ETSI EN 300 440 V2.1.1 (2017-03)

Short Range Devices (SRD); Radio equipment to be used in the 1 GHz to 40 GHz frequency range; Harmonised Standard covering the essential requirements of article 3.2 of Directive 2014/53/EU

REN/ERM-TG28-522

Naprave kratkega dosega (SRD) - Radijska oprema, ki se uporablja v frekvenčnem območju od 1 GHz do 40 GHz - Harmonizirani standard, ki zajema bistvene zahteve člena 3.2 direktive 2014/53/EU

Ta dokument določa tehnične lastnosti in merilne metode za naslednje vrste opreme:
1) nespecifične naprave kratkega dosega, vključno z alarmi, napravami za daljinsko vodenje, telemetrijo, prenos podatkov v splošnem itd.
2) naprave za radiofrekvenčno identifikacijo (RFID);
3) radiofrekvenčne naprave za zaznavanje, gibanje in opozarjanje.
Te vrste radijske opreme lahko delujejo v dovoljenih frekvenčnih pasovih v razponu od 1 GHz do 40 GHz iz preglednice 1:
1) z radiofrekvenčno (RF) izhodno povezavo in namensko anteno ali z vgrajeno anteno;
2) za vse vrste modulacije;
3) z govorom ali brez.

General Information

• Status: Published
• Publication Date: 13-Jul-2017
• Technical Committee: ERM TG28 - ERM Generic SRD's
• Current Stage: 12 - Citation in the OJ
• Due Date: 13-Jun-2017
• Completion Date: 14-Jul-2017
• Ref Project: SIST EN 300 440 V2.1.1:2017 - Short Range Devices (SRD) - Radio equipment to be used in the 1 GHz to 40 GHz frequency range - Harmonised Standard covering the essential requirements of article 3.2 of the Directive 2014/53/EU

Standards Content (Sample)

Draft ETSI EN 300 440 V2.1.0 (2016-05)

HARMONISED EUROPEAN STANDARD
Short Range Devices (SRD);
Radio equipment to be used in
the 1 GHz to 40 GHz frequency range;
Harmonised Standard covering the essential requirements of
article 3.2 of the Directive 2014/53/EU

2 Draft ETSI EN 300 440 V2.1.0 (2016-05)

Reference
REN/ERM-TG28-522
Keywords
harmonised standard, radio, SRD, testing

ETSI
650 Route des Lucioles
F-06921 Sophia Antipolis Cedex - FRANCE

Tel.: [phone]  Fax: [phone]

Siret N° 348 623 562 00017 - NAF 742 C
Association à but non lucratif enregistrée à la
Sous-Préfecture de Grasse (06) N° 7803/88

Important notice
The present document can be downloaded from:
http://www.etsi.org/standards-search
The present document may be made available in electronic versions and/or in print. The content of any electronic and/or
print versions of the present document shall not be modified without the prior written authorization of ETSI. In case of any
existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the
print of the Portable Document Format (PDF) version kept on a specific network drive within ETSI Secretariat.
Users of the present document should be aware that the document may be subject to revision or change of status.
Information on the current status of this and other ETSI documents is available at
https://portal.etsi.org/TB/ETSIDeliverableStatus.aspx
If you find errors in the present document, please send your comment to one of the following services:
https://portal.etsi.org/People/CommiteeSupportStaff.aspx
Copyright Notification
No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying
and microfilm except as authorized by written permission of ETSI.
The content of the PDF version shall not be modified without the written authorization of ETSI.
The copyright and the foregoing restriction extend to reproduction in all media.

© European Telecommunications Standards Institute 2016.
All rights reserved.
TM TM TM
DECT , PLUGTESTS , UMTS and the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members.
TM
3GPP and LTE™ are Trade Marks of ETSI registered for the benefit of its Members and
of the 3GPP Organizational Partners.
GSM® and the GSM logo are Trade Marks registered and owned by the GSM Association.
ETSI
3 Draft ETSI EN 300 440 V2.1.0 (2016-05)
Contents
Intellectual Property Rights . 8
Foreword . 8
Modal verbs terminology . 8
Introduction . 9
1 Scope . 10
2 References . 11
2.1 Normative references . 11
2.2 Informative references . 11
3 Definitions, symbols and abbreviations . 12
3.1 Definitions . 12
3.2 Symbols . 14
3.3 Abbreviations . 14
4 Technical requirements specifications . 15
4.1 Environmental profile . 15
4.2 Transmitter requirements . 15
4.2.1 General requirements . 15
4.2.1.1 Applicability. 15
4.2.1.2 Methods of measurement and limits for transmitter parameters . 15
4.2.2 Equivalent isotropically radiated power (e.i.r.p.) . 15
4.2.2.1 Applicability. 15
4.2.2.2 Description . 15
4.2.2.3 Method of measurement . 16
4.2.2.3.0 General requirements . 16
4.2.2.3.1 Non spread spectrum transmitters with a -6 dB bandwidth of up to 20 MHz and spread
spectrum transmitters with channel bandwidth of up to 1 MHz . 16
4.2.2.3.2 Transmitters other than those defined in clause 4.2.2.3.1 . 17
4.2.2.4 Limits . 18
4.2.2.5 Conformance . 18
4.2.3 Permitted range of operating frequencies . 18
4.2.3.1 Applicability. 18
4.2.3.2 Description . 18
4.2.3.3 Method of measurement . 19
4.2.3.4 Method of measurement for equipment using FHSS modulation . 19
4.2.3.5 Limits . 20
4.2.4 Unwanted emissions in the spurious domain . 20
4.2.4.1 Applicability. 20
4.2.4.2 Description . 20
4.2.4.3 Method of measurement . 20
4.2.4.3.1 Conducted spurious emission . 20
4.2.4.3.2 Method of measurement - cabinet spurious radiation . 21
4.2.4.3.3 Method of measurement - radiated spurious emission . 22
4.2.4.3.4 Additional requirements for equipment employing FHSS modulation . 22
4.2.4.4 Limits . 22
4.2.4.5 Conformance . 23
4.2.5 Duty cycle . 23
4.2.5.1 Applicability. 23
4.2.5.2 Description . 23
4.2.5.3 Method of measurement . 23
4.2.5.4 Limits . 24
4.2.5.5 Conformance . 24
4.2.6 Additional requirements for FHSS equipment . 24
4.2.6.1 Applicability. 24
4.2.6.2 Description . 24
4.2.6.3 Method of measurement . 24
ETSI
4 Draft ETSI EN 300 440 V2.1.0 (2016-05)
4.2.6.4 Limits . 24
4.2.6.5 Conformance . 25
4.3 Receiver requirements . 25
4.3.1 Receiver category . 25
4.3.2 General performance criteria . 25
4.3.3 Adjacent channel selectivity . 25
4.3.3.1 Applicability. 25
4.3.3.2 Description . 26
4.3.3.3 Method of measurement . 26
4.3.3.4 Limits . 26
4.3.3.5 Conformance . 27
4.3.4 Blocking or desensitization . 27
4.3.4.1 Applicability. 27
4.3.4.2 Description . 27
4.3.4.3 Methods of measurement . 27
4.3.4.4 Limits . 27
4.3.4.5 Conformance . 28
4.3.5 Spurious radiations . 28
4.3.5.1 Applicability. 28
4.3.5.2 Description . 28
4.3.5.3 Method of measurement for spurious radiation. 28
4.3.5.3.1 Method of measurement conducted spurious components . 28
4.3.5.3.2 Method of measurement cabinet radiation. 29
4.3.5.3.3 Method of measurement radiated spurious components . 30
4.3.5.4 Limits . 30
4.3.5.5 Conformance . 30
4.4 Spectrum access techniques . 30
4.4.1 Applicability . 30
4.4.2 Listen Before Talk (LBT) . 30
4.4.2.0 General . 30
4.4.2.1 LBT timing parameters . 31
4.4.2.1.1 Minimum transmitter off-time . 31
4.4.2.1.2 LBT minimum listening time . 31
4.4.2.1.3 Acknowledge transmissions . 32
4.4.2.1.4 Maximum transmitter on-time . 32
4.4.2.1.5 Declaration of LBT parameters . 32
4.4.2.1.6 Equipment with or without LBT using transmitter time-out-timer . 32
4.4.2.2 Receiver LBT threshold and transmitter max on-time . 32
4.4.2.2.0 Applicability . 32
4.4.2.2.1 Descriptions . 32
4.4.2.2.2 Method of measurements. 33
4.4.2.2.3 Limits . 33
4.4.2.2.4 Conformance . 34
4.4.3 Detect And Avoid techniques (DAA) . 34
4.4.3.1 General requirements . 34
4.4.4 Adaptive Frequency Agility (AFA) . 34
4.4.4.1 General requirements . 34
4.5 2,45 GHz RFID systems . 34
4.6 GBSAR systems . 34
4.6.1 Effective radiated power . 34
4.6.2 Permitted range of operating frequencies . 34
4.6.3 DAA threshold . 35
4.6.3.0 General requirements . 35
4.6.3.1 DAA timing parameters . 35
4.6.3.1.1 Minimum listen time . 35
4.6.3.1.2 Minimum listen time after detection. 35
4.6.3.1.3 Maximum transmitter on-time . 35
4.6.3.1.4 Minimum transmitter off-time . 35
4.6.4 Antenna pattern . 35
5 Testing for compliance with technical requirements . 35
5.1 Environmental conditions for testing . 35
ETSI
5 Draft ETSI EN 300 440 V2.1.0 (2016-05)
5.2 Presentation of equipment for testing purposes . 35
5.2.0 General . 35
5.2.1 Choice of model for testing . 36
5.2.2 Testing of equipment with alternative power levels . 36
5.2.3 Testing of equipment that does not have an external 50 Ω RF connector (integral antenna
equipment) . 36
5.2.3.1 Equipment with an internal permanent or temporary antenna connector or using a dedicated test
fixture . 36
5.2.3.2 Equipment with a temporary antenna connector . 36
5.3 Mechanical and electrical design . 36
5.3.1 General . 36
5.3.2 Controls . 36
5.3.3 Transmitter shut-off facility . 37
5.3.4 Receiver mute or squelch . 37
5.3.5 Marking (equipment identification) . 37
5.3.5.1 Equipment identification . 37
5.3.5.2 Marking . 37
5.4 Auxiliary test equipment . 37
5.5 Test power source . 37
5.5.0 General . 37
5.5.1 External test power source . 37
5.5.2 Internal test power source . 37
5.6 Normal test conditions . 38
5.6.1 Normal temperature and humidity . 38
5.6.2 Normal test power source . 38
5.6.2.1 Mains voltage . 38
5.6.2.2 Regulated lead-acid battery power sources . 38
5.6.2.3 Other power sources . 38
5.7 Extreme test conditions . 38
5.7.1 Extreme temperatures . 38
5.7.1.1.0 General . 38
5.7.1.1 Procedure for tests at extreme temperatures . 38
5.7.1.1.1 Procedure for equipment designed for continuous operation . 38
5.7.1.1.2 Procedure for equipment designed for intermittent operation . 39
5.7.1.2 Extreme temperature ranges . 39
5.7.2 Extreme test source voltages . 39
5.7.2.1 Mains voltage . 39
5.7.2.2 Regulated lead-acid battery power sources . 39
5.7.2.3 Power sources using other types of batteries . 39
5.7.2.4 Other power sources . 40
5.8 General conditions . 40
5.8.1 Normal test signals and test modulation . 40
5.8.1.0 General . 40
5.8.1.1 Normal test signals for data . 40
5.8.2 Artificial antenna . 40
5.8.3 Test fixture . 41
5.8.3.0 General . 41
5.8.3.1 Validation of the test-fixture in the temperature chamber . 42
5.8.3.2 Mode of use . 43
5.8.4 Test sites and general arrangements for radiated measurements . 44
5.8.5 Measuring receiver . 44
5.9 Interpretation of the measurement results . 44
5.9.0 General . 44
5.9.1 Measurement uncertainty is greater than maximum acceptable uncertainty . 45
Annex A (normative): Relationship between the present document and the essential
requirements of Directive 2014/53/EU . 46
Annex B (normative): Radiated measurements . 48
B.1 General requirements for measurements involving the use of radiated fields. 48
ETSI
6 Draft ETSI EN 300 440 V2.1.0 (2016-05)
B.2 Test Sites . 48
B.2.1 Outdoor test site . 48
B.2.2 Indoor test site . 49
B.2.3 Shielded anechoic test site . 50
B.2.3.0 General . 50
B.2.3.1 Influence of parasitic reflections in anechoic chambers . 51
B.2.3.2 Calibration of the shielded RF anechoic chamber . 51
B.3 Antennas . 52
B.3.1 Test antenna . 52
B.3.2 Substitution antenna . 53
B.3.3 Artificial antenna . 53
B.4 Test Practice and Auxiliary Test Equipment . 53
B.5 Measuring distance . 54
B.5.0 General . 54
B.5.1 Standard position . 54
B.5.2 Auxiliary cables . 54
Annex C (normative): General description of measurement methods . 55
C.0 General . 55
C.1 Conducted measurements . 55
C.2 Radiated measurements . 55
Annex D (normative): Power limits for RFID systems operating in the 2,45 GHz ISM band . 57
D.1 Power limits and frequency band . 57
D.1.0 General requirements . 57
D.1.1 Additional requirements for 2,45 GHz 4 W e.i.r.p. indoor RFID equipment . 57
D.1.2 Spectrum mask . 58
Annex E (informative): Example of implementation for restriction of 4 W RFID to
in-building use only . 59
Annex F (normative): Limits for GBSAR operating in the frequency range 17,1 GHz to
17,3 GHz . 61
F.1 Introduction . 61
F.2 Effective radiated power (e.i.r.p.) . 61
F.2.1 Definition . 61
F.2.2 Method of measurement . 61
F.2.3 Limits . 61
F.3 Permitted range of operating frequencies . 61
F.3.1 Definition . 61
F.3.2 Method of measurement . 61
F.3.3 Limits . 61
F.4 Principles of Detection And Avoid (DAA) . 62
F.4.0 General . 62
F.4.1 DAA test set-up . 62
F.4.2 Test signals . 63
F.4.3 DAA threshold . 63
F.4.3.1 Definition . 63
F.4.3.2 Method of measurement . 63
F.4.3.3 Limit . 63
F.4.4 DAA timing parameters . 64
F.4.4.1 Minimum listen Time . 64
F.4.4.1.1 Definition . 64
F.4.4.1.2 Method of measurement . 64
F.4.4.1.3 Limit for minimum listen time . 64
F.4.4.2 Minimum listen time after detection . 64
ETSI
7 Draft ETSI EN 300 440 V2.1.0 (2016-05)
F.4.4.2.1 Definition . 64
F.4.4.2.2 Method of measurement . 65
F.4.4.2.3 Limit . 65
F.4.4.3 Maximum transmitter on-time . 66
F.4.4.3.1 Definition . 66
F.4.4.3.2 Method of measurement . 66
F.4.4.3.3 Limit . 66
F.4.4.4 Minimum transmitter off-time . 66
F.4.4.4.1 Definition . 66
F.4.4.4.2 Method of measurement . 67
F.4.4.4.3 Limit . 67
F.5 Antenna pattern . 67
F.5.1 Definition . 67
F.5.2 Method of measurements . 68
F.5.3 Limits . 69
Annex G (informative): Bibliography . 71
Annex H (informative): Change History . 72
History . 73

ETSI
8 Draft ETSI EN 300 440 V2.1.0 (2016-05)
Intellectual Property Rights
IPRs essential or potentially essential to the present document may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
server (https://ipr.etsi.org/).
Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee
can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
server) which are, or may be, or may become, essential to the present document.
Foreword
This draft Harmonised European Standard (EN) has been produced by ETSI Technical Committee Electromagnetic
compatibility and Radio spectrum Matters (ERM), and is now submitted for the combined Public Enquiry and Vote
phase of the ETSI standards EN Approval Procedure.
The present document has been prepared under the Commission's standardisation request C(2015) 5376 final [i.6] to
provide one voluntary means of conforming to the essential requirements of Directive 2014/53/EU on the harmonisation
of the laws of the Member States relating to the making available on the market of radio equipment and repealing
Directive 1999/5/EC [i.1].
Once the present document is cited in the Official Journal of the European Union under that Directive, compliance with
the normative clauses of the present document given in table A.1 confers, within the limits of the scope of the present
document, a presumption of conformity with the corresponding essential requirements of that Directive and associated
EFTA regulations.
Proposed national transposition dates
Date of latest announcement of this EN (doa): 3 months after ETSI publication
Date of latest publication of new National Standard
or endorsement of this EN (dop/e): 6 months after doa
Date of withdrawal of any conflicting National Standard (dow): 18 months after doa

Modal verbs terminology
In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and
"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of
provisions).
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
ETSI
9 Draft ETSI EN 300 440 V2.1.0 (2016-05)
Introduction
The present document defines technical requirements to support the essential requirements of clause 3.2 of the Radio
Equipment Directive [i.1] which states "Radio equipment shall be so constructed that it both effectively uses and
supports the efficient use of radio spectrum in order to avoid harmful interference".
The present document describes performance requirements and conformance test procedures for licence exempt Short
Range Devices (SRDs) intending to use frequency bands within the range of 1 GHz to 40 GHz.
Equipment covered by the present document may operate on a specific frequency or may be channel agile and operate
on a number of different frequencies.

ETSI
10 Draft ETSI EN 300 440 V2.1.0 (2016-05)
1 Scope
The present document applies to the following equipment types:
1) Generic Short Range Devices, including alarms, telecommand, telemetry, data transmission in general, etc.
2) Radio Frequency IDentification (RFID).
3) Radiodetermination, including detection, movement and alert applications.
These radio equipment types are capable of operating in the permitted frequency bands within the 1 GHz to 40 GHz
range as specified in table 1:
1) with either a Radio Frequency (RF) output conn
...

Final draft ETSI EN 300 440 V2.1.1 (2017-01)

HARMONISED EUROPEAN STANDARD
Short Range Devices (SRD);
Radio equipment to be used in
the 1 GHz to 40 GHz frequency range;
Harmonised Standard covering the essential requirements
of article 3.2 of Directive 2014/53/EU

2 Final draft ETSI EN 300 440 V2.1.1 (2017-01)

Reference
REN/ERM-TG28-522
Keywords
harmonised standard, radio, SRD, testing
ETSI
650 Route des Lucioles
F-06921 Sophia Antipolis Cedex - FRANCE

Tel.: [phone]  Fax: [phone]

Siret N° 348 623 562 00017 - NAF 742 C
Association à but non lucratif enregistrée à la
Sous-Préfecture de Grasse (06) N° 7803/88

Important notice
The present document can be downloaded from:
http://www.etsi.org/standards-search
The present document may be made available in electronic versions and/or in print. The content of any electronic and/or
print versions of the present document shall not be modified without the prior written authorization of ETSI. In case of any
existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the
print of the Portable Document Format (PDF) version kept on a specific network drive within ETSI Secretariat.
Users of the present document should be aware that the document may be subject to revision or change of status.
Information on the current status of this and other ETSI documents is available at
https://portal.etsi.org/TB/ETSIDeliverableStatus.aspx
If you find errors in the present document, please send your comment to one of the following services:
https://portal.etsi.org/People/CommiteeSupportStaff.aspx
Copyright Notification
No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying
and microfilm except as authorized by written permission of ETSI.
The content of the PDF version shall not be modified without the written authorization of ETSI.
The copyright and the foregoing restriction extend to reproduction in all media.

© European Telecommunications Standards Institute 2017.
All rights reserved.
TM TM TM
DECT , PLUGTESTS , UMTS and the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members.
TM
3GPP and LTE™ are Trade Marks of ETSI registered for the benefit of its Members and
of the 3GPP Organizational Partners.
GSM® and the GSM logo are Trade Marks registered and owned by the GSM Association.
ETSI
3 Final draft ETSI EN 300 440 V2.1.1 (2017-01)
Contents
Intellectual Property Rights . 8
Foreword . 8
Modal verbs terminology . 8
Introduction . 9
1 Scope . 10
2 References . 11
2.1 Normative references . 11
2.2 Informative references . 11
3 Definitions, symbols and abbreviations . 12
3.1 Definitions . 12
3.2 Symbols . 14
3.3 Abbreviations . 14
4 Technical requirements specifications . 15
4.1 Environmental profile . 15
4.2 Transmitter requirements . 15
4.2.1 Transmitter measurement requirements . 15
4.2.1.1 Applicability. 15
4.2.1.2 Methods of measurement and limits for transmitter parameters . 15
4.2.2 Equivalent isotropically radiated power (e.i.r.p.) . 15
4.2.2.1 Applicability. 15
4.2.2.2 Description . 15
4.2.2.3 Method of measurement . 16
4.2.2.3.0 General requirements . 16
4.2.2.3.1 Non spread spectrum transmitters with a -6 dB bandwidth of up to 20 MHz and spread
spectrum transmitters with channel bandwidth of up to 1 MHz . 16
4.2.2.3.2 Transmitters other than those defined in clause 4.2.2.3.1 . 17
4.2.2.4 Limits . 18
4.2.2.5 Conformance . 18
4.2.3 Permitted range of operating frequencies . 18
4.2.3.1 Applicability. 18
4.2.3.2 Description . 18
4.2.3.3 Method of measurement . 19
4.2.3.4 Method of measurement for equipment using FHSS modulation . 19
4.2.3.5 Limits . 20
4.2.4 Unwanted emissions in the spurious domain . 20
4.2.4.1 Applicability. 20
4.2.4.2 Description . 20
4.2.4.3 Method of measurement . 20
4.2.4.3.0 General Requirements . 20
4.2.4.3.1 Conducted spurious emission . 21
4.2.4.3.2 Method of measurement - cabinet spurious radiation . 21
4.2.4.3.3 Method of measurement - radiated spurious emission . 22
4.2.4.3.4 Additional requirements for equipment employing FHSS modulation . 23
4.2.4.4 Limits . 23
4.2.4.5 Conformance . 23
4.2.5 Duty cycle . 23
4.2.5.1 Applicability. 23
4.2.5.2 Description . 23
4.2.5.3 Method of measurement . 23
4.2.5.4 Limits . 24
4.2.5.5 Conformance . 24
4.2.6 Additional requirements for FHSS equipment . 25
4.2.6.1 Applicability. 25
4.2.6.2 Description . 25
ETSI
4 Final draft ETSI EN 300 440 V2.1.1 (2017-01)
4.2.6.3 Method of measurement . 25
4.2.6.4 Limits . 25
4.2.6.5 Conformance . 25
4.3 Receiver requirements . 25
4.3.1 Receiver category . 25
4.3.2 General performance criteria . 26
4.3.3 Adjacent channel selectivity . 26
4.3.3.1 Applicability. 26
4.3.3.2 Description . 26
4.3.3.3 Method of measurement . 26
4.3.3.4 Limits . 27
4.3.3.5 Conformance . 27
4.3.4 Blocking or desensitization . 27
4.3.4.1 Applicability. 27
4.3.4.2 Description . 28
4.3.4.3 Methods of measurement . 28
4.3.4.4 Limits . 28
4.3.4.5 Conformance . 29
4.3.5 Spurious radiations . 29
4.3.5.1 Applicability. 29
4.3.5.2 Description . 29
4.3.5.3 Method of measurement for spurious radiation. 29
4.3.5.3.0 General Requirements . 29
4.3.5.3.1 Method of measurement conducted spurious components . 29
4.3.5.3.2 Method of measurement cabinet radiation. 30
4.3.5.3.3 Method of measurement radiated spurious components . 31
4.3.5.4 Limits . 31
4.3.5.5 Conformance . 31
4.4 Spectrum access techniques . 31
4.4.1 Applicability . 31
4.4.2 Listen Before Talk (LBT) . 31
4.4.2.0 General . 31
4.4.2.1 LBT timing parameters . 32
4.4.2.1.1 Minimum transmitter off-time . 32
4.4.2.1.2 LBT minimum listening time . 32
4.4.2.1.3 Acknowledge transmissions . 33
4.4.2.1.4 Maximum transmitter on-time . 33
4.4.2.1.5 Declaration of LBT parameters . 33
4.4.2.1.6 Equipment with or without LBT using transmitter time-out-timer . 33
4.4.2.2 Receiver LBT threshold and transmitter max on-time . 34
4.4.2.2.0 Applicability . 34
4.4.2.2.1 Descriptions . 34
4.4.2.2.2 Method of measurements. 34
4.4.2.2.3 Limits . 35
4.4.2.2.4 Conformance . 35
4.4.3 Detect And Avoid techniques (DAA) . 35
4.4.3.1 General requirements . 35
4.4.4 Adaptive Frequency Agility (AFA) . 35
4.4.4.1 General requirements . 35
4.5 2,45 GHz RFID systems . 36
4.6 GBSAR systems . 36
4.6.1 Effective radiated power . 36
4.6.2 Permitted range of operating frequencies . 36
4.6.3 DAA threshold . 36
4.6.3.0 General requirements . 36
4.6.3.1 DAA timing parameters . 36
4.6.3.1.1 Minimum listen time . 36
4.6.3.1.2 Minimum listen time after detection. 36
4.6.3.1.3 Maximum transmitter on-time . 36
4.6.3.1.4 Minimum transmitter off-time . 36
4.6.4 Antenna pattern . 36
ETSI
5 Final draft ETSI EN 300 440 V2.1.1 (2017-01)
5 Testing for compliance with technical requirements . 36
5.1 Environmental conditions for testing . 36
5.2 Presentation of equipment for testing purposes . 37
5.2.0 General . 37
5.2.1 Choice of model for testing . 37
5.2.2 Testing of equipment with alternative power levels . 37
5.2.3 Testing of equipment that does not have an external 50 Ω RF connector (integral antenna
equipment) . 37
5.2.3.1 Equipment with an internal permanent or temporary antenna connector or using a dedicated test
fixture . 37
5.2.3.2 Equipment with a temporary antenna connector . 38
5.3 Mechanical and electrical design . 38
5.3.1 General . 38
5.3.2 Controls . 38
5.3.3 Transmitter shut-off facility . 38
5.3.4 Receiver mute or squelch . 38
5.4 Auxiliary test equipment . 38
5.5 Test power source . 38
5.5.0 General . 38
5.5.1 External test power source . 39
5.5.2 Internal test power source . 39
5.6 Normal test conditions . 39
5.6.1 Normal temperature and humidity . 39
5.6.2 Normal test power source . 39
5.6.2.1 Mains voltage . 39
5.6.2.2 Battery power sources . 39
5.6.2.3 Other power sources . 39
5.7 Extreme test conditions . 40
5.7.1 Extreme temperatures . 40
5.7.1.1 Procedure for tests at extreme temperatures . 40
5.7.1.1.0 General . 40
5.7.1.1.1 Procedure for equipment designed for continuous operation . 40
5.7.1.1.2 Procedure for equipment designed for intermittent operation . 40
5.7.1.2 Extreme temperature ranges . 40
5.7.2 Extreme test source voltages . 41
5.7.2.1 Mains voltage . 41
5.7.2.2 Battery power sources . 41
5.7.2.3 Power sources using other types of batteries . 41
5.7.2.4 Other power sources . 41
5.8 General conditions . 41
5.8.1 Normal test signals and test modulation . 41
5.8.1.0 General . 41
5.8.1.1 Normal test signals for data . 42
5.8.2 Artificial antenna . 42
5.8.3 Test fixture . 42
5.8.3.0 General . 42
5.8.3.1 Validation of the test-fixture in the temperature chamber . 44
5.8.3.2 Mode of use . 45
5.8.4 Test sites and general arrangements for radiated measurements . 46
5.8.5 Measuring receiver . 46
5.9 Interpretation of the measurement results . 46
5.9.0 General . 46
5.9.1 Measurement uncertainty is greater than maximum acceptable uncertainty . 47
Annex A (informative): Relationship between the present document and the essential
requirements of Directive 2014/53/EU . 48
Annex B (normative): Radiated measurements . 50
B.1 General requirements for measurements involving the use of radiated fields. 50
B.2 Test Sites . 51
ETSI
6 Final draft ETSI EN 300 440 V2.1.1 (2017-01)
B.2.1 Outdoor test site . 51
B.2.2 Indoor test site . 52
B.2.3 Shielded anechoic test site . 53
B.2.3.0 General . 53
B.2.3.1 Influence of parasitic reflections in anechoic chambers . 53
B.2.3.2 Calibration of the shielded RF anechoic chamber . 53
B.3 Antennas . 54
B.3.1 Test antenna . 54
B.3.2 Substitution antenna . 55
B.3.3 Artificial antenna . 55
B.4 Test Practice and Auxiliary Test Equipment . 55
B.5 Measuring distance . 56
B.5.0 General . 56
B.5.1 Standard position . 56
B.5.2 Auxiliary cables . 56
Annex C (normative): General description of measurement methods . 57
C.0 General . 57
C.1 Conducted measurements . 57
C.2 Radiated measurements . 57
C.3 Radiated measurement for receivers . 58
Annex D (normative): Power limits for RFID systems operating in the 2,45 GHz band . 59
D.1 Power limits and frequency band . 59
D.1.0 General requirements . 59
D.1.1 Additional requirements for 2,45 GHz 4 W e.i.r.p. indoor RFID equipment . 59
D.1.2 Spectrum mask . 60
Annex E (informative): Example of implementation for restriction of 4 W RFID to
in-building use only . 61
Annex F (normative): Limits for GBSAR operating in the frequency range 17,1 GHz to
17,3 GHz . 63
F.1 Introduction . 63
F.2 Effective radiated power (e.i.r.p.) . 63
F.2.1 Definition . 63
F.2.2 Method of measurement . 63
F.2.3 Limits . 63
F.3 Permitted range of operating frequencies . 63
F.3.1 Definition . 63
F.3.2 Method of measurement . 63
F.3.3 Limits . 64
F.4 Principles of Detection And Avoid (DAA) . 64
F.4.0 General . 64
F.4.1 DAA test set-up . 64
F.4.2 Test signals . 65
F.4.3 DAA threshold . 65
F.4.3.1 Definition . 65
F.4.3.2 Method of measurement . 65
F.4.3.3 Limit . 66
F.4.4 DAA timing parameters . 66
F.4.4.1 Minimum listen Time . 66
F.4.4.1.1 Definition . 66
F.4.4.1.2 Method of measurement . 66
ETSI
7 Final draft ETSI EN 300 440 V2.1.1 (2017-01)
F.4.4.1.3 Limit for minimum listen time . 67
F.4.4.2 Minimum listen time after detection . 67
F.4.4.2.1 Definition . 67
F.4.4.2.2 Method of measurement . 67
F.4.4.2.3 Limit . 68
F.4.4.3 Maximum transmitter on-time . 68
F.4.4.3.1 Definition . 68
F.4.4.3.2 Method of measurement . 68
F.4.4.3.3 Limit . 69
F.4.4.4 Minimum transmitter off-time . 69
F.4.4.4.1 Definition . 69
F.4.4.4.2 Method of measurement . 69
F.4.4.4.3 Limit . 70
F.5 Antenna pattern . 70
F.5.1 Definition . 70
F.5.2 Method of measurements . 70
F.5.3 Limits . 72
Annex G (informative): Bibliography . 73
Annex H (informative): Change History . 74
History . 75

ETSI
8 Final draft ETSI EN 300 440 V2.1.1 (2017-01)
Intellectual Property Rights
IPRs essential or potentially essential to the present document may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
server (https://ipr.etsi.org/).
Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee
can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
server) which are, or may be, or may become, essential to the present document.
Foreword
This final draft Harmonised European Standard (EN) has been produced by ETSI Technical Committee
Electromagnetic compatibility and Radio spectrum Matters (ERM), and is now submitted for the Vote phase of the
ETSI standards EN Approval Procedure.
The present document has been prepared under the Commission's standardisation request C(2015) 5376 final [i.6] to
provide one voluntary means of conforming to the essential requirements of Directive 2014/53/EU on the harmonisation
of the laws of the Member States relating to the making available on the market of radio equipment and repealing
Directive 1999/5/EC [i.1].
Once the present document is cited in the Official Journal of the European Union under that Directive, compliance with
the normative clauses of the present document given in table A.1 confers, within the limits of the scope of the present
document, a presumption of conformity with the corresponding essential requirements of that Directive and associated
EFTA regulations.
Proposed national transposition dates
Date of latest announcement of this EN (doa): 3 months after ETSI publication
Date of latest publication of new National Standard
or endorsement of this EN (dop/e): 6 months after doa
Date of withdrawal of any conflicting National Standard (dow): 18 months after doa

Modal verbs terminology
In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and
"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of
provisions).
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
ETSI
9 Final draft ETSI EN 300 440 V2.1.1 (2017-01)
Introduction
The present document defines technical requirements to support the essential requirements of clause 3.2 of the Radio
Equipment Directive [i.1] which states "Radio equipment shall be so constructed that it both effectively uses and
supports the efficient use of radio spectrum in order to avoid harmful interference".
The present document describes performance requirements and conformance test procedures for licence exempt Short
Range Devices (SRDs) intending to use frequency bands within the range of 1 GHz to 40 GHz.
Equipment covered by the present document may operate on a specific frequency or may be channel agile and operate
on a number of different frequencies.
The present document is structured as follows:
• Clause 2 provides references.
• Clause 3 provides definitions of terms and abbreviations used.
• Clause 4 provides technical requirements specifications.
• Clause 5 provides conditions for testing for compliance with technical requirements.
• Annex A (informative): Relationship between the present document and the essential requirements of
Directive 2014/53/EU
• Annex B (normative): Radiated measurements
• Annex C (normative): General description of measurement methods
• Annex D (normative): Power limits for RFID systems operating in the 2,4
...

HARMONISED EUROPEAN STANDARD
Short Range Devices (SRD);
Radio equipment to be used in
the 1 GHz to 40 GHz frequency range;
Harmonised Standard covering the essential requirements
of article 3.2 of Directive 2014/53/EU

2 ETSI EN 300 440 V2.1.1 (2017-03)

Reference
REN/ERM-TG28-522
Keywords
harmonised standard, radio, SRD, testing
ETSI
650 Route des Lucioles
F-06921 Sophia Antipolis Cedex - FRANCE

Tel.: [phone]  Fax: [phone]

Siret N° 348 623 562 00017 - NAF 742 C
Association à but non lucratif enregistrée à la
Sous-Préfecture de Grasse (06) N° 7803/88

Important notice
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The copyright and the foregoing restriction extend to reproduction in all media.

© European Telecommunications Standards Institute 2017.
All rights reserved.
TM TM TM
DECT , PLUGTESTS , UMTS and the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members.
TM
3GPP and LTE™ are Trade Marks of ETSI registered for the benefit of its Members and
of the 3GPP Organizational Partners.
GSM® and the GSM logo are Trade Marks registered and owned by the GSM Association.
ETSI
3 ETSI EN 300 440 V2.1.1 (2017-03)
Contents
Intellectual Property Rights . 8
Foreword . 8
Modal verbs terminology . 8
Introduction . 9
1 Scope . 10
2 References . 11
2.1 Normative references . 11
2.2 Informative references . 11
3 Definitions, symbols and abbreviations . 12
3.1 Definitions . 12
3.2 Symbols . 14
3.3 Abbreviations . 14
4 Technical requirements specifications . 15
4.1 Environmental profile . 15
4.2 Transmitter requirements . 15
4.2.1 Transmitter measurement requirements . 15
4.2.1.1 Applicability. 15
4.2.1.2 Methods of measurement and limits for transmitter parameters . 15
4.2.2 Equivalent isotropically radiated power (e.i.r.p.) . 15
4.2.2.1 Applicability. 15
4.2.2.2 Description . 15
4.2.2.3 Method of measurement . 16
4.2.2.3.0 General requirements . 16
4.2.2.3.1 Non spread spectrum transmitters with a -6 dB bandwidth of up to 20 MHz and spread
spectrum transmitters with channel bandwidth of up to 1 MHz . 16
4.2.2.3.2 Transmitters other than those defined in clause 4.2.2.3.1 . 17
4.2.2.4 Limits . 18
4.2.2.5 Conformance . 18
4.2.3 Permitted range of operating frequencies . 18
4.2.3.1 Applicability. 18
4.2.3.2 Description . 18
4.2.3.3 Method of measurement . 19
4.2.3.4 Method of measurement for equipment using FHSS modulation . 19
4.2.3.5 Limits . 20
4.2.4 Unwanted emissions in the spurious domain . 20
4.2.4.1 Applicability. 20
4.2.4.2 Description . 20
4.2.4.3 Method of measurement . 20
4.2.4.3.0 General Requirements . 20
4.2.4.3.1 Conducted spurious emission . 21
4.2.4.3.2 Method of measurement - cabinet spurious radiation . 21
4.2.4.3.3 Method of measurement - radiated spurious emission . 22
4.2.4.3.4 Additional requirements for equipment employing FHSS modulation . 23
4.2.4.4 Limits . 23
4.2.4.5 Conformance . 23
4.2.5 Duty cycle . 23
4.2.5.1 Applicability. 23
4.2.5.2 Description . 23
4.2.5.3 Method of measurement . 23
4.2.5.4 Limits . 24
4.2.5.5 Conformance . 24
4.2.6 Additional requirements for FHSS equipment . 25
4.2.6.1 Applicability. 25
4.2.6.2 Description . 25
ETSI
4 ETSI EN 300 440 V2.1.1 (2017-03)
4.2.6.3 Method of measurement . 25
4.2.6.4 Limits . 25
4.2.6.5 Conformance . 25
4.3 Receiver requirements . 25
4.3.1 Receiver category . 25
4.3.2 General performance criteria . 26
4.3.3 Adjacent channel selectivity . 26
4.3.3.1 Applicability. 26
4.3.3.2 Description . 26
4.3.3.3 Method of measurement . 26
4.3.3.4 Limits . 27
4.3.3.5 Conformance . 27
4.3.4 Blocking or desensitization . 27
4.3.4.1 Applicability. 27
4.3.4.2 Description . 27
4.3.4.3 Methods of measurement . 28
4.3.4.4 Limits . 28
4.3.4.5 Conformance . 29
4.3.5 Spurious radiations . 29
4.3.5.1 Applicability. 29
4.3.5.2 Description . 29
4.3.5.3 Method of measurement for spurious radiation. 29
4.3.5.3.0 General Requirements . 29
4.3.5.3.1 Method of measurement conducted spurious components . 29
4.3.5.3.2 Method of measurement cabinet radiation. 30
4.3.5.3.3 Method of measurement radiated spurious components . 30
4.3.5.4 Limits . 31
4.3.5.5 Conformance . 31
4.4 Spectrum access techniques . 31
4.4.1 Applicability . 31
4.4.2 Listen Before Talk (LBT) . 31
4.4.2.0 General . 31
4.4.2.1 LBT timing parameters . 32
4.4.2.1.1 Minimum transmitter off-time . 32
4.4.2.1.2 LBT minimum listening time . 32
4.4.2.1.3 Acknowledge transmissions . 32
4.4.2.1.4 Maximum transmitter on-time . 33
4.4.2.1.5 Declaration of LBT parameters . 33
4.4.2.1.6 Equipment with or without LBT using transmitter time-out-timer . 33
4.4.2.2 Receiver LBT threshold and transmitter max on-time . 33
4.4.2.2.0 Applicability . 33
4.4.2.2.1 Descriptions . 33
4.4.2.2.2 Method of measurements. 34
4.4.2.2.3 Limits . 34
4.4.2.2.4 Conformance . 35
4.4.3 Detect And Avoid techniques (DAA) . 35
4.4.3.1 General requirements . 35
4.4.4 Adaptive Frequency Agility (AFA) . 35
4.4.4.1 General requirements . 35
4.5 2,45 GHz RFID systems . 35
4.6 GBSAR systems . 35
4.6.1 Effective radiated power . 35
4.6.2 Permitted range of operating frequencies . 35
4.6.3 DAA threshold . 36
4.6.3.0 General requirements . 36
4.6.3.1 DAA timing parameters . 36
4.6.3.1.1 Minimum listen time . 36
4.6.3.1.2 Minimum listen time after detection. 36
4.6.3.1.3 Maximum transmitter on-time . 36
4.6.3.1.4 Minimum transmitter off-time . 36
4.6.4 Antenna pattern . 36
ETSI
5 ETSI EN 300 440 V2.1.1 (2017-03)
5 Testing for compliance with technical requirements . 36
5.1 Environmental conditions for testing . 36
5.2 Presentation of equipment for testing purposes . 36
5.2.0 General . 36
5.2.1 Choice of model for testing . 37
5.2.2 Testing of equipment with alternative power levels . 37
5.2.3 Testing of equipment that does not have an external 50 Ω RF connector (integral antenna
equipment) . 37
5.2.3.1 Equipment with an internal permanent or temporary antenna connector or using a dedicated test
fixture . 37
5.2.3.2 Equipment with a temporary antenna connector . 37
5.3 Mechanical and electrical design . 37
5.3.1 General . 37
5.3.2 Controls . 38
5.3.3 Transmitter shut-off facility . 38
5.3.4 Receiver mute or squelch . 38
5.4 Auxiliary test equipment . 38
5.5 Test power source . 38
5.5.0 General . 38
5.5.1 External test power source . 38
5.5.2 Internal test power source . 38
5.6 Normal test conditions . 39
5.6.1 Normal temperature and humidity . 39
5.6.2 Normal test power source . 39
5.6.2.1 Mains voltage . 39
5.6.2.2 Battery power sources . 39
5.6.2.3 Other power sources . 39
5.7 Extreme test conditions . 39
5.7.1 Extreme temperatures . 39
5.7.1.1 Procedure for tests at extreme temperatures . 39
5.7.1.1.0 General . 39
5.7.1.1.1 Procedure for equipment designed for continuous operation . 40
5.7.1.1.2 Procedure for equipment designed for intermittent operation . 40
5.7.1.2 Extreme temperature ranges . 40
5.7.2 Extreme test source voltages . 40
5.7.2.1 Mains voltage . 40
5.7.2.2 Battery power sources . 40
5.7.2.3 Power sources using other types of batteries . 41
5.7.2.4 Other power sources . 41
5.8 General conditions . 41
5.8.1 Normal test signals and test modulation . 41
5.8.1.0 General . 41
5.8.1.1 Normal test signals for data . 42
5.8.2 Artificial antenna . 42
5.8.3 Test fixture . 42
5.8.3.0 General . 42
5.8.3.1 Validation of the test-fixture in the temperature chamber . 43
5.8.3.2 Mode of use . 45
5.8.4 Test sites and general arrangements for radiated measurements . 45
5.8.5 Measuring receiver . 45
5.9 Interpretation of the measurement results . 45
5.9.0 General . 45
5.9.1 Measurement uncertainty is greater than maximum acceptable uncertainty . 46
Annex A (informative): Relationship between the present document and the essential
requirements of Directive 2014/53/EU . 47
Annex B (normative): Radiated measurements . 49
B.1 General requirements for measurements involving the use of radiated fields. 49
B.2 Test Sites . 50
ETSI
6 ETSI EN 300 440 V2.1.1 (2017-03)
B.2.1 Outdoor test site . 50
B.2.2 Indoor test site . 51
B.2.3 Shielded anechoic test site . 52
B.2.3.0 General . 52
B.2.3.1 Influence of parasitic reflections in anechoic chambers . 52
B.2.3.2 Calibration of the shielded RF anechoic chamber . 52
B.3 Antennas . 54
B.3.1 Test antenna . 54
B.3.2 Substitution antenna . 54
B.3.3 Artificial antenna . 54
B.4 Test Practice and Auxiliary Test Equipment . 55
B.5 Measuring distance . 55
B.5.0 General . 55
B.5.1 Standard position . 55
B.5.2 Auxiliary cables . 55
Annex C (normative): General description of measurement methods . 56
C.0 General . 56
C.1 Conducted measurements . 56
C.2 Radiated measurements . 56
C.3 Radiated measurement for receivers . 57
Annex D (normative): Power limits for RFID systems operating in the 2,45 GHz band . 58
D.1 Power limits and frequency band . 58
D.1.0 General requirements . 58
D.1.1 Additional requirements for 2,45 GHz 4 W e.i.r.p. indoor RFID equipment . 58
D.1.2 Spectrum mask . 59
Annex E (informative): Example of implementation for restriction of 4 W RFID to
in-building use only . 60
Annex F (normative): Limits for GBSAR operating in the frequency range 17,1 GHz to
17,3 GHz . 62
F.1 Introduction . 62
F.2 Effective radiated power (e.i.r.p.) . 62
F.2.1 Definition . 62
F.2.2 Method of measurement . 62
F.2.3 Limits . 62
F.3 Permitted range of operating frequencies . 62
F.3.1 Definition . 62
F.3.2 Method of measurement . 62
F.3.3 Limits . 63
F.4 Principles of Detection And Avoid (DAA) . 63
F.4.0 General . 63
F.4.1 DAA test set-up . 63
F.4.2 Test signals . 64
F.4.3 DAA threshold . 64
F.4.3.1 Definition . 64
F.4.3.2 Method of measurement . 64
F.4.3.3 Limit . 65
F.4.4 DAA timing parameters . 65
F.4.4.1 Minimum listen Time . 65
F.4.4.1.1 Definition . 65
F.4.4.1.2 Method of measurement . 65
ETSI
7 ETSI EN 300 440 V2.1.1 (2017-03)
F.4.4.1.3 Limit for minimum listen time . 66
F.4.4.2 Minimum listen time after detection . 66
F.4.4.2.1 Definition . 66
F.4.4.2.2 Method of measurement . 66
F.4.4.2.3 Limit . 67
F.4.4.3 Maximum transmitter on-time . 67
F.4.4.3.1 Definition . 67
F.4.4.3.2 Method of measurement . 67
F.4.4.3.3 Limit . 68
F.4.4.4 Minimum transmitter off-time . 68
F.4.4.4.1 Definition . 68
F.4.4.4.2 Method of measurement . 68
F.4.4.4.3 Limit . 69
F.5 Antenna pattern . 69
F.5.1 Definition . 69
F.5.2 Method of measurements . 69
F.5.3 Limits . 71
Annex G (informative): Bibliography . 72
Annex H (informative): Change History . 73
History . 74

ETSI
8 ETSI EN 300 440 V2.1.1 (2017-03)
Intellectual Property Rights
IPRs essential or potentially essential to the present document may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
server (https://ipr.etsi.org/).
Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee
can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
server) which are, or may be, or may become, essential to the present document.
Foreword
This Harmonised European Standard (EN) has been produced by ETSI Technical Committee Electromagnetic
compatibility and Radio spectrum Matters (ERM).
The present document has been prepared under the Commission's standardisation request C(2015) 5376 final [i.6] to
provide one voluntary means of conforming to the essential requirements of Directive 2014/53/EU on the harmonisation
of the laws of the Member States relating to the making available on the market of radio equipment and repealing
Directive 1999/5/EC [i.1].
Once the present document is cited in the Official Journal of the European Union under that Directive, compliance with
the normative clauses of the present document given in table A.1 confers, within the limits of the scope of the present
document, a presumption of conformity with the corresponding essential requirements of that Directive and associated
EFTA regulations.
National transposition dates
Date of adoption of this EN: 10 March 2017
Date of latest announcement of this EN (doa): 30 June 2017
Date of latest publication of new National Standard
or endorsement of this EN (dop/e): 31 December 2017
Date of withdrawal of any conflicting National Standard (dow): 31 December 2018

Modal verbs terminology
In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and
"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of
provisions).
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
ETSI
9 ETSI EN 300 440 V2.1.1 (2017-03)
Introduction
The present document defines technical requirements to support the essential requirements of clause 3.2 of the Radio
Equipment Directive [i.1] which states "Radio equipment shall be so constructed that it both effectively uses and
supports the efficient use of radio spectrum in order to avoid harmful interference".
The present document describes performance requirements and conformance test procedures for licence exempt Short
Range Devices (SRDs) intending to use frequency bands within the range of 1 GHz to 40 GHz.
Equipment covered by the present document may operate on a specific frequency or may be channel agile and operate
on a number of different frequencies.
The present document is structured as follows:
• Clause 2 provides references.
• Clause 3 provides definitions of terms and abbreviations used.
• Clause 4 provides technical requirements specifications.
• Clause 5 provides conditions for testing for compliance with technical requirements.
• Annex A (informative): Relationship between the present document and the essential requirements of
Directive 2014/53/EU
• Annex B (normative): Radiated measurements
• Annex C (normative): General description of measurement methods
• Annex D (normative): Power limits for RFID systems operating in the 2,45 GHz band
• Annex E (informative): Example of implementation for restriction of 4 W RFID to in-building use only
• Annex F (normative): Limits for GBSAR operating in the frequency range 17,1 GHz
...

2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.Short Range Devices (SRD) - Radio equipment to be used in the 1 GHz to 40 GHz frequency range - Harmonised Standard covering the essential requirements of article 3.2 of the Directive 2014/53/EU33.100.01Elektromagnetna združljivost na splošnoElectromagnetic compatibility in general33.060.20Sprejemna in oddajna opremaReceiving and transmitting equipmentICS:Ta slovenski standard je istoveten z:ETSI EN 300 440 V2.1.1 (2017-03)SIST EN 300 440 V2.1.1:2017en01-maj-2017SIST EN 300 440 V2.1.1:2017SLOVENSKI
STANDARD
HARMONISED EUROPEAN STANDARD SIST EN 300 440 V2.1.1:2017

ETSI ETSI EN 300 440 V2.1.1 (2017-03) 2
Reference REN/ERM-TG28-522 Keywords harmonised standard, radio, SRD, testing ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE
Tel.: [phone]
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Siret N° 348 623 562 00017 - NAF 742 C Association à but non lucratif enregistrée à la Sous-Préfecture de Grasse (06) N° 7803/88
Important notice The present document can be downloaded from: http://www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of ETSI. In case of any existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within ETSI Secretariat. Users of the present document should be aware that the document may be subject to revision or change of status. Information on the current status of this and other ETSI documents is available at https://portal.etsi.org/TB/ETSIDeliverableStatus.aspx If you find errors in the present document, please send your comment to one of the following services: https://portal.etsi.org/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media.
© European Telecommunications Standards Institute 2017. All rights reserved.
DECTTM, PLUGTESTSTM, UMTSTM and the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members. 3GPPTM and LTE™ are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM® and the GSM logo are Trade Marks registered and owned by the GSM Association. SIST EN 300 440 V2.1.1:2017

ETSI ETSI EN 300 440 V2.1.1 (2017-03) 3 Contents Intellectual Property Rights . 8 Foreword . 8 Modal verbs terminology . 8 Introduction . 9 1 Scope . 10 2 References . 11 2.1 Normative references . 11 2.2 Informative references . 11 3 Definitions, symbols and abbreviations . 12 3.1 Definitions . 12 3.2 Symbols . 14 3.3 Abbreviations . 14 4 Technical requirements specifications . 15 4.1 Environmental profile . 15 4.2 Transmitter requirements . 15 4.2.1 Transmitter measurement requirements . 15 4.2.1.1 Applicability. 15 4.2.1.2 Methods of measurement and limits for transmitter parameters . 15 4.2.2 Equivalent isotropically radiated power (e.i.r.p.) . 15 4.2.2.1 Applicability. 15 4.2.2.2 Description . 15 4.2.2.3 Method of measurement . 16 4.2.2.3.0 General requirements . 16 4.2.2.3.1 Non spread spectrum transmitters with a -6 dB bandwidth of up to 20 MHz and spread spectrum transmitters with channel bandwidth of up to 1 MHz . 16 4.2.2.3.2 Transmitters other than those defined in clause 4.2.2.3.1 . 17 4.2.2.4 Limits . 18 4.2.2.5 Conformance . 18 4.2.3 Permitted range of operating frequencies . 18 4.2.3.1 Applicability. 18 4.2.3.2 Description . 18 4.2.3.3 Method of measurement . 19 4.2.3.4 Method of measurement for equipment using FHSS modulation . 19 4.2.3.5 Limits . 20 4.2.4 Unwanted emissions in the spurious domain . 20 4.2.4.1 Applicability. 20 4.2.4.2 Description . 20 4.2.4.3 Method of measurement . 20 4.2.4.3.0 General Requirements . 20 4.2.4.3.1 Conducted spurious emission . 21 4.2.4.3.2 Method of measurement - cabinet spurious radiation . 21 4.2.4.3.3 Method of measurement - radiated spurious emission . 22 4.2.4.3.4 Additional requirements for equipment employing FHSS modulation . 23 4.2.4.4 Limits . 23 4.2.4.5 Conformance . 23 4.2.5 Duty cycle . 23 4.2.5.1 Applicability. 23 4.2.5.2 Description . 23 4.2.5.3 Method of measurement . 23 4.2.5.4 Limits . 24 4.2.5.5 Conformance . 24 4.2.6 Additional requirements for FHSS equipment . 25 4.2.6.1 Applicability. 25 4.2.6.2 Description . 25 SIST EN 300 440 V2.1.1:2017

ETSI ETSI EN 300 440 V2.1.1 (2017-03) 4 4.2.6.3 Method of measurement . 25 4.2.6.4 Limits . 25 4.2.6.5 Conformance . 25 4.3 Receiver requirements . 25 4.3.1 Receiver category . 25 4.3.2 General performance criteria . 26 4.3.3 Adjacent channel selectivity . 26 4.3.3.1 Applicability. 26 4.3.3.2 Description . 26 4.3.3.3 Method of measurement . 26 4.3.3.4 Limits . 27 4.3.3.5 Conformance . 27 4.3.4 Blocking or desensitization . 27 4.3.4.1 Applicability. 27 4.3.4.2 Description . 27 4.3.4.3 Methods of measurement . 28 4.3.4.4 Limits . 28 4.3.4.5 Conformance . 29 4.3.5 Spurious radiations . 29 4.3.5.1 Applicability. 29 4.3.5.2 Description . 29 4.3.5.3 Method of measurement for spurious radiation. 29 4.3.5.3.0 General Requirements . 29 4.3.5.3.1 Method of measurement conducted spurious components . 29 4.3.5.3.2 Method of measurement cabinet radiation. 30 4.3.5.3.3 Method of measurement radiated spurious components . 30 4.3.5.4 Limits . 31 4.3.5.5 Conformance . 31 4.4 Spectrum access techniques . 31 4.4.1 Applicability . 31 4.4.2 Listen Before Talk (LBT) . 31 4.4.2.0 General . 31 4.4.2.1 LBT timing parameters . 32 4.4.2.1.1 Minimum transmitter off-time . 32 4.4.2.1.2 LBT minimum listening time . 32 4.4.2.1.3 Acknowledge transmissions . 32 4.4.2.1.4 Maximum transmitter on-time . 33 4.4.2.1.5 Declaration of LBT parameters . 33 4.4.2.1.6 Equipment with or without LBT using transmitter time-out-timer . 33 4.4.2.2 Receiver LBT threshold and transmitter max on-time . 33 4.4.2.2.0 Applicability . 33 4.4.2.2.1 Descriptions . 33 4.4.2.2.2 Method of measurements. 34 4.4.2.2.3 Limits . 34 4.4.2.2.4 Conformance . 35 4.4.3 Detect And Avoid techniques (DAA) . 35 4.4.3.1 General requirements . 35 4.4.4 Adaptive Frequency Agility (AFA) . 35 4.4.4.1 General requirements . 35 4.5 2,45 GHz RFID systems . 35 4.6 GBSAR systems . 35 4.6.1 Effective radiated power . 35 4.6.2 Permitted range of operating frequencies . 35 4.6.3 DAA threshold . 36 4.6.3.0 General requirements . 36 4.6.3.1 DAA timing parameters . 36 4.6.3.1.1 Minimum listen time . 36 4.6.3.1.2 Minimum listen time after detection. 36 4.6.3.1.3 Maximum transmitter on-time . 36 4.6.3.1.4 Minimum transmitter off-time . 36 4.6.4 Antenna pattern . 36 SIST EN 300 440 V2.1.1:2017

ETSI ETSI EN 300 440 V2.1.1 (2017-03) 5 5 Testing for compliance with technical requirements . 36 5.1 Environmental conditions for testing . 36 5.2 Presentation of equipment for testing purposes . 36 5.2.0 General . 36 5.2.1 Choice of model for testing . 37 5.2.2 Testing of equipment with alternative power levels . 37 5.2.3 Testing of equipment that does not have an external 50 Ω RF connector (integral antenna equipment) . 37 5.2.3.1 Equipment with an internal permanent or temporary antenna connector or using a dedicated test fixture . 37 5.2.3.2 Equipment with a temporary antenna connector . 37 5.3 Mechanical and electrical design . 37 5.3.1 General . 37 5.3.2 Controls . 38 5.3.3 Transmitter shut-off facility . 38 5.3.4 Receiver mute or squelch . 38 5.4 Auxiliary test equipment . 38 5.5 Test power source . 38 5.5.0 General . 38 5.5.1 External test power source . 38 5.5.2 Internal test power source . 38 5.6 Normal test conditions . 39 5.6.1 Normal temperature and humidity . 39 5.6.2 Normal test power source . 39 5.6.2.1 Mains voltage . 39 5.6.2.2 Battery power sources . 39 5.6.2.3 Other power sources . 39 5.7 Extreme test conditions . 39 5.7.1 Extreme temperatures . 39 5.7.1.1 Procedure for tests at extreme temperatures . 39 5.7.1.1.0 General . 39 5.7.1.1.1 Procedure for equipment designed for continuous operation . 40 5.7.1.1.2 Procedure for equipment designed for intermittent operation . 40 5.7.1.2 Extreme temperature ranges . 40 5.7.2 Extreme test source voltages . 40 5.7.2.1 Mains voltage . 40 5.7.2.2 Battery power sources . 40 5.7.2.3 Power sources using other types of batteries . 41 5.7.2.4 Other power sources . 41 5.8 General conditions . 41 5.8.1 Normal test signals and test modulation . 41 5.8.1.0 General . 41 5.8.1.1 Normal test signals for data . 42 5.8.2 Artificial antenna . 42 5.8.3 Test fixture . 42 5.8.3.0 General . 42 5.8.3.1 Validation of the test-fixture in the temperature chamber . 43 5.8.3.2 Mode of use . 45 5.8.4 Test sites and general arrangements for radiated measurements . 45 5.8.5 Measuring receiver . 45 5.9 Interpretation of the measurement results . 45 5.9.0 General . 45 5.9.1 Measurement uncertainty is greater than maximum acceptable uncertainty . 46 Annex A (informative): Relationship between the present document and the essential requirements of Directive 2014/53/EU . 47 Annex B (normative): Radiated measurements . 49 B.1 General requirements for measurements involving the use of radiated fields. 49 B.2 Test Sites . 50 SIST EN 300 440 V2.1.1:2017

ETSI ETSI EN 300 440 V2.1.1 (2017-03) 6 B.2.1 Outdoor test site . 50 B.2.2 Indoor test site . 51 B.2.3 Shielded anechoic test site . 52 B.2.3.0 General . 52 B.2.3.1 Influence of parasitic reflections in anechoic chambers . 52 B.2.3.2 Calibration of the shielded RF anechoic chamber . 52 B.3 Antennas . 54 B.3.1 Test antenna . 54 B.3.2 Substitution antenna . 54 B.3.3 Artificial antenna . 54 B.4 Test Practice and Auxiliary Test Equipment . 55 B.5 Measuring distance . 55 B.5.0 General . 55 B.5.1 Standard position . 55 B.5.2 Auxiliary cables . 55 Annex C (normative): General description of measurement methods . 56 C.0 General . 56 C.1 Conducted measurements . 56 C.2 Radiated measurements . 56 C.3 Radiated measurement for receivers . 57 Annex D (normative): Power limits for RFID systems operating in the 2,45 GHz band . 58 D.1 Power limits and frequency band . 58 D.1.0 General requirements . 58 D.1.1 Additional requirements for 2,45 GHz 4 W e.i.r.p. indoor RFID equipment . 58 D.1.2 Spectrum mask . 59 Annex E (informative): Example of implementation for restriction of 4 W RFID to in-building use only . 60 Annex F (normative): Limits for GBSAR operating in the frequency range 17,1 GHz to 17,3 GHz . 62 F.1 Introduction . 62 F.2 Effective radiated power (e.i.r.p.) . 62 F.2.1 Definition . 62 F.2.2 Method of measurement . 62 F.2.3 Limits . 62 F.3 Permitted range of operating frequencies . 62 F.3.1 Definition . 62 F.3.2 Method of measurement . 62 F.3.3 Limits . 63 F.4 Principles of Detection And Avoid (DAA) . 63 F.4.0 General . 63 F.4.1 DAA test set-up . 63 F.4.2 Test signals . 64 F.4.3 DAA threshold . 64 F.4.3.1 Definition . 64 F.4.3.2 Method of measurement . 64 F.4.3.3 Limit . 65 F.4.4 DAA timing parameters . 65 F.4.4.1 Minimum listen Time . 65 F.4.4.1.1 Definition . 65 F.4.4.1.2 Method of measurement . 65 SIST EN 300 440 V2.1.1:2017

ETSI ETSI EN 300 440 V2.1.1 (2017-03) 7 F.4.4.1.3 Limit for minimum listen time . 66 F.4.4.2 Minimum listen time after detection . 66 F.4.4.2.1 Definition . 66 F.4.4.2.2 Method of measurement . 66 F.4.4.2.3 Limit . 67 F.4.4.3 Maximum transmitter on-time . 67 F.4.4.3.1 Definition . 67 F.4.4.3.2 Method of measurement . 67 F.4.4.3.3 Limit . 68 F.4.4.4 Minimum transmitter off-time . 68 F.4.4.4.1 Definition . 68 F.4.4.4.2 Method of measurement . 68 F.4.4.4.3 Limit . 69 F.5 Antenna pattern . 69 F.5.1 Definition . 69 F.5.2 Method of measurements . 69 F.5.3 Limits . 71 Annex G (informative): Bibliography . 72 Annex H (informative): Change History . 73 History . 74
ETSI ETSI EN 300 440 V2.1.1 (2017-03) 8 Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https://ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Harmonised European Standard (EN) has been produced by ETSI Technical Committee Electromagnetic compatibility and Radio spectrum Matters (ERM). The present document has been prepared under the Commission's standardisation request C(2015) 5376 final [i.6] to provide one voluntary means of conforming to the essential requirements of Directive 2014/53/EU on the harmonisation of the laws of the Member States relating to the making available on the market of radio equipment and repealing Directive 1999/5/EC [i.1]. Once the present document is cited in the Official Journal of the European Union under that Directive, compliance with the normative clauses of the present document given in table A.1 confers, within the limits of the scope of the present document, a presumption of conformity with the corresponding essential requirements of that Directive and associated EFTA regulations.
National transposition dates Date of adoption of this EN: 10 March 2017 Date of latest announcement of this EN (doa): 30 June 2017 Date of latest publication of new National Standard or endorsement of this EN (dop/e):
31 December 2017 Date of withdrawal of any conflicting National Standard (dow): 31 December 2018
Modal verbs terminology In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and "cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). "must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation. SIST EN 300 440 V2.1.1:2017

ETSI ETSI EN 300 440 V2.1.1 (2017-03) 9 Introduction The present document defines technical requirements to support the essential requirements of clause 3.2 of the Radio Equipment Directive [i.1] which states "Radio equipment shall be so constructed that it both effectively uses and supports the efficient use of radio spectrum in order to avoid harmful interference". The present document describes performance requirements and conformance test procedures for licence exempt Short Range Devices (SRDs) intending to use frequency bands within the range of 1 GHz to 40 GHz. Equipment covered by the present document may operate on a specific frequency or may be channel agile and operate on a number of different frequencies. The present document is structured as follows: • Clause 2 provides references. • Clause 3 provides definitions of terms and abbreviations used. • Clause 4 provides technical requirements specifications. • Clause 5 provides conditions for testing for compliance with technical requirements. • Annex A (informative): Relationship between the present document and the essential requirements of Directive 2014/53/EU • Annex B (normative): Radiated measurements • Annex C (normative): General description of measurement methods • Annex D (normative): Power limits for RFID systems operating in the 2,45 GHz band • Annex E (informative): Example of implementation for restriction of 4 W RFID to in-building use only
• Annex F (normative): Limits
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