Hazard and operability studies (HAZOP studies) - Application guide

IEC 61882:2016 is available as IEC 61882:2016 RLV which contains the International Standard and its Redline version, showing all changes of the technical content compared to the previous edition. IEC 61882:2016 provides a guide for HAZOP studies of systems using guide words. It gives guidance on application of the technique and on the HAZOP study procedure, including definition, preparation, examination sessions and resulting documentation and follow-up. Documentation examples, as well as a broad set of examples encompassing various applications, illustrating HAZOP studies are also provided. This second edition cancels and replaces the first edition published in 2001. This edition constitutes a technical revision. This edition includes the following significant technical changes with respect to the previous edition: - clarification of terminology as well as alignment with terms and definitions within ISO 31000:2009 and ISO Guide 73:2009; - addition of an improved case study of a procedural HAZOP. Keywords: HAZOP, risks and operability problems

HAZOP-Verfahren (HAZOP-Studien) - Anwendungsleitfaden

Études de danger et d'exploitabilité (études HAZOP) - Guide d'application

L'IEC 61882:2016 constitue un guide pour les études HAZOP de systèmes qui utilisent des mots-guides. Elle donne des lignes directrices relatives à l'application de la technique et à la procédure de l'étude HAZOP, y compris la définition, la préparation, les sessions d'examen ainsi que les documents et le suivi qui en résultent. Elle fournit également des exemples de documentation ainsi qu'un grand choix d'exemples concernant diverses applications qui présentent les études HAZOP. Cette deuxième édition annule et remplace la première édition parue en 2001. Cette édition constitue une révision technique. Cette édition inclut les modifications techniques majeures suivantes par rapport à l'édition précédente: - terminologie clarifiée, et alignement sur les termes et définitions de l'ISO 31000:2009 et du Guide ISO 73:2009; - ajout d'une étude de cas améliorée d'un HAZOP de procédure. Mots clés: HAZOP, risques et les problèmes d'exploitabilité

Analiza obratovanja in nevarnosti (analiza HAZOP) - Navodilo za uporabo (IEC 61882:2016)

Ta mednarodni standard podaja navodila, urejena po vodilnih besedah, za analize obratovanja in nevarnosti (analize HAZOP). Navaja smernice glede uporabe tehnike in postopka analize HAZOP, vključno z definicijo, pripravo, preučevanjem ter objavljeno dokumentacijo in naknadno korespondenco.
Navedeni so tudi primeri dokumentacije s širokim naborom primerov različnih načinov uporabe analize HAZOP.

General Information

Status
Published
Publication Date
02-Jun-2016
Withdrawal Date
13-Apr-2019
Technical Committee
Drafting Committee
Current Stage
6060 - Document made available - Publishing
Start Date
03-Jun-2016
Completion Date
03-Jun-2016

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SLOVENSKI STANDARD
01-september-2016
Analiza obratovanja in nevarnosti (analiza HAZOP) - Navodilo za uporabo (IEC
61882:2016)
Hazard and operability studies (HAZOP studies) - Application guide (IEC 61882:2016)
Ta slovenski standard je istoveten z: EN 61882:2016
ICS:
03.100.50 Proizvodnja. Vodenje Production. Production
proizvodnje management
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

EUROPEAN STANDARD EN 61882
NORME EUROPÉENNE
EUROPÄISCHE NORM
June 2016
ICS 03.100.50; 03.120.01; 13.020.30

English Version
Hazard and operability studies (HAZOP studies) - Application
guide
(IEC 61882:2016)
Études de danger et d'exploitabilité (études HAZOP) - HAZOP-Verfahren (HAZOP-Studien) -
Guide d'application Anwendungsleitfaden
(IEC 61882:2016) (IEC 61882:2016)
This European Standard was approved by CENELEC on 2016-04-14. CENELEC members are bound to comply with the CEN/CENELEC
Internal Regulations which stipulate the conditions for giving this European Standard the status of a national standard without any alteration.
Up-to-date lists and bibliographical references concerning such national standards may be obtained on application to the CEN-CENELEC
Management Centre or to any CENELEC member.
This European Standard exists in three official versions (English, French, German). A version in any other language made by translation
under the responsibility of a CENELEC member into its own language and notified to the CEN-CENELEC Management Centre has the
same status as the official versions.
CENELEC members are the national electrotechnical committees of Austria, Belgium, Bulgaria, Croatia, Cyprus, the Czech Republic,
Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia,
Lithuania, Luxembourg, Malta, the Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland,
Turkey and the United Kingdom.

European Committee for Electrotechnical Standardization
Comité Européen de Normalisation Electrotechnique
Europäisches Komitee für Elektrotechnische Normung
CEN-CENELEC Management Centre: Avenue Marnix 17, B-1000 Brussels
© 2016 CENELEC All rights of exploitation in any form and by any means reserved worldwide for CENELEC Members.
Ref. No. EN 61882:2016 E
European foreword
The text of document 56/1653/FDIS, future edition 2 of IEC 61882, prepared by
IEC/TC 56 "Dependability" was submitted to the IEC-CENELEC parallel vote and approved by
CENELEC as EN 61882:2016.
The following dates are fixed:
(dop) 2017-01-14
• latest date by which the document has to be
implemented at national level by
publication of an identical national
standard or by endorsement
• latest date by which the national (dow) 2019-04-14
standards conflicting with the
document have to be withdrawn
Attention is drawn to the possibility that some of the elements of this document may be the subject of
patent rights. CENELEC [and/or CEN] shall not be held responsible for identifying any or all such
patent rights.
Endorsement notice
The text of the International Standard IEC 61882:2016 was approved by CENELEC as a European
Standard without any modification.
In the official version, for Bibliography, the following notes have to be added for the standards indicated:

IEC 60812:2006 NOTE Harmonized as EN 60812:2006 (not modified).
IEC 61025:2006 NOTE Harmonized as EN 61025:2007 (not modified).
IEC 61160:2005 NOTE Harmonized as EN 61160:2005 (not modified).
IEC 61511-3:2003 NOTE Harmonized as EN 61511-3:2004 (not modified).
IEC 62502:2010 NOTE Harmonized as EN 62502:2010 (not modified).
IEC/ISO 31010:2009 NOTE Harmonized as EN 31010:2010 (not modified).
Annex ZA
(normative)
Normative references to international publications
with their corresponding European publications

The following documents, in whole or in part, are normatively referenced in this document and are
indispensable for its application. For dated references, only the edition cited applies. For undated
references, the latest edition of the referenced document (including any amendments) applies.

NOTE 1 When an International Publication has been modified by common modifications, indicated by (mod), the relevant
EN/HD applies.
NOTE 2 Up-to-date information on the latest versions of the European Standards listed in this annex is available here:
www.cenelec.eu
Publication Year Title EN/HD Year

IEC 60050-192 -  International electrotechnical vocabulary - - -
Part 192: Dependability
IEC 61882 ®
Edition 2.0 2016-03
INTERNATIONAL
STANDARD
NORME
INTERNATIONALE
Hazard and operability studies (HAZOP studies) – Application guide

Études de danger et d'exploitabilité (études HAZOP) – Guide d'application

INTERNATIONAL
ELECTROTECHNICAL
COMMISSION
COMMISSION
ELECTROTECHNIQUE
INTERNATIONALE
ICS 03.100.50; 03.120.01; 13.020.30 ISBN 978-2-8322-3208-8

– 2 – IEC 61882:2016 © IEC 2016
CONTENTS
FOREWORD. 4
INTRODUCTION . 6
1 Scope . 7
2 Normative references . 7
3 Terms, definitions and abbreviations . 7
3.1 Terms and definitions . 7
3.2 Abbreviations . 9
4 Key features of HAZOP . 10
4.1 General . 10
4.2 Principles of examination. 11
4.3 Design representation . 12
4.3.1 General . 12
4.3.2 Design requirements and design intent . 13
5 Applications of HAZOP . 13
5.1 General . 13
5.2 Relation to other analysis tools . 14
5.3 HAZOP study limitations . 14
5.4 Risk identification studies during different system life cycle stages . 15
5.4.1 Concept stage . 15
5.4.2 Development stage . 15
5.4.3 Realization stage . 15
5.4.4 Utilization stage . 15
5.4.5 Enhancement stage . 16
5.4.6 Retirement stage. 16
6 The HAZOP study procedure . 16
6.1 General . 16
6.2 Definitions . 17
6.2.1 Initiate the study . 17
6.2.2 Define scope and objectives . 17
6.2.3 Define roles and responsibilities . 18
6.3 Preparation . 19
6.3.1 Plan the study . 19
6.3.2 Collect data and documentation . 20
6.3.3 Establish guide words and deviations . 20
6.4 Examination . 21
6.4.1 Structure the examination . 21
6.4.2 Perform the examination . 22
6.5 Documentation and follow up . 24
6.5.1 General . 24
6.5.2 Establish method of recording . 25
6.5.3 Output of the study. 25
6.5.4 Record information . 25
6.5.5 Sign off the documentation . 26
6.5.6 Follow-up and responsibilities . 26
Annex A (informative) Methods of recording . 27

IEC 61882:2016 © IEC 2016 – 3 –
A.1 Recording options . 27
A.2 HAZOP worksheet . 27
A.3 Marked-up representation . 28
A.4 HAZOP study report . 28
Annex B (informative) Examples of HAZOP studies . 29
B.1 General . 29
B.2 Introductory example . 29
B.3 Procedures . 34
B.4 Automatic train protection system . 37
B.4.1 General . 37
B.4.2 Application . 37
B.5 Example involving emergency planning . 40
B.6 Piezo valve control system . 44
B.7 HAZOP of a train stabling yard horn procedure . 48
Bibliography . 59

Figure 1 – The HAZOP study procedure . 17
Figure 2 – Flow chart of the HAZOP examination procedure – Property first sequence . 23
Figure 3 – Flow chart of the HAZOP examination procedure – Guide word first
sequence . 24
Figure B.1 – Simple flow sheet . 30
Figure B.2 – Train-carried ATP equipment . 37
Figure B.3 – Piezo valve control system . 44

Table 1 – Example of basic guide words and their generic meanings . 11
Table 2 – Example of guide words relating to clock time and order or sequence . 12
Table 3 – Examples of deviations and their associated guide words . 21
Table B.1 – Properties of the system under examination . 30
Table B.2 – Example HAZOP worksheet for introductory example . 31
Table B.3 – Example HAZOP worksheet for procedures example . 35
Table B.4 – Example HAZOP worksheet for automatic train protection system . 3
...

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