DGR/IP6-0008

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Status
Published
Publication Date
19-Jun-2017
Technical Committee
Current Stage
12 - Completion
Due Date
20-Jun-2017
Completion Date
20-Jun-2017
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ETSI GR IP6 008 V1.1.1 (2017-06) - IPv6-based Internet of Things Deployment of IPv6-based Internet of Things
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ETSI GR IP6 008 V1.1.1 (2017-06)
GROUP REPORT
IPv6-based Internet of Things
Deployment of IPv6-based Internet of Things
Disclaimer

The present document has been produced and approved by the IPv6 Integration (IP6) ETSI Industry Specification Group (ISG)

and represents the views of those members who participated in this ISG.
It does not necessarily represent the views of the entire ETSI membership.
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2 ETSI GR IP6 008 V1.1.1 (2017-06)
Reference
DGR/IP6-0008
Keywords
IoT, IPv6
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ETSI
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3 ETSI GR IP6 008 V1.1.1 (2017-06)
Contents

Intellectual Property Rights ................................................................................................................................ 4

Foreword ............................................................................................................................................................. 4

Modal verbs terminology .................................................................................................................................... 4

Executive summary ............................................................................................................................................ 4

1 Scope ........................................................................................................................................................ 5

2 References ................................................................................................................................................ 5

2.1 Normative references ......................................................................................................................................... 5

2.2 Informative references ........................................................................................................................................ 5

3 Abbreviations ........................................................................................................................................... 7

4 User defined clause(s) from here onwards ............................................................................................... 9

4.1 Introduction ........................................................................................................................................................ 9

4.1.1 The IoT in 2020: 50 Billion of connected devices ........................................................................................ 9

4.1.2 IoT connectivity: Wired and Wireless ........................................................................................................ 10

4.1.3 Constraint devices and constraint networks ................................................................................................ 11

4.1.3.1 The Unique Requirements of Constrained Networks ............................................................................ 11

4.1.3.2 Energy consumption in the IoT ............................................................................................................. 11

4.2 The IoT landscape ............................................................................................................................................ 11

4.2.1 The Convergence of IT and OT .................................................................................................................. 11

4.2.2 The market segmentation ............................................................................................................................ 12

4.3 Motivation for IPv6 in the IoT ......................................................................................................................... 12

4.3.1 Technical Motivation .................................................................................................................................. 12

4.3.1.1 Main driver ............................................................................................................................................ 12

4.3.1.2 Addressability ....................................................................................................................................... 12

4.3.1.3 Security Mechanism .............................................................................................................................. 13

4.3.1.4 IP up to the end device/end to end principle ......................................................................................... 13

4.3.1.5 Flow identification ................................................................................................................................ 13

4.3.2 Standardization ........................................................................................................................................... 14

4.3.2.1 IETF standardization effort (IPv6 for the IoT) ...................................................................................... 14

4.3.2.2 IEC and other SDOs .............................................................................................................................. 14

4.4 Impact of the IoT on the IPv6 technology and protocols ................................................................................. 14

4.4.1 Routing Protocols: Roll .............................................................................................................................. 14

4.4.2 Transport protocols: CoRE ......................................................................................................................... 16

4.4.3 IPv6 Neighbour Discovery ......................................................................................................................... 17

4.4.4 Adaptation Layers: 6Lo .............................................................................................................................. 17

4.4.5 LPWAN ...................................................................................................................................................... 18

4.5 Specific market deployment considerations ..................................................................................................... 20

4.5.1 Industrial Internet: Deterministic Networking DetNet/6T iSCH .................................................................. 20

4.6 Lesson learned: IPv6 for the Smart Grid .......................................................................................................... 21

4.6.1 Power Automation use case ........................................................................................................................ 21

4.6.2 Field Area Network use case for Electric Distribution Network and smart metering ................................. 21

4.6.2.1 A Standardized and Flexible IPv6 Architecture for Field Area Networks: Smart-Grid Last-Mile

Infrastructure ......................................................................................................................................... 21

4.6.2.2 The Key Advantages of Internet Protocol ............................................................................................. 22

4.6.2.3 An IPv6 Distribution Network Architecture ......................................................................................... 23

4.6.2.4 The Technical Components of IPv6 Smart-Grid Last-Mile Infrastructure ............................................ 24

4.6.2.5 Network Management for Smart Meters ............................................................................................... 26

4.7 Conclusions ...................................................................................................................................................... 27

Annex A: Authors & contributors ........................................................................................................ 28

Annex B: Bibliography .......................................................................................................................... 29

History .............................................................................................................................................................. 30

ETSI
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4 ETSI GR IP6 008 V1.1.1 (2017-06)
Intellectual Property Rights
Essential patents

IPRs essential or potentially essential to the present document may have been declared to ETSI. The information

pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found

in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in

respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web

server (https://ipr.etsi.org/).

Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee

can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web

server) which are, or may be, or may become, essential to the present document.
Trademarks

The present document may include trademarks and/or tradenames which are asserted and/or registered by their owners.

ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no

right to use or reproduce any trademark and/or tradename. Mention of those trademarks in the present document does

not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks.

Foreword

This Group Report (GR) has been produced by ETSI Industry Specification Group (ISG) IPv6 Integration (IP6).

Modal verbs terminology

In the present document "should", "should not", "may", "need not", "will", "will not", "can" and "cannot" are to be

interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions).

"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.

Executive summary

The present document summarizes the advantages and benefits of IPv6 in the deployment of IoT solutions.

It first analyses the IoT landscape, its evolution and its principal characteristics. It then focuses on the principal

motivations for IPv6 in this environment both from a technical standpoint as well as from a standardization effort.

The next step is to underline the impact of the IoT toward the IPv6 specifications and its necessary evolutions.

The present document also describes an existing very large deployment of IPv6 in the Smart Grid area (multi-millions

of devices).
ETSI
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5 ETSI GR IP6 008 V1.1.1 (2017-06)
1 Scope

The present document outlines the motivation for IPv6 in IoT, the technical challenges to address IoT on constrained

devices and networks, the impact on the IPv6 technology and protocols, the technology guidelines, the step by step

process, the benefits, the risks, as applicable to IoT domains including: M2M, Energy, Industrial, Mining, Oil and gas,

Smart city, Transportation (including EVs), etc.

IPv6-based IoT in this context refers to the connectivity network layers needed to support the communication between

things. It is understood that a complete IoT system may use of an IoT architecture including but not necessarily an

abstraction layer part of an IoT platform. The description of such IoT platform is out of the scope of the present

document.
2 References
2.1 Normative references
Normative references are not applicable in the present document.
2.2 Informative references

References are either specific (identified by date of publication and/or edition number or version number) or

non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the

referenced document (including any amendments) applies.

NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee

their long term validity.

The following referenced documents are not necessary for the application of the present document but they assist the

user with regard to a particular subject area.
[i.1] IEEE 802.15.4™: "IEEE 802.15 WPAN™ Task Group 4 (TG4)".
NOTE: Available at http://www.ieee802.org/15/pub/TG4.html.

[i.2] IEEE 1901.2a™-2015: "IEEE Standard for Low-Frequency (less than 500 kHz) Narrowband

Power Line Communications for Smart Grid Applications - Amendment 1".

NOTE: Available at https://standards.ieee.org/findstds/standard/1901.2a-2015.html.

[i.3] IETF RFC 6296: "IPv6-to-IPv6 Network Prefix Translation".
NOTE: Available at https://tools.ietf.org/html/rfc6296.
[i.4] IETF RFC 4291: "IP Version 6 Addressing Architecture".
NOTE: Available at https://tools.ietf.org/html/rfc4291.html.
[i.5] IETF RFC 4193: "Unique Local IPv6 Unicast Addresses".
NOTE: Available at https://tools.ietf.org/html/rfc4193.
[i.6] IETF RFC 6690: "Constrained RESTful Environments (CoRE) Link Format".
NOTE: Available at https://tools.ietf.org/html/rfc6690.
[i.7] IETF RFC 7252: "The Constrained Application Protocol (CoAP)".
NOTE: Available at https://tools.ietf.org/html/rfc7252
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6 ETSI GR IP6 008 V1.1.1 (2017-06)

[i.8] IETF RFC 7390: "Group Communication for the Constrained Application Protocol (CoAP)".

NOTE: Available at https://tools.ietf.org/html/rfc7390.

[i.9] IETF RFC 7641: "Observing Resources in the Constrained Application Protocol (CoAP)".

NOTE: Available at https://tools.ietf.org/html/rfc7641.
[i.10] IETF RFC 4861: "Neighbor Discovery for IP version 6 (IPv6)".
NOTE: Available at https://tools.ietf.org/html/rfc4861.
[i.11] IETF RFC 2460: "Internet Protocol, Version 6 (IPv6) Specification".
NOTE: Available at https://tools.ietf.org/html/rfc2460.

[i.12] IETF RFC 4944: "Transmission of IPv6 Packets over IEEE 802.15.4 Networks".

NOTE: Available at https://tools.ietf.org/html/rfc4944.

[i.13] IETF RFC 6282: "Compression Format for IPv6 Datagrams over IEEE 802.15.4-Based

Networks".
NOTE: Available at https://tools.ietf.org/html/rfc6282.

[i.14] IETF RFC 6775: "Neighbor Discovery Optimization for IPv6 over Low-Power Wireless Personal

Area Networks (6LoWPANs)".
NOTE: Available at https://tools.ietf.org/html/rfc6775.
[i.15] IETF RFC 7428: "Transmission of IPv6 Packets over ITU-T G.9959 Networks".
NOTE: Available at https://tools.ietf.org/html/rfc7428.
[i.16] IETF RFC 6437: "IPv6 Flow Label Specification".
NOTE: Available at https://tools.ietf.org/html/rfc6437.
[i.17] IETF RFC 5072: "IP Version 6 over PPP".
NOTE: Available at https://tools.ietf.org/html/rfc5072.

[i.18] IETF draft-ietf-roll-applicability-ami-15: "Applicability Statement for the Routing Protocol for

Low Power and Lossy Networks (RPL) in AMI Networks".

NOTE: Available at https://tools.ietf.org/html/draft-ietf-roll-applicability-ami-15.

[i.19] IEEE 802.11™: "IEEE Standard for Information technology--Telecommunications and

information exchange between systems Local and metropolitan area networks--Specific

requirements Part 11: Wireless LAN Medium Access Control (MAC) and Physical Layer (PHY)

Specifications.

[i.20] IEEE 802.15.4g™: "IEEE Standard for Local and metropolitan area networks--Part 15.4: Low-

Rate Wireless Personal Area Networks (LR-WPANs) Amendment 3: Physical Layer (PHY)

Specifications for Low-Data-Rate, Wireless, Smart Metering Utility Networks".

[i.21] IETF RFC 3027: "Protocol Complications with the IP Network Address Translator".

[i.22] IEEE 802.15.4e™: "IEEE Standard for Local and metropolitan area networks--Part 15.4: Low-

Rate Wireless Personal Area Networks (LR-WPANs) Amendment 1: MAC sublayer".

[i.23] IEC 62357-200:2015: "Power systems management and associated information exchange -

Part 200: Guidelines for migration from Internet Protocol version 4 (IPv4) to Internet Protocol

version 6 (IPv6)".
[i.24] IETF RFC 7668: "IPv6 over BLUETOOTH(R) Low Energy".
ETSI
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7 ETSI GR IP6 008 V1.1.1 (2017-06)

[i.25] Recommendation ITU-T G.9959: "Short range narrow-band digital radiocommunication

transceivers - PHY, MAC, SAR and LLC layer specifications".

[i.26] IEEE 802.11ah™: "IEEE Standard for Information technology--Telecommunications and

information exchange between systems - Local and metropolitan area networks--Specific

requirements - Part 11: Wireless LAN Medium Access Control (MAC) and Physical Layer

(PHY) Specifications Amendment 2: Sub 1 GHz License Exempt Operation".

[i.27] Recommendation ITU-T G.9903: "Narrowband orthogonal frequency division multiplexing power

line communication transceivers for G3-PLC networks".
[i.28] Recommendation ITU-T G.9905: "Centralized metric-based source routing".

[i.29] draft-ietf-6lo-nfc: "Transmission of IPv6 Packets over Near Field Communication".

[i.30] draft-ietf-6tisch-architecture: "An Architecture for IPv6 over the TSCH mode of IEEE 802.15.4".

[i.31] IEEE 802.3™: "IEEE Standard for Ethernet.
[i.32] IETF RFC 6272: "Internet Protocols for the Smart Grid".

[i.33] IEEE 802.16™: "IEEE Standard for Air Interface for Broadband Wireless Access Systems".

[i.34] IEC 61968: "Application integration at electric utilities - System interfaces for distribution

management".

[i.35] IEC 61850: "Communication networks and systems for power utility automation".

[i.36] IEC 60870: "Telecontrol equipment and systems".

[i.37] ANSI C12.22: "Protocol Specification For Interfacing to Data Communication Networks".

[i.38] IEEE 802.1X™: "IEEE Standard for Local and metropolitan area networks--Port-Based Network

Access Control".

[i.39] IEEE 802.11i™: "IEEE Standard for information technology-Telecommunications and

information exchange between systems-Local and metropolitan area networks-Specific

requirements-Part 11: Wireless LAN Medium Access Control (MAC) and Physical Layer (PHY)

specifications: Amendment 6: Medium Access Control (MAC) Security Enhancements".
[i.40] IETF RFC 2464: "Transmission of IPv6 Packets over Ethernet Networks.

[i.41] draft-ietf-6lo-dect-ule: "Transmission of IPv6 Packets over DECT Ultra Low Energy".

[i.42] draft-ietf-6lo-6lobac: "Transmission of IPv6 over MS/TP Networks".
3 Abbreviations
For the purposes of the present document, the following abbreviations apply:
3GPP Third Generation Partnership Project
AAA Authentication, Authorization, and Accounting
AMI Advanced Metering Infrastructure
ANSI American National Standards Institute
API Application Programmable Interface
ARIN American Registry for Internet Numbers
ATM Asynchronous Transfer Mode
AVB Audio Video Bridging
B2B Business-To-Business
BACNET Building Automation and Control Networks
BT-LE Bluetooth - Low Energy
CapEx Capital Expenditure
CoAP Constrained Application Protocol
CoRE Constrained Restful Environments
ETSI
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8 ETSI GR IP6 008 V1.1.1 (2017-06)
COSEM Companion Specification for Energy Metering
CPU Central Processing Unit
DA Distributed Automation
DAD Duplicate Address Detection
DCC Data Communications Company
DECT Digital Enhanced Cordless Telephone
DECT-ULE DECT Ultra Low Energy
DHCP Dynamic Host Configuration Protocol
DLC Data Link Control
DLMS Device Language Message Specification
DNS Domain Name System
DPI Deep Packet Inspection
DR Demand Response
DSO Distribution System Operator
DTLS Datagram Transport Layer Security
E-IGRP Extended - Interior Gateway Routing Protocol
ETSI European Telecommunications Standards Institute
ETX Extended Transmission metric
EV Electric Vehicle
FA Factory Automation
FAN Field Area Network
FAR Federal Acquisition Regulation
FAR Field Area Router
FR Frame Relay
GPRS General Packet Radio Service
GSM Global System for Mobile (communications)
HAN Home Area Network
HTTP HyperText Transfer Protocol
IANA Internet Assigned Number Association
ICMP Internet Control Message Protocol
ICT Information and Communication Technology
IDS Intrusion Detection Service
IEC International Electro technical Commission
IEEE Institute of Electrical and Electronic Engineers
IESG Internet Engineering Steering Group
IETF Internet Engineering Task Force
IoT Internet of Thing
IP Internet Protocol
IPv4 Internet Protocol version 4
IPv6 Internet Protocol version 6
IPX Internetwork Packet eXchange
IS-IS Intermediate System to Intermediate System
ISP Internet Service Provider
IT Information Technology
ITU International Telecommunication Union
LLN Low Power and Lossy Network
LORA LOng RAnge
LPWA Low Power Wide Area
LPWAN Low Power and Wide Area Networking
LTE Long Term Evolution
LTE-MTC LTE-Machine Type Communication
LTN Low Throughput Network
M2M Machine to Machine
MAC Media Access Control
MDMS Meter Data Management System
MP2P Multi-Point-to-Point
MP-BGP Multi Protocol-Border Gateway Protocol
MS/TP Master-Slave/Token-Passing
MTC Machine Type Communication
MTU Maximum Transmission Unit
NAN Neighbour Area Network
NB-IoT Narrow Band-IoT
ETSI
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9 ETSI GR IP6 008 V1.1.1 (2017-06)
NB-PLC Narrow Band-Power Line Communications
NFC Near Field Communication
NMS Network Management System
NOC Network Operation Centre
NPT Network Prefix Translation
OMB Office of Management and Budget
OPEX OPerational EXpenditure
OSI Open Systems Interconnection
OSPF Open Shortest Path First
OT Operational Technology
P2P Point-to-Point
PC Personal Computer
PD Prefix Delegation
PDR Packet Delivery Ratio
PHY PHYsical layer
PIM Protocol Independent Multicast
PLC Power Line Communications
PNNI Private Network to Network Interface
QoS Quality of Service
RAM Random Access Memory
RF Radio Frequency
RFC Request For Comments
RIP Routing Information Protocol
RIR Regional Internet Registry
RoLL Routing over LLN
RPL Routing Protocol for LLN
RS Recommended Standards
SAE Society of Automotive Engineers
SEP Standard Energy Profile
SMB Standard Management Board
SNA Systems Network Architecture
SNMP Simple Network Management Protocol
SSH Secure SHell
TC Technical Committee
TCP Transport Control Protocol
TSCH Time Slotted Channel Hopping
TSN Time Sensitive Networking
UDP User Datagram Protocol
UNB Ultra Narrow Band
VPN Virtual Private Network
WAN Wide Area Network
WG Working Group
WIA Wireless Industrial Automation
WI-SUN Wireless-Smart Ubiquitous Network
WLAN Wireless Local Area Network
WPAN Wireless Personal Area Network
WSN Wireless Sensor Network
4 User defined clause(s) from here onwards
4.1 Introduction
4.1.1 The IoT in 2020: 50 Billion of connected devices

The number of Internet Connected devices will cross the incredible total of 50 billion by 2020.

The connectivity fabric of IP is used to enable more and more efficient context exchange with a broader range of

devices and things. Thus, results the Internet of Things.
ETSI
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10 ETSI GR IP6 008 V1.1.1 (2017-06)

Projected to increase device counts by orders of magnitude over the next few decades, IoT's impact cannot be

overstated. Already enabling a rich set of new capabilities in Smart Cities, Smart Grid, Smart Buildings, and Smart

Manufacturing, IoT stands to transform virtually every part of modern life that automation or visibility may improve.

Source Cisco
Figure 1: IoT growth
4.1.2 IoT connectivity: Wired and Wireless

No matter the precise forecast, the sheer tsunami of devices coming online in the next months, years, and decades

ensures that the future is not exclusively, or even significantly, wired.

Wireless with its adaptability and ease will inevitably dominate the IoT landscape. Exactly which wireless technology

or technologies will be used remains relatively unclear, as many new technologies are still emerging, while others are

still early in the standards process.

The challenges IPv6 poses to high bandwidth wireless networks are well-known. However, low bandwidth links, like

LPWAN (Low Power Wide Area Network), do require optimization and broadly adapt and adopt techniques like IPv6

header compression.

Clause 4.4 is describing the IETF technologies to adapt IPv6 to different constraint media. This problem is not specific

to the use of IPv6 but due primarily to the scale of IoT deployment.

The following list summarizes the main different wireless technologies used for IOT:

• IEEE 802.15.4 [i.1] WPAN: The IEEE 802.15 TG4 was chartered to investigate a low data rate solution with

multi-month to multi-year battery life and very low complexity. It is operating in an unlicensed, international

frequency band. Potential applications are sensors, interactive toys, smart badges, remote controls, and home

automation.
• IEEE 802.11 [i.19] WLAN (Wireless Local Area Network).
• LPWAN (Low Power and Wide Area Network).
• Cellular Networks (NB-IoT, 5G).

New PLC (Power Line Communications) technologies are also emerging like IEEE 1901.2a [i.2]. These technologies

offer the capability to use the same wire for power supply and communication media.

ETSI
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11 ETSI GR IP6 008 V1.1.1 (2017-06)
4.1.3 Constraint devices and constraint networks
4.1.3.1 The Unique Requirements of Constrained Networks

Devices deployed in the context of Neighbour Area Networks (NANs) are often constrained in terms of resources and

often named IP smart objects. Smart-object networks are also referred to as low-power and lossy networks (LLNs)

considering their unique characteristics and requirements.

As a contrast with typical IP networks, in which powerful routers are interconnected by highly stable and fast links,

LLNs are usually interconnected by low-power, low-bandwidth links (wireless and wired) operating between a few

kbps and a few hundred kbps and forming a meshed network for helping to ensure proper operations. In addition to

providing limited bandwidth, it is not unusual to see on such links the packet delivery ratio (PDR) oscillating between

60 % and 90 %, with large bursts of unpredictable errors and even loss of connectivity at intervals. Those behaviours

can be observed on both wireless (such as IEEE 802.15.4g [i.20]) and Power Line Communications (PLC) (such as

IEEE 1901.2a [i.2]) links, where packet delivery variation may happen during the course of one day.

4.1.3.2 Energy consumption in the IoT

Some estimates of IoT have placed the number as high as 50 %, the devices that will be constrained by battery power

and also require long-range, wide-area connectivity. Managing these volumes of batteries is no small task, especially

given requirements from end-users in utilities and manufacturing asking for 10 to 20 years of battery life.

The sheer size of IoT market and associated communications infrastructure intensifies the importance of energy

efficiency awareness. Without significant thought and effort, it is easy to reach very high levels of aggregate power

consumption with these technologies. Normalizing the interface fabrics to IPv6 architectures and eliminating needless

protocol translation functions is an enormous step towards overall efficiency and prudence.

4.2 The IoT landscape
4.2.1 The Convergence of IT and OT
Converging Networks for the Industrial Internet

Operational Technology (OT) often refers to industrial networks, which focus on highly reliable, secure and

deterministic networking. In OT environments, deterministic n
...

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