards organizations of the
following countries are bound to implement this European Standard: Austria, Belgium, Bulgaria,
Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland,
Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Republic of
North Macedonia, Romania, Serbia, Slovakia, Slovenia, Spain, Sweden, Switzerland, Türkiye and the
United Kingdom.
Endorsement notice
The text of ISO/IEC 27006-1:2024 has been approved by CEN-CENELEC as EN ISO/IEC 27006-1:2024
without any modification.
International
Standard
ISO/IEC 27006-1
First edition
Information security, cybersecurity
2024-03
and privacy protection —
Requirements for bodies
providing audit and certification of
information security management
systems —
Part 1:
General
Sécurité de l'information, cybersécurité et protection de la vie
privée — Exigences pour les organismes procédant à l'audit et
à la certification des systèmes de management de la sécurité de
l'information —
Partie 1: Généralités
Reference number
ISO/IEC 27006-1:2024(en) © ISO/IEC 2024

ISO/IEC 27006-1:2024(en)
© ISO/IEC 2024
All rights reserved. Unless otherwise specified, or required in the context of its implementation, no part of this publication may
be reproduced or utilized otherwise in any form or by any means, electronic or mechanical, including photocopying, or posting on
the internet or an intranet, without prior written permission. Permission can be requested from either ISO at the address below
or ISO’s member body in the country of the requester.
ISO copyright office
CP 401 • Ch. de Blandonnet 8
CH-1214 Vernier, Geneva
Phone: +41 22 749 01 11
Email: copyright@iso.org
Website: www.iso.org
Published in Switzerland
© ISO/IEC 2024 – All rights reserved
ii
ISO/IEC 27006-1:2024(en)
Contents Page
Foreword .v
Introduction .vi
1 Scope . 1
2 Normative references . 1
3 Terms and definitions . 1
4 Principles . 4
5 General requirements . 5
5.1 L egal and contractual matters .5
5.2 Management of impartiality .5
5.2.1 General .5
5.2.2 Conflicts of interest.5
5.3 Liability and financing .5
6 Structural requirements . 5
7 Resource requirements . 5
7.1 Competence of personnel .5
7.1.1 General .5
7.1.2 Generic competence requirements .5
7.1.3 Determination of competence criteria.6
7.2 Personnel involved in the certification activities .8
7.2.1 General .8
7.2.2 Demonstration of auditor knowledge and experience .8
7.3 Use of individual external auditors and external technical experts .9
7.4 Personnel records .9
7.5 Outsourcing .9
8 Information requirements . 9
8.1 Public information . .9
8.2 Certification documents .9
8.2.1 General .9
8.2.2 ISMS Certification documents .10
8.2.3 Reference of other standards in the ISMS certification documents .10
8.3 Reference to certification and use of marks .10
8.4 Confidentiality .10
8.4.1 General .10
8.4.2 Access to organizational records.10
8.5 Information exchange between a certification body and its clients .10
9 Process requirements .11
9.1 Pre-certification activities .11
9.1.1 Application .11
9.1.2 Application review .
...

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