SIST EN IEC 62443-2-1:2024

Security for industrial automation and control systems - Part 2-1: Security program requirements for IACS asset owners (IEC 62443-2-1:2024)

IEC 62443-2-1:2024 specifies asset owner security program (SP) policy and procedure requirements for an industrial automation and control system (IACS) in operation. This document uses the broad definition and scope of what constitutes an IACS as described in IEC TS 62443‑1‑1. In the context of this document, asset owner also includes the operator of the IACS.
This document recognizes that the lifespan of an IACS can exceed twenty years, and that many legacy systems contain hardware and software that are no longer supported. Therefore, the SP for most legacy systems addresses only a subset of the requirements defined in this document. For example, if IACS or component software is no longer supported, security patching requirements cannot be met. Similarly, backup software for many older systems is not available for all components of the IACS. This document does not specify that an IACS has these technical requirements. This document states that the asset owner needs to have policies and procedures around these types of requirements. In the case where an asset owner has legacy systems that do not have the native technical capabilities, compensating security measures can be part of the policies and procedures specified in this document.
This edition includes the following significant technical changes with respect to the previous edition:
a) revised requirement structure into SP elements (SPEs),
b) revised requirements to eliminate duplication of an information security management system (ISMS), and
c) defined a maturity model for evaluating requirements.

IT-Sicherheit für industrielle Automatisierungssysteme - Teil 2-1: Anforderungen an ein IT-Sicherheitsprogramm für IACS-Betreiber (IEC 62443-2-1:2024)

Sécurité des systèmes d'automatisation et de commande industrielles - Partie 2-1: Exigences de programme de sécurité pour les propriétaires d'actif IACS (IEC 62443-2-1:2024)

IEC 62443-2-1:2024 spécifie les exigences de politiques et de procédures du programme de sécurité (SP) du propriétaire d’actif pour un système d’automatisation et de commande industrielle (IACS) opérationnel. Le présent document utilise, au sens large, la définition et le domaine d’application de ce qui constitue un IACS décrit dans l’IEC TS 62443‑1-1. Dans le contexte du présent document, le propriétaire d’actif inclut également l’opérateur de l’IACS.
Le présent document reconnaît que la durée de vie d’un IACS peut dépasser vingt ans et que de nombreux systèmes patrimoniaux contiennent du matériel et du logiciel qui ne sont plus pris en charge. Par conséquent, le SP de la plupart des systèmes patrimoniaux ne concerne qu’un sous-ensemble des exigences définies dans le présent document. Les exigences en matière de correctifs de sécurité, par exemple, ne peuvent pas être satisfaites si l’IACS ou le logiciel composant n’est plus pris en charge. De même, le logiciel de sauvegarde de la plupart des systèmes plus anciens n’est pas disponible pour tous les composants de l’IACS. Le présent document ne précise pas qu'un IACS doit satisfaire à ces exigences techniques. Il indique qu’il est nécessaire que le propriétaire d’actif dispose de politiques et de procédures relatives à ces types d'exigences. Dans le cas où le propriétaire d'actif possède des systèmes patrimoniaux qui ne comportent pas des capacités techniques natives, des mesures de sécurité compensatoires peuvent faire partie des politiques et procédures spécifiées dans le présent document.
Cette édition inclut les modifications techniques majeures suivantes par rapport à l'édition précédente:
a) la structure des exigences a été révisée en éléments SP (SPE – SP element);
b) les exigences ont été révisées pour éliminer la répétition d'un système de management de la sécurité de l'information (SMSI); et
c) un modèle de stabilisation a été défini pour l'évaluation des exigences.

Zaščita industrijske avtomatizacije in kontrolnih sistemov - 2-1. del: Zahteve za program varnosti zaščite za lastnike sredstev IACS (IEC 62443-2-1:2024)

Standard IEC 62443-2-1:2024 določa zahteve glede pravilnikov in postopkov za program zaščite za lastnike sredstev (SP) v zvezi s storitvijo industrijske avtomatizacije in kontrolnih sistemov (IACS) med obratovanjem. V tem dokumentu se uporabljata široka definicija in področje uporabe storitve IACS, kot je opisano v standardu IEC TS 62443-1-1. Lastnik sredstva v kontekstu tega dokumenta vključuje tudi upravljavca storitve IACS.
Ta dokument priznava, da lahko življenjska doba storitve IACS preseže dvajset let ter da številni starejši sistemi vključujejo strojno in programsko opremo, ki nista več podprti. Zato program zaščite za večino starejših sistemov obravnava le podnabor zahtev, opredeljenih v tem dokumentu. Če programska oprema ali komponenta IACS na primer ni več podprta, zahtev glede varnostnih popravkov ni mogoče izpolniti. Prav tako programska oprema za varnostno kopiranje za številne starejše sisteme ni na voljo za vse komponente IACS. Ta dokument ne določa, da za storitev IACS veljajo te tehnične zahteve. Ta dokument navaja, da mora imeti lastnik sredstva vzpostavljene pravilnike in postopke glede teh vrst zahtev. Če ima lastnik sredstva starejše sisteme brez lastnih tehničnih zmogljivosti, so lahko kompenzacijski varnostni ukrepi del pravilnikov in postopkov, navedenih v tem dokumentu.
Ta izdaja v primerjavi s prejšnjo vključuje naslednje pomembne tehnične spremembe:
a) struktura zahtev je bila spremenjena v elemente programa zaščite (SPE);
b) zahteve so bile pregledane, da se prepreči podvajanje sistema vodenja informacijske varnosti (ISMS);
c) opredeljen je bil zrelostni model za vrednotenje zahtev.

General Information

• Status: Published
• Public Enquiry End Date: 13-Nov-2019
• Publication Date: 12-Nov-2024
• ICS: 25.040.01 - Industrial automation systems in general
• ICS: 35.030 - IT Security
• Technical Committee: MOV - Measuring equipment for electromagnetic quantities
• Current Stage: 6060 - National Implementation/Publication (Adopted Project)
• Start Date: 30-Sep-2024
• Due Date: 05-Dec-2024
• Completion Date: 13-Nov-2024
• Ref Project: EN IEC 62443-2-1:2024 - Security for industrial automation and control systems - Part 2-1: Security program requirements for IACS asset owners

Overview

SIST EN IEC 62443-2-1:2024 (IEC 62443-2-1:2024) defines security program (SP) policy and procedure requirements for industrial automation and control systems (IACS) operated by asset owners. The standard recognizes long IACS lifecycles (often >20 years) and addresses how asset owners should manage security for both modern and legacy systems - including when native technical controls (patching, backups) are unavailable and compensating security measures are required. This edition introduces a revised requirement structure into Security Program Elements (SPEs), removes duplication with information security management systems (ISMS), and establishes a maturity model for evaluating requirements.

Key topics and technical requirements

The standard organizes requirements into SPEs covering practical OT cybersecurity controls. Major topics include:

• Organizational security measures (SPE 1): security policies, roles & responsibilities, background checks, security awareness and supply-chain security.
• Configuration management (SPE 2): asset inventory baseline, infrastructure documentation, configuration settings, change control.
• Network & communications security (SPE 3): zone segmentation, documentation of zones, segmentation from safety systems, network autonomy, secure wireless and remote access.
• Component security (SPE 4): component hardening, portable media controls, malware protection and validation, patch management and patch mitigation for unsupported components.
• Protection of data (SPE 5): data classification, confidentiality, retention, cryptographic mechanisms and key management.
• User access control (SPE 6): identity lifecycle, least privilege, authentication for human users and software services.

Other notable requirements: security assessments and reviews, processes for anomaly detection, secure development and support, and conformance assessment guidance including maturity level (ML) definitions and profiles.

Practical applications - who should use it

This standard is essential for:

• IACS asset owners and operators developing or maturing an OT security program.
• OT/ICS security managers and compliance officers implementing policies and procedures.
• Service providers, system integrators and product suppliers aligning deliverables with asset-owner expectations.
• Auditors and assessors performing conformity evaluations against IEC 62443 requirements. Practical uses include building an OT security roadmap, justifying compensating controls for legacy equipment, formalizing change control and patch processes, and assessing organizational maturity.

Related standards

SIST EN IEC 62443-2-1:2024 is part of the IEC 62443 series and references related publications such as:

• IEC/TS 62443-1-1 (terminology, concepts and models)
• IEC 62443-3-2, IEC 62443-3-3, IEC 62443-4-1, IEC 62443-4-2
• ISO/IEC 27000 and ISO/IEC 27002

Keywords: IEC 62443-2-1:2024, SIST EN IEC 62443-2-1, IACS security program, industrial automation cybersecurity, OT security, asset owner security, patch management, network segmentation, security maturity model.

Standards Content (Sample)

SLOVENSKI STANDARD
01-december-2024
Zaščita industrijske avtomatizacije in kontrolnih sistemov - 2-1. del: Zahteve za
program varnosti zaščite za lastnike sredstev IACS (IEC 62443-2-1:2024)
Security for industrial automation and control systems - Part 2-1: Security program
requirements for IACS asset owners (IEC 62443-2-1:2024)
IT-Sicherheit für industrielle Automatisierungssysteme - Teil 2-1: Anforderungen an ein
IT-Sicherheitsprogramm für IACS-Betreiber (IEC 62443-2-1:2024)
Sécurité des systèmes d'automatisation et de commande industrielles - Partie 2-1:
Exigences de programme de sécurité pour les propriétaires d'actif IACS (IEC 62443-2-
1:2024)
Ta slovenski standard je istoveten z: EN IEC 62443-2-1:2024
ICS:
25.040.01 Sistemi za avtomatizacijo v Industrial automation
industriji na splošno systems in general
35.030 Informacijska varnost IT Security
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

EUROPEAN STANDARD EN IEC 62443-2-1

NORME EUROPÉENNE
EUROPÄISCHE NORM September 2024
ICS 25.040.40; 35.100.05
English Version
Security for industrial automation and control systems - Part 2-1:
Security program requirements for IACS asset owners
(IEC 62443-2-1:2024)
Sécurité des systèmes d'automatisation et de commande IT-Sicherheit für industrielle Automatisierungssysteme - Teil
industrielles - Partie 2-1: Exigences de programme de 2-1: Anforderungen an ein IT-Sicherheitsprogramm für
sécurité pour les propriétaires d'actif IACS IACS-Betreiber
(IEC 62443-2-1:2024) (IEC 62443-2-1:2024)
This European Standard was approved by CENELEC on 2024-09-11. CENELEC members are bound to comply with the CEN/CENELEC
Internal Regulations which stipulate the conditions for giving this European Standard the status of a national standard without any alteration.
Up-to-date lists and bibliographical references concerning such national standards may be obtained on application to the CEN-CENELEC
Management Centre or to any CENELEC member.
This European Standard exists in three official versions (English, French, German). A version in any other language made by translation
under the responsibility of a CENELEC member into its own language and notified to the CEN-CENELEC Management Centre has the
same status as the official versions.
CENELEC members are the national electrotechnical committees of Austria, Belgium, Bulgaria, Croatia, Cyprus, the Czech Republic,
Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, the
Netherlands, Norway, Poland, Portugal, Republic of North Macedonia, Romania, Serbia, Slovakia, Slovenia, Spain, Sweden, Switzerland,
Türkiye and the United Kingdom.

European Committee for Electrotechnical Standardization
Comité Européen de Normalisation Electrotechnique
Europäisches Komitee für Elektrotechnische Normung
CEN-CENELEC Management Centre: Rue de la Science 23, B-1040 Brussels
© 2024 CENELEC All rights of exploitation in any form and by any means reserved worldwide for CENELEC Members.
Ref. No. EN IEC 62443-2-1:2024 E

European foreword
The text of document 65/1044/FDIS, future edition 2 of IEC 62443-2-1, prepared by TC 65 "Industrial-
process measurement, control and automation" was submitted to the IEC-CENELEC parallel vote and
approved by CENELEC as EN IEC 62443-2-1:2024.
The following dates are fixed:
• latest date by which the document has to be implemented at national (dop) 2025-06-11
level by publication of an identical national standard or by endorsement
• latest date by which the national standards conflicting with the (dow) 2027-09-11
document have to be withdrawn
Attention is drawn to the possibility that some of the elements of this document may be the subject of
patent rights. CENELEC shall not be held responsible for identifying any or all such patent rights.
Any feedback and questions on this document should be directed to the users’ national committee. A
complete listing of these bodies can be found on the CENELEC website.
Endorsement notice
The text of the International Standard IEC 62443-2-1:2024 was approved by CENELEC as a
European Standard without any modification.
In the official version, for Bibliography, the following notes have to be added for the standard indicated:
IEC 62443-3-2:2020 NOTE Approved as EN IEC 62443-3-2:2020 (not modified)
IEC 62443-2-4:2023 NOTE Approved as EN IEC 62443-2-4:2024 (not modified)
IEC 62443-3-3:2013 NOTE Approved as EN IEC 62443-3-3:2019 (not modified)
IEC 62443-4-2:2019 NOTE Approved as EN IEC 62443-4-2:2019 (not modified)
ISO/IEC 27000:2018 NOTE Approved as EN ISO/IEC 27000:2020 (not modified)
IEC 62443-4-1:2018 NOTE Approved as EN IEC 62443-4-1:2018 (not modified)
ISO/IEC 17000:2020 NOTE Approved as EN ISO/IEC 17000:2020 (not modified)
ISO/IEC 27002:2022 NOTE Approved as EN ISO/IEC 27002:2022 (not modified)
IEC 62591:2016 NOTE Approved as EN 62591:2016 (not modified)
IEC 62734:2014 NOTE Approved as EN 62734:2015 (not modified)
Annex ZA
(normative)
Normative references to international publications
with their corresponding European publications
The following documents are referred to in the text in such a way that some or all of their content
constitutes requirements of this document. For dated references, only the edition cited applies. For
undated references, the latest edition of the referenced document (including any amendments)
applies.
NOTE 1 Where an International Publication has been modified by common modifications, indicated by (mod), the
relevant EN/HD applies.
NOTE 2 Up-to-date information on the latest versions of the European Standards listed in this annex is available
here: www.cencenelec.eu.
Publication Year Title EN/HD Year
IEC/TS 62443-1-1 2009 Industrial communication networks - - -
Network and system security - Part 1-1:
Terminology, concepts and models

IEC 62443-2-1 ®
Edition 2.0 2024-08
INTERNATIONAL
STANDARD
NORME
INTERNATIONALE
Security for industrial automation and control systems –

Part 2-1: Security program requirements for IACS asset owners

Sécurité des systèmes d’automatisation et de commande industrielles –

Partie 2-1: Exigences de programme de sécurité pour les propriétaires d’actif

IACS
INTERNATIONAL
ELECTROTECHNICAL
COMMISSION
COMMISSION
ELECTROTECHNIQUE
INTERNATIONALE
ICS 25.040.40, 35.100.05 ISBN 978-2-8322-9459-8

– 2 – IEC 62443-2-1:2024 © IEC 2024
CONTENTS
FOREWORD . 6
INTRODUCTION . 8
1 Scope . 10
2 Normative references . 11
3 Terms, definitions, abbreviated terms and conventions . 11
3.1 Terms and definitions . 11
3.2 Abbreviated terms and acronyms . 15
3.3 Conventions . 16
4 Concepts . 17
4.1 Use of this document . 17
4.1.1 Applicable roles . 17
4.1.2 Use of this document by asset owners . 17
4.1.3 Use of this document by service providers and product suppliers. 19
4.2 Maturity level (ML) definitions . 20
4.3 Security levels (SLs) . 21
4.4 Requirements definitions . 21
4.4.1 Requirements organization . 21
4.4.2 Requirements cross-references . 22
4.4.3 Requirement conventions . 22
5 Conformance and assessment . 22
5.1 Overview. 22
5.2 Conformity evidence . 23
5.3 Requirements evaluation and profiles . 24
5.3.1 Overview . 24
5.3.2 Evaluation of risk to requirements . 24
5.3.3 Profiles . 24
5.3.4 Conformity assessment for the asset owner role . 25
6 SPE 1 – Organizational security measures . 25
6.1 Purpose . 25
6.2 ORG 1 – Security related organization and policies. 25
6.2.1 ORG 1.1: Information security management system (ISMS) . 25
6.2.2 ORG 1.2: Background checks . 26
6.2.3 ORG 1.3: Security roles and responsibilities . 26
6.2.4 ORG 1.4: Security awareness training . 27
6.2.5 ORG 1.5: Security responsibilities training . 27
6.2.6 ORG 1.6: Supply chain security . 28
6.3 ORG 2 – Security assessments and reviews . 28
6.3.1 ORG 2.1: Security risk mitigation . 28
6.3.2 ORG 2.2: Processes for discovery of security anomalies . 29
6.3.3 ORG 2.3: Secure development and support . 30
6.3.4 ORG 2.4: SP reviews . 30
6.4 ORG 3 – Security of physical access . 30
6.4.1 ORG 3.1: Physical access control . 30
7 SPE 2 – Configuration management . 31
7.1 Purpose . 31

IEC 62443-2-1:2024 © IEC 2024 – 3 –
7.2 CM 1 – Inventory management of IACS hardware/software components and
network communications . 31
7.2.1 CM 1.1: Asset inventory baseline . 31
7.2.2 CM 1.2: Infrastructure drawings/documentation . 32
7.2.3 CM 1.3: Configuration settings . 32
7.2.4 CM 1.4: Change control . 33
8 SPE 3 – Network and communications security . 33
8.1 Purpose . 33
8.2 NET 1 – System segmentation . 33
8.2.1 NET 1.1: Segmentation from non-IACS zones . 33
8.2.2 NET 1.2: Documentation of zones and network zone interconnections . 34
8.2.3 NET 1.3: Network segmentation from safety systems. 34
8.2.4 NET 1.4: Network autonomy . 35
8.2.5 NET 1.5: Network disconnection from external networks . 35
8.2.6 NET 1.6: Internal network access control . 35
8.2.7 NET 1.7: Network accessible services . 36
8.2.8 NET 1.8: User messaging . 36
8.2.9 NET 1.9: Network time distribution . 36
8.3 NET 2 – Secure wireless access . 37
8.3.1 NET 2.1: Wireless protocols . 37
8.3.2 NET 2.2: Wireless network segmentation . 37
8.3.3 NET 2.3: Wireless properties and addresses . 38
8.4 NET 3 – Secure remote access . 38
8.4.1 NET 3.1: Remote access applications . 38
8.4.2 NET 3.2: Remote access connections . 39
8.4.3 NET 3.3: Remote access termination . 39
9 SPE 4 – Component security . 40
9.1 Purpose . 40
9.2 COMP 1 – Components and portable media . 40
9.2.1 COMP 1.1: Component hardening . 40
9.2.2 COMP 1.2: Dedicated portable media . 41
9.3 COMP 2 – Malware protection . 41
9.3.1 COMP 2.1: Malware free . 41
9.3.2 COMP 2.2: Malware protection . 42
9.3.3 COMP 2.3: Malware protection software validation and installation . 42
9.4 COMP 3 – Patch management . 43
9.4.1 COMP 3.1: Security patch authenticity/integrity . 43
9.4.2 COMP 3.2: Security patch validation and installation . 43
9.4.3 COMP 3.3: Security patch status . 43
9.4.4 COMP 3.4: Security patching retention of security . 44
9.4.5 COMP 3.5: Security patch mitigation . 44
10 SPE 5 – Protection of data . 44
10.1 Purpose . 44
10.2 DATA 1 – Protection of data. 45
10.2.1 DATA 1.1: Data classification . 45
10.2.2 DATA 1.2: Data confidentiality . 45
10.2.3 DATA 1.3: Safety system configuration mode . 46
10.2.4 DATA 1.4: Data retention policy . 46
10.2.5 DATA 1.5: Cryptographic mechanisms . 47

– 4 – IEC 62443-2-1:2024 © IEC 2024
10.2.6 DATA 1.6: Key management . 47
10.2.7 DATA 1.7: Data Integrity . 47
11 SPE 6 – User access control . 48
11.1 Purpose . 48
11.2 USER 1 – Identification and authentication . 48
11.2.1 USER 1.1: User identity assignment . 48
11.2.2 USER 1.2: User identity removal. 49
11.2.3 USER 1.3: User identity persistence . 49
11.2.4 USER 1.4: Access rights assignment . 50
11.2.5 USER 1.5: Least privilege . 50
11.2.6 USER 1.6: Software service authentication . 50
11.2.7 USER 1.7: Software services interactive login rights . 51
11.2.8 USER 1.8: Human user authentication . 51
11.2.9 USER 1.9: Multifactor authentication (MFA) . 51
11.2.10 USER 1.10: Mutual authentication . 52
11.2.11 USER 1.11: Password protection . 52
11.2.12 USER 1.12: Shared and disclosed/compromised passwords . 53
11.2.13 USER 1.13: User login display information. 53
11.2.14 USER 1.14: User login failure displays . 53
11.2.15 USER 1.15: Consecutive login failures. 54
11.2.16 USER 1.16: Session integrity . 54
11.2.17 USER 1.17: Concurrent sessions . 54
11.2.18 USER 1.18: Screen lock . 55
11.2.19 USER 1.19: Component authentication . 55
11.3 USER 2 – Authorization and access control . 55
11.3.1 USER 2.1: Authorization . 55
11.3.2 USER 2.2: Separation of duties . 56
11.3.3 USER 2.3: Multiple approvals . 56
11.3.4 USER 2.4: Manual elevation of privileges . 57
12 SPE 7 – Event and incident management . 57
12.1 Purpose . 57
12.2 EVENT 1 – Event and incident management . 57
12.2.1 EVENT 1.1: Event detection . 57
12.2.2 EVENT 1.2: Event reporting . 58
12.2.3 EVENT 1.3: Event reporting interfaces . 58
12.2.4 EVENT 1.4: Logging . 59
12.2.5 EVENT 1.5: Log entries . 59
12.2.6 EVENT 1.6: Log access . 59
12.2.7 EVENT 1.7: Event analysis . 60
12.2.8 EVENT 1.8: Incident handling and response . 60
12.2.9 EVENT 1.9: Vulnerability handling . 60
13 SPE 8 – System integrity and availability . 61
13.1 Purpose . 61
13.2 AVAIL 1 – System availability and intended functionality . 61
13.2.1 AVAIL 1.1: Continuity management . 61
13.2.2 AVAIL 1.2: Resource availability management . 62
13.2.3 AVAIL 1.3: Failure-state. 62
13.3 AVAIL 2 – Backup/restore/archive . 62
13.3.1 AVAIL 2.1: Backup . 62

IEC 62443-2-1:2024 © IEC 2024 – 5 –
13.3.2 AVAIL 2.2: Backup non-interference . 63
13.3.3 AVAIL 2.3: Backup verification . 63
13.3.4 AVAIL 2.4: Backup media . 63
13.3.5 AVAIL 2.5: Backup restoration . 64
Annex A (informative) Cross-references to other standards . 65
A.1 Requirements relationship to IEC 62443‑2‑4 . 65
A.2 Requirements relationship to IEC 62443‑3‑3 . 68
A.3 Requirements relationship to IEC 62443‑4‑2 . 70
A.4 Requirements relationship to ISO/IEC 27001:2013 . 73
A.5 Requirements relationship to the NIST CSF . 77
Annex B (informative) Establishing and maintaining an IACS SP . 81
B.1 General . 81
B.2 Managing cybersecurity risk . 82
B.2.1 Understanding cybersecurity risk . 82
B.2.2 Impacts of cybersecurity compromises. 82
B.2.3 Risk ranking . 82
B.2.4 Cybersecurity attack exposure versus likelihood . 83
B.3 Elements of a cybersecurity risk assessment/management process . 84
B.4 Elements of a cybersecurity risk assessment/management process . 85
Annex C (informative) Evaluating MLs . 87
C.1 Approach to evaluating MLs . 87
C.2 Examples of how to evaluate MLs . 88
Bibliography . 89

Figure 1 – Roles and responsibilities in the IEC 62443 series . 11
Figure B.1 – Example of process flow for cybersecurity risk management . 85
Figure B.2 – Levels of protection an asset requires . 86

Table 1 – ML levels and descriptions . 20
Table 2 – Typical conformity evidence types . 23
Table A.1 – IEC 62443‑2‑4 cross-references . 65
Table A.2 – Cross-reference of IEC 62443‑2‑1 to IEC 62443‑2‑4 . 66
Table A.3 – IEC 62443‑3‑3 cross-references . 68
Table A.4 – Cross-reference of IEC 62443‑2‑1 to IEC 62443‑3‑3 . 69
Table A.5 – IEC 62443‑4‑2 cross-references . 70
Table A.6 – Cross-reference of IEC 62443‑2‑1 to IEC 62443‑4‑2 . 72
Table A.7 – ISO/IEC 27001:2013 cross-references . 73
Table A.8 – Cross-reference of IEC 62443‑2‑1 to ISO/IEC 27001:2013 . 75
Table A.9 – NIST CSF cross-references . 77
Table A.10 – Cross-reference of IEC 62443‑2‑1 to NIST CSF . 79
Table B.1 – Example risk levels . 83

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INTERNATIONAL ELECTROTECHNICAL COMMISSION
____________
SECURITY FOR INDUSTRIAL AUTOMATION AND CONTROL SYSTEMS –

Part 2-1: Security program requirements for IACS asset owners

FOREWORD
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members of its technical committees and IEC National Committees for any personal injury, property damage or
other damage of any nature whatsoever, whether direct or indirect, or for costs (including legal fees) and
expenses arising out of the publication, use of, or reliance upon, this IEC Publication or any other IEC
Publications.
8) Attention is drawn to the Normative references cited in this publication. Use of the referenced publications is
indispensable for the correct application of this publication.
9) IEC draws attention to the possibility that the implementation of this document may involve the use of (a)
patent(s). IEC takes no position concerning the evidence, validity or applicability of any claimed patent rights in
respect thereof. As of the date of publication of this document, IEC had not received notice of (a) patent(s), which
may be required to implement this document. However, implementers are cautioned that this may not represent
the latest information, which may be obtained from the patent database available at https://patents.iec.ch. IEC
shall not be held responsible for identifying any or all such patent rights.
IEC 62443‑2‑1 has been prepared by IEC technical committee 65: Industrial process
measurement, control and automation, in collaboration with the liaison ISA99: ISA committee
on Security for industrial automation and control systems. It is an International Standard.
This second edition cancels and replaces the first edition published in 2010. This edition
constitutes a technical revision.
This edition includes the following significant technical changes with respect to the previous
edition:
a) revised requirement structure into SP elements (SPEs),
b) revised requirements to eliminate duplication of an information security management system
(ISMS), and
c) defined a maturity model for evaluating requirements.

IEC 62443-2-1:2024 © IEC 2024 – 7 –
The text of this International Standard is based on the following documents:
Draft Report on voting
65/1044/FDIS 65/1053/RVD
Full information on the voting for its approval can be found in the report on voting indicated in
the above table.
The language used for the development of this International Standard is English.
This document was drafted in accordance with ISO/IEC Directives, Part 2, and developed in
accordance with ISO/IEC Directives, Part 1 and ISO/IEC Directives, IEC Supplement, available
at www.iec.ch/members_experts/refdocs. The main document types developed by IEC are
described in greater detail at www.iec.ch/publications.
A list of all parts in the IEC 62443 series, published under the general title Security for industrial
automation and control systems, can be found on the IEC website.
Future standards in this series will carry the new general title as cited above. Titles of existing
standards in this series will be updated at the time of the next edition.
The committee has decided that the contents of this document will remain unchanged until the
stability date indicated on the IEC website under webstore.iec.ch in the data related to the
specific document. At this date, the document will be
• reconfirmed,
• withdrawn, or
• revised.
IMPORTANT – The "colour inside" logo on the cover page of this document indicates
that it contains colours which are considered to be useful for the correct understanding
of its contents. Users should therefore print this document using a colour printer.

– 8 – IEC 62443-2-1:2024 © IEC 2024
INTRODUCTION
This document is the part of the IEC 62443 series that contains security requirements for
industrial automation and control system (IACS) asset owners. In the context of this document,
asset owner also includes the operator of the IACS. Its requirements focus on cybersecurity
and allow security capabilities that meet them to be provided as a combination of technical,
physical, process and compensating security measures.
Cybersecurity is an increasingly important topic in modern organizations. The term
cybersecurity is generally used to describe the set of security measures or practices taken to
protect a computer or computer system against unauthorized access or attack. In IACS, the
most significant concerns include unwanted access or attacks resulting in the IACS not
performing the correct functions in the required timeframe.
A very common engineering approach when faced with a challenging problem is to break the
problem into smaller pieces and address each piece in a disciplined manner. This approach is
a sound one for addressing cybersecurity risks with IACS. However, a frequent mistake is to
deal with cybersecurity one system at a time. Cybersecurity is a much larger challenge that
should address all IACS components as well as the policies, procedures, practices and
personnel that surround and utilize those IACS. Implementing such a wide-ranging management
system can require a cultural change within the organization.
Addressing cybersecurity on an organization-wide basis can seem like a daunting task. There
is no simple cookbook for security, nor is there a one-size-fits-all set of security practices.
Absolute security can be achievable but is probably undesirable because of the loss of
functionality that would be necessary to achieve this near perfect state. Security is a balance
of risk versus cost.
Each situation will be different. In some situations, the risk can be related to health, safety and
environmental (HSE) factors rather than purely economic impact. The risk can have an
unrecoverable consequence rather than a temporary financial setback. Therefore, a
predetermined set of mandatory security practices can either be overly restrictive and likely
quite costly to implement or be insufficient to address the risk.
This document supports the need to address cybersecurity for an IACS in operation by providing
requirements for establishing, implementing, maintaining and continually improving an IACS
security program (SP). These requirements, when implemented conscientiously, provide
security capabilities whose purpose is to reduce IACS security risks to a tolerable level. These
requirements are written to be implementation independent, allowing asset owners to select
approaches most suitable to their needs. IEC 62443‑3‑2 [1] describes the methodology for
addressing cybersecurity risks in an IACS system design and that assists in the identification
of risks and the selection of appropriate security requirements and associated capabilities for
an IACS SP.
Commercial-off-the-shelf (COTS) products are often not ruggedized or rigorously engineered
enough for IACS environments, where they can introduce additional vulnerabilities and threats
to the IACS.
___________
Numbers in square brackets refer to the Bibliography.

IEC 62443-2-1:2024 © IEC 2024 – 9 –
When COTS technologies are used in an IACS, they are often configured to meet IACS specific
functional needs and operational constraints. For example, security event handling in COTS
products may be configured differently for IACS applications than they are for traditional
information technology (IT) applications. Typical COTS equipment is designed for environments
where the primary objective is the protection of information. In an IACS environment, the
primary objectives are the protection of the HSE of the facility and the minimization of the
operational and business impact on facility operation. COTS technologies can be applied to
IACS applications, but the risks associated with using these technologies need to be understood
by the asset owner.
Some organizations can attempt to use pre-existing IT and business cybersecurity solutions to
address security for IACS without understanding the consequences. While many of these
solutions can be applied to IACS, it is important to apply them correctly to eliminate inadvertent
and undesired consequences. For example, in an IACS, availability may have a higher priority
than confidentiality, as opposed to typical IT applications.
Asset owners may wish to apply their IACS SP across the organization to address the
organization needs and objectives, security requirements, business and work processes, as
well as the organization size and structure. All of these influencing factors are dynamic and will
likely change over time. Thus, the adoption of an IACS SP is a strategic decision for the
organization.
The effectiveness of an IACS SP is often enhanced through coordination or integration with the
organization’s processes and overall information security management system (ISMS). For
example, security can be added to the organization supply chain processes to require security
in the design of processes, systems and controls. It is also expected that IACS SP will be scaled
in accordance with the needs of the IACS and the organization.

– 10 – IEC 62443-2-1:2024 © IEC 2024
SECURITY FOR INDUSTRIAL AUTOMATION AND CONTROL SYSTEMS –

Part 2-1: Security program requirements for IACS asset owners

1 Scope
This part of IEC 62443 specifies asset owner security program (SP) policy and procedure
requirements for an industrial automation and control system (IACS) in operation. This
document uses the broad definition and scope of what constitutes an IACS as described in
IEC TS 62443‑1‑1. In the context of this document, asset owner also includes the operator of
the IACS.
This document recognizes that the lifespan of an IACS can exceed twenty years, and that many
legacy systems contain hardware and software that are no longer supported. Therefore, the SP
for most legacy systems addresses only a subset of the requirements defined in this document.
For example, if IACS or component software is no longer supported, security patching
requirements cannot be met. Similarly, backup software for many older systems is not available
for all components of the IACS. This document does not specify that an IACS has these
technical requirements. This document states that the asset owner needs to have policies and
procedures around these types of requirements. In the case where an asset owner has legacy
systems that do not have the native technical capabilities, compensating security measures can
be part of the policies and procedures specified in this document.
This document also recognizes that not all requirements specified in this document apply to all
IACSs. For example, requirements associated with certain technology (such as wireless) or
functions (such as remote access) will not apply to IACSs that do not include these technologies
or functions. Similarly, not all malware protection requirements apply to systems for which
malware protection software is not available for any of their devices. Therefore, this document
states that the asset owner needs to identify the IACS security requirements that are applicable
to its IACSs in their specific operating environments.
The elements of an IACS SP described in this document define required security capabilities
that apply to the secure operation of an IACS. Although the asset owner is ultimately
accountable for the secure operation of an IACS, implementation of these security capabilities
often includes support from its service providers and product suppliers. For this reason, this
document provides guidance for an asset owner when stating security requirements for their
service providers and product suppliers, referencing other parts of the IEC 62443 series.
Figure 1 illustrates the roles and responsibilities of the asset owner, service provider(s) and
product supplier(s) of an IACS and their relationships to each other and to the Automation
Solution. The Automation Solution is a technical solution implementing the control/safety and
complementary functions necessary for the IACS. It is composed of hardware and software
components that have been installed and configured to operate in the IACS. The IACS is a
combination of the Automation Solution and the organizational measures necessary for its
design, deployment, operation and maintenance.
Some of these capabilities rely on the appropriate application of integration maintenance
capabilities defined in IEC 62443‑2‑4 [2] and technical security capabilities defined in
IEC 62443‑3‑3 [3] and IEC 62443‑4‑2 [4].

IEC 62443-2-1:2024 © IEC 2024 – 11 –

Figure 1 – Roles and responsibilities in the IEC 62443 series
2 Normative references
The following documents are referred to in the text in such a way that some or all of their content
constitutes requirements of this document. For dated references, only the edition cited applies.
For undated references, the latest edition of the referenced document (including any
amendments) applies.
IEC TS 62443‑1‑1:2009, Industrial communication networks – Network and system security −
Part 1-1: Terminology, concepts and models
3 Terms, definitions, abbreviated terms and conventions
3.1 Terms and definitions
For the purposes of this document, the terms and definitions given in IEC TS 62443‑1‑1 and
the following apply.
ISO and IEC maintain t
...