Cartes et dispositifs de sécurité pour l'identification personnelle -- Objets sans contact de proximité

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FINAL INTERNATIONAL ISO/IEC DRAFT STANDARD FDIS 14443-2 ISO/IEC JTC 1/SC 17 Cards and security devices for Secretariat: BSI personal identification — Contactless Voting begins on: 2020-04-08 proximity objects — Voting terminates on: Part 2: 2020-06-03 Radio frequency power and signal interface Cartes et dispositifs de sécurité pour l'identification personnelle — Objets sans contact de proximité — Partie 2: Interface radiofréquence et des signaux de communication RECIPIENTS OF THIS DRAFT ARE INVITED TO SUBMIT, WITH THEIR COMMENTS, NOTIFICATION OF ANY RELEVANT PATENT RIGHTS OF WHICH THEY ARE AWARE AND TO PROVIDE SUPPOR TING DOCUMENTATION. IN ADDITION TO THEIR EVALUATION AS Reference number BEING ACCEPTABLE FOR INDUSTRIAL, TECHNO- ISO/IEC FDIS 14443-2:2020(E) LOGICAL, COMMERCIAL AND USER PURPOSES, DRAFT INTERNATIONAL STANDARDS MAY ON OCCASION HAVE TO BE CONSIDERED IN THE LIGHT OF THEIR POTENTIAL TO BECOME STAN- DARDS TO WHICH REFERENCE MAY BE MADE IN NATIONAL REGULATIONS. ISO/IEC 2020 ---------------------- Page: 1 ---------------------- ISO/IEC FDIS 14443-2:2020(E) COPYRIGHT PROTECTED DOCUMENT © ISO/IEC 2020

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Published in Switzerland
ii © ISO/IEC 2020 – All rights reserved
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ISO/IEC FDIS 14443-2:2020(E)
Contents Page

Foreword ........................................................................................................................................................................................................................................iv

Introduction ..................................................................................................................................................................................................................................v

1 Scope ................................................................................................................................................................................................................................. 1

2 Normative references ...................................................................................................................................................................................... 1

3 Terms and definitions ..................................................................................................................................................................................... 1

4 Symbols and abbreviated terms ........................................................................................................................................................... 2

5 General considerations .................................................................................................................................................................................. 4

5.1 Initial dialogue ........................................................................................................................................................................................ 4

5.2 Compliance ................................................................................................................................................................................................. 5

5.2.1 PICC compliance ............................................................................................................................................................... 5

5.2.2 PCD compliance ................................................................................................................................................................ 5

6 Power transfer ........................................................................................................................................................................................................ 6

6.1 General ........................................................................................................................................................................................................... 6

6.2 Frequency .................................................................................................................................................................................................... 6

6.3 Operating field strength .................................................................................................................................................................. 6

7 Signal interface ....................................................................................................................................................................................................... 7

8 Communication signal interface Type A ...................................................................................................................................... 9

8.1 Communication PCD to PICC ......... .............................................................................................................................................. 9

8.1.1 Bit rate ...................................................................................................................................................................................... 9

8.1.2 Modulation ............................................................................................................................................................................ 9

8.1.3 Bit representation and coding ...........................................................................................................................18

8.2 Communication PICC to PCD ......... ...........................................................................................................................................23

8.2.1 Bit rate ...................................................................................................................................................................................23

8.2.2 PICC load modulation transmission .............................................................................................................23

8.2.3 Subcarrier ...........................................................................................................................................................................27

8.2.4 Subcarrier modulation ............................................................................................................................................28

8.2.5 PCD load modulation reception .......................................................................................................................28

8.2.6 Bit representation and coding ...........................................................................................................................32

9 Communication signal interface Type B ...................................................................................................................................32

9.1 Communication PCD to PICC ......... ...........................................................................................................................................32

9.1.1 Bit rate ...................................................................................................................................................................................32

9.1.2 Modulation for bit rates of f /128, f /64, f /32, f /16, f /8, f /4, and f /2 .................33

c c c c c c c

9.1.3 Bit representation and coding ...........................................................................................................................41

9.2 Communication PICC to PCD ......... ...........................................................................................................................................41

9.2.1 Bit rate ...................................................................................................................................................................................41

9.2.2 PICC load modulation transmission .............................................................................................................42

9.2.3 Subcarrier ...........................................................................................................................................................................42

9.2.4 Subcarrier modulation ............................................................................................................................................42

9.2.5 PCD load modulation reception .......................................................................................................................42

9.2.6 Bit representation and coding ...........................................................................................................................42

10 Electromagnetic disturbance levels ..............................................................................................................................................42

10.1 PCD limits .................................................................................................................................................................................................42

10.2 PICC limits ................................................................................................................................................................................................42

Annex A (informative) Complex envelope and constellation diagram ...........................................................................44

Annex B (informative) Inter symbol interference ...............................................................................................................................45

© ISO/IEC 2020 – All rights reserved iii
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ISO/IEC FDIS 14443-2:2020(E)
Foreword

ISO (the International Organization for Standardization) and IEC (the International Electrotechnical

Commission) form the specialized system for worldwide standardization. National bodies that

are members of ISO or IEC participate in the development of International Standards through

technical committees established by the respective organization to deal with particular fields of

technical activity. ISO and IEC technical committees collaborate in fields of mutual interest. Other

international organizations, governmental and non-governmental, in liaison with ISO and IEC, also

take part in the work.

The procedures used to develop this document and those intended for its further maintenance are

described in the ISO/IEC Directives, Part 1. In particular, the different approval criteria needed for

the different types of document should be noted. This document was drafted in accordance with the

editorial rules of the ISO/IEC Directives, Part 2 (see www .iso .org/ directives).

Attention is drawn to the possibility that some of the elements of this document may be the subject

of patent rights. ISO and IEC shall not be held responsible for identifying any or all such patent

rights. Details of any patent rights identified during the development of the document will be in the

Introduction and/or on the ISO list of patent declarations received (see www .iso .org/ patents) or the IEC

list of patent declarations received (see http:// patents .iec .ch).

Any trade name used in this document is information given for the convenience of users and does not

constitute an endorsement.

For an explanation of the voluntary nature of standards, the meaning of ISO specific terms and

expressions related to conformity assessment, as well as information about ISO's adherence to the

World Trade Organization (WTO) principles in the Technical Barriers to Trade (TBT) see www .iso .org/

iso/ foreword .html.

This document was prepared by Joint Technical Committee ISO/IEC JTC 1, Information technology,

Subcommittee SC 17, Cards and security devices for personal identification.

This fourth edition cancels and replaces the third edition (ISO/IEC 14443-2:2016), which has been

technically revised.
The main changes compared to the previous edition are as follows:
— amendment of active and passive PICC transmissions;
— amendment of electromagnetic disturbance levels for all PICC classes.
A list of all parts in the ISO/IEC 14443 series can be found on the ISO website.

Any feedback or questions on this document should be directed to the user’s national standards body. A

complete listing of these bodies can be found at www .iso .org/ members .html.
iv © ISO/IEC 2020 – All rights reserved
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ISO/IEC FDIS 14443-2:2020(E)
Introduction

ISO/IEC 14443 (all parts) is one of a group of International Standards describing the parameters for

identification cards as defined in ISO/IEC 7810 and the use of such cards for international interchange.

This document describes the electrical characteristics of two types of contactless interface between a

proximity card and a proximity coupling device. The interface includes both power and bi-directional

communication. It is intended to be used in conjunction with other parts of the ISO/IEC 14443 series.

Contactless card standards cover a variety of types as embodied in ISO/IEC 10536 (all parts) (close-

coupled cards), ISO/IEC 14443 (all parts) (proximity cards), and ISO/IEC 15693 (all parts) (vicinity

cards). These are intended for operation when very near, nearby and at a longer distance from

associated coupling devices, respectively.
© ISO/IEC 2020 – All rights reserved v
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FINAL DRAFT INTERNATIONAL STANDARD ISO/IEC FDIS 14443-2:2020(E)
Cards and security devices for personal identification —
Contactless proximity objects —
Part 2:
Radio frequency power and signal interface
1 Scope

This document specifies the characteristics of the fields to be provided for power and bi-directional

communication between proximity coupling devices (PCDs) and proximity cards or objects (PICCs).

This document does not specify the means of generating coupling fields, nor the means of compliance

with electromagnetic radiation and human exposure regulations, which can vary depending on the

country.
2 Normative references

The following documents are referred to in the text in such a way that some or all of their content

constitutes requirements of this document. For dated references, only the edition cited applies. For

undated references, the latest edition of the referenced document (including any amendments) applies.

ISO/IEC 10373-6, Cards and security devices for personal identification — Test methods — Part 6:

Contactless proximity objects

ISO/IEC 14443-1:2018, Cards and security devices for personal identification — Contactless proximity

objects — Part 1: Physical characteristics

ISO/IEC 14443-3:2018, Cards and security devices for personal identification — Contactless proximity

objects — Part 3: Initialization and anticollision
3 Terms and definitions
For the purposes of this document, the following terms and definitions apply.

ISO and IEC maintain terminological databases for use in standardization at the following addresses:

— ISO Online browsing platform: available at https:// www .iso .org/ obp
— IEC Electropedia: available at http:// www .electropedia .org/
3.1
bit duration
time during which a logic level is defined, at the end of which a new bit starts
3.2
BPSK

phase shift keying where the phase shift is 180°, resulting in two phase state possibilities

3.3
modified Miller

method of bit coding whereby a logic level during a bit duration (3.1) is represented by the position of a

pulse within the bit frame
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ISO/IEC FDIS 14443-2:2020(E)
3.4
modulation index

[1 − b] / [1 + b], where b is the ratio between the modulated amplitude and the initial signal amplitude

Note 1 to entry: The value of the index may be expressed as a percentage.
3.5
NRZ-L

method of bit coding whereby a logic level during a bit duration (3.1) is represented by one of two

defined physical states of a communication medium
3.6
operating volume

positions, for each PICC class, where the corresponding Reference PICC and Active Reference PICC show

PCD compliance with all requirements of this document for this class
3.7
subcarrier
signal of frequency, f , used to modulate a carrier of frequency, f
s c
3.8
Manchester

method of bit coding whereby a logic level during a bit duration (3.1) is represented by a sequence of

two defined physical states of a communication medium, the order of the physical states within the

sequence defining the logical state
3.9
TR0

guard time between the end of a PCD transmission and the start of the PICC subcarrier (3.7) generation

3.10
TR1

synchronization time between the start of the PICC subcarrier (3.7) generation and the start of the PICC

subcarrier modulation
4 Symbols and abbreviated terms
a pulse shape factor, Type A
ACP actual constellation point
AP actual phase value
ASK amplitude shift keying
b ratio between the modulated and initial signal amplitude, Type B
BPSK binary phase shift keying
EMD electromagnetic disturbance, parasitically generated by the PICC
EPI elementary phase interval
etu elementary time unit
f frequency of operating field (carrier frequency)
f frequency of subcarrier
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ISO/IEC FDIS 14443-2:2020(E)
H equivalent homogenous magnetic field strength
H field strength of the unmodulated RF field
INITIAL
h envelope overshoot for bit rates of f /64, f /32, and f /16, Type A
ovs c c c
h envelope undershoot, Type B
h envelope overshoot, Type B
ISI inter symbol interference
ISI inter symbol interference angle
ISI inter symbol interference magnitude
MS1 first modulated state
MS2 second modulated state
NP nominal phase value
NRZ-L non-return to zero (L for level)
OOK on/off keying
PauseA PCD modulation pulse, Type A
Ø initial phase of the subcarrier
Ø load modulation phase
Ø load modulation interstate phase drift
LM, INTER
Ø limit of Ø for PCD reception
LM, INTER, PCD LM, INTER
Ø limit of Ø for PICC transmission
LM, INTER, PICC LM, INTER
Ø load modulation intrastate phase drift
LM, INTRA
Ø limit of Ø for PCD reception
LM, INTRA, PCD LM, INTRA
Ø limit of Ø for PICC transmission
LM, INTRA, PICC LM, INTRA
PCD proximity coupling device
PICC proximity card or object
P complex constellation point of the maximum NP
P complex constellation point of the minimum NP
PNP previous nominal phase
PR phase range
PSK phase shift keying
RF radio frequency
t PauseA length
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ISO/IEC FDIS 14443-2:2020(E)
t PauseA "Low" time for a bit rate of f /128
2 c
t PauseA rise time for a bit rate of f /128
3 c
t PauseA rise time section for a bit rate of f /128
4 c
t PauseA "Low" time for bit rates of f /64, f /32, and f /16
5 c c c
t PauseA rise time for bit rates of f /64, f /32, and f /16
6 c c c
t maximum value of t for PCD transmission
6, max, PCD 6
t maximum value of t for PICC reception
6, max, PICC 6
t bit duration, Type A
t envelope fall time, Type B
t maximum fall time for PCD transmission, Type B
f, max, PCD
t maximum fall time for PICC reception, Type B
f, max, PICC
t envelope rise time, Type B
t maximum rise time for PCD transmission, Type B
r, max, PCD
t maximum rise time for PICC reception, Type B
r, max, PICC
t pulse position, Type A
US unmodulated state
V modulus of the difference between US and any MS1
|MS1-US|
V EMD limit, PCD
E, PCD
V EMD limit, PICC
E, PICC
V load modulation amplitude
LMA
V minimum limit of V for PCD reception
LMA, min, PCD LMA
V minimum limit of V for PICC transmission
LMA, min, PICC LMA
V maximum limit of V for PCD reception
LMA, max, PCD LMA
V maximum limit of V for PICC transmission
LMA, max, PICC LMA
# Number
5 General considerations
5.1 Initial dialogue

The initial dialogue between the PCD and the PICC shall be conducted through the following consecutive

operations:
— activation of the PICC by the RF operating field of the PCD;
— the PICC shall wait silently for a command from the PCD;
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ISO/IEC FDIS 14443-2:2020(E)
— transmission of a command by the PCD;
— transmission of a response by the PICC.

These operations shall use the RF power and signal interface specified in Clauses 6 to 10.

5.2 Compliance
5.2.1 PICC compliance

The PICC shall comply with all mandatory requirements of this document and may support optional

requirements (bit rate, class, etc.). The PICC should fulfill all the requirements of one particular class in

order to improve interoperability.
5.2.2 PCD compliance
5.2.2.1 General

The PCD shall comply with all mandatory requirements of this document and may support optional

requirements (bit rate, support of PICCs of optional classes, etc.).
The PCD
— shall support PICCs of "Class 1", "Class 2", and "Class 3",
— may optionally support PICCs of "Class 4",
— may optionally support PICCs of "Class 5", and
— may optionally support PICCs of "Class 6".

PCD requirements measured with Reference PICCs 1, 2, and 3 and Active Reference PICCs 1, 2, and 3 are

mandatory for all PCDs.

PCD requirements measured with Reference PICC 4 and Active Reference PICC 4 are only mandatory

for PCDs supporting operation with "Class 4" PICCs.

PCD requirements measured with Reference PICC 5 and Active Reference PICC 5 are only mandatory

for PCDs supporting operation with "Class 5" PICCs.

PCD requirements measured with Reference PICC 6 and Active Reference PICC 6 are only mandatory

for PCDs supporting operation with "Class 6" PICCs.

For each supported PICC class, the PCD manufacturer shall indicate the operating volume within which

the PCD fulfills all requirements of this document.
5.2.2.2 PCD supporting PICCs of particular class(es)

If a PCD is expected to operate with PICCs of only particular class(es), it is not mandatory for this PCD

to support PICCs of other classes. This PCD shall comply with all requirements of this document non-

specific to one class. The PCD manufacturer shall clearly state which class(es) are supported.

NOTE A PCD which does not support all mandatory classes 1, 2, and 3 is not fully compliant with this document.

It can be advertised as "supporting 'Class X' PICCs only" or "compliant with Class(es) X requirements only".

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ISO/IEC FDIS 14443-2:2020(E)
6 Power transfer
6.1 General

The PCD shall produce a high frequency alternating magnetic field. This field inductively couples to the

PICC to transfer power and is modulated for communication.
6.2 Frequency
The frequency, f , of the RF operating field shall be 13,56 MHz ± 7 kHz.
6.3 Operating field strength

Within the manufacturer specified operating volumes (see 3.6), the PCD shall generate a field strength

of at least H and not exceeding H under unmodulated conditions, see Table 1.
min max
The PCD
— shall support PICCs of "Class 1", "Class 2", and "Class 3",
— may optionally support PICCs of "Class 4",
— may optionally support PICCs of "Class 5", and
— may optionally support PICCs of "Class 6".

PCD requirements measured with Reference PICCs 1, 2, and 3 are mandatory for all PCDs.

PCD requirements measured with Reference PICC 4 are only mandatory for PCDs supporting operation

with "Class 4" PICCs.

PCD requirements measured with Reference PICC 5 are only mandatory for PCDs supporting operation

with "Class 5" PICCs.

PCD requirements measured with Reference PICC 6 are only mandatory for PCDs supporting operation

with "Class 6" PICCs.
Table 1 — PCD field strength
H H
min max
A/m (rms) A/m (rms)
Measured with Reference PICC 1 1,5 7,5
Measured with Reference PICC 2 1,5 8,5
Measured with Reference PICC 3 1,5 8,5
Measured with Reference PICC 4 (optional) 2,0 12
Measured with Reference PICC 5 (optional) 2,5 14
Measured with Reference PICC 6 (optional) 4,5 18

The PCD shall not generate a field strength higher than the average and maximum levels specified for

all mandatory and optional classes in ISO/IEC 14443-1:2018, 4.4 (alternating magnetic field) in any

possible PICC position and orientation, measured with the associated Reference PICCs.

Test methods for the PCD operating field are defined in ISO/IEC 10373-6 and use a dedicated Reference

PICC for each class.

If the PICC meets the requirements of one particular class as specified in ISO/IEC 14443-1, then the PICC

shall operate as intended continuously between H and H defined for its class, see Table 2; this

min max

includes all PICC requirements defined in this document and processing of the manufacturer specified

set of commands.
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ISO/IEC FDIS 14443-2:2020(E)

If the PICC does not claim to meet the requirements of one particular class as specified in

ISO/IEC 14443-1, then:

— if the PICC antenna fits within the external rectangle defined in "Class 2" as specified in

ISO/IEC 14443-1, then

— the PICC shall operate as intended continuously between H and H defined for "Class 2",

min max
see Table 2,
— the PICC shall pass the loading effect test defined for "Class 2";

— if the PICC antenna fits within the external rectangle or external circle defined in "Class 3" as

specified in ISO/IEC 14443-1, then

— the PICC shall operate as intended continuously between H and H defined for "Class 3",

min max
see Table 2,
— the PICC shall pass the loading effect test defined for "Class 3";

— if the PICC antenna does not claim to fit within the external rectangle or external circle defined in

"Class 2" or "Class 3" as specified in ISO/IEC 14443-1, then

— the PICC shall operate as intended continuously between H and H defined for "Class 1", see

min max
Table 2,
— the PICC shall pass the loading effect test defined for "Class 1".

NOTE 1 If the PICC does not claim to meet the requirements of one particular class, then the requirements

defined above are sufficient to guarantee proper operation and interoperability with PCDs.

Table 2 — PICC operating field strength
H H
min max
A/m (rms) A/m (rms)
"Class 1" PICC 1,5 7,5
"Class 2" PICC 1,5 8,5
"Class 3" PICC 1,5 8,5
"Class 4" PICC 2,0 12
"Class 5" PICC 2,5 14
"Class 6" PICC 4,5 18

NOTE 2 Margins of field strength are effectively included by the test methods as specified in ISO/IEC 10373-6.

7 Signal interface

In order to transmit data to the PICC, the PCD modulates the amplitude of its alternating magnetic field

strength with modulation pulses.

In order to transmit data to the PCD, the PICC passively loads the PCD alternating magnetic field and/or

actively contributes with its own alternating magnetic field. This is called load modulation.

Within the manufacturer specified operating volumes (see 3.6), the PCD shall generate modulation

pulses as described in Clauses 8 and 9 and shall be capable of receiving the minimum load modulation

amplitude.

NOTE 1 As an indication of the operating volume, the manufacturer can give the operating range (e.g. 0 to

X cm) within which all requirements of this document are fulfilled.

Test methods for the PCD communication signal interface are defined in ISO/IEC 10373-6.

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ISO/IEC FDIS 14443-2:2020(E)

Two communication signal interfaces, Type A and Type B, are described in Clauses 8 and 9. The PCD

shall alternate between modulation methods when idling before detecting the presence of a PICC of

Type A or Type B.

Only one communication signal interface may be active during a communication session until

deactivation by the PCD or removal of the PICC. Subsequent session(s) may then proceed with either

modulation method.
Table 3 and Table 4 illustrate the concepts described in Clauses 8 and 9.

Table 3 — Example PCD to PICC communication signals for Type A and Type B interfaces

Type A Type B
ASK ~ 100 % ASK ~ 10 %
bit rates of
modified Miller NRZ-L
f /128, f /64,
c c
f /32, and f /16
c c
ASK ~ 10 %
NRZ–L
bit rates of f /8,
f /4, and f /2
c c
bit rates of 3
f /4, f , PSK, see 8.1.2.5.
c c
3f /2, and 2f
c c
NOTE 2 For the coding of modified Miller, see 8.1.3.1.

Table 4 — Example PICC to PCD communication signals for Type A and Type B interfaces

Type A Type B
Load modulation Load modulation
Subcarrier f /16 Subcarrier f /16
c c
OOK BPSK
bit rate of
Manchester NRZ-L
f /128
Load modulation
Subcarrier f /16
BPSK
NRZ-L
bit rate of f /64
Load modulation
Subcarrier f /16
BPSK
NRZ-L
bit rate of f /32
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ISO/IEC FDIS 14443-2:2020(E)
Table 4 (continued)
Type A Type B
Load modulation
Subcarrier equals the bit rate
BPSK
bit rates of
NRZ-L
f /16, f /8, f /4,
c c c
and f /2
8 Communication signal interface Type A
8.1 Communication PCD to PICC
8.1.1 Bit rate
The bit rate for the transmission during
...

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