Analysis techniques for system reliability - Procedure for failure mode and effects analysis (FMEA)

This International Standard describes Failure Mode and Effects Analysis (FMEA) and Failure Mode, Effects and Criticality Analysis (FMECA), and gives guidance as to how they may be applied to achieve various objectives by: providing the procedural steps necessary to perform analysis; identifying appropriate terms; defining basic principles; providing examples of the necessary worksheets or other tabular forms.

Analysetechniken für die Funktionsfähigkeit von Systemen - Verfahren für die Fehlzustandsart- und -auswirkungsanalyse (FMEA)

Techniques d'analyse de la fiabilité du système - Procédure d'analyse des modes de défaillance et de leurs effets (AMDE)

La présente Norme Internationale décrit l'analyse des modes de défaillance et de leurs effets (AMDE) et l'analyse des modes de défaillance, de leurs effets et de leur criticité (AMDEC), et apporte des conseils sur l'application de ces méthodes selon les divers objectifs recherchés, de la façon suivante: en fournissant la procédure à suivre pour réaliser une analyse, en spécifiant les termes pertinents, les hypothèses, les mesures de criticité, les modes de défaillance, en déterminant les principes de base, en fournissant des exemples-types de documents et tableaux.

Analizne tehnike za sistemsko zanesljivost – Postopek za analizo vrste okvar in njihovih učinkov (FMEA) (IEC 60812-2006)

General Information

Status
Withdrawn
Publication Date
16-May-2006
Withdrawal Date
28-Feb-2009
Technical Committee
Drafting Committee
Parallel Committee
Current Stage
9960 - Withdrawal effective - Withdrawal
Start Date
14-Sep-2021
Completion Date
14-Sep-2021

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SLOVENSKI STANDARD
01-januar-2007
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SIST HD 485 S1:2004
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Analysis techniques for system reliability - Procedure for failure mode and effects
analysis (FMEA)
Analysetechniken für die Funktionsfähigkeit von Systemen - Verfahren für die
Fehlzustandsart- und -auswirkungsanalyse (FMEA)
Techniques d'analyse de la fiabilité du système - Procédure d'analyse des modes de
défaillance et de leurs effets (AMDE)
Ta slovenski standard je istoveten z: EN 60812:2006
ICS:
21.020 =QDþLOQRVWLLQQDþUWRYDQMH Characteristics and design of
VWURMHYDSDUDWRYRSUHPH machines, apparatus,
equipment
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

EUROPEAN STANDARD
EN 60812
NORME EUROPÉENNE
May 2006
EUROPÄISCHE NORM
ICS 03.120.01; 03.120.30; 21.020 Supersedes HD 485 S1:1987

English version
Analysis techniques for system reliability –
Procedure for failure mode and effects analysis (FMEA)
(IEC 60812:2006)
Techniques d'analyse  Analysetechniken für
de la fiabilité du système – die Funktionsfähigkeit von Systemen –
Procédure d'analyse des modes Verfahren für die Fehlzustandsart-
de défaillance et de leurs effets (AMDE) und -auswirkungsanalyse (FMEA)
(CEI 60812:2006) (IEC 60812:2006)

This European Standard was approved by CENELEC on 2006-03-01. CENELEC members are bound to comply
with the CEN/CENELEC Internal Regulations which stipulate the conditions for giving this European Standard
the status of a national standard without any alteration.

Up-to-date lists and bibliographical references concerning such national standards may be obtained on
application to the Central Secretariat or to any CENELEC member.

This European Standard exists in three official versions (English, French, German). A version in any other
language made by translation under the responsibility of a CENELEC member into its own language and notified
to the Central Secretariat has the same status as the official versions.

CENELEC members are the national electrotechnical committees of Austria, Belgium, Cyprus, the Czech
Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia,
Lithuania, Luxembourg, Malta, the Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain,
Sweden, Switzerland and the United Kingdom.

CENELEC
European Committee for Electrotechnical Standardization
Comité Européen de Normalisation Electrotechnique
Europäisches Komitee für Elektrotechnische Normung

Central Secretariat: rue de Stassart 35, B - 1050 Brussels

© 2006 CENELEC - All rights of exploitation in any form and by any means reserved worldwide for CENELEC members.
Ref. No. EN 60812:2006 E
Foreword
The text of document 56/1072/FDIS, future edition 2 of IEC 60812, prepared by IEC TC 56,
Dependability, was submitted to the IEC-CENELEC parallel vote and was approved by CENELEC as
EN 60812 on 2006-03-01.
This European Standard supersedes HD 485 S1:1987.
The main changes from HD 485 S1:1987 are as follows:
– introduction of the failure modes effects and criticality concepts;
– inclusion of the methods used widely in the automotive industry;
– added references and relationships to other failure modes analysis methods;
– added examples;
– guidance on advantages and disadvantages of different FMEA methods.
The following dates were fixed:
– latest date by which the EN has to be implemented
at national level by publication of an identical
(dop) 2006-12-01
national standard or by endorsement
– latest date by which the national standards conflicting
(dow) 2009-03-01
with the EN have to be withdrawn
Annex ZA has been added by CENELEC.
__________
Endorsement notice
The text of the International Standard IEC 60812:2006 was approved by CENELEC as a European
Standard without any modification.
In the official version, for Bibliography, the following notes have to be added for the standards indicated:
IEC 60300-1 NOTE Harmonized as EN 60300-1:2003 (not modified).
IEC 60300-2 NOTE Harmonized as EN 60300-2:2004 (not modified).
IEC 61160 NOTE Harmonized as EN 61160:2005 (not modified).
ISO 9000 NOTE Harmonized as EN ISO 9000:2000 (not modified).
__________
- 3 - EN 60812:2006
Annex ZA
(normative)
Normative references to international publications
with their corresponding European publications

The following referenced documents are indispensable for the application of this document. For dated
references, only the edition cited applies. For undated references, the latest edition of the referenced
document (including any amendments) applies.

NOTE  When an international publication has been modified by common modifications, indicated by (mod), the relevant EN/HD
applies.
Publication Year Title EN/HD Year
IEC 60300-3-1 2003 Dependability management EN 60300-3-1 2004
Part 3-1: Application guide - Analysis
techniques for dependability - Guide on
methodology
1) 2)
IEC 61025 Fault tree analysis (FTA) HD 617 S1
- 1992
1) 2)
IEC 61078 Analysis techniques for dependability - EN 61078
- 2006
Reliability block diagram and Boolean
methods
1)
Undated reference.
2)
Valid edition at date of issue.

INTERNATIONAL IEC
STANDARD 60812
Second edition
2006-01
Analysis techniques for system reliability –
Procedure for failure mode
and effects analysis (FMEA)
© IEC 2006 Copyright - all rights reserved
No part of this publication may be reproduced or utilized in any form or by any means, electronic or mechanical,
including photocopying and microfilm, without permission in writing from the publisher.
International Electrotechnical Commission, 3, rue de Varembé, PO Box 131, CH-1211 Geneva 20, Switzerland
Telephone: +41 22 919 02 11 Telefax: +41 22 919 03 00 E-mail: inmail@iec.ch Web: www.iec.ch
PRICE CODE
X
Commission Electrotechnique Internationale
International Electrotechnical Commission
МеждународнаяЭлектротехническаяКомиссия
For price, see current catalogue

60812  IEC:2006 – 3 –
CONTENTS
FOREWORD.7

1 Scope.11
2 Normative references .11
3 Terms and definitions .11
4 Overview .15
4.1 Introduction .15
4.2 Purpose and objectives of the analysis.17
5 Failure modes and effects analysis.19
5.1 General considerations.19
5.2 Preliminary tasks.21
5.3 Failure mode, effects, and criticality analysis (FMECA) .41
5.4 Report of analysis .55
6 Other considerations .59
6.1 Common-cause failures.59
6.2 Human factors.59
6.3 Software errors .61
6.4 FMEA regarding consequences of system failure .61
7 Applications.61
7.1 Use of FMEA/FMECA .61
7.2 Benefits of FMEA .65
7.3 Limitations and deficiencies of FMEA .65
7.4 Relationships with other methods .67

Annex A (informative) Summary of procedures for FMEA and FMECA .71
Annex B (informative) Examples of analyses.79

Bibliography.93

Figure 1 – Relationship between failure modes and failure effects in a system hierarchy .25
Figure 2 – Analysis flowchart .39
Figure 3 – Criticality matrix .47
Figure A.1 – Example of the format of an FMEA worksheet.77
Figure B.1 – FMEA for a part of automotive electronics with RPN calculation.81
Figure B.2 – Diagram of subsystems of a motor generator set .83
Figure B.3 – Diagram of enclosure heating, ventilation and cooling systems .85
Figure B.4 – FMEA for sub-system 20.87
Figure B.5 − Part of a process FMECA for machined aluminium casting.91

60812  IEC:2006 – 5 –
Table 1 – Example of a set of general failure modes.29
Table 2 – Illustrative example of a severity classification for end effects .35
Table 3 – Risk/criticality matrix .49
Table 4 – Failure mode severity.51
Table 5 – Failure mode occurrence related to frequency and probability of occurrence .51
Table 6 – Failure mode detection evaluation criteria .53
Table 7 – Example of a set of failure effects (for a motor vehicle starter) .57
Table 8 – Example of a failure effects probability .57
Table B.1 – Definition and classification of the severity of the effects of failures on the
complete M-G system .83

60812  IEC:2006 – 7 –
INTERNATIONAL ELECTROTECHNICAL COMMISSION
____________
ANALYSIS TECHNIQUES FOR SYSTEM RELIABILITY –
PROCEDURE FOR FAILURE MODE
AND EFFECTS ANALYSIS (FMEA)
FOREWORD
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