Digital cellular telecommunications system (Phase 2+) (GSM); Universal Mobile Telecommunications System (UMTS); LTE; Service requirements for 3GPP Generic User Profile (GUP); Stage 1 (3GPP TS 22.240 version 15.0.0 Release 15)

RTS/TSGS-0122240vf00

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Status
Published
Publication Date
22-Jan-2020
Technical Committee
Current Stage
12 - Completion
Completion Date
23-Jan-2020
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ETSI TS 122 240 V15.0.0 (2020-01) - Digital cellular telecommunications system (Phase 2+) (GSM); Universal Mobile Telecommunications System (UMTS); LTE; Service requirements for 3GPP Generic User Profile (GUP); Stage 1 (3GPP TS 22.240 version 15.0.0 Release 15)
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ETSI TS 122 240 V15.0.0 (2020-01)






TECHNICAL SPECIFICATION
Digital cellular telecommunications system (Phase 2+) (GSM);
Universal Mobile Telecommunications System (UMTS);
LTE;
Service requirements for 3GPP Generic User Profile (GUP);
Stage 1
(3GPP TS 22.240 version 15.0.0 Release 15)

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3GPP TS 22.240 version 15.0.0 Release 15 1 ETSI TS 122 240 V15.0.0 (2020-01)



Reference
RTS/TSGS-0122240vf00
Keywords
GSM,LTE,UMTS
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3GPP TS 22.240 version 15.0.0 Release 15 2 ETSI TS 122 240 V15.0.0 (2020-01)
Intellectual Property Rights
Essential patents
IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
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Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee
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Legal Notice
This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP).
The present document may refer to technical specifications or reports using their 3GPP identities. These shall be
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The cross reference between 3GPP and ETSI identities can be found under http://webapp.etsi.org/key/queryform.asp.
Modal verbs terminology
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"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
ETSI

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3GPP TS 22.240 version 15.0.0 Release 15 3 ETSI TS 122 240 V15.0.0 (2020-01)
Contents
Intellectual Property Rights . 2
Legal Notice . 2
Modal verbs terminology . 2
Foreword . 4
Introduction . 4
1. Scope . 5
2. References . 5
3 Definitions and abbreviations . 5
3.1 Definitions . 5
3.2 Abbreviations . 6
4 General description. 6
4.1 Introduction . 6
4.1.1 Intended Usage of the Generic User Profile . 7
4.1.2 Benefits of the 3GPP Generic User Profile for individual stakeholders . 7
4.2 Conceptual view of the GUP . 8
4.3 GUP Data Stores and GUP data Users . 9
4.4 Synchronisation model . 10
4.5 Contents of GUP . 11
4.6 The role of Data Description in GUP . 12
5 Stakeholder requirements . 12
5.1 Subscriber Requirements . 13
5.1.1 User Requirements . 13
5.2 Value Added Service Provider Requirements . 13
5.3 Home Network Operator Requirements . 13
5.4 Roamed-to Network Operator Requirements . 14
5.5 Regulatory Requirements . 14
6 General Requirements . 14
6.1 Network Requirements . 14
6.2 UE Requirements . 14
6.3 General Service Requirements . 15
6.4 Management Requirements . 15
6.5 Synchronization Requirements . 15
6.6 Data Description Requirements . 16
7 Security. 16
8 Privacy and Authorisation . 17
8.1 General Requirements . 17
8.2 Authorisation Rules . 17
9 Charging . 18
Annex A (informative): Example 3GPP Generic User Profile use cases . 19
Annex B (informative): Additional Information . 21
Annex C (informative): Bibliography . 24
Annex D (informative): Change history . 25
History . 26

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3GPP TS 22.240 version 15.0.0 Release 15 4 ETSI TS 122 240 V15.0.0 (2020-01)
Foreword
rd
This Technical Specification has been produced by the 3 Generation Partnership Project (3GPP).
The contents of the present document are subject to continuing work within the TSG and may change following formal
TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an
identifying change of release date and an increase in version number as follows:
Version x.y.z
where:
x the first digit:
1 presented to TSG for information;
2 presented to TSG for approval;
3 or greater indicates TSG approved document under change control.
y the second digit is incremented for all changes of substance, e.g. technical enhancements, corrections,
updates, etc.
z the third digit is incremented when editorial only changes have been incorporated in the document.
Introduction
The present document introduces the requirements and features of a 3GPP Generic User Profile (GUP). The GUP will
help overcome some of the challenges associated with the introduction of sophisticated user terminals with widely
varying capabilities, hybrid combinations of mobile network domains, the advent of downloadable applications, and the
desire of users to customise potentially complex services to individual preferences and needs.
The present document for a Generic User Profile will capture requirements that will allow:
1. A way to express user preferences in a consistent manner.
2. Effective management, control ownership and protection of GUP data.
3. Extensibility to cater for future needs and the simple addition of new features.
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3GPP TS 22.240 version 15.0.0 Release 15 5 ETSI TS 122 240 V15.0.0 (2020-01)
1. Scope
The present document defines the stage one description to the 3GPP Generic User Profile (GUP). It specifies
requirements to the 3GPP Generic User Profile, seen primarily from the user, home environment, serving network and
value added service provider's points of view.
The present document includes information applicable to the home environment, device- and network manufacturers
and value added service providers which are sufficient to provide complete support of services in 3GPP networks.
While the 3GPP Generic User Profile may contain components that are out of scope of 3GPP (e.g. for services offered
by third parties) the requirements in the present document pertain only to those components that lie within the 3GPP
system.
2. References
The following documents contain provisions which, through reference in this text, constitute provisions of the present
document.
• References are either specific (identified by date of publication, edition number, version number, etc.) or
non-specific.
• For a specific reference, subsequent revisions do not apply.
• For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including
a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same
release as the present document.
[1] 3GPP TS 21.905: "Vocabulary for 3GPP Specifications".
[2] 3GPP TS 32.140: "Subscription Management Requirements".
[3] Open Mobile Alliance (OMA): OMA-RD-Parlay_Service_Access-V1_0-20100427-A.
[4] W3C Recommendation "Extensible Markup Language (XML) 1.0 (Fifth Edition)"
http://www.w3.org/TR/2008/REC-xml-20081126/
[5] W3C Recommendation "XML Schemas, Part 1: Structures Second Edition"
http://www.w3.org/TR/2004/REC-xmlschema-1-20041028/
[6] W3C Recommendation "XML Schemas, Part 2: Datatypes Second Edition"
http://www.w3.org/TR/2004/REC-xmlschema-2-20041028/
3 Definitions and abbreviations
3.1 Definitions
For the purposes of the present document, the following terms and definitions apply:
3GPP Generic User Profile (GUP): The 3GPP Generic User Profile is the collection of user related data which affects
the way in which an individual user experiences services and which may be accessed in a standardised manner as
described in this specification. The Generic User Profile is defined using the W3C XML recommendation [4].
GUP Component (logical): A GUP component is logically an individual part of the Generic User Profile.
GUP Component instance (physical): a GUP component instance is a physical representation of a GUP component.
To one GUP component (logical) correspond one or more component instances, i.e. physical copies. Component
instances may be located in the Home Network, in the Value Added Service Provider Environment and/or the User
Equipment.
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3GPP TS 22.240 version 15.0.0 Release 15 6 ETSI TS 122 240 V15.0.0 (2020-01)
GUP Data Element: the indivisible unit of Generic User Profile information.
GUP Data Model: The data model describing the data structure, the way the data elements are defined and the
relationship to each other.
Data Description Method: A method describing how to define the data contained in the Generic User Profile. The
description is defined using the W3C XML Schemas recommendations [5], [6].
Master component instance (aka master instance): Among the component instances (physical) associated with a
GUP component (logical), one of them is tagged with the role of "master instance". The master component instance is
responsible for the correct value of the corresponding GUP component.
Public User Identity: Identity which is used to communicate with other users.
User: for definition see 3GPP TR 21.905 [1]. In addition the present document assumes, that the user has a unique
identity in the 3GPP system (IMSI or IMS Private ID) and is associated with one 3GPP subscriber. (Note, that a user
may have many addresses though! E.g. the user can have several Public User IDs). The user is not necessarily identical
to the 3GPP subscriber.
Further 3GPP system related definitions are given in 3GPP TR 21.905 [1].
3.2 Abbreviations
For the purposes of the present document, the following abbreviations apply:
GERAN GSM/EDGE Radio Access Network
GUP 3GPP Generic User Profile
IMS IP Multimedia Core Network Subsystem
IMSI International Mobile Subscriber Identity
MVNO Mobile Virtual Network Operator
OSA Open Service Access
PID Private User Identity
UE User Equipment
UTRAN Universal Terrestrial Radio Access Network
VASP Value Added Service Provider
VHE Virtual Home Environment
WLAN Wireless Local Area Network
Further 3GPP system related abbreviations are given in 3GPP TR 21.905 [1].
4 General description
4.1 Introduction
The fact of having several domains within the 3GPP mobile system (e.g. Circuit-Switched, Packet-Switched, IP
Multimedia Subsystem ) and access technologies (e.g. GERAN, UTRAN and WLAN) introduces a wide distribution of
data associated with the user. Further, the new functions both in terminals and networks mean that the data related to
Users, Services and User Equipment will be increased greatly. This causes difficulties for Users, Subscribers, network
Operators and Value added service providers to create, access and manage the user-related data located in different
entities.
The objective of specifying the 3GPP Generic User Profile is to provide a means to enable harmonised usage of the
user-related information originating from different entities. The specification of the GUP shall also allow extensibility
to cater for future developments.
The 3GPP Generic User Profile is the collection of User-related data which affects the way in which an individual user
experiences services where a community of entities share this data. The 3GPP Generic User Profile can be stored in the
home network environment and/or Value Added Service Provider equipment.
The 3GPP Generic User Profile will be accessed by different stakeholders and managed either by one (centralised) or
by different stakeholders (de-centralised) such as the user, subscriber, value added service provider and network
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3GPP TS 22.240 version 15.0.0 Release 15 7 ETSI TS 122 240 V15.0.0 (2020-01)
operator by a standardised access mechanism. The 3GPP Generic User Profile allows intra-network usage (i.e. data
exchange between applications within a mobile operator’s network) and inter-network usage (between mobile
operator’s network and value added service providers) as illustrated in Figure 1.
Note: MVNOs and visited networks are treated as value added service providers in terms of GUP data
exchanges with mobile operator’s network.
The 3GPP Generic User Profile may be also be used by different applications in a standardised way.
The 3GPP Generic User Profile will help to create and manage the user data in each entity and on the other hand to
make it easier to find all user related data as a whole in the home network environment.
Technically the 3GPP Generic User Profile provides an architecture, data description and interface with mechanisms to
handle the data.
4.1.1 Intended Usage of the Generic User Profile
The intended usage of the 3GPP generic user profile is a critical factor driving its detailed specification, e.g.,
architecture and data model. In general, user profile data can be shared between different stakeholders to facilitate the
following:
- User preference management: Enable applications to read and utilize a limited set of user preference
information
- User service customization: Enable applications to read and utilize personalized service information, i.e.,
individual settings for a particular service
- Terminal capability management: Enable applications to access terminal-related capabilities
- User Information sharing: Enable applications to read and utilize application level information, e.g. address
book information
- Profile key access: Enable applications to use a unique identity as a key to access profile information, .e.g. any
public user identity or an alias.
It is intended that the 3GPP GUP, in particular, will address all of the above. As can be inferred, a user’s identity can
serve as the unique common key into the profile.
4.1.2 Benefits of the 3GPP Generic User Profile for individual
stakeholders
The following chapter shows in an exemplary way how stakeholders may benefit from GUP. The examples given are
neither exhaustive nor are they meant to be part of, or be implemented by GUP. On the contrary, these functions / use-
cases need to be seen distinct from GUP, but capabilities offered through GUP (e.g. a common data description, data
access- and synchronisation mechanisms …) may be utilised to build these functions.
- Subscription Management and Customer Care:
Subscription Management [2] benefits from a standardised way to access subscription data of a user. Already
today customer care is a noticeable part of an operator’s expenses, it will grow to be even more expensive as
more services and more terminal types become available for 3GPP system. Unlike the Supplementary services in
GSM new services in 3GPP are not standardised. Therefore content and format of subscription data as well as
the places (repositories) where subscription data are stored may be different for different new services. GUP
specifies the description of- and access of data in a standardised way. This will allow:
- Service providers as well as Value Added Service providers to use standardised GUP mechanisms for
Subscription Management and Customer Care by the operator.
- Reduce costs for Subscription Management and Customer Care for the operator and/or service provider
and/or value added service provider since management tools may rely on this standardised mechanism.
- Subscription Check by third party provided services:
Third party provided services may run on application servers outside the 3GPP system. However subscription
information may be kept by the home operator.
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3GPP TS 22.240 version 15.0.0 Release 15 8 ETSI TS 122 240 V15.0.0 (2020-01)
To find out, whether a service is allowed to be invoked by a particular user the service needs to check its
subscription. Access to this information can be controlled by means of GUP mechanisms.
- Benefit for third party value added service providers and for
- Operators, who want to keep subscription within their domain
- Services Interaction:
If personalisation of services possibly effect other services it may be advantageous, that such personalisation is
visible to these other services. If a service is designed to permit access to these data through GUP mechanisms:
- the user or operator may choose to allow certain services to access certain user data of other services of the
user.
- Provision of Terminal Capability information:
Services (from the home- or visited network operator or provided by third parties) may need to know what
capabilities the terminal, that is currently used by the user, supports. Multiple provisioning protocols are a
problem for terminal vendors since the UE has to support all of them. The GUP data will be described in the
same way and can therefore be used in different protocols without having to change. GUP mechanisms could
provide the basis for retrieval of a user’s terminal capabilities.
- Benefit for the value added service provider, who can rely on a GUP mechanism to obtain this information.
4.2 Conceptual view of the GUP
For each user (characterised by an IMSI or IMS PID) one User Profile exists, which may consist of several
‘components’. These components may be distributed in the home network and value added service provider’s
environment. Within the home network, the components may be distributed in various network nodes. Figure 1 below
provides a conceptual overview of GUP and is as such for informative purposes only. Only one master of the
component exists, but one or more copies of the master component may exist. The home operator shall be able to copy
master components, which are located outside the home network to the home network. Within the home network,
functionality exists that is able to locate GUP components, thereby making applications unaware of the actual location
of the components. The administration and management of the data associated with this functionality is under the
control of the home network. Although GUP does not attempt to provide an actual classification of the data it may
contain, one may consider categorisations such as general user information, terminal related information, service
specific information, etc. as indicated in clause 4.4.

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3GPP TS 22.240 version 15.0.0 Release 15 9 ETSI TS 122 240 V15.0.0 (2020-01)
Home Network
General User
Other Data (eg terminal
Information
related information)
Component A Component D
GUP Data
:     : :     :
Component A
Component B Component E
:     :
Component Y
Service Specific
GUP Data
Information
Component Y
Value Added
:     :
Service Provider
Component X
Component Instance
Master Component Instance

Figure 1: Conceptual view of GUP
4.3 GUP Data Stores and GUP data Users
This clause describes in general terms where the generic user profile data resides and which entities use that
information. A general feature of the user profile is that the different entities are data consumers for a certain subset of
the generic user profile and are data suppliers for another part. The 3GPP GUP data are distributed by nature and
consequently stored in home network and Value Added Service Provider Equipment.

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3GPP TS 22.240 version 15.0.0 Release 15 10 ETSI TS 122 240 V15.0.0 (2020-01)
GUP Data Users
3rd Party
Home Network
Application
OAM and subscription
Application
Terminal
Management Application
Application
Generic User Profile
Value Added
Home Network
Service Provider
GUP Data Stores

Figure 2: Illustration of the scope of 3GPP Generic User Profile
The Generic User Profile provides a generic mechanism to access and manipulate user related data for suppliers and
consumers. Using this mechanism the data can be retrieved and managed in a uniform way. However the data contents
itself are not described within the Generic User Profile, but only the data model and a schema shall be defined.
The suppliers and consumers of the data can be divided into the following groups of applications:
- Applications in the home network
rd
- 3 Party Applications
- OAM and subscription management applications
Applications in the home network may include those related to call or session handling as well as messaging or web
services. Typically fairly high requirements are set on the response time.
rd
3 Party Applications are similar to applications in the home network but they are non-trusted which means that strict
security, access and privacy procedures shall be carried out.
OAM activities related to user profile are provisioning and administration of user data by the network operator. These
activities are characterised by needs for high throughput and allow longer response time. In order to allow simple and
centralized administration it should be transparent to the administrator where the different parts of the user data are
stored. As a result, this role needs a single system image on user profile, or, on functional terms, a common data access
function. As one alternative the user self-service management may be implemented as part of this function.
4.4 Synchronisation model
GUP components instances may be distributed in the home network and value added service provider’s environment.
The distribution model is shown in Figure 1.
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3GPP TS 22.240 version 15.0.0 Release 15 11 ETSI TS 122 240 V15.0.0 (2020-01)
A data consumer can request a copy of a GUP component, i.e. the master instance of the component. This copy may be
a working copy or a syn
...

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