ETSI TS 102 695-1 V9.4.0 (2014-11)
Smart Cards; Test specification for the Host Controller Interface (HCI); Part 1: Terminal features (Release 9)
Smart Cards; Test specification for the Host Controller Interface (HCI); Part 1: Terminal features (Release 9)
RTS/SCP-00HCITv940
General Information
Standards Content (Sample)
TECHNICAL SPECIFICATION
Smart Cards;
Test specification for the Host Controller Interface (HCI);
Part 1: Terminal features
(Release 9)
Release 9 2 ETSI TS 102 695-1 V9.4.0 (2014-11)
Reference
RTS/SCP-00HCITv940
Keywords
smart card, terminal
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ETSI
Release 9 3 ETSI TS 102 695-1 V9.4.0 (2014-11)
Contents
Intellectual Property Rights . 8
Foreword . 8
Modal verbs terminology . 8
Introduction . 9
1 Scope . 10
2 References . 10
2.1 Normative references . 10
2.2 Informative references . 11
3 Definitions, symbols and abbreviations . 11
3.1 Definitions . 11
3.2 Symbols . 11
3.3 Abbreviations . 11
3.4 Void . 12
3A Formats . 12
3A.1 Format of the table of optional features. 12
3A.2 Format of the applicability table . 13
3A.3 Status and Notations . 13
4 Test environment . 14
4.1 Table of optional features . 14
4.2 Applicability table . 15
4.3 Information to be provided by the device supplier . 18
4.4 Test equipment . 18
4.4.1 Measurement / setting uncertaintie s . 19
4.4.2 Default conditions for DUT operation . 19
4.4.2.1 General . 19
4.4.2.2 Status of UICC interfaces . 19
4.4.3 Minimum/maximum conditions for DUT operation . 19
4.4.4 Conventions . 19
4.5 Test execution . 19
4.5.1 Parameter variations . 19
4.5.2 Execution requirements . 19
4.6 Pass criterion . 20
4.6.1 Unanticipated behaviour from the DUT . 20
5 Test cases . 20
5.1 HCI architecture . 20
5.1.1 Overview . 20
5.1.2 Hosts . 20
5.1.3 Gates . 21
5.1.3.1 Conformance requirements . 21
5.1.3.2 Test case 1: existence of gates. 21
5.1.3.2.1 Test execution . 21
5.1.3.2.2 Initial conditions . 21
5.1.3.2.3 Test procedure . 21
5.1.3.3 Void. 21
5.1.4 Pipes. 22
5.1.4.1 Conformance requirements . 22
5.1.4.2 Test case 1: static pipe deletion . 22
5.1.4.2.1 Test execution . 22
5.1.4.2.2 Initial conditions . 22
5.1.4.2.3 Test procedure . 22
5.1.4.3 Test case 2: initial pipe state and persistence of pipe state and registry value . 23
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Release 9 4 ETSI TS 102 695-1 V9.4.0 (2014-11)
5.1.4.3.1 Test execution . 23
5.1.4.3.2 Initial conditions . 23
5.1.4.3.3 Test procedure . 23
5.1.5 Registries . 24
5.1.5.1 Conformance requirements . 24
5.1.5.2 Test case 1: registry deletion . 24
5.1.5.2.1 Test execution . 24
5.1.5.2.2 Initial conditions . 24
5.1.5.2.3 Test procedure . 25
5.2 HCP . 25
5.2.1 HCP packets. 25
5.2.1.1 Conformance requirements . 25
5.2.2 HCP message structure . 26
5.2.2.1 Conformance requirements . 26
5.2.2.2 Test case 1: commands/events on pipe which is not open . 26
5.2.2.2.1 Test execution . 26
5.2.2.2.2 Initial conditions . 26
5.2.2.2.3 Test procedure . 26
5.2.3 Message fragmentation . 27
5.2.3.1 Conformance requirements . 27
5.3 Instructions . 27
5.3.1 Commands . 27
5.3.1.1 Overview . 27
5.3.1.1.1 Conformance requirements . 27
5.3.1.2 Generic commands . 27
5.3.1.2.1 ANY_SET_PARAMETER . 27
5.3.1.2.2 ANY_GET_PARAMETER. 28
5.3.1.2.3 ANY_OPEN_PIPE . 28
5.3.1.2.4 ANY_ CLOSE_P IP E . 29
5.3.1.3 Administration commands . 30
5.3.1.3.1 ADM_CREATE_PIPE . 30
5.3.1.3.2 ADM_NOTIFY_PIPE_CREATED . 30
5.3.1.3.3 ADM_DELETE_PIPE . 30
5.3.1.3.4 ADM_NOTIFY_PIPE_DELETED . 30
5.3.1.3.5 ADM_CLEAR_ALL_PIPE . 31
5.3.1.3.6 ADM_NOTIFY_ALL_PIPE_CLEARED . 31
5.3.2 Responses . 31
5.3.2.1 Conformance requirements . 31
5.3.2.2 Test case 1: response to unknown command . 31
5.3.2.2.1 Test execution . 31
5.3.2.2.2 Initial conditions . 32
5.3.2.2.3 Test procedure . 32
5.3.3 Events . 32
5.3.3.1 Conformance requirements . 32
5.3.3.2 Test case 1: reception of unknown events . 32
5.3.3.2.1 Test execution . 32
5.3.3.2.2 Initial conditions . 32
5.3.3.2.3 Test procedure . 32
5.4 GATES and subclauses . 33
5.4.1 GATES . 33
5.4.1.1 Conformance requirements . 33
5.4.2 Management gates . 33
5.4.2.1 Administration gates . 33
5.4.2.1.1 Host controller administration gate . 33
5.4.2.1.2 Host administration gate . 35
5.4.2.2 Link management gate . 36
5.4.2.2.1 Host controller link management gate . 36
5.4.2.2.2 Host link management gate . 36
5.4.2.3 Identity management gate . 36
5.4.2.3.1 Local registry . 36
5.4.2.3.2 Remote registry . 38
5.4.2.4 Loop back gate . 38
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Release 9 5 ETSI TS 102 695-1 V9.4.0 (2014-11)
5.4.2.4.1 Conformance requirements . 38
5.4.3 Generic gates . 38
5.5 HCI procedures . 39
5.5.1 Pipe management . 39
5.5.1.1 Pipe creation . 39
5.5.1.1.1 Conformance requirements . 39
5.5.1.2 Pipe deletion . 40
5.5.1.2.1 Conformance requirements . 40
5.5.1.2.2 Test case 1: valid pipe deletion from host to host controller . 40
5.5.1.3 Clear all Pipes . 41
5.5.1.3.1 Conformance requirements . 41
5.5.1.3.2 Test case 1: identity reference data when ETSI TS 102 613 is used . 41
5.5.1.3.3 Test case 2: reception of ADM_CLEAR_ALL_PIPE - static pipes, dynamic pipes to host . 41
5.5.2 Registry access . 42
5.5.3 Host and Gate discovery . 42
5.5.4 Session initialization . 42
5.5.4.1 Conformance requirements . 42
5.5.4.2 Test case 1: inhibited state . 43
5.5.4.2.1 Test execution . 43
5.5.4.2.2 Initial conditions . 43
5.5.4.2.3 Test procedure . 43
5.5.4.3 Test case 2: inhibited state, followed by subsequent successful identity check . 43
5.5.4.3.1 Test execution . 43
5.5.4.3.2 Initial conditions . 44
5.5.4.3.3 Test procedure . 44
5.5.5 Loop back testing . 44
5.5.5.1 Conformance requirements . 44
5.5.5.2 Test case 1: processing of EVT_POST_DATA . 44
5.5.5.2.1 Test execution . 44
5.5.5.2.2 Initial conditions . 45
5.5.5.2.3 Test procedure . 45
5.6 Contactless card emulation . 45
5.6.1 Overview . 45
5.6.1.1 Conformance requirements . 45
5.6.1.2 Test case 1: RF gate of type A . 45
5.6.1.2.1 Test execution . 45
5.6.1.2.2 Initial conditions . 45
5.6.1.2.3 Test procedure . 46
5.6.1.3 Test case 2: RF gate of type B. 46
5.6.1.3.1 Test execution . 46
5.6.1.3.2 Initial conditions . 46
5.6.1.3.3 Test procedure . 46
5.6.1.4 Test case 3: RF gate of type F . 47
5.6.1.4.1 Test execution . 47
5.6.1.4.2 Initial conditions . 47
5.6.1.4.3 Test procedure . 47
5.6.2 Void . 47
5.6.3 Gates . 47
5.6.3.1 Void. 47
5.6.3.2 Identity management gate . 48
5.6.3.2.1 Conformance requirements . 48
5.6.3.3 Card RF gates . 48
5.6.3.3.1 Overview . 48
5.6.3.3.2 Commands . 48
5.6.3.3.3 Events and subclauses . 48
5.6.3.3.4 Registry and subclauses . 48
5.6.3.4 Card application gates . 59
5.6.3.4.1 Overview . 59
5.6.3.4.2 Commands . 59
5.6.3.4.3 Events and subclauses . 59
5.6.3.4.4 Registry . 60
5.6.4 Procedures. 61
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Release 9 6 ETSI TS 102 695-1 V9.4.0 (2014-11)
5.6.4.1 Use of contactless card application . 61
5.6.4.1.1 Conformance requirements . 61
5.6.4.1.2 Test case 1: ISO/IEC 14443-3 Type A . 61
5.6.4.1.3 Test case 2: ISO/IEC 14443-3 Type B . 62
5.6.4.2 Non ISO/IEC 14443-4 type A . 64
5.6.4.2.1 Conformance requirements . 64
5.6.4.2.2 Test case 1: Non ISO/IEC 14443-4 type A. 64
5.6.4.2.3 Test case 2: Routing EVT_FIELD_ON and EVT_FIELD_OFF to RF Gate with lowest G . 65
ID
5.6.4.3 Type B' RF technology . 66
5.6.4.3.1 Conformance requirements . 66
5.6.4.4 Type F RF technology . 67
5.6.4.4.1 Conformance requirements . 67
5.6.4.4.2 Test case 1: ISO/IEC 18092 Type F . 67
5.6.4.4.3 Test case 2: RF off during ISO/IEC 18092 [4] Type F commands handling . 68
5.6.4.4.4 Test case 3: Routing EVT_FIELD_ON and EVT_FIELD_OFF to RF Gate with lowest G . 70
ID
5.6.4.5 Update RF technology settings . 71
5.6.4.5.1 Conformance requirements . 71
5.6.4.6 Identity check . 71
5.6.4.6.1 Conformance requirements . 71
5.7 Contactless reader. 72
5.7.1 Overview . 72
5.7.1.1 Conformance requirements . 72
5.7.2 Reader RF gates . 72
5.7.2.1 Overview . 72
5.7.2.2 Command . 72
5.7.2.2.1 WR_XCHG_DATA . 72
5.7.2.3 Registries . 73
5.7.2.3.1 Type A reader RF gate . 73
5.7.2.3.2 Type B reader RF gate . 76
5.7.2.4 Events and subclauses . 78
5.7.2.4.1 Events . 78
5.7.2.4.2 EVT_READER_REQUESTED . 78
5.7.2.4.3 EVT_END_OPERATION. 78
5.7.2.5 Responses . 79
5.7.2.5.1 Conformance requirements . 79
5.7.3 Reader application gates . 79
5.7.3.1 Overview . 79
5.7.3.2 Command . 79
5.7.3.2.1 Conformance requirements . 79
5.7.3.3 Registry . 79
5.7.3.3.1 Conformance requirements . 79
5.7.3.4 Events and subclauses . 79
5.7.3.4.1 Events . 79
5.7.3.4.2 EVT_TARGET_DISCOVERED . 80
5.7.4 Procedures. 80
5.7.4.1 Use of contactless reader application . 80
5.7.4.1.1 Conformance requirements . 80
5.8 Connectivity . 80
5.8.1 Overview . 80
5.8.2 Connectivity gate and subclauses . 80
5.8.2.1 Connectivity gate . 80
5.8.2.2 Commands . 81
5.8.2.2.1 PRO_HOST_REQUEST . 81
5.8.2.3 Events and subclauses . 81
5.8.2.3.1 Events . 81
5.8.2.3.2 EVT_CONNECTIVITY . 81
5.8.2.3.3 Void . 81
5.8.2.3.4 EVT_OPERATION_ENDED . 81
5.8.2.3.5 EVT_TRANSACTION . 81
5.8.2.4 Registry . 82
5.8.2.4.1 Conformance requirements . 82
5.8.3 Connectivity application gate and subclauses . 82
ETSI
Release 9 7 ETSI TS 102 695-1 V9.4.0 (2014-11)
5.8.3.1 Connectivity application gate . 82
5.8.3.1.1 Conformance requirements . 82
5.8.3.2 Commands . 82
5.8.3.2.1 Conformance requirements . 82
5.8.3.3 Events and subclauses . 83
5.8.3.3.1 Events . 83
5.8.3.3.2 EVT_STANDBY . 83
5.8.3.4 Registry . 83
5.8.3.4.1 Conformance requirements . 83
5.8.4 Procedures. 83
5.8.4.1 Use of connectivity gate . 83
Annex A (informative): Bibliography . 84
Annex B (informative): Core specification version information . 85
Annex C (informative): Change history . 86
History . 88
ETSI
Release 9 8 ETSI TS 102 695-1 V9.4.0 (2014-11)
Intellectual Property Rights
IPRs essential or potentially essential to the present document may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
server (http://ipr.etsi.org).
Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee
can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
server) which are, or may be, or may become, essential to the present document.
Foreword
This Technical Specification (TS) has been produced by ETSI Technical Committee Smart Card Platform (SCP).
The contents of the present document are subject to continuing work within TC SCP and may change following formal
TC SCP approval. If TC SCP modifies the contents of the present document, it will then be republished by ETSI with
an identifying change of release date and an increase in version number as follows:
Version x.y.z
where:
x the first digit:
0 early working draft;
1 presented to TC SCP for information;
2 presented to TC SCP for approval;
3 or greater indicates TC SCP approved document under change control.
y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections,
updates, etc.
z the third digit is incremented when editorial only changes have been incorporated in the document.
The present document is part 1 of a multi-part deliverable covering the Test specification for the Host Controller
Interface (HCI), as identified below:
Part 1: "Terminal features";
Part 2: "UICC features";
Part 3: "Host Controller features".
Modal verbs terminology
In the present document "shall", "shall not", "should", "should not", "may", "may not", "need", "need not", "will",
"will not", "can" and "cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms
for the expression of provisions).
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
ETSI
Release 9 9 ETSI TS 102 695-1 V9.4.0 (2014-11)
Introduction
The present document defi
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