Automatic identification and data capture techniques — Supply chain applications of RFID — Product tagging, product packaging, transport units, returnable transport units and returnable packaging items

This document defines the basic features of RFID for use in the supply chain when applied to product tagging, product packaging, transport units and returnable transport items (RTIs) and returnable packaging items (RPIs). This document: — provides specifications for the identification of the items, — makes recommendations about additional information on the RF tag, — specifies the semantics and data syntax to be used, — specifies the data protocol to be used to interface with business applications and the RFID system, — specifies the minimum performance requirements, — specifies the air interface standards between the RF interrogator and RF tag, and — specifies the reuse and recyclability of the RF tag.

Techniques automatiques d'identification et de capture des données — Applications de chaîne d'approvisionnements de RFID — Étiquetage de produits, empaquetage de produits, unités de transport, éléments restituables de transport et éléments d'empaquetage restituables

General Information

Status
Published
Publication Date
24-May-2023
Current Stage
6060 - International Standard published
Start Date
25-May-2023
Due Date
20-Jan-2025
Completion Date
25-May-2023
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INTERNATIONAL ISO/IEC
STANDARD 17360
First edition
2023-05
Automatic identification and data
capture techniques — Supply chain
applications of RFID — Product
tagging, product packaging, transport
units, returnable transport units and
returnable packaging items
Techniques automatiques d'identification et de capture des
données — Applications de chaîne d'approvisionnements de RFID —
Étiquetage de produits, empaquetage de produits, unités de transport,
éléments restituables de transport et éléments d'empaquetage
restituables
Reference number
ISO/IEC 17360:2023(E)
© ISO/IEC 2023

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ISO/IEC 17360:2023(E)
COPYRIGHT PROTECTED DOCUMENT
© ISO/IEC 2023
All rights reserved. Unless otherwise specified, or required in the context of its implementation, no part of this publication may
be reproduced or utilized otherwise in any form or by any means, electronic or mechanical, including photocopying, or posting on
the internet or an intranet, without prior written permission. Permission can be requested from either ISO at the address below
or ISO’s member body in the country of the requester.
ISO copyright office
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Phone: +41 22 749 01 11
Email: copyright@iso.org
Website: www.iso.org
Published in Switzerland
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ISO/IEC 17360:2023(E)
Contents Page
Foreword .iv
Introduction .v
1 Scope . 1
2 Normative references . 1
3 Terms and definitions . 2
4 Concepts . 2
5 Unique item identifier .5
5.1 General . 5
5.2 UII data elements . 6
5.3 Data carrier . 6
5.4 Formats and encoding. 7
5.4.1 General . 7
5.4.2 GS1 EPC bitstream encoding . 7
5.4.3 ISO/IEC 15418 and ANSI MH10.8.2 DIs: 6-bit UII encoding . 7
5.4.4 ISO/IEC 15418 and ANSI MH10.8.2 DIs: UTF-8 8-bit UII encoding . 7
5.4.5 DSFID for ISO/IEC 15434 messages . 8
5.4.6 UII bitstream encoding . 8
6 Identification of RFID labelled material .11
Annex A (normative) Encoding .12
Annex B (informative) Differentiation within the layers .25
Annex C (informative) Backup in case of RF Tag failure .29
Annex D (informative) Tag operation .31
Annex E (informative) Returnable packaging items .34
Bibliography .45
iii
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ISO/IEC 17360:2023(E)
Foreword
ISO (the International Organization for Standardization) and IEC (the International Electrotechnical
Commission) form the specialized system for worldwide standardization. National bodies that are
members of ISO or IEC participate in the development of International Standards through technical
committees established by the respective organization to deal with particular fields of technical
activity. ISO and IEC technical committees collaborate in fields of mutual interest. Other international
organizations, governmental and non-governmental, in liaison with ISO and IEC, also take part in the
work.
The procedures used to develop this document and those intended for its further maintenance
are described in the ISO/IEC Directives, Part 1. In particular, the different approval criteria
needed for the different types of document should be noted. This document was drafted in
accordance with the editorial rules of the ISO/IEC Directives, Part 2 (see www.iso.org/directives or
www.iec.ch/members_experts/refdocs).
ISO and IEC draw attention to the possibility that the implementation of this document may involve the
use of (a) patent(s). ISO and IEC take no position concerning the evidence, validity or applicability of
any claimed patent rights in respect thereof. As of the date of publication of this document, ISO and IEC
had not received notice of (a) patent(s) which may be required to implement this document. However,
implementers are cautioned that this may not represent the latest information, which may be obtained
from the patent database available at www.iso.org/patents and https://patents.iec.ch. ISO and IEC shall
not be held responsible for identifying any or all such patent rights.
Any trade name used in this document is information given for the convenience of users and does not
constitute an endorsement.
For an explanation of the voluntary nature of standards, the meaning of ISO specific terms and
expressions related to conformity assessment, as well as information about ISO's adherence to
the World Trade Organization (WTO) principles in the Technical Barriers to Trade (TBT) see
www.iso.org/iso/foreword.html. In the IEC, see www.iec.ch/understanding-standards.
This document was prepared by Joint Technical Committee ISO/IEC JTC 1, Information technology,
Subcommittee SC 31, Automatic identification and data capture techniques.
This first edition of ISO/IEC 17360 cancels and replaces ISO 17367:2013, ISO 17366:2013, ISO 17365:2013
and ISO 17364:2013, which has been technically and editorially revised.
The main changes are as follows:
— ISO 17367:2013, ISO 17366:2013, ISO 17365:2013 and ISO 17364:2013 have been integrated into
this document;
— 8-bit encoding and decoding using the UTF-8 encoding set has been added;
— binary encoding of the UII has been added;
— outdated processes and information have been updated.
Any feedback or questions on this document should be directed to the user’s national standards
body. A complete listing of these bodies can be found at www.iso.org/members.html and
www.iec.ch/national-committees.
iv
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ISO/IEC 17360:2023(E)
Introduction
The Supply Chain is a multi-level concept that covers all aspects of taking a product from raw materials
to a final product, including shipping to a final place of sale, use and maintenance and, potentially,
disposal. Each of these levels covers many aspects of dealing with products and the business process
for each level is both unique and overlaps other levels.
For the purposes of this document, “product”, “product packaging”, “transport unit”, and “returnable
transport item (RTI) and returnable packaging item (RPI)” are all called items.
For the purposes of this document, the value of a single byte is represented using hexadecimal
characters written as 0xnn, where “0x” is the hexadecimal indicator and “nn” is the hexadecimal value.
For the purposes of this document, a series of 1’s and/or 0’s followed by a subscript 2 indicates that
these series of digits are to be interpreted as bit values, or as a number expressed in binary form.
For the purposes of this document, the representation of the tags memory banks (MB) 00 , MB01 ,
2 2
MB10 and MB11 are represented as MB00, MB01, MB10 and MB11.
2 2
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INTERNATIONAL STANDARD ISO/IEC 17360:2023(E)
Automatic identification and data capture techniques —
Supply chain applications of RFID — Product tagging,
product packaging, transport units, returnable transport
units and returnable packaging items
1 Scope
This document defines the basic features of RFID for use in the supply chain when applied to product
tagging, product packaging, transport units and returnable transport items (RTIs) and returnable
packaging items (RPIs). This document:
— provides specifications for the identification of the items,
— makes recommendations about additional information on the RF tag,
— specifies the semantics and data syntax to be used,
— specifies the data protocol to be used to interface with business applications and the RFID system,
— specifies the minimum performance requirements,
— specifies the air interface standards between the RF interrogator and RF tag, and
— specifies the reuse and recyclability of the RF tag.
2 Normative references
The following documents are referred to in the text in such a way that some or all of their content
constitutes requirements of this document. For dated references, only the edition cited applies. For
undated references, the latest edition of the referenced document (including any amendments) applies.
ISO 445, Pallets for materials handling — Vocabulary
ISO/IEC 15418, Information technology — Automatic identification and data capture techniques — GS1
Application Identifiers and ASC MH10 Data Identifiers and maintenance
ISO/IEC 15434, Information technology — Automatic identification and data capture techniques — Syntax
for high-capacity ADC media
ISO/IEC 15459-2, Information technology — Automatic identification and data capture techniques —
Unique identification — Part 2: Registration procedures
ISO/IEC 15961-1, Information technology — Data protocol for radio frequency identification (RFID) for
item management — Part 1: Application interface
ISO/IEC 18000-3, Information technology — Radio frequency identification for item management — Part
3: Parameters for air interface communications at 13,56 MHz
ISO/IEC 18000-63, Information technology — Radio frequency identification for item management — Part
63: Parameters for air interface communications at 860 MHz to 960 MHz Type C
ISO/IEC 19762, Information technology — Automatic identification and data capture (AIDC) techniques —
Harmonized vocabulary
1
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ISO/IEC 17360:2023(E)
ISO/IEC 20248, Information technology — Automatic identification and data capture techniques — Digital
signature data structure schema
ISO/IEC 29160, Information technology — Radio frequency identification for item management — RFID
Emblem
ANSI MH10.8.2, Data Identifiers
GS1 EPC Tag Data Standard (TDS)
GS1 General Specifications.
3 Terms and definitions
For the purposes of this document, the terms and definitions given in ISO 445, ISO/IEC 19762 and the
following apply.
ISO and IEC maintain terminology databases for use in standardization at the following addresses:
— ISO Online browsing platform: available at https:// www .iso .org/ obp
— IEC Electropedia: available at https:// www .electropedia .org/
3.1
domain authority identifier
DAID
unique identifier of an entity fulfilling the role of a Domain Authority who is the issuer of the data
contain in the tag
3.2
packaging
material used for the containment, protection, handling, delivery, storage, transport and presentation
of goods
Note 1 to entry: Ownership changes at time of purchase or delivery.
3.3
returnable packaging item
RPI
material used for the “protection” of goods during handling, delivery, storage and transport that are
returned for further usage
Note 1 to entry: See Annex E for details on the use of returnable packaging (3.2) items.
Note 2 to entry: Ownership does not change at time of purchase or delivery.
4 Concepts
Figures 1 and 2 give a graphical representation of supply chain layers. They show a conceptual model
of possible supply chain relationships – not a one-for-one representation of physical things. Although
several layers in Figure 2 have clear physical counterparts, some common supply chain physical items
fit in several layers depending on the use case. For example, as shown in Figure 2, a repetitively used
pallet under constant ownership will be covered as a returnable transport item (RTI), a pallet that is
part of a consolidated unit load will be covered as a transport unit and a pallet that is integral to a
single item will be covered as product packaging. See Annex E for additional details on RTIs.
The term “supply chain layers” or levels, is a multi-level concept that covers all aspects of taking a
product from raw materials to:
— a final product;
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ISO/IEC 17360:2023(E)
— shipping;
— a final place of sale, use, maintenance;
— potentially, returned goods and disposal.
Each of these levels covers many aspects of dealing with products and the business process for each
level is both unique and overlaps other levels (see Annex B for additional information).
The item level through freight container level layers are addressed within the suite of standards for
“supply chain applications of RFID” and are intended to enhance supply chain visibility. The movement
vehicle level is not a part of the supply chain applications of RFID family of standards.
Layers 0, 1, 2 and 3 of Figure 2 are the subject of this document. Details of each of these Layers will be
covered in applicable clauses of this document.
Different Layer tags can be distinguished from following, or preceding, Layer tags by the use of a group-
select methodology contained in the RFID interrogator/reader. This group-select function allows the
interrogator, and supporting automated information systems (AIS), to quickly identify different Layer
tags.
3
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ISO/IEC 17360:2023(E)
Key
1 primary packaging (product, e.g. consumer packaging)
2 secondary packaging (outer packaging, e.g. product bulk package)
3 tertiary packaging (transport packaging, e.g. transport unit)
4 tertiary packaging (unitized transport packaging, e.g. transport unit)
5 returnable and non-returnable transport item (e.g. a pallet)
Figure 1 — Packaging
4
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ISO/IEC 17360:2023(E)
Figure 2 — Supply chain layers
5 Unique item identifier
5.1 General
Unique item identification (UII) is a process that assigns a unique data string to an individual item or
in this case, to an RFID tag that is associated to the item. The unique data string is called the unique
item identifier. Unique item identification of items allows data collection and management at a granular
level. The benefits of having granular level data are evident in such areas as provenance, traceability,
maintenance, retail warranties and enabling electronic transactions of record. The benefits are only
possible if each tagged item has a unique identity.
Items that are not uniquely identified will not normally be tagged at the item level. Items to which
unique item identifiers have been assigned are said to be serialized items. Traditionally, low-cost
consumable items will normally be tagged at the package, or higher, level; however, recent studies have
explored the ROI for tagging low-cost items.
The UII provides granular discrimination between like items that are identified with RFID tags or
barcodes. See Annex C for information on using barcode labels as backup in case of RFID Tag failure.
The Unique Tag ID (as defined by ISO/IEC 15963-1) is a mechanism to uniquely identify RFID tags and is
not the unique product identifier defined in this document.
The minimum data elements required for unique identification are an issuing agency code (IAC), a
unique enterprise identifier [Company Identification Number, (CIN)] assigned by the IAC and a serial
number (SN) that is unique within that enterprise identifier.
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ISO/IEC 17360:2023(E)
The unique identifier of ISO/IEC 15459-1 provides identification schemes for various layers of the
supply chain, from Layer 0 (products) up to Layer 3 (returnable transport items).
[18]
ISO/IEC 15459-1 and GS1 Serial Shipping Container Code (SSCC) specifies the unique identification
mechanisms for transport unit identification (Layer 2).
See Annex D for information on environmental factors for RFID tag operations.
5.2 UII data elements
Unique identification is provided by the minimum of the following three components:
a) IAC;
b) CIN;
c) SN.
The registration authority, as defined by ISO/IEC 15459-2, assigns the IAC. The IAC assigns the CIN.
The company identified by the CIN assigns the SN. The serial number component can be composed of
multiple parts – but in all cases must be a unique identifier within the CINs domain.
When using ISO/IEC 15418, the unique identity, as defined by IAC CIN SN, is preceded by an applicable
ANSI MH10.8.2 Data Identifier (DI). Any applicable Data Identifier from ISO/IEC 15418 is allowed.
It is strongly recommended that once the UII has been constructed and encoded on an RFID tag that it
be write-protected (locked or permalocked).
5.3 Data carrier
The data carrier/air interface shall be ISO/IEC 18000-63 or ISO/IEC 18000-3, Mode 3.
An ISO/IEC 18000-63 or ISO/IEC 18000-3, Mode 3 tags’ memory is structured in three user-accessible
memory banks:
a) MB01 (UII); for the purpose of this document, contains the ISO/IEC 18000-63-defined constructs of
the Protocol Control bits (PC), optional Extended PC bits (XPC) and the UII.
1) The PC bits contain flags to indicate the numbering system of the tag to be either ISO or GS1,
and the existence of XPC bits and User Memory (MB11).
2) When ISO is indicated, the PC bits contain an Application Family Identifier (AFI) that indicates
the data family of the UII.
3) The AFI is managed as specified by ISO/IEC 15961-3 and listed in the ISO/IEC 15961-2 Data
Constructs Register.
NOTE MB01 can include additional information, like tag and item flags, sensor data and other item
information as indicated by the PC Bits.
b) MB10 (TID); identifies the tag according to ISO/IEC 15963-1.
c) MB11 (USER); contains user information as specified by the AFI and/or the Data Storage Format
Identifier (DSFID). MB11 is optional.
As defined by the AFI, the UII format may be specified by a DSFID. The DSFID is specified and managed
as described in ISO/IEC 15962 and listed in the ISO/IEC 15961-2 Data Constructs Register. The Data
Constructs Register can be found in Reference [7].
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ISO/IEC 17360:2023(E)
5.4 Formats and encoding
5.4.1 General
Where there are application requirements to encode both the identity of the asset as well as a shipment
ID or license plate, it is possible to encode these unique identities in either one or two RF tags. In the
case of two tags within the ISO system, each tag will include its own unique AFI, that is, “0xA2” for
license plate (shipment identification) and “0xA3” for the RTI AFI. The AFIs shall be followed by the
respective ANSI MH10.8.2 Data Identifier as specified in ISO/IEC 15418. See Annex E for examples.
NOTE 1 At the time of publication of this document, assigned AFIs are: 0xA1, 0xA2, 0xA3, 0xA5, 0xAC and
0xAD. AFIs 0xA4, 0xA6, 0xA7 and 0xA8 are assigned historically for HAZMAT material and items. These AFIs
are maintained for historical purposes; they are not for use by new applications. The ISO/IEC 18000-63 XPC
HAZMAT flag is used to denote HAZMAT material.
NOTE 2 When using 8-bit encoding, the AFI for 8-bit encoding, 0xAC, will take precedence over and replace
the AFI to denote either license plate or RTI status.
When using RFID tags, the UII for the RTI shall be written to the UII memory bank (MB01, see Figure A.1)
and locked. The UII for the transport unit shall be preceded by the appropriate ANSI MH10.8.2, Category
10 license plate DI. If the license plate is to be stored on the same RFID tag, using the appropriate DI,
it shall be written and locked in user memory (MB11). When combining multiple data structures, the
syntax of the data shall comply with ISO/IEC 15434.
RFID tags shall have the serialized tag ID written to TID (MB10) by the manufacturers in accordance
with ISO/IEC 15963-1 and permalocked.
If read-only or WORM tags are employed in identifying RTIs, two tags shall be used. One tag represents
the unique transport unit identifier and the second represents the unique RTI identifier.
Subclauses 5.4.2 to 5.4.6 specify the unique item identifier methodologies that are allowed.
5.4.2 GS1 EPC bitstream encoding
For GS1 electronic product code (EPC) encoding, the numbering system identifier toggle, shown as
standard toggle (T) in Figure A.2, shall be set to 0 (GS1). The UII shall then be an EPC as specified by
2
GS1, EPC Tag Data Standard (TDS).
5.4.3 ISO/IEC 15418 and ANSI MH10.8.2 DIs: 6-bit UII encoding
The numbering system identifier toggle, shown as standard T in Figure A.2, shall be set to 1 (ISO).
2
An ISO/IEC 15418-based UII, consisting of an applicable DI and item information, shall be encoded
according to the AFI selected, as that AFI is defined by the ISO/IEC 15961-2 appointed registration
authority.
When using ISO/IEC 15434-based messages within MB01, the first DI in the message shall identify the
UII, which consists of IAC, CIN, and SN. It is strongly recommended that only one DI, and its data be used
in MB01. In all cases, the UII shall be defined by the first DI in an ISO/IEC 15434-based message placed
in MB01.
G
When used, multiple DIs shall be separated by the control character (011110 ).
S 2
E
The messages should be terminated with the control character O (100001 ).
T 2
Annex A provides additional details on 6-bit encoding and decoding.
5.4.4 ISO/IEC 15418 and ANSI MH10.8.2 DIs: UTF-8 8-bit UII encoding
The numbering system identifier toggle, shown as standard T in Figure A.2, shall be set to 1 (ISO).
2
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ISO/IEC 17360:2023(E)
The UII is encoded using UTF-8 encoding as specified by an appropriate AFI as shown in the
ISO/IEC 15961-2 Data Constructs Register.
When using ISO/IEC 15434-based messages within MB01, the first DI in the message shall identify the
UII, which consists of IAC, CIN, and SN. It is strongly recommended that only one DI, and its data, be
used in MB01. In all cases, the UII shall be defined by the first DI in an ISO/IEC 15434-based message
placed in MB01.
G
When used, multiple DIs shall be separated by the control character (0x1D).
S
E
The messages should be terminated with the control character O (0x04).
T
Annex A provides additional details on 8-bit encoding and decoding.
5.4.5 DSFID for ISO/IEC 15434 messages
See ISO/IEC 15961-2, Data Constructs Register, for Data Format 03 and 13 definitions, and for the
specification for DSFIDs.
5.4.6 UII bitstream encoding
5.4.6.1 Encoding rules
Binary encoding provides superior benefits when encoding data that is equal to or larger than 6
characters.
The numbering system identifier toggle, shown as standard T in Figure A.2, shall be set to 1 (ISO).
2
The UII is encoded as a bitstream, as shown in Table 1, and as outlined in the steps below Table 3. It is
also identified with the appropriate AFI from the ISO/IEC 15961-2 Data Constructs Register.
Table 1 — Bitstream representation of UII encoding
UII-bitstream data elements
UII-Type SN-Type MB01-DS- MB11-DS- IAC+CIN MB11-Word- UII-SN
UII data element
(see Table 2) (see Table 3) FID-flag FID-flag (DAID encoding) Count (serialization)
n bits
Bit length for the 32, 40 or
4 bits 2 bits 1 bit 1 bit 8 bits According to
data to be encoded 48 bits
the SN-Type
Total bit length of
>48 bits to a 16-bit word boundary
encoded data
Table 2 — UII type identifier
UII-Type UII-Type encoding value Description
binary
0 0000 General item
1 0001 Product
2 0010 Product package
3 0011 Transport unit
4 0100 Transport item
For proprietary use, a UII-Type beyond those listed in Table 2 can be used by an entity identified by an
IAC CIN.
NOTE 1 There is currently no process available to assign additional UII Identifiers.
Table 3 shows the different methods of encoding the serial number element.
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ISO/IEC 17360:2023(E)
Table 3 — SN Type description
SN-Type SN-Type Description Encoding rules
encoding value
binary
0 00 Decimal number. The UII-SN shall not be followed with
additional data, i.e. the UII cannot contain
Base-36 (hexatridecimal)
additional data.
number with the digit
1 01
sequence "0" to "9" and then
The UII-SN shall be padded with leading
"A" to "Z".
zeros.
The UII-SN shall be terminated with a
E E
6-bit character set. complete O , incomplete O or by the UII
T T
2 10
G
See Table A.1. length, whichever comes first, or a when
S
followed by additional data.
The SN shall be represented in text as an
uppercase hexadecimal value.
3 11 Use the TID as the SN.
The UII may contain additional data following
the MB11-word-count.
NOTE 2 For SN-Type 0, a UII length of six words (96 bits), and an IAC + CIN encoding length of 40 bits results in
an SN length of 40 bits. For example, SN decimal number 222,722,086 is encoded as 0000 0000 0000 1101 0100
0110 0111 1000 0010 0110 , which is 000D46782616.
2
NOTE 3 For SN-Type 1, a UII length of six words (96 bits), and an IAC + CIN encoding length of 40 bits results in
an SN length of 40 bits. For example, SN hexatridecimal number "3OLPGM" is encoded as 0000 0000 0000 1101
0100 0110 0111 1000 0010 0110 , which is 000D46782616. Various free web-based convertors are available;
2
search for "base36 conversion".
NOTE 4 For SN-Type 0 and 1, the UII-SN length is the PC bits UII length in bits minus the length of the preceding
six UII data elements (which is 48 bits, 56 bits or 64 bits).
NOTE 5 The TID is specified to be unique by ISO/IEC 15963-1 and ISO/IEC 18000-63.
The UII-bitstream encoding, as shown in Table 1, consists of the following elements:
a) UII-Type: 4 bits; value selected from Table 2.
b) SN-Type: 2 bits; value selected from Table 3.
c) MB01-DSFID-Flag (UII additional data DSFID): 1 bit.
1) This bit is only valid for SN-Type 2 and 3. It shall be ignored (set to 0 ) for SN-Type 0 and 1.
2
2) For SN-Type 2:
— When the flag is set to 0 , the UII-SN and the data stored in MB01 following the UII-SN shall
2
G E E
use as the data element separator, and be terminated with an O , incomplete O , or by
S T T
the UII length, whichever comes first, see 5.4.6.2.
— When the flag is set to 1 , the data stored in MB01 following the UII-SN encoding shall start
2
with a DSFID and follow the encoding rules of the DSFID. The UII-SN encoding and DSFID
G
shall be separated w
...

DRAFT INTERNATIONAL STANDARD
ISO/IEC DIS 17360
ISO/IEC JTC 1/SC 31 Secretariat: ANSI
Voting begins on: Voting terminates on:
2022-06-15 2022-09-07
Automatic identification and data capture techniques —
Supply chain applications of RFID — Product tagging,
product packaging, transport units, returnable transport
units (RTIs) and returnable packaging items (RPIs)
ICS: 35.040.50
THIS DOCUMENT IS A DRAFT CIRCULATED
FOR COMMENT AND APPROVAL. IT IS
THEREFORE SUBJECT TO CHANGE AND MAY
This document is circulated as received from the committee secretariat.
NOT BE REFERRED TO AS AN INTERNATIONAL
STANDARD UNTIL PUBLISHED AS SUCH.
IN ADDITION TO THEIR EVALUATION AS
BEING ACCEPTABLE FOR INDUSTRIAL,
TECHNOLOGICAL, COMMERCIAL AND
USER PURPOSES, DRAFT INTERNATIONAL
STANDARDS MAY ON OCCASION HAVE TO
BE CONSIDERED IN THE LIGHT OF THEIR
POTENTIAL TO BECOME STANDARDS TO
WHICH REFERENCE MAY BE MADE IN
Reference number
NATIONAL REGULATIONS.
ISO/IEC DIS 17360:2022(E)
RECIPIENTS OF THIS DRAFT ARE INVITED
TO SUBMIT, WITH THEIR COMMENTS,
NOTIFICATION OF ANY RELEVANT PATENT
RIGHTS OF WHICH THEY ARE AWARE AND TO
PROVIDE SUPPORTING DOCUMENTATION. © ISO/IEC 2022

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ISO/IEC DIS 17360:2022(E)
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© ISO/IEC 2022
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ISO/IEC DIS 17360:2022(E)
Contents Page
Foreword .iv
Introduction .v
1 Scope . 1
2 Normative references . 1
3 Terms and definitions . 2
4 Concepts . 3
5 Unique item identifier (UII) . 5
5.1 General . 5
5.2 UII data elements . 6
5.3 Data carrier . 6
5.4 Formats and encoding. 7
5.4.1 General . 7
5.4.2 GS1 EPC bitstream encoding . 7
5.4.3 ISO/IEC 15418 (ANS MH10.8.2) DIs: Monomorphic 6-bit UII encoding . 7
5.4.4 ISO/IEC 15418 (ANS MH10.8.2) DIs: Monomorphic UTF-8 8-bit UII encoding . 7
5.4.5 DSFID for ISO/IEC 15434 messages . 8
5.4.6 UII bitstream encoding . 8
6 Identification of RFID labelled material .11
Annex A (normative) Encoding .12
Annex B (informative) Differentiation within the layers .25
Annex C (informative) Backup in case of RF Tag failure .29
Annex D (informative) Tag operation .31
Annex E (informative) Returnable packaging items .34
Bibliography . 44
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ISO/IEC DIS 17360:2022(E)
Foreword
ISO (the International Organization for Standardization) and IEC (the International Electrotechnical
Commission) form the specialized system for worldwide standardization. National bodies that are
members of ISO or IEC participate in the development of International Standards through technical
committees established by the respective organization to deal with particular fields of technical
activity. ISO and IEC technical committees collaborate in fields of mutual interest. Other international
organizations, governmental and non-governmental, in liaison with ISO and IEC, also take part in the
work.
The procedures used to develop this document and those intended for its further maintenance
are described in the ISO/IEC Directives, Part 1. In particular, the different approval criteria
needed for the different types of documents should be noted. This document was drafted in
accordance with the editorial rules of the ISO/IEC Directives, Part 2 (see www.iso.org/directives or
www.iec.ch/members_experts/refdocs).
Attention is drawn to the possibility that some of the elements of this document may be the subject
of patent rights. ISO and IEC shall not be held responsible for identifying any or all such patent
rights. Details of any patent rights identified during the development of the document will be in the
Introduction and/or on the ISO list of patent declarations received (see www.iso.org/patents) or the IEC
list of patent declarations received (see patents.iec.ch).
Any trade name used in this document is information given for the convenience of users and does not
constitute an endorsement.
For an explanation of the voluntary nature of standards, the meaning of ISO specific terms and
expressions related to conformity assessment, as well as information about ISO's adherence to
the World Trade Organization (WTO) principles in the Technical Barriers to Trade (TBT) see
www.iso.org/iso/foreword.html. In the IEC, see www.iec.ch/understanding-standards.
This document was prepared by Joint Technical Committee ISO/IEC JTC 1, Information technology,
Subcommittee SC 31, Automatic identification and data capture techniques.
This first edition of ISO/IEC XXXXX cancels and replaces the second edition of ISO 17367:2013,
ISO 17366:2013, ISO 17365:2013 and ISO 17364:2013, which has been technically and editorially
revised.
The main changes compared to the previous editions are as follows:
— Integrating ISO 17367:2013, ISO 17366:2013, ISO 17365:2013 and ISO 17364:2013 into one
document,
— 8-bit encoding and decoding using the UTF-8 encoding set added,
— Binary encoding of the UII added,
— Outdated processes and information updated.
Any feedback or questions on this document should be directed to the user’s national standards
body. A complete listing of these bodies can be found at www.iso.org/members.html and
www.iec.ch/national-committees.
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ISO/IEC DIS 17360:2022(E)
Introduction
The Supply Chain is a multi-level concept that covers all aspects of taking a product from raw materials
to a final product, including shipping to a final place of sale, use and maintenance and, potentially,
disposal. Each of these levels covers many aspects of dealing with products, and the business process
for each level is both unique and overlaps other levels.
This document is an integration of and replaces the following documents;
— ISO 17364, Supply chain applications of RFID — Returnable transport items (RTIs) and returnable
packaging items (RPIs)
— ISO 17365, Supply chain applications of RFID — Transport units
— ISO 17366, Supply chain applications of RFID — Product packaging
— ISO 17367, Supply chain applications of RFID — Product tagging
For the purposes of this document, “product”, “product packaging”, “transport unit”, and “returnable
transport item (RTI) and returnable packaging item (RPI)” will be called items.
Descriptions unique to each category of item – outside of data encoding and decoding - will be covered
in individual Annexes.
For the purposes of this document, the value of a single byte is represented using hexadecimal
characters written as 0xnn, where “0x” is the hexadecimal indicator and “nn” is the hexadecimal value.
For the purposes of this document, a series of 1’s and/or 0’s followed by a subscript 2 indicates that
these series of digits are to be interpreted as bit values, or as a number expressed in binary form.
For the purposes of this document, the representation of the tags Memory Banks (MB) 00 , MB01 ,
2 2
MB10 and MB11 are represented as MB00, MB01, MB10, and MB11.
2 2
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DRAFT INTERNATIONAL STANDARD ISO/IEC DIS 17360:2022(E)
Automatic identification and data capture techniques —
Supply chain applications of RFID — Product tagging,
product packaging, transport units, returnable transport
units (RTIs) and returnable packaging items (RPIs)
1 Scope
This document defines the basic features of RFID for use in the supply chain when applied to Product
tagging, Product packaging, Transport units and Returnable transport items (RTIs) and returnable
packaging items (RPIs). This document:
— provides specifications for the identification of the items,
— makes recommendations about additional information on the RF tag,
— specifies the semantics and data syntax to be used,
— specifies the data protocol to be used to interface with business applications and the RFID system,
— specifies the minimum performance requirements,
— specifies the air interface standards between the RF interrogator and RF tag, and
— specifies the reuse and recyclability of the RF tag.
2 Normative references
The following documents are referred to in the text in such a way that some or all of their content
constitutes requirements of this document. For dated references, only the edition cited applies. For
undated references, the latest edition of the referenced document (including any amendments) applies.
ISO 445, Pallets for materials handling — Vocabulary
ISO 21067, Packaging — Vocabulary
ISO 8601, Data elements and interchange formats — Information interchange — Representation of dates
and times
ISO/IEC 10646, Information technology — Universal coded character set (UCS)
ISO/IEC 15418, Information technology — Automatic identification and data capture techniques — GS1
Application Identifiers and ASC MH10 Data Identifiers and maintenance
ISO/IEC 15434, Information technology — Automatic identification and data capture techniques — Syntax
for high-capacity ADC media
ISO/IEC 15459-1, Information technology — Automatic identification and data capture techniques —
Unique identification — Part 1: Individual transport units
ISO/IEC 15459-5, Information technology — Automatic identification and data capture techniques —
Unique identification — Part 5: Individual returnable transport items (RTIs)
ISO/IEC 15459-2, Information technology — Automatic identification and data capture techniques —
Unique identification — Part 2: Registration procedures
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ISO/IEC DIS 17360:2022(E)
ISO/IEC 15459-4, Information technology — Automatic identification and data capture techniques —
Unique identification — Part 4: Individual products and product packages
ISO/IEC 15961-1, Information technology — Data protocol for radio frequency identification (RFID) for
item management — Part 1: Application interface
ISO/IEC 15961-2, Information technology — Data protocol for radio frequency identification (RFID) for
item management — Part 2: Registration of RFID data constructs
ISO/IEC 15961-3, Information technology — Data protocol for radio frequency identification (RFID) for
item management — Part 3: RFID data constructs
ISO/IEC 15962, Information technology — Radio frequency identification (RFID) for item management —
Data protocol: data encoding rules and logical memory functions
ISO/IEC 18000-3, Information technology — Radio frequency identification for item management —
Part 3: Parameters for air interface communications at 13,56 MHz
ISO/IEC 18000-63, Information technology — Radio frequency identification for item management —
Part 63: Parameters for air interface communications at 860 MHz to 960 MHz Type C
ISO/IEC 19762, Information technology — Automatic identification and data capture (AIDC) techniques —
Harmonized vocabulary
ISO/IEC 20248, Information technology — Automatic identification and data capture techniques — Data
structures — Digital signature meta structure
ISO/IEC 29160, Information technology — Radio frequency identification for item management — RFID
Emblem
ANS MH10.8.2, Data Identifiers
GS1 EPC Tag Data Standard (TDS)
3 Terms and definitions
For the purposes of this document, the terms and definitions given in ISO 445, ISO/IEC 19762, ISO 21067,
and the following apply.
ISO and IEC maintain terminological databases for use in standardization at the following addresses:
— ISO Online browsing platform: available at https:// www .iso .org/ obp
— IEC Electropedia: available at https:// www .electropedia .org/
3.1
monomorphic / monomorphic UII
a data set where all the elements used to create the UII is concatenated into a single entity suitable for
encoding with a single Data Identifier (DI)
3.2
DAID
domain authority identifier, as defined by ISO/IEC 20248
3.3
OID
object identifier as defined in ISO/IEC 15962
3.4
CRC
an error detection technique using a polynomial to generate a series of two 8-bit block check characters
that represent the entire block of data
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ISO/IEC DIS 17360:2022(E)
3.5
integrity
designed such that any modification of the electronically stored information, without proper
authorization, is not possible
3.6
ISO tag
international unique identification tag
ISO/IEC 18000-63 or ISO/IEC 18000-3 Mode 3 tag with Protocol Control bit 17 set at “1” indicating that
what follows is an Application Family Identifier (AFI)
3.7
packaging
any material used for the containment, protection, handling, delivery, storage, transport and
presentation of goods
Note 1 to entry: Ownership changes at time of purchase or delivery.
3.8
returnable packaging item
RPI
any material used for the “protection” of goods during handling, delivery, storage and transport that
are returned for further usage
Note 1 to entry: See Annex E.
Note 2 to entry: Ownership does not change at time of purchase or delivery.
4 Concepts
Figures 1 and 2 give a graphical representation of supply chain layers. They show a conceptual model
of possible supply chain relationships - not a one-for-one representation of physical things. Although
several layers in Figure 2 have clear physical counterparts, some common supply chain physical items
fit in several layers depending on the use case. For example, as shown in Figure 2, a repetitively used
pallet under constant ownership would be covered as a returnable transport item (RTI); a pallet that
is part of a consolidated unit load would be covered as a transport unit; and a pallet that is integral to a
single item would be covered as product packaging. See Annex E for additional details on RTIs.
NOTE ISO 17363, Supply chain applications of RFID — Freight containers, has been transferred to ISO TC 104,
is no longer the responsibility of JTC 1/SC 31/WG 8 and will not be covered in this document.
The term “supply chain layers” or levels, is a multi-level concept that covers all aspects of taking a
product from raw materials to:
— a final product
— shipping
— a final place of sale, use, maintenance
— potentially, returned goods and disposal.
Each of these levels covers many aspects of dealing with products and the business process for each
level is both unique and overlaps other levels. See Annex B for additional information.
The item level through freight container level layers are addressed within the suite of standards for
“supply chain applications of RFID” and are intended to enhance supply chain visibility. The movement
vehicle level is not a part of the supply chain applications of RFID family of standards.
Layers 0, 1, 2 and 3 of Figure 2 are the subject of this document. Details of each of these Layers will be
covered in applicable Clauses within this document.
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ISO/IEC DIS 17360:2022(E)
Different Layer tags can be distinguished from following, or preceding, Layer tags by the use of a group-
select methodology contained in the RFID interrogator/reader. This group-select function allows the
interrogator, and supporting automated information systems (AIS), to quickly identify different Layer
tags.
Key
1 primary packaging – consumer packaging – (product)
2 secondary packaging – outer packaging – (product package)
3 tertiary packaging – transport packaging – (transport unit)
4 tertiary packaging – unitized transport packaging – (transport unit)
5 pallet – (potentially returnable transport item – RTI)
Figure 1 — Packaging
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ISO/IEC DIS 17360:2022(E)
Figure 2 — Supply chain layers
5 Unique item identifier (UII)
5.1 General
Unique item identification is a process that assigns a unique data string to an individual item, or in
this case, to an RFID tag that is associated to the item. The unique data string is called the unique item
identifier. Unique item identification of items allows data collection and management at a granular
level. The benefits of having granular level data are evident in such areas as provenance, traceability,
maintenance, retail warranties and enabling electronic transactions of record. The benefits are only
possible if each tagged item has a unique identity.
Items that are not uniquely identified would not normally be tagged at the item level. Items to which
unique item identifiers have been assigned are said to be serialized items. Traditionally, low-cost
consumable items would normally be tagged at the package, or higher, level; however recent studies
1
have explored the ROI for tagging low-cost items. .
The UII provides granular discrimination between like items that are identified with RFID tags or
barcodes. See Annex C for information on using barcode labels as backup in case of RFID Tag failure.
The Unique Tag ID (as defined by ISO/IEC 15963-1) is a mechanism to uniquely identify RFID tags and is
not the unique product identifier defined in this document.
The minimum data elements required for unique identification are an issuing agency code (IAC), a
unique enterprise identifier (Company Identification Number, CIN) assigned by the IAC and a serial
number (SN) that is unique within that enterprise identifier.
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ISO/IEC DIS 17360:2022(E)
The unique identifier of ISO/IEC 15459-1 provides identification schemes for various layers of the
supply chain, from Layer 0 (products) up to Layer 3 (returnable transport items).
ISO/IEC 15459-1 and GS1 Serial Shipping Container Code (SSCC) specifies the unique identification
mechanisms for transport unit identification (Layer 2).
See Annex D for information on environmental factors for RFID tag operations.
5.2 UII data elements
Unique identification is provided by the minimum of the following three components:
a) Issuing agency code (IAC)
b) Company identification number (CIN)
c) Serial number (SN)
The registration authority, as defined by ISO/IEC 15459-2, assigns the IAC. The IAC assigns the CIN. The
company identified by the CIN assigns the serial number (SN). The serial number component can be
composed of multiple parts – but in all cases must be a unique identifier within the CINs domain.
When using ISO/IEC 15418, the unique identity, as defined by IAC CIN SN, is preceded by an applicable
MH10.8.2 Data Identifier (DI). Any applicable Data Identifier from ISO/IEC 15418 is allowed.
It is strongly recommended that once the UII has been constructed and encoded on an RFID tag that it
be write-protected (locked or permalocked).
5.3 Data carrier
The data carrier / air interface shall be ISO/IEC 18000-63 or ISO/IEC 18000-3, Mode 3.
An ISO/IEC 18000-63 or ISO/IEC 18000-3 Mode 3 tags’ memory is structured in three user-accessible
memory banks;
a) MB01 (UII); for the purpose of this specification, contains the ISO/IEC 18000-63-defined constructs
of the Protocol Control bits (PC), optional Extended PC bits (XPC) and the Unique Item Identifier
(UII).
1) The PC bits contain flags to indicate the numbering system of the tag to be either ISO or GS1,
and the existence of XPC bits and User Memory (MB11).
2) When ISO is indicated, the PC bits contain an Application Family Identifier (AFI) that indicates
the data family of the UII.
3) The AFI is managed by the directives of ISO/IEC 15961-3 and listed in the ISO/IEC 15961-2 Data
Constructs Register.
NOTE MB01 can include additional information, like tag and item flags, sensor data, and other item
information as indicated by the PC Bits.
b) MB10 (TID); identifies the tag according to ISO/IEC 15963-1.
c) MB11 (USER); contains user information as specified by the AFI and/or the Data Storage Format
Identifier (DSFID). MB11 is optional.
As defined by the AFI, the UII format may be specified by a DSFID. The DSFID is specified and managed
by the directives of ISO/IEC 15962 and listed in the ISO/IEC 15961-2 Data Constructs Register. The Data
Constructs Register can be found at https:// www .aimglobal .org/ registration -authority -iso -iec -15961
.html
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ISO/IEC DIS 17360:2022(E)
5.4 Formats and encoding
5.4.1 General
Where there are application requirements to encode both the identity of the asset as well as a shipment
ID or license plate, it is possible to encode these unique identities in either one or two RF tags. In the
case of two tags within the ISO system, each tag would include its own unique AFI, that is, “0xA2” for
license plate (shipment identification) and “0xA3” for the RTI AFI. The AFIs shall be followed by the
respective ANSI MH10.8.2 Data Identifier as specified in ISO/IEC 15418. See Annex E for examples.
NOTE If using 8-bit encoding, the AFI for 8-bit encoding, 0xAC, would take precedence over and replace the
AFI to denote either license plate or RTI status.
When using RFID tags, the UII for the RTI shall be written to the UII memory bank (MB01. See Figure A.1)
and locked. The UII for the transport unit shall be preceded by the appropriate ANSI MH10.8.2, Category
10 License Plate DI. If the license plate is to be stored on the same RFID tag, using the appropriate DI,
it shall be written and locked in user memory (MB11). When combining multiple data structures, the
syntax of the data shall comply with ISO/IEC 15434.
RFID tags shall have the serialized tag ID written to TID (MB10) by the manufacturers in accordance
with ISO/IEC 15963 and permalocked.
If read-only or WORM tags are employed in identifying RTIs, two tags shall be used. One tag represents
the unique transport unit identifier and the second represents the unique RTI identifier.
The following sub-clauses specify the unique item identifier methodologies that are allowed.
5.4.2 GS1 EPC bitstream encoding
For GS1 electronic product code (EPC) encoding, the numbering system identifier toggle, shown as
Standard toggle (T) in Figure A.2, shall be set to 0 (GS1). The UII shall then be an EPC as specified by
2
GS1 EPC Tag Data Standard (TDS).
5.4.3 ISO/IEC 15418 (ANS MH10.8.2) DIs: Monomorphic 6-bit UII encoding
The numbering system identifier toggle, shown as Standard toggle (T) in Figure A.2, shall be set to 1
2
(ISO).
An ISO/IEC 15418-based UII, consisting of an applicable DI and item information, shall be encoded
according to the AFI selected, as that AFI is defined by the ISO/IEC 15961-2 appointed registration
authority.
NOTE AFIs “0xA6”, “0xA7” and “0xA8” that currently indicate hazardous material (HAZMAT) (as of 2021),
will be requested to be removed from use, and potentially reassigned. The XPC HAZMAT flag shall be used to
denote HAZMAT material.
When using ISO/IEC 15434-based messages within MB01, the first DI in the message shall identify the
UII, which consists of IAC, CIN, and SN. It is strongly recommended that only one DI, and its data be used
in MB01. In all cases, the UII shall be defined by the first DI in an ISO/IEC 15434-based message placed
in MB01.
G
When used, multiple DIs shall be separated by the control character (011110 ).
S 2
E
The messages should be terminated with the control character O (100001 ).
T 2
Annex A provides additional details on 6-bit encoding and decoding.
5.4.4 ISO/IEC 15418 (ANS MH10.8.2) DIs: Monomorphic UTF-8 8-bit UII encoding
The numbering system identifier toggle, shown as Standard toggle (T) in Figure A.2, shall be set to 1
2
(ISO).
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ISO/IEC DIS 17360:2022(E)
The UII is encoded using UTF-8 encoding as specified by an appropriate AFI as shown in the
ISO/IEC 15961-2 Data Constructs Register.
When using ISO/IEC 15434-based messages within MB01, the first DI in the message shall identify the
UII, which consists of IAC, CIN, and SN. It is strongly recommended that only one DI, and its data, be
used in MB01. In all cases, the UII shall be defined by the first DI in an ISO/IEC 15434-based message
placed in MB01.
G
When used, multiple DIs shall be separated by the control character (0x1D).
S
E
The messages should be terminated with the control character O (0x04).
T
Annex A provides additional details on 8-bit encoding and decoding.
5.4.5 DSFID for ISO/IEC 15434 messages
See ISO/IEC 15961-2, Data Constructs Register, for Data Format 03 and 13 definitions, and for the
specification for DSFIDs.
5.4.6 UII bitstream encoding
5.4.6.1 Encoding rules
Binary encoding provides superior benefits when encoding data that is equal to or larger than 6
characters.
The numbering system identifier toggle, shown as Standard toggle (T) in Figure A.2, shall be set to 1
2
(ISO).
The UII is encoded as a bitstream, as shown in Table 1, and as outlined in the steps below Table 3. It is
also identified with the appropriate AFI from the ISO/IEC 15961-2 Data Constructs Register.
Table 1 — Bitstream representation of UII encoding
UII-bitstream data elements
UII-Type SN-Type
MB01- MB11- IAC+CIN MB11-
UII-SN (serializa-
UII data element DSFID- DSFID- (DAID en- Word-
(See (See
tion)
flag flag coding) Count
Table 2) Table 3)
Bit length for the
32, 40 or 48 n bits According
data to be encod- 4 bits 2 bits 1 bit 1 bit 8 bits
bits to the SN-Type
ed
Total bit length of
> 48 bits to a 16-bit word boundary
encoded data
Table 2 — UII type identifier
UII-Type
...

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