SIST EN 303 213-4-1 V2.1.1:2020

SLOVENSKI STANDARD
SIST EN 303 213-4-1 V2.1.1:2020
01-november-2020
Napredni sistem za vodenje in nadzor gibanja po zemlji (A-SMGCS) - 4. del:

Specifikacija Skupnosti za aktivno nekooperativno zaznavalo, vključno z njegovimi

Community Specification for a deployed non-cooperative sensor including its interfaces -

2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

The present document may be made available in electronic versions and/or in print. The content of any electronic and/or

print versions of the present document shall not be modified without the prior written authorization of ETSI. In case of any

existing or perceived difference in contents between such versions and/or in print, the prevailing version of an ETSI

deliverable is the one made publicly available in PDF format at www.etsi.org/deliver.

Users of the present document should be aware that the document may be subject to revision or change of status.

Information on the current status of this and other ETSI documents is available at

If you find errors in the present document, please send your comment to one of the following services:

No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying

The content of the PDF version shall not be modified without the written authorization of ETSI.

DECT™, PLUGTESTS™, UMTS™ and the ETSI logo are trademarks of ETSI registered for the benefit of its Members.

3GPP™ and LTE™ are trademarks of ETSI registered for the benefit of its Members and

oneM2M™ logo is a trademark of ETSI registered for the benefit of its Members and

Intellectual Property Rights ................................................................................................................................ 5

Foreword ............................................................................................................................................................. 5

Modal verbs terminology .................................................................................................................................... 6

1 Scope ........................................................................................................................................................ 7

2 References ................................................................................................................................................ 7

2.1 Normative references ......................................................................................................................................... 7

2.2 Informative references ........................................................................................................................................ 8

3 Definition of terms, symbols and abbreviations ....................................................................................... 9

3.1 Terms .................................................................................................................................................................. 9

3.2 Symbols .............................................................................................................................................................. 9

3.3 Abbreviations ................................................................................................................................................... 10

4 Requirements for implementing non-cooperative sensors for A-SMGCS Systems ............................... 10

4.0 General ............................................................................................................................................................. 10

4.1 Design Requirements for non-cooperative sensors for A-SMGCS Systems .................................................... 10

4.1.1 Surveillance Element .................................................................................................................................. 10

4.1.2 Operation of Controls ................................................................................................................................. 10

4.1.3 Interfaces..................................................................................................................................................... 10

4.1.3.1 Equipment Interfaces ............................................................................................................................ 10

4.1.3.2 Datafusion ............................................................................................................................................. 10

4.1.4 External time reference ............................................................................................................................... 11

4.1.5 Safety .......................................................................................................................................................... 11

4.1.5.1 Void....................................................................................................................................................... 11

4.1.5.2 Grounding ............................................................................................................................................. 11

4.1.5.3 Lightning protection .............................................................................................................................. 11

4.1.6 Power supplies ............................................................................................................................................ 11

4.1.7 Reliability, availability and integrity .......................................................................................................... 11

4.1.8 Temperature and Humidity ......................................................................................................................... 11

4.2 Built requirements for non-cooperative sensors for A-SMGCS Systems ........................................................ 11

4.2.1 Factory testing procedures .......................................................................................................................... 11

4.2.2 Site testing procedures ................................................................................................................................ 12

4.3 Requirements for operation non-cooperative sensors for A-SMGCS Systems ................................................ 12

5 Testing .................................................................................................................................................... 12

Annex A (normative): Regulation (EU) 2018/1139 Essential Requirements mapping and

Checklist ......................................................................................................... 13

A.1 Correspondence between the present document and the relevant Essential Requirements of Annex

VIII of Regulation (EU) 2018/1139 ....................................................................................................... 13

A.2 Mapping of requirements for the A-SMGCS Surveillance Service to the relevant Essential

Requirements of Annex VIII, chapters 2.6 and 3 of Regulation (EU) 2018/1139 ................................. 15

Annex B (informative): SES Interoperability Regulation Essential Requirements mapping

and Checklist .................................................................................................. 20

B.1 Correspondence between the present document and the Essential Requirements of the

Interoperability Regulation as amended by Regulation (EC) 1070/2009 ............................................... 20

B.2 Interoperability Regulation Annex II Essential Requirements; Part A: General requirements .............. 22

B.3 Interoperability Regulation, Annex II Essential Requirements, Part B: Specific requirements ............. 25

B.3.0 Introduction ...................................................................................................................................................... 25

B.3.1 Systems and procedures for airspace management........................................................................................... 26

B.3.2 Systems and procedures for air traffic flow management ................................................................................ 26

B.3.3 Systems and procedures for air traffic services ................................................................................................ 27

B.3.3.1 Flight data processing systems.................................................................................................................... 27

B.3.3.2 Surveillance data processing systems ......................................................................................................... 28

B.3.3.3 HMI systems ............................................................................................................................................... 29

B.3.4 Communications systems and procedures for ground-to-ground, air-to-ground and air-to-air

communications ............................................................................................................................................... 30

B.3.5 Navigation systems and procedures ................................................................................................................. 31

B.3.6 Surveillance systems and procedures ............................................................................................................... 31

B.3.7 Systems and procedures for aeronautical information services ........................................................................ 32

B.3.8 Systems and procedures for the use of meteorological information ................................................................. 32

Annex C (informative): Bibliography ................................................................................................... 34

History .............................................................................................................................................................. 36

IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The information

pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found

in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in

respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web

Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee

can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web

The present document may include trademarks and/or tradenames which are asserted and/or registered by their owners.

ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no

right to use or reproduce any trademark and/or tradename. Mention of those trademarks in the present document does

not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks.

This European Standard (EN) has been produced by ETSI Technical Committee Electromagnetic compatibility and

The presumption of conformity which is linked to the full application of ETSI EN 303 213 (parts 1 to 4, 7, 8) can only

be claimed after ETSI EN 303 213 (parts 1 to 4, 7, 8) has been listed in the Official Journal of the European Union as

General requirements for presumption of conformity to Regulation (EU) 2018/1139 [i.7] are given in the normative

NOTE: Other requirements and other EU Regulations and/or Directives may be applicable to the product(s)

The present document is part 4, sub-part 1 of a multi-part deliverable covering Advanced Surface Movement Guidance

Part 1: "Community Specification for A-SMGCS surveillance service including external interfaces";

Part 3: "Community Specification for a deployed cooperative sensor including its interfaces";

Part 4: "Community Specification for a deployed non-cooperative sensor including its interfaces";

Sub-part 2: "Specific requirements for a deployed Surface Movement Radar sensor";

Part 5: "Harmonised Standard for access to radio spectrum for Multilateration (MLAT) equipment";

Part 6: "Harmonised Standard for access to radio spectrum for deployed surface movement radar sensors";

In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and

"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of

"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.

The present document is applicable to deployed non-cooperative sensor as a constituent of an Advanced Surface

The present document provides a European Standard for manufacturers, Air Navigation Service Providers and/or

Airport Operators, who have to demonstrate and declare compliance of their systems and constituents to the Essential

NOTE 1: The ERs in Annex VIII of Regulation (EU) 2018/1139 [i.7] covered by the present document are outlined

NOTE 2: Although the ERs of the SES Interoperability Regulation [i.1] have been repealed with effect from

11 September 2018 [i.7], a mapping of the requirements for the A-SMGCS Surveillance Service to this

Any software elements related to the software assurance level of an A-SMGCS are out of scope of the present

document. As such the ERs of Regulation (EU) 2018/1139 [i.7] are not considered for software elements within the

The present document does not give presumption of conformity related to the maintenance requirements, environmental

constraints, procedure level, effect of harmful interference and civil/military coordination.

NOTE 3: For these ERs, the Air Navigation Service Provider will need to provide supplementary compliance

The present document does not give presumption of conformity to any current interoperability Implementing Rules

Requirements in the present document which refer to "should" statements or recommendations in the normatively

referenced material (clause 2.1) are to be interpreted as fully normative ("shall") for the purpose of compliance with the

present document if they are unambiguously referred to from the present document.

The reference to particular requirements is done either by citing the unambiguous requirement number or range of

numbers (e.g. "[REQ 30.] to [REQ 35.]") or, if no requirement numbers are available, by indicating the paragraph and

NOTE 5: Other requirements and other EU Regulations and/or Directives may be applicable to the product(s)

References are either specific (identified by date of publication and/or edition number or version number) or

non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the

Referenced documents which are not found to be publicly available in the expected location might be found at

NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee

The following referenced documents are necessary for the application of the present document:

[1] EUROCAE ED-87D (June 2019): "MASPS for A-SMGCS including new Airport safety Support

NOTE: Available at https://eshop.eurocae.net/eurocae-documents-and-reports/ed-87d/.

[2] EUROCAE ED-116 (ED-116 January 2004): "Minimum Operational Performance Specification

for Surface Movement Radar Sensor Systems for Use in Advanced Surface Movement Guidance

NOTE: Available at https://eshop.eurocae.net/eurocae-documents-and-reports/ed-116/.

References are either specific (identified by date of publication and/or edition number or version number) or

non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the

NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee

The following referenced documents are not necessary for the application of the present document but they assist the

[i.1] Regulation (EC) No 552/2004 of the European Parliament and of the Council of 10 March 2004 on

the interoperability of the European Air Traffic Management network (interoperability

[i.2] Regulation (EC) No 549/2004 of the European Parliament and of the Council of 10 March 2004

laying down the framework for the creation of the single European sky (the framework

[i.4] EUROCAE ED-128 (ED-128 published 08/2007): "Guidelines for surveillance data fusion in

advanced surface movement guidance and control systems (A-SMGCS) levels 1 and 2".

[i.5] ICAO Document 9830, AN/452: "Advanced Surface Movement Guidance and Control Systems

[i.6] Regulation (EC) No 1070/2009 of the European Parliament and of the Council of 21 October 2009

amending Regulations (EC) No 549/2004, (EC) No 550/2004, (EC) No 551/2004 and (EC)

No 552/2004 in order to improve the performance and sustainability of the European aviation

[i.7] Regulation (EC) No 2018/1139 of the European Parliament and of the Council of 4 July 2018 on

common rules in the field of civil aviation and establishing a European Union Aviation Safety

Agency, and amending Regulations (EC) No 2111/2005, (EC) No 1008/2008, (EU) No 996/2010,

(EU) No 376/2014 and Directives 2014/30/EU and 2014/53/EU of the European Parliament and of

the Council, and repealing Regulations (EC) No 552/2004 and (EC) No 216/2008 of the European

For the purposes of the present document, the terms given in EUROCAE ED-87D [1] and the following apply:

Advanced Surface Movement Guidance and Control System (A-SMGCS): system providing as a minimum

surveillance and which can include airport safety support, routing and guidance to aircraft and vehicles in order to

maintain the airport throughput under all local weather conditions whilst maintaining the required level of safety

aerodrome: defined area on land or water (including any buildings, installations, and equipment) intended to be used

apron: defined area on a land aerodrome, intended to accommodate aircraft for purposes of loading or unloading

availability: probability that the system will operate satisfactorily at a given point in time when used under stated

classification: function which groups targets into various types (e.g. large, medium, small)

constituents: tangible objects such as hardware and intangible objects such as software upon which the interoperability

NOTE: This is the legally binding definition in the context of Single European Sky [i.2].

manoeuvring area: part of an aerodrome to be used for take-off, landing and taxiing of aircraft, excluding aprons

movement area: part of an aerodrome to be used for take-off, landing and taxiing of aircraft, consisting of the

procedure: standard method for either the technical or operational use of the system, in the context of agreed and

validated concepts of operation requiring uniform implementation throughout the EATMN

system: aggregation of airborne and ground based constituents, as well as space-based equipment, that provides support

target: aircraft, vehicle or other obstacle, whose image is displayed on a surveillance display

Clause 4 defines the minimum requirements for implementing a non-cooperative sensor into an A-SMGCS System.

The non-cooperative sensor shall be designed as a Surveillance Element for an A-SMGCS System and provide an

The constituent shall be designed in respect of operation of Controls as defined in ED-116 [2], clause 2.3.

The interfaces of the constituent shall be designed as defined in ED-116 [2], clause 2.11, second paragraph.

The interfaces for the data fusion in an A-SMGCS shall comply with the requirements as defined in

The constituent shall be designed to use an external time reference as defined in ED-116 [2], clause 2.12.

The constituent shall comply with the requirements as defined in ED-116 [2], clause 2.15.

The constituent shall comply with the requirements as defined in ED-116 [2], clause 2.16.

The constituent shall comply with the requirements as defined in ED-116 [2], clause 2.19.

The constituent shall comply with the requirements as defined in ED-116 [2], clause 2.20.

The constituent shall comply with the requirements as defined in ED-116 [2], clause 3.2.1.

The manufacturer shall perform the factory testing procedures as defined in ED-116 [2], clauses 5.2 and 5.4.

The on site testing procedures shall be performed as defined in ED-116 [2], clauses 6.2 and 6.3.

NOTE: Site tests described in ED-116 [2], clause 6.4 consist of tests which may not be applicable for

non-cooperative sensors different from SMR. The site tests for the other cooperative sensors may be

SLOVENSKI STANDARD
oSIST prEN 303 213-4-1 V2.0.1:2020
01-julij-2020
Napredni sistem za vodenje in nadzor gibanja po zemlji (A-SMGCS) - 4. del:

Specifikacija Skupnosti za aktivno nekooperativno zaznavalo, vključno z njegovimi

Community Specification for a deployed non-cooperative sensor including its interfaces -

2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

The present document may be made available in electronic versions and/or in print. The content of any electronic and/or

print versions of the present document shall not be modified without the prior written authorization of ETSI. In case of any

existing or perceived difference in contents between such versions and/or in print, the prevailing version of an ETSI

deliverable is the one made publicly available in PDF format at www.etsi.org/deliver.

Users of the present document should be aware that the document may be subject to revision or change of status.

Information on the current status of this and other ETSI documents is available at

If you find errors in the present document, please send your comment to one of the following services:

No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying

The content of the PDF version shall not be modified without the written authorization of ETSI.

DECT™, PLUGTESTS™, UMTS™ and the ETSI logo are trademarks of ETSI registered for the benefit of its Members.

3GPP™ and LTE™ are trademarks of ETSI registered for the benefit of its Members and

oneM2M™ logo is a trademark of ETSI registered for the benefit of its Members and

Intellectual Property Rights ................................................................................................................................ 5

Foreword ............................................................................................................................................................. 5

Modal verbs terminology .................................................................................................................................... 6

1 Scope ........................................................................................................................................................ 7

2 References ................................................................................................................................................ 7

2.1 Normative references ......................................................................................................................................... 7

2.2 Informative references ........................................................................................................................................ 8

3 Definition of terms, symbols and abbreviations ....................................................................................... 8

3.1 Terms .................................................................................................................................................................. 8

3.2 Symbols .............................................................................................................................................................. 9

3.3 Abbreviations ..................................................................................................................................................... 9

4 Requirements for implementing non-cooperative sensors for A-SMGCS Systems ............................... 10

4.0 General ............................................................................................................................................................. 10

4.1 Design Requirements for non-cooperative sensors for A-SMGCS Systems .................................................... 10

4.1.1 Surveillance Element .................................................................................................................................. 10

4.1.2 Operation of Controls ................................................................................................................................. 10

4.1.3 Interfaces..................................................................................................................................................... 10

4.1.3.1 Equipment Interfaces ............................................................................................................................ 10

4.1.3.2 Datafusion ............................................................................................................................................. 10

4.1.4 External time reference ............................................................................................................................... 10

4.1.5 Safety .......................................................................................................................................................... 11

4.1.5.1 Void....................................................................................................................................................... 11

4.1.5.2 Grounding ............................................................................................................................................. 11

4.1.5.3 Lightning protection .............................................................................................................................. 11

4.1.6 Power supplies ............................................................................................................................................ 11

4.1.7 Reliability, availability and integrity .......................................................................................................... 11

4.1.8 Temperature and Humidity ......................................................................................................................... 11

4.2 Built requirements for non-cooperative sensors for A-SMGCS Systems ........................................................ 11

4.2.1 Factory testing procedures .......................................................................................................................... 11

4.2.2 Site testing procedures ................................................................................................................................ 11

4.3 Requirements for operation non-cooperative sensors for A-SMGCS Systems ................................................ 12

5 Testing .................................................................................................................................................... 12

Annex A (normative): Regulation (EU) 2018/1139 Essential Requirements mapping and

Checklist ......................................................................................................... 13

A.1 Correspondence between the present document and the relevant Essential Requirements of Annex

VIII of Regulation (EU) 2018/1139 ....................................................................................................... 13

A.2 Mapping of requirements for the A-SMGCS Surveillance Service to the relevant Essential

Requirements of Annex VIII, chapters 2.6 and 3 of Regulation (EU) 2018/1139 ................................. 14

Annex B (informative): SES Interoperability Regulation Essential Requirements mapping

and Checklist .................................................................................................. 20

B.1 Correspondence between the present document and the Essential Requirements of the

Interoperability Regulation as amended by Regulation (EC) 1070/2009 ............................................... 20

B.2 Interoperability Regulation Annex II Essential Requirements; Part A: General requirements .............. 22

B.3 Interoperability Regulation, Annex II Essential Requirements, Part B: Specific requirements ............. 25

B.3.0 Introduction ...................................................................................................................................................... 25

B.3.1 Systems and procedures for airspace management........................................................................................... 26

B.3.2 Systems and procedures for air traffic flow management ................................................................................ 26

B.3.3 Systems and procedures for air traffic services ................................................................................................ 27

B.3.3.1 Flight data processing systems.................................................................................................................... 27

B.3.3.2 Surveillance data processing systems ......................................................................................................... 28

B.3.3.3 HMI systems ............................................................................................................................................... 29

B.3.4 Communications systems and procedures for ground-to-ground, air-to-ground and air-to-air

communications ............................................................................................................................................... 30

B.3.5 Navigation systems and procedures ................................................................................................................. 31

B.3.6 Surveillance systems and procedures ............................................................................................................... 31

B.3.7 Systems and procedures for aeronautical information services ........................................................................ 32

B.3.8 Systems and procedures for the use of meteorological information ................................................................. 32

Annex C (informative): Bibliography ................................................................................................... 34

History .............................................................................................................................................................. 36

IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The information

pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found

in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in

respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web

Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee

can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web

The present document may include trademarks and/or tradenames which are asserted and/or registered by their owners.

ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no

right to use or reproduce any trademark and/or tradename. Mention of those trademarks in the present document does

not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks.

This draft European Standard (EN) has been produced by ETSI Technical Committee Electromagnetic compatibility

and Radio spectrum Matters (ERM), and is now submitted for the combined Public Enquiry and Vote phase of the ETSI

The presumption of conformity which is linked to the full application of ETSI EN 303 213 (parts 1 to 4, 7, 8) can only

be claimed after ETSI EN 303 213 (parts 1 to 4, 7, 8) has been listed in the Official Journal of the European Union as

General requirements for presumption of conformity to Regulation (EU) 2018/1139 [i.7] are given in the normative

NOTE: Other requirements and other EU Regulations and/or Directives may be applicable to the product(s)

The present document is part 4, sub-part 1 of a multi-part deliverable covering Advanced Surface Movement Guidance

Part 1: "Community Specification for A-SMGCS surveillance service including external interfaces";

Part 3: "Community Specification for a deployed cooperative sensor including its interfaces";

Part 4: "Community Specification for a deployed non-cooperative sensor including its interfaces";

Sub-part 2: "Specific requirements for a deployed Surface Movement Radar sensor";

Part 5: "Harmonised Standard for access to radio spectrum for Multilateration (MLAT) equipment";

Part 6: "Harmonised Standard for access to radio spectrum for deployed surface movement radar sensors";

Date of withdrawal of any conflicting National Standard (dow): 6 months after doa

In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and

"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of

"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.

The present document is applicable to deployed non-cooperative sensor as a constituent of an Advanced Surface

The present document provides a European Standard for manufacturers, Air Navigation Service Providers and/or

Airport Operators, who have to demonstrate and declare compliance of their systems and constituents to the Essential

NOTE 1: The ERs in Annex VIII of Regulation (EU) 2018/1139 [i.7] covered by the present document are outlined

NOTE 2: Although the ERs of the SES Interoperability Regulation [i.1] have been repealed with effect from

11 September 2018 [i.7], a mapping of the requirements for the A-SMGCS Surveillance Service to this

Any software elements related to the software assurance level of an A-SMGCS are out of scope of the present

document. As such the ERs of Regulation (EU) 2018/1139 [i.7] are not considered for software elements within the

The present document does not give presumption of conformity related to the maintenance requirements, environmental

constraints, procedure level, effect of harmful interference and civil/military coordination.

NOTE 3: For these ERs, the Air Navigation Service Provider will need to provide supplementary compliance

The present document does not give presumption of conformity to any current interoperability Implementing Rules

Requirements in the present document which refer to "should" statements or recommendations in the normatively

referenced material (clause 2.1) are to be interpreted as fully normative ("shall") for the purpose of compliance with the

present document if they are unambiguously referred to from the present document.

The reference to particular requirements is done either by citing the unambiguous requirement number or range of

numbers (e.g. "[REQ 30.] to [REQ 35.]") or, if no requirement numbers are available, by indicating the paragraph and

NOTE 5: Other requirements and other EU Regulations and/or Directives may be applicable to the product(s)

References are either specific (identified by date of publication and/or edition number or version number) or

non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the

Referenced documents which are not found to be publicly available in the expected location might be found at

NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee

The following referenced documents are necessary for the application of the present document:

[1] EUROCAE ED-87D (June 2019): "MASPS for A-SMGCS including new Airport safety Support

NOTE: Available at https://eshop.eurocae.net/eurocae-documents-and-reports/ed-87d/.

[2] EUROCAE ED-116 (ED-116 January 2004): "Minimum Operational Performance Specification

for Surface Movement Radar Sensor Systems for Use in Advanced Surface Movement Guidance

NOTE: Available at https://eshop.eurocae.net/eurocae-documents-and-reports/ed-116/.

References are either specific (identified by date of publication and/or edition number or version number) or

non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the

NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee

The following referenced documents are not necessary for the application of the present document but they assist the

[i.1] Regulation (EC) No 552/2004 of the European Parliament and of the Council of 10 March 2004 on

the interoperability of the European Air Traffic Management network (interoperability

[i.2] Regulation (EC) No 549/2004 of the European Parliament and of the Council of 10 March 2004

laying down the framework for the creation of the single European sky (the framework

[i.4] EUROCAE ED-128 (ED-128 published 08/2007): "Guidelines for surveillance data fusion in

advanced surface movement guidance and control systems (A-SMGCS) levels 1 and 2".

[i.5] ICAO Document 9830, AN/452: "Advanced Surface Movement Guidance and Control Systems

[i.6] Regulation (EC) No 1070/2009 of the European Parliament and of the Council of 21 October 2009

amending Regulations (EC) No 549/2004, (EC) No 550/2004, (EC) No 551/2004 and (EC) No

552/2004 in order to improve the performance and sustainability of the European aviation system,

[i.7] Regulation (EC) No 2018/1139 of the European Parliament and of the Council of 4 July 2018 on

common rules in the field of civil aviation and establishing a European Union Aviation Safety

Agency, and amending Regulations (EC) No 2111/2005, (EC) No 1008/2008, (EU) No 996/2010,

(EU) No 376/2014 and Directives 2014/30/EU and 2014/53/EU of the European Parliament and of

the Council, and repealing Regulations (EC) No 552/2004 and (EC) No 216/2008 of the European

For the purposes of the present document, the terms given in EUROCAE ED-87D [1] and the following apply:

Advanced Surface Movement Guidance and Control System (A-SMGCS): system providing as a minimum

surveillance and which can include airport safety support, routing and guidance to aircraft and vehicles in order to

maintain the airport throughput under all local weather conditions whilst maintaining the required level of safety

aerodrome: defined area on land or water (including any buildings, installations, and equipment) intended to be used

apron: defined area on a land aerodrome, intended to accommodate aircraft for purposes of loading or unloading

availability: probability that the system will operate satisfactorily at a given point in time when used under stated

classification: function which groups targets into various types (e.g. large, medium, small)

constituents: tangible objects such as hardware and intangible objects such as software upon which the interoperability

NOTE: This is the legally binding definition in the context of Single European Sky [i.2].

manoeuvring area: part of an aerodrome to be used for take-off, landing and taxiing of aircraft, excluding aprons

movement area: part of an aerodrome to be used for take-off, landing and taxiing of aircraft, consisting of the

procedure: standard method for either the technical or operational use of the system, in the context of agreed and

validated concepts of operation requiring uniform implementation throughout the EATMN

system: aggregation of airborne and ground based constituents, as well as space-based equipment, that provides support

target: aircraft, vehicle or other obstacle, whose image is displayed on a surveillance display

Clause 4 defines the minimum requirements for implementing a non-cooperative sensor into an A-SMGCS System.

The non-cooperative sensor shall be designed as a Surveillance Element for an A-SMGCS System and provide an

The constituent shall be designed in respect of operation of Controls as defined in ED-116 [2], clause 2.3.

The interfaces of the constituent shall be designed as defined in ED-116 [2], clause 2.11, second paragraph.

The interfaces for the data fusion in an A-SMGCS shall comply with the requirements as defined in

The constituent shall be designed to use an external time reference as defined in ED-116 [2], clause 2.12.

The constituent shall comply with the requirements as defined in ED-116 [2], clause 2.15.

The constituent shall comply with the requirements as defined in ED-116 [2], clause 2.16.

The constituent shall comply with the requirements as defined in ED-116 [2], clause 2.19.

The constituent shall comply with the requirements as defined in ED-116 [2], clause 2.20.

The constituent shall comply with the requirements as defined in ED-116 [2], clause 3.2.1.

The manufacturer shall perform the factory testing procedures as defined in ED-116 [2], clauses 5.2 and 5.4.

The on site testing procedures shall be performed as defined in ED-116 [2], clauses 6.2 and 6.3.

NOTE: Site tests described in ED-116 [2], clause 6.4 consist of tests which may not be applicable for

non-cooperative sensors different from SMR. The site tests for the other cooperative sensors may be

Draft ETSI EN 303 213-4-1 V2.0.1 (2020-06)
EUROPEAN STANDARD
Advanced Surface Movement Guidance and
Control System (A-SMGCS);
Part 4: Community Specification for a deployed
non-cooperative sensor including its interfaces;
Sub-part 1: Generic requirements for
non-cooperative sensor
---------------------- Page: 1 ----------------------
2 Draft ETSI EN 303 213-4-1 V2.0.1 (2020-06)
Reference
REN/ERM-TGAERO-67
Keywords
aeronautical, air traffic management,
interoperability
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Intellectual Property Rights ................................................................................................................................ 5

Foreword ............................................................................................................................................................. 5

Modal verbs terminology .................................................................................................................................... 6

1 Scope ........................................................................................................................................................ 7

2 References ................................................................................................................................................ 7

2.1 Normative references ......................................................................................................................................... 7

2.2 Informative references ........................................................................................................................................ 8

3 Definition of terms, symbols and abbreviations ....................................................................................... 8

3.1 Terms .................................................................................................................................................................. 8

3.2 Symbols .............................................................................................................................................................. 9

3.3 Abbreviations ..................................................................................................................................................... 9

4 Requirements for implementing non-cooperative sensors for A-SMGCS Systems ............................... 10

4.0 General ............................................................................................................................................................. 10

4.1 Design Requirements for non-cooperative sensors for A-SMGCS Systems .................................................... 10

4.1.1 Surveillance Element .................................................................................................................................. 10

4.1.2 Operation of Controls ................................................................................................................................. 10

4.1.3 Interfaces..................................................................................................................................................... 10

4.1.3.1 Equipment Interfaces ............................................................................................................................ 10

4.1.3.2 Datafusion ............................................................................................................................................. 10

4.1.4 External time reference ............................................................................................................................... 10

4.1.5 Safety .......................................................................................................................................................... 11

4.1.5.1 Void....................................................................................................................................................... 11

4.1.5.2 Grounding ............................................................................................................................................. 11

4.1.5.3 Lightning protection .............................................................................................................................. 11

4.1.6 Power supplies ............................................................................................................................................ 11

4.1.7 Reliability, availability and integrity .......................................................................................................... 11

4.1.8 Temperature and Humidity ......................................................................................................................... 11

4.2 Built requirements for non-cooperative sensors for A-SMGCS Systems ........................................................ 11

4.2.1 Factory testing procedures .......................................................................................................................... 11

4.2.2 Site testing procedures ................................................................................................................................ 11

4.3 Requirements for operation non-cooperative sensors for A-SMGCS Systems ................................................ 12

5 Testing .................................................................................................................................................... 12

Annex A (normative): Regulation (EU) 2018/1139 Essential Requirements mapping and

Checklist ......................................................................................................... 13

A.1 Correspondence between the present document and the relevant Essential Requirements of Annex

VIII of Regulation (EU) 2018/1139 ....................................................................................................... 13

A.2 Mapping of requirements for the A-SMGCS Surveillance Service to the relevant Essential

Requirements of Annex VIII, chapters 2.6 and 3 of Regulation (EU) 2018/1139 ................................. 14

Annex B (informative): SES Interoperability Regulation Essential Requirements mapping

and Checklist .................................................................................................. 20

B.1 Correspondence between the present document and the Essential Requirements of the

Interoperability Regulation as amended by Regulation (EC) 1070/2009 ............................................... 20

B.2 Interoperability Regulation Annex II Essential Requirements; Part A: General requirements .............. 22

B.3 Interoperability Regulation, Annex II Essential Requirements, Part B: Specific requirements ............. 25

B.3.0 Introduction ...................................................................................................................................................... 25

B.3.1 Systems and procedures for airspace management........................................................................................... 26

B.3.2 Systems and procedures for air traffic flow management ................................................................................ 26

B.3.3 Systems and procedures for air traffic services ................................................................................................ 27

B.3.3.1 Flight data processing systems.................................................................................................................... 27

B.3.3.2 Surveillance data processing systems ......................................................................................................... 28

B.3.3.3 HMI systems ............................................................................................................................................... 29

B.3.4 Communications systems and procedures for ground-to-ground, air-to-ground and air-to-air

communications ............................................................................................................................................... 30

B.3.5 Navigation systems and procedures ................................................................................................................. 31

B.3.6 Surveillance systems and procedures ............................................................................................................... 31

B.3.7 Systems and procedures for aeronautical information services ........................................................................ 32

B.3.8 Systems and procedures for the use of meteorological information ................................................................. 32

Annex C (informative): Bibliography ................................................................................................... 34

History .............................................................................................................................................................. 36

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This draft European Standard (EN) has been produced by ETSI Technical Committee Electromagnetic compatibility

and Radio spectrum Matters (ERM), and is now submitted for the combined Public Enquiry and Vote phase of the ETSI

The presumption of conformity which is linked to the full application of ETSI EN 303 213 (parts 1 to 4, 7, 8) can only

be claimed after ETSI EN 303 213 (parts 1 to 4, 7, 8) has been listed in the Official Journal of the European Union as

General requirements for presumption of conformity to Regulation (EU) 2018/1139 [i.7] are given in the normative

NOTE: Other requirements and other EU Regulations and/or Directives may be applicable to the product(s)

The present document is part 4, sub-part 1 of a multi-part deliverable covering Advanced Surface Movement Guidance

Part 1: "Community Specification for A-SMGCS surveillance service including external interfaces";

Part 3: "Community Specification for a deployed cooperative sensor including its interfaces";

Part 4: "Community Specification for a deployed non-cooperative sensor including its interfaces";

Sub-part 2: "Specific requirements for a deployed Surface Movement Radar sensor";

Part 5: "Harmonised Standard for access to radio spectrum for Multilateration (MLAT) equipment";

Part 6: "Harmonised Standard for access to radio spectrum for deployed surface movement radar sensors";

Date of withdrawal of any conflicting National Standard (dow): 6 months after doa

In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and

"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of

"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.

The present document is applicable to deployed non-cooperative sensor as a constituent of an Advanced Surface

The present document provides a European Standard for manufacturers, Air Navigation Service Providers and/or

Airport Operators, who have to demonstrate and declare compliance of their systems and constituents to the Essential

NOTE 1: The ERs in Annex VIII of Regulation (EU) 2018/1139 [i.7] covered by the present document are outlined

NOTE 2: Although the ERs of the SES Interoperability Regulation [i.1] have been repealed with effect from

11 September 2018 [i.7], a mapping of the requirements for the A-SMGCS Surveillance Service to this

Any software elements related to the software assurance level of an A-SMGCS are out of scope of the present

document. As such the ERs of Regulation (EU) 2018/1139 [i.7] are not considered for software elements within the

The present document does not give presumption of conformity related to the maintenance requirements, environmental

constraints, procedure level, effect of harmful interference and civil/military coordination.

NOTE 3: For these ERs, the Air Navigation Service Provider will need to provide supplementary compliance

The present document does not give presumption of conformity to any current interoperability Implementing Rules

Requirements in the present document which refer to "should" statements or recommendations in the normatively

referenced material (clause 2.1) are to be interpreted as fully normative ("shall") for the purpose of compliance with the

present document if they are unambiguously referred to from the present document.

The reference to particular requirements is done either by citing the unambiguous requirement number or range of

numbers (e.g. "[REQ 30.] to [REQ 35.]") or, if no requirement numbers are available, by indicating the paragraph and

NOTE 5: Other requirements and other EU Regulations and/or Directives may be applicable to the product(s)

References are either specific (identified by date of publication and/or edition number or version number) or

non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the

Referenced documents which are not found to be publicly available in the expected location might be found at

NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee

The following referenced documents are necessary for the application of the present document:

[1] EUROCAE ED-87D (June 2019): "MASPS for A-SMGCS including new Airport safety Support

NOTE: Available at https://eshop.eurocae.net/eurocae-documents-and-reports/ed-87d/.

[2] EUROCAE ED-116 (ED-116 January 2004): "Minimum Operational Performance Specification

for Surface Movement Radar Sensor Systems for Use in Advanced Surface Movement Guidance

NOTE: Available at https://eshop.eurocae.net/eurocae-documents-and-reports/ed-116/.

References are either specific (identified by date of publication and/or edition number or version number) or

non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the

NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee

The following referenced documents are not necessary for the application of the present document but they assist the

[i.1] Regulation (EC) No 552/2004 of the European Parliament and of the Council of 10 March 2004 on

the interoperability of the European Air Traffic Management network (interoperability

[i.2] Regulation (EC) No 549/2004 of the European Parliament and of the Council of 10 March 2004

laying down the framework for the creation of the single European sky (the framework

[i.4] EUROCAE ED-128 (ED-128 published 08/2007): "Guidelines for surveillance data fusion in

advanced surface movement guidance and control systems (A-SMGCS) levels 1 and 2".

[i.5] ICAO Document 9830, AN/452: "Advanced Surface Movement Guidance and Control Systems

[i.6] Regulation (EC) No 1070/2009 of the European Parliament and of the Council of 21 October 2009

amending Regulations (EC) No 549/2004, (EC) No 550/2004, (EC) No 551/2004 and (EC) No

552/2004 in order to improve the performance and sustainability of the European aviation system,

[i.7] Regulation (EC) No 2018/1139 of the European Parliament and of the Council of 4 July 2018 on

common rules in the field of civil aviation and establishing a European Union Aviation Safety

Agency, and amending Regulations (EC) No 2111/2005, (EC) No 1008/2008, (EU) No 996/2010,

(EU) No 376/2014 and Directives 2014/30/EU and 2014/53/EU of the European Parliament and of

the Council, and repealing Regulations (EC) No 552/2004 and (EC) No 216/2008 of the European

For the purposes of the present document, the terms given in EUROCAE ED-87D [1] and the following apply:

Advanced Surface Movement Guidance and Control System (A-SMGCS): system providing as a minimum

surveillance and which can include airport safety support, routing and guidance to aircraft and vehicles in order to

maintain the airport throughput under all local weather conditions whilst maintaining the required level of safety

aerodrome: defined area on land or water (including any buildings, installations, and equipment) intended to be used

apron: defined area on a land aerodrome, intended to accommodate aircraft for purposes of loading or unloading

availability: probability that the system will operate satisfactorily at a given point in time when used under stated

classification: function which groups targets into various types (e.g. large, medium, small)

constituents: tangible objects such as hardware and intangible objects such as software upon which the interoperability

NOTE: This is the legally binding definition in the context of Single European Sky [i.2].

manoeuvring area: part of an aerodrome to be used for take-off, landing and taxiing of aircraft, excluding aprons

movement area: part of an aerodrome to be used for take-off, landing and taxiing of aircraft, consisting of the

procedure: standard method for either the technical or operational use of the system, in the context of agreed and

validated concepts of operation requiring uniform implementation throughout the EATMN

system: aggregation of airborne and ground based constituents, as well as space-based equipment, that provides support

target: aircraft, vehicle or other obstacle, whose image is displayed on a surveillance display

Clause 4 defines the minimum requirements for implementing a non-cooperative sensor into an A-SMGCS System.

The non-cooperative sensor shall be designed as a Surveillance Element for an A-SMGCS System and provide an

The constituent shall be designed in respect of operation of Controls as defined in ED-116 [2], clause 2.3.

The interfaces of the constituent shall be designed as defined in ED-116 [2], clause 2.11, second paragraph.

The interfaces for the data fusion in an A-SMGCS shall comply with the requirements as defined in

The constituent shall be designed to use an external time reference as defined in ED-116 [2], clause 2.12.

The constituent shall comply with the requirements as defined in ED-116 [2], clause 2.15.

The constituent shall comply with the requirements as defined in ED-116 [2], clause 2.16.

The constituent shall comply with the requirements as defined in ED-116 [2], clause 2.19.

The constituent shall comply with the requirements as defined in ED-116 [2], clause 2.20.

The constituent shall comply with the requirements as defined in ED-116 [2], clause 3.2.1.

The manufacturer shall perform the factory testing procedures as defined in ED-116 [2], clauses 5.2 and 5.4.

The on site testing procedures shall be performed as defined in ED-116 [2], clauses 6.2 and 6.3.

NOTE: Site tests described in ED-116 [2], clause 6.4 consist of tests which may not be applicable for

non-cooperative sensors different from SMR. The site tests for the other cooperative sensors may be

To ensure seamless operation, the constituent shall share and provide its information via the interfaces as defined in

The testing of non-cooperative sensors is covered with the build requirements defined in clause 4.2.

This annex provides a relationship between the present document and the Essential Requirements of Annex VIII of

An A-SMGCS non-cooperative sensor shall comply with the Essential Requirements of Regulation (EU)

2018/1139 [i.7] as defined and described in the traceability matrixes of this annex (Table A.1 and Table A.2 below).

NOTE: Whenever "n/a" is used, that means that a given ER and/or an associated "keyword" is not applicable for