Electronic fee collection - Interoperability application profile for DSRC

The scope for this European Standard is limited to:
-   payment method: Central account based on EFC-DSRC;
-   physical systems: OBU, RSE and the DSRC interface between them (all functions and information flows related to these parts);
-   DSRC-link requirements;
-   EFC transactions over the DSRC interface;
-   data elements to be used by OBU and RSE used in EFC-DSRC transactions;
-   security mechanisms for OBU and RSE used in EFC-DSRC transactions.

Elektronische Gebührenerhebung - Anwendungsprofil für DSRC Interoperabilität

Perception de télépéage - Profil d'application d'interopérabilité pour DSRC

Elektronsko pobiranje pristojbin - Interoperabilnost profila aplikacije za DSRC

General Information

Status
Not Published
Public Enquiry End Date
17-Jan-2021
Technical Committee
Current Stage
4020 - Public enquire (PE) (Adopted Project)
Start Date
02-Dec-2020
Due Date
21-Apr-2021
Completion Date
21-Jan-2021

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SLOVENSKI STANDARD
oSIST prEN 15509:2021
01-januar-2021
Elektronsko pobiranje pristojbin - Interoperabilnost profila aplikacije za DSRC
Electronic fee collection - Interoperability application profile for DSRC
Elektronische Gebührenerhebung - Anwendungsprofil für DSRC Interoperabilität
Perception de télépéage - Profil d'application d'interopérabilité pour DSRC
Ta slovenski standard je istoveten z: prEN 15509
ICS:
03.220.20 Cestni transport Road transport
35.240.60 Uporabniške rešitve IT v IT applications in transport
prometu
oSIST prEN 15509:2021 en,fr,de

2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

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oSIST prEN 15509:2021
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oSIST prEN 15509:2021
DRAFT
EUROPEAN STANDARD
prEN 15509
NORME EUROPÉENNE
EUROPÄISCHE NORM
November 2020
ICS 35.240.60 Will supersede EN 15509:2014
English Version
Electronic fee collection - Interoperability application
profile for DSRC

Perception de télépéage - Profil d'application Elektronische Gebührenerhebung - Anwendungsprofil

d'interopérabilité pour DSRC für DSRC Interoperabilität

This draft European Standard is submitted to CEN members for enquiry. It has been drawn up by the Technical Committee

CEN/TC 278.

If this draft becomes a European Standard, CEN members are bound to comply with the CEN/CENELEC Internal Regulations

which stipulate the conditions for giving this European Standard the status of a national standard without any alteration.

This draft European Standard was established by CEN in three official versions (English, French, German). A version in any other

language made by translation under the responsibility of a CEN member into its own language and notified to the CEN-CENELEC

Management Centre has the same status as the official versions.

CEN members are the national standards bodies of Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia,

Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway,

Poland, Portugal, Republic of North Macedonia, Romania, Serbia, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and

United Kingdom.

Recipients of this draft are invited to submit, with their comments, notification of any relevant patent rights of which they are

aware and to provide supporting documentation.

Warning : This document is not a European Standard. It is distributed for review and comments. It is subject to change without

notice and shall not be referred to as a European Standard.
EUROPEAN COMMITTEE FOR STANDARDIZATION
COMITÉ EUROPÉEN DE NORMALISATION
EUROPÄISCHES KOMITEE FÜR NORMUNG
CEN-CENELEC Management Centre: Rue de la Science 23, B-1040 Brussels

© 2020 CEN All rights of exploitation in any form and by any means reserved Ref. No. prEN 15509:2020 E

worldwide for CEN national Members.
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prEN 15509:2020 (E)
Contents

European foreword ....................................................................................................................................................... 4

Introduction .................................................................................................................................................................... 5

1 Scope .................................................................................................................................................................... 7

2 Normative references .................................................................................................................................... 8

3 Terms and definitions ................................................................................................................................... 8

4 Symbols and abbreviations ...................................................................................................................... 12

5 Conformance .................................................................................................................................................. 13

5.1 General ............................................................................................................................................................. 13

5.2 Base standards .............................................................................................................................................. 13

5.3 Main contents of an EFC-DSRC-IAP ........................................................................................................ 15

5.4 Conformance requirements ..................................................................................................................... 16

5.5 Conformation notification ........................................................................................................................ 16

5.6 Conformance evaluation and testing .................................................................................................... 16

5.7 Multiple IAPs .................................................................................................................................................. 16

6 Requirements for EFC-DSRC-IAP 1 ......................................................................................................... 16

6.1 OBU requirements ....................................................................................................................................... 16

6.1.1 General ............................................................................................................................................................. 16

6.1.2 DSRC requirements ..................................................................................................................................... 16

6.1.3 DSRC L7 and EFC functions ....................................................................................................................... 17

6.1.4 Data requirements ....................................................................................................................................... 17

6.1.5 Security requirements ............................................................................................................................... 19

6.1.6 Transaction requirements ........................................................................................................................ 20

6.2 RSE requirements ........................................................................................................................................ 20

6.2.1 General ............................................................................................................................................................. 20

6.2.2 DSRC requirements ..................................................................................................................................... 20

6.2.3 DSRC L7 and EFC functions ....................................................................................................................... 20

6.2.4 Data requirements ....................................................................................................................................... 20

6.2.5 Security requirements ............................................................................................................................... 21

6.2.6 Transaction requirements ........................................................................................................................ 21

Annex A (normative) Data specification ........................................................................................................... 22

Annex B (normative) Implementation conformance statement proforma .......................................... 26

B.1 General ............................................................................................................................................................. 26

B.2 Guidance for completing the ICS proforma ......................................................................................... 26

B.2.1 Purposes and structure .............................................................................................................................. 26

B.2.2 Abbreviations and conventions .............................................................................................................. 26

B.3 Instructions for completing the ICS proforma ................................................................................... 28

B.4 ICS proforma for OBU ................................................................................................................................. 28

B.4.1 Identification implementation ................................................................................................................ 28

B.4.2 Global statement of conformance .......................................................................................................... 29

B.4.3 ICS proforma for OBU ................................................................................................................................. 29

B.4.4 Profile requirements list for OBU .......................................................................................................... 32

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B.5 ICS proforma for RSE ................................................................................................................................... 35

B.5.1 Identification implementation ................................................................................................................ 35

B.5.2 Identification of the standard .................................................................................................................. 35

B.5.3 Global statement of conformance ........................................................................................................... 36

B.5.4 ICS proforma for RSE ................................................................................................................................... 36

B.5.5 Profile requirements list for RSE ............................................................................................................ 39

Annex C (informative) IAP taxonomy and numbering ................................................................................. 43

C.1 General ............................................................................................................................................................. 43

C.2 Contents of an Interoperable Application Profile (IAP) ................................................................. 43

C.3 IAP referencing and numbering .............................................................................................................. 44

C.3.1 IAP numbering ............................................................................................................................................... 44

C.3.2 Security levels numbering ......................................................................................................................... 44

C.3.3 Numbering and referencing examples .................................................................................................. 44

Annex D (informative) Security considerations ............................................................................................. 45

Annex E (informative) Interlayer management ............................................................................................. 46

E.1 General ............................................................................................................................................................. 46

E.2 RSE Interlayer Management guidelines ............................................................................................... 46

E.3 OBU Inter Layer Management guidelines ............................................................................................ 46

E.4 State Transition Tables............................................................................................................................... 46

Annex F (informative) Mounting guidelines for the OBU ............................................................................ 52

F.1 General ............................................................................................................................................................. 52

F.2 OBU mounting position .............................................................................................................................. 52

Annex G (informative) Use of this standard for the EETS............................................................................ 56

G.1 General ............................................................................................................................................................. 56

G.2 Overall relationship between European standardization and the EETS .................................. 56

G.3 European standardization work supporting the EETS ................................................................... 56

G.4 Correspondence between the EETS legislation and this document ........................................... 57

Bibliography ................................................................................................................................................................. 58

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European foreword

This document (prEN 15509:2020) has been prepared by Technical Committee CEN/TC 278 “Intelligent

transport systems”, the secretariat of which is held by NEN.
This document is currently submitted to the CEN Enquiry.

This document will supersede EN 15509:2014, which has been technically revised. The main changes

compared to the previous editions are as follows:

— updated data definitions in order to reflect changes made to the underlying bases standards,

notably in EN ISO 14906 (i.e. EN ISO 14906:2018/A1:2020), whilst seeking to ensure backward

compatibility with previous editions of this document;

— updated terms, in order to take into account the harmonized terms between electronic fee

collection standards, as defined in ISO/TS 17573-2;

— deletion of the normative annex on “Security calculations”, which has been moved to EN ISO 14906;

— updated informative Annex H on the “Use of this document for the European electronic toll service”

[22]

(EETS), so as to reflect the recast of the EETS legislation (i.e. Directive (EU) 2019/520 and the

[21] [24]
corresponding Commission Delegated and Implementing Regulations .

This document has been prepared under a mandate given to CEN by the European Commission and the

European Free Trade Association.
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Introduction

CEN/TC 278 has produced a set of standards that supports interoperable dedicated short-range

communication (DSRC)-based electronic fee collection (EFC) systems (e.g. EN ISO 14906, a “toolbox” for

definition of EFC-DSRC transactions). However, these standards are necessary but not sufficient to

ensure technical interoperability between EFC-DSRC-systems.

This document defines an Interoperable Application Profile (IAP) to support EFC-DSRC transactions, a

coherent set of requirements. The main objective is to support technical interoperability between EFC-

systems within the scope of this document (as defined in Clause 1 below). A basic description of the

EFC-service and an EFC System can be found in EN ISO 17573-1.

This document only defines a basic level of technical interoperability for EFC equipment, i.e. on-board

unit (OBU) and roadside equipment (RSE) using DSRC. It does not provide a full solution for

interoperability, nor does it define other parts of the EFC-system, other services, other technologies and

non-technical elements of interoperability.

The elaboration of this document is based on the experiences from a considerable number of

implementations and projects throughout Europe. This document makes use of the results from

European projects such as CARDME, PISTA and CESARE, as they represent the fruit of European EFC

harmonization and have been used as the basis for several national implementations.

The development of a common European electronic toll service (EETS) as a part of the European

[20]

Directive (2004/52/EC ) also calls for the definition of an interoperable EFC-service. The first edition

of this document was referenced as a mandatory element in the service definition of the EETS, in the EC

[21]
decision 2009/750/EC .

The revision of the EETS legislation (recast in EU legal parlance) resulted in the adoption of Directive

[22]

2019/520/EC on the interoperability of electronic road tolling systems and facilitating cross-border

exchange of information on the failure to pay road fees in the Union, which refers to the second edition

of this document (EN 15509:2014) as a mandatory element for the EETS. Further technical and

procedural characteristics of the EETS were laid down in the associated Commission Delegated

[24] [24]
Regulation (EU) 2020/203 and Commission Implementing Regulation (EU) 2020/204 .

Although there are standards and specifications, there are specific needs that motivate this document:

— Definition of the necessary and sufficient EFC-DSRC requirements to underpin technical

interoperability;
— Choice of data elements including vehicle data;

— Extended definition of the use of some data elements, including semantics and coding;

— Clear choices for security implementation;

— It facilitates a complementing test specification (with clear relations between the conformance

requirements and evaluation tests);

— The provisions laid down in Directive 2019/520/EC and the associated Commission Regulations;

— Support for procurements.

The Application Profile is described using the concept of “International Standardised Profiles (ISP)” as

defined in ISO/IEC/TR 10000-1. The ISP-concept is specifically suited for defining interoperability

specifications where a set of base standards can be used in different ways. This is exactly the case in

EFC, where a set of base standards allows for different choices that are not interoperable.

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The principles of the ISP-concept can be summarized as follows:
— An ISP makes references only to base standards or other ISPs;

— The profile restricts the choice of base standard options to the extent necessary to maximize the

probability of interoperability (e.g. chosen classes, conforming subsets, options and parameter

values of base standards);

— The ISP does not copy content of the base standards (in order to avoid consistency problems with

the base standards);

— The profile does not specify any requirements that would contradict or cause non-conformance to

the base standards;

— The profile may contain conformance requirements that are more specific and limited in scope than

those of the base standards;

— Conformance to a profile implies by definition conformance to a set of base standards, whereas

conformance to that set of base standards does not necessarily imply conformance to the profile.

The use of the Application Profiling concept also provides for a flexible framework towards adoption,

migration and use of this document. Toll Chargers, Toll Service Providers and Manufacturers may use

this IAP as a basis for interoperable use of their equipment, without having to interfere with or

otherwise affect any EFC-system used locally.

The general requirements of the IAP are set out in Clause 5, whilst the specific conformance

requirements are given in Clause 6. To facilitate easy referencing, testing and look-up, these specific

requirements are divided into two parts; on-board unit (OBU) requirements and roadside equipment

(RSE) requirements.

In addition, this document also includes various annexes that provide further detailed specifications as

well as background, motivation and examples for the conformance requirements. The intention is that

these enhance readability and understanding of the document.

This document is complemented by a set of standards defining Conformity Evaluation of the

Conformance Requirements.

EN 15876 defines how to evaluate on-board and roadside equipment for conformity to prEN 15509

(this document). EN 15876 consists of the following parts, under the general title “Electronic fee

collection — Evaluation of on-board and roadside equipment for conformity to EN 15509”:

— Part 1: Test suite structure and test purposes;
— Part 2: Abstract test suite.

NOTE EN 15786-1 and EN 15786-2 will be subject of revision to accommodate the changes introduced in this

document.
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1 Scope
The scope for this document is limited to:
— payment method: Central account based on EFC-DSRC;

— physical systems: on-board unit (OBU), roadside equipment (RSE) and the DSRC interface between

them (all functions and information flows related to these parts);
— DSRC-link requirements;
— EFC transactions over the DSRC interface;
— data elements to be used by OBU and RSE used in EFC-DSRC transactions;
— security mechanisms for OBU and RSE used in EFC-DSRC transactions.
It is outside the scope of this document to define:

— contractual and procedural interoperability requirements (including issues related to a

memorandum of understanding, MoU);
— conformance procedures and test specifications;

— setting-up of operating organizations (e.g. toll charger, toll service provider, trusted third party,

etc.);
— legal issues;

— other payment methods in DSRC-based EFC (e.g. on-board accounts using integrated circuit cards);

— other basic technologies (e.g. GNSS/CN or video registration-based EFC). However, this document

may be used for defining the DSRC-EFC parts for the use in applications that implement a mix of

different technologies;

— non-EFC transactions over the DSRC interface (e.g. compliance check communication and

localization augmentation communication, which are defined in other standards);

— other interfaces or functions in EFC-systems than those specified above (i.e. information flows and

data exchange between operators or personalization, initialization and customization of the OBU).

NOTE Some of the issues that are outside the scope of this document are subject of separate standards

prepared by CEN/TC 278, ISO/TC 204 and ETSI ERM.
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2 Normative references

The following documents are referred to in the text in such a way that some or all of their content

constitutes requirements of this document. For dated references, only the edition cited applies. For

undated references, the latest edition of the referenced document (including any amendments) applies.

EN 12834, Road transport and traffic telematics - Dedicated Short Range Communication (DSRC) - DSRC

application layer

EN 13372:2004, Road Transport and Traffic Telematics (RTTT) - Dedicated short-range communication -

Profiles for RTTT applications

EN ISO 14906:2018, Electronic fee collection - Application interface definition for dedicated short-range

communication

ETSI/TS 102 486-1-1 V1.1.1 (2006-03), Electromagnetic compatibility and Radio spectrum Matters

(ERM); Road Transport and Traffic Telematics (RTTT); Test specifications for Dedicated Short Range

Communication (DSRC) transmission equipment; Part 1: DSRC data link layer: medium access and logical

link control; Sub-Part 1: Protocol Implementation Conformance Statement (PICS) proforma specification

ETSI/TS 102 486-2-1 V1.2.1 (2008-10), Intelligent Transport Systems (ITS); Road Transport and Traffic

Telematics (RTTT); Test specifications for Dedicated Short Range Communication (DSRC) transmission

equipment; Part 2: DSRC application layer; Sub-Part 1: Protocol Implementation Conformance

Statement (PICS) proforma specification

ISO/IEC 9646-7, Information technology — Open Systems Interconnection — Conformance testing

methodology and framework — Part 7: Implementation Conformance Statements
3 Terms and definitions
For the purposes of this document, the following terms and definitions apply.

ISO and IEC maintain terminological databases for use in standardization at the following addresses:

• IEC Electropedia: available at http://www.electropedia.org/
• ISO Online browsing platform: available at http://www.iso.org/obp
3.1
access credentials
AC_CR

trusted attestation or secure module that establishes the claimed identity of an object or application

[SOURCE: ISO/TS 17573-2:2020, 3.4]
3.2
attribute

addressable package of data consisting of a single data element or structured sequences of data

elements
[SOURCE: ISO/TS 17573-2:2020, 3.13]
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3.3
authenticator
data, possibly encrypted, that is used for authentication
[SOURCE: ISO/TS 17573-2:2020, 3.15]
3.4
base standard
approved International Standard, Technical Specification or ITU-T Recommendation

Note 1 to entry: This includes but is not limited to approved standard deliverables from ISO, ITU, CEN, CENELEC,

ETSI and IEEE
[SOURCE: ISO/TS 17573-2:2020, 3.23]
3.5
data group
class of closely related attributes (3.1)
[SOURCE: ISO/TS 17573-2:2020, 3.54]
3.6
EFC service
service for electronic payment offered by a payment service provider
[SOURCE: ISO/TS 17573-2:2020, 3.54]
3.7
EFC Element
coherent set of data and functionality

Note 1 to entry: The functionality includes, where applicable, the security-related functions and the associated

security keys.

Note 2 to entry: EFC Elements are created by the applications and addressed using Element identifiers.

Note 3 to entry: In a given on-board equipment (OBE) (3.11), the EID is used to address a toll context, identified by

the EFC-ContextMark, in which attributes (3.1) can be addressed unambiguously by AttributeIDs inside an EFC

Element of the OBE.
[SOURCE: ISO/TS 17573-2:2020, 3.71]
3.8
integrity
property that data have not been altered or destroyed in an unauthorized manner
[SOURCE: ISO/TS 17574:2009, 3.9]
3.9
international standardized profile
ISP

internationally agreed-to, harmonized document which describes one or more profiles (3.14)

[SOURCE: ISO/TS 17573-2:2020, 3.102]
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3.10
interoperability

ability of systems to exchange information and to make mutual use of the information that has been

exchanged
[SOURCE: ISO/TS 17573-2:2020, 3.103]
3.11
mobile roadside equipment

equipment mounted on a mobile unit or handheld equipment to be used along the road

[SOURCE ISO/TS 17573-2:2020, 3.119]
3.12
on-board equipment
OBE

all required equipment on-board a vehicle for performing required electronic fee collection (EFC)

functions and communication services
[SOURCE: ISO/TS 17573-2:2020, 3.126]
3.13
on-board unit
OBU

electronic unit on-board a vehicle for performing specific electronic fee collection (EFC) functions and

for communication with external systems

Note 1 to entry: An OBU always includes, in this context, at least the support of the DSRC interface.

[SOURCE: ISO/TS 17573-2:2020, 3.127]
3.14
profile

set of requirements and selected options from base standards (3.3) or international standardized

profiles used to provide a specific functionality
[SOURCE: ISO/TS 17573-2:2020, 3.146]
3.15
roadside equipment
RSE

fixed or movable electronic fee collection (EFC) equipment located along or on the road

Note 1 to entry: Movable RSE can be mounted temporarily along the road or in a vehicle.

[SOURCE: ISO/TS 17573-2:2020, 3.161]
3.16
session

exchange of information and interaction occurring at a specific EFC station between the roadside

equipment (3.15) and the user/vehicle
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3.17
toll charger
entity which levies toll for the use of vehicles in a toll domain
[SOURCE: ISO/TS 17573-2:2020, 3.194]
3.18
toll service provider
entity providing toll services in one or more toll domains

Note 1 to entry: In other documents, the terms issuer or contract issuer may be used.

Note 2 to entry: The Toll Service Provider may provide the OBE OBU or may provide only a magnetic card or a

smart card to be used with OBE OBU provided by a third party (like a mobile telephone and a SIM card can be

obtained from different parties).

Note 3 to entry: The Toll Service Provider is responsible for the operation (functioning) of the OBE OBU with

respect to tolling.
[SOURCE: ISO/TS 17573-2:2020, 3.206]
3.19
transaction

whole of the exchange of information between two physically separated communication facilities

[SOURCE: ISO/TS 17573-2:2020, 3.211]
3.20
transaction counter

data value in the on-board unit that is incremented by the roadside equipment at each transaction

(3.19)
[SOURCE: ISO/TS 17573-2:2020, 3.212]
3.21
transaction model
functional model describing the ge
...

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