Alarm and electronic security systems - Part 11-32: Electronic access control systems - Access control monitoring based on Web services

IEC 60839-11-32:2016 defines the Web services interface for electronic access control systems. This includes listing electronic access control system components, their logical composition, monitoring their states and controlling them. It also includes a mapping of mandatory and optional requirements as per IEC 60839-11-1. This document applies to physical security only. Physical security prevents unauthorized personnel, attackers or accidental intruders from physically accessing a building, room, etc. Web services usage and device management functionality are outside of the scope of this document. Refer to IEC 60839-11-31 for more information.

Systèmes d'alarme et de sécurité électroniques - Partie 11-32: Systèmes de contrôle d'accès électronique - Commande de contrôle d'accès électronique en fonction des services Web

L'IEC 60839-11-32:2016 définit l'interface de services Web pour les systèmes de contrôle d'accès électronique. Ceci inclut l'énumération des composants de systèmes de contrôle d'accès électronique, de leur composition logique, le contrôle de leur état ainsi que leur contrôle. Ceci inclut également le mapping des exigences obligatoires et facultatives conformément à l'IEC 60839-11-1. Le présent document s'applique uniquement à la sécurité physique. La sécurité physique empêche l'accès physique à un bâtiment, un local, etc., à tout personnel non autorisé, à des agresseurs ou à des intrus occasionnels. L'utilisation des services Web et la fonctionnalité de gestion de dispositif ne relèvent pas du domaine d'application du présent document. Se reporter à l'IEC 60839-11-31 pour de plus amples informations.

General Information

Status
Published
Publication Date
23-Nov-2016
Current Stage
PPUB - Publication issued
Completion Date
24-Nov-2016
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IEC 60839-11-32
Edition1.0 2016-11
INTERNATIONAL
STANDARD
NORME
INTERNATIONALE
colour
inside
Alarm and electronic security systems –
Part 11-32: Electronic access control systems – Access control monitoring
based on Web services
Systèmes d'alarme et de sécurité électroniques –
Partie 11-32: Systèmes de contrôle d'accès électronique – Commande de
contrôle d'accès en fonction des services Web
IEC 60839-11-32:2016-11(en-fr)
---------------------- Page: 1 ----------------------
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---------------------- Page: 2 ----------------------
IEC 60839-11-32
Edition 1.0 2016-11
INTERNATIONAL
STANDARD
NORME
INTERNATIONALE
colour
inside
Alarm and electronic security systems –
Part 11-32: Electronic access control systems – Access control monitoring
based on Web services
Systèmes d'alarme et de sécurité électroniques –
Partie 11-32: Systèmes de contrôle d'accès électronique – Commande de
contrôle d'accès en fonction des services Web
INTERNATIONAL
ELECTROTECHNICAL
COMMISSION
COMMISSION
ELECTROTECHNIQUE
INTERNATIONALE
ICS 13.320 ISBN 978-2-8322-3779-3

Warning! Make sure that you obtained this publication from an authorized distributor.

Attention! Veuillez vous assurer que vous avez obtenu cette publication via un distributeur agréé.

® Registered trademark of the International Electrotechnical Commission
Marque déposée de la Commission Electrotechnique Internationale
---------------------- Page: 3 ----------------------
– 2 – IEC 60839-11-32:2016  IEC 2016
CONTENTS

FOREWORD ........................................................................................................................... 5

INTRODUCTION ..................................................................................................................... 7

1 Scope .............................................................................................................................. 8

2 Normative references ...................................................................................................... 8

3 Terms, definitions and abbreviated terms ........................................................................ 8

3.1 Terms and definitions .............................................................................................. 8

3.2 Abbreviated terms ................................................................................................. 10

4 Overview ....................................................................................................................... 10

4.1 Interoperability ...................................................................................................... 10

4.2 Event handling ...................................................................................................... 10

4.3 Architecture .......................................................................................................... 10

4.4 External authorization (Overriding) ........................................................................ 11

4.5 Security considerations ......................................................................................... 11

4.6 Door (access point) control ................................................................................... 12

4.7 Design considerations ........................................................................................... 12

4.7.1 Instance-level capabilities .............................................................................. 12

4.7.2 Retrieving status ............................................................................................ 12

4.7.3 Retrieving system configuration ..................................................................... 12

5 Access control ............................................................................................................... 13

5.1 General ................................................................................................................. 13

5.2 Service capabilities ............................................................................................... 13

5.2.1 General ......................................................................................................... 13

5.2.2 Data structures: ServiceCapabilities .............................................................. 13

5.2.3 GetServiceCapabilities command .................................................................. 13

5.3 Access point (portal side) information ................................................................... 14

5.3.1 Data structures .............................................................................................. 14

5.3.2 GetAccessPointInfoList command .................................................................. 15

5.3.3 GetAccessPointInfo command ....................................................................... 16

5.4 Area information ................................................................................................... 17

5.4.1 Data structures: AreaInfo ............................................................................... 17

5.4.2 GetAreaInfoList command ............................................................................. 17

5.4.3 GetAreaInfo command ................................................................................... 17

5.5 Access point (portal side) status ........................................................................... 18

5.5.1 General ......................................................................................................... 18

5.5.2 Data structures: AccessPointState ................................................................. 18

5.5.3 GetAccessPointState command ..................................................................... 18

5.6 Access control commands ..................................................................................... 19

5.6.1 General ......................................................................................................... 19

5.6.2 Data structures: Decision enumeration .......................................................... 19

5.6.3 EnableAccessPoint command ........................................................................ 19

5.6.4 DisableAccessPoint command ....................................................................... 20

5.6.5 ExternalAuthorization command .................................................................... 20

5.7 Notification topics ................................................................................................. 21

5.7.1 Event overview .............................................................................................. 21

5.7.2 General transaction event layout ................................................................... 21

5.7.3 Access granted .............................................................................................. 22

---------------------- Page: 4 ----------------------
IEC 60839-11-32:2016  IEC 2016 – 3 –

5.7.4 Access taken ................................................................................................. 23

5.7.5 Access not taken ........................................................................................... 23

5.7.6 Access denied ............................................................................................... 24

5.7.7 Duress ........................................................................................................... 26

5.7.8 External authorization (Override) ................................................................... 26

5.7.9 Status changes .............................................................................................. 28

5.7.10 Configuration changes ................................................................................... 28

6 Door (access point) control ............................................................................................ 29

6.1 General ................................................................................................................. 29

6.2 Service capabilities ............................................................................................... 29

6.2.1 General ......................................................................................................... 29

6.2.2 Data structures: ServiceCapabilities .............................................................. 29

6.2.3 GetServiceCapabilities command .................................................................. 29

6.3 Door (access point) information ............................................................................ 30

6.3.1 Data structures .............................................................................................. 30

6.3.2 GetDoorInfoList command ............................................................................. 31

6.3.3 GetDoorInfo command ................................................................................... 32

6.4 Door (access point) status .................................................................................... 33

6.4.1 General ......................................................................................................... 33

6.4.2 Data structures .............................................................................................. 33

6.4.3 GetDoorState command................................................................................. 35

6.5 Door (access point) control commands ................................................................. 36

6.5.1 General ......................................................................................................... 36

6.5.2 AccessDoor command ................................................................................... 36

6.5.3 LockDoor command ....................................................................................... 37

6.5.4 UnlockDoor command .................................................................................... 38

6.5.5 BlockDoor command ...................................................................................... 38

6.5.6 LockDownDoor command .............................................................................. 39

6.5.7 LockDownReleaseDoor command .................................................................. 39

6.5.8 LockOpenDoor command ............................................................................... 40

6.5.9 LockOpenReleaseDoor command .................................................................. 40

6.5.10 DoubleLockDoor command ............................................................................ 41

6.6 Notification Topics ................................................................................................ 42

6.6.1 General ......................................................................................................... 42

6.6.2 Status changes .............................................................................................. 42

6.6.3 Configuration changes ................................................................................... 43

Annex A (normative) Access control interface XML schemata .............................................. 45

A.1 Access control service WSDL ............................................................................... 45

A.2 Door control service WSDL ................................................................................... 52

A.3 Common schema .................................................................................................. 62

Annex B (informative) Mapping of mandatory functions in IEC 60839-11-1 ........................... 64

Bibliography .......................................................................................................................... 73

Figure 1 – Schematic overview of an access controlled door ................................................. 11

Table 1 – GetServiceCapabilities command .......................................................................... 14

Table 2 – GetAccessPointInfoList command ......................................................................... 16

Table 3 – GetAccessPointInfo command ............................................................................... 16

---------------------- Page: 5 ----------------------
– 4 – IEC 60839-11-32:2016  IEC 2016

Table 4 – GetAreaInfoList command ..................................................................................... 17

Table 5 – GetAreaInfo command ........................................................................................... 18

Table 6 – GetAccessPointState command ............................................................................. 19

Table 7 – EnableAccessPoint command................................................................................ 19

Table 8 – DisableAccessPoint command ............................................................................... 20

Table 9 – ExternalAuthorization command ............................................................................ 20

Table 10 – GetServiceCapabilities command ........................................................................ 30

Table 11 – GetDoorInfoList command ................................................................................... 32

Table 12 – GetDoorInfo command......................................................................................... 32

Table 13 – GetDoorState command ...................................................................................... 36

Table 14 – AccessDoor command ......................................................................................... 37

Table 15 – LockDoor command ............................................................................................. 37

Table 16 – UnlockDoor command ......................................................................................... 38

Table 17 – BlockDoor command ........................................................................................... 38

Table 18 – LockDownDoor command .................................................................................... 39

Table 19 – LockDownReleaseDoor command ....................................................................... 40

Table 20 – LockOpenDoor command .................................................................................... 40

Table 21 – LockOpenReleaseDoor command ........................................................................ 41

Table 22 – DoubleLockDoor command .................................................................................. 41

Table B.1 – Access point interface requirements ................................................................... 64

Table B.2 – Indication and annunciation requirements .......................................................... 65

Table B.3 – Recognition requirements .................................................................................. 69

Table B.4 – Duress signalling requirements .......................................................................... 71

Table B.5 – Overriding requirements ..................................................................................... 71

Table B.6 – System self protection requirements .................................................................. 72

---------------------- Page: 6 ----------------------
IEC 60839-11-32:2016  IEC 2016 – 5 –
INTERNATIONAL ELECTROTECHNICAL COMMISSION
____________
ALARM AND ELECTRONIC SECURITY SYSTEMS –
Part 11-32: Electronic access control systems –
Access control monitoring based on Web services
FOREWORD

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9) Attention is drawn to the possibility that some of the elements of this IEC Publication may be the subject of

patent rights. IEC shall not be held responsible for identifying any or all such patent rights.

International Standard IEC 60839-11-32 has been prepared by IEC technical committee 79:

Alarm and electronic security systems.
The text of this standard is based on the following documents:
CDV Report on voting
79/523/CDV 79/547/RVC

Full information on the voting for the approval of this standard can be found in the report on

voting indicated in the above table.

This publication has been drafted in accordance with the ISO/IEC Directives, Part 2.

---------------------- Page: 7 ----------------------
– 6 – IEC 60839-11-32:2016  IEC 2016

A list of all parts in the IEC 60839 series, published under the general title Alarm and

electronic security systems, can be found on the IEC website.

The committee has decided that the contents of this publication will remain unchanged until

the stability date indicated on the IEC website under "http://webstore.iec.ch" in the data

related to the specific publication. At this date, the publication will be
• reconfirmed,
• withdrawn,
• replaced by a revised edition, or
• amended.

IMPORTANT – The 'colour inside' logo on the cover page of this publication indicates

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understanding of its contents. Users should therefore print this document using a

colour printer.
---------------------- Page: 8 ----------------------
IEC 60839-11-32:2016  IEC 2016 – 7 –
INTRODUCTION

This document makes it possible to build an alarm and electronic security system with clients,

typically a monitoring console, and devices, typically an access control unit, from different

manufacturers using common and well defined interfaces.

This document specifies only the data and control flow between a client and the services

without reference to any physical device as the services required to implement a compliant

electronic access control system (EACS) are not necessarily implemented on a single device,

i.e. all services can be run on a control panel, event aggregator software on PC, etc.

This document does not define internal communication between an access control unit and its

components if they are implemented on a single device.

This document is based upon work done by the ONVIF open industry forum. The ONVIF

Access Control specification and ONVIF Door Control specification are compatible with this

document.

This document is accompanied by a set of computer readable interface definitions:

• Access control service WSDL, see Clause A.1;
• Door control service WSDL, see Clause A.2;
• Common schema, see Clause A.3;

Due to the differences in terminology used in IEC 60839-11-1, IEC 60839-11-2 and the ONVIF

specification that this part of IEC 60839 is based on, a reader should take special notice of

the terms and definitions clause.

Additional services needed for configuration of an EACS such as definitions of schedules,

handling of access rules, readers and credentials are outside the scope of this document.

These services will be covered by other parts of the IEC 60839-11-3x family of standards.

---------------------- Page: 9 ----------------------
– 8 – IEC 60839-11-32:2016  IEC 2016
ALARM AND ELECTRONIC SECURITY SYSTEMS –
Part 11-32: Electronic access control systems –
Access control monitoring based on Web services
1 Scope

This part of IEC 60839 defines the Web services interface for electronic access control

systems. This includes listing electronic access control system components, their logical

composition, monitoring their states and controlling them. It also includes a mapping of

mandatory and optional requirements as per IEC 60839-11-1.

This document applies to physical security only. Physical security prevents unauthorized

personnel, attackers or accidental intruders from physically accessing a building, room, etc.

Web services usage and device management functionality are outside of the scope of this

document. Refer to IEC 60839-11-31 for more information.

This document does not in any way limit a manufacturer to add other protocols or extend the

protocol defined here. For rules on how to accomplish this refer to IEC 60839-11-31.

2 Normative references

The following documents are referred to in the text in such a way that some or all of their

content constitutes requirements of this document. For dated references, only the edition

cited applies. For undated references, the latest edition of the referenced document (including

any amendments) applies.

IEC 60839-11-1, Alarm and electronic security systems – Part 11-1: Electronic access control

systems – System and components requirements

IEC 60839-11-2, Alarm and electronic security systems – Part 11-2: Electronic access control

systems – Application guidelines
3 Terms, definitions and abbreviated terms
3.1 Terms and definitions

For the purposes of this document the terms and definitions given in IEC 60839-11-1 and

IEC 60839-11-2, as well as the following, apply.

ISO and IEC maintain terminological databases for use in standardization at the following

addresses:
• IEC Electropedia: available at http://www.electropedia.org/
• ISO Online browsing platform: available at http://www.iso.org/obp
NOTE When the IEC term defined in IEC 60839-11-1 and IEC 608
...

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