SIST EN 301 908-1 V13.1.1:2020

2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.IMT cellular networks - Harmonised Standard for access to radio spectrum - Part 1: Introduction and common requirements33.070.99Druge mobilne storitveOther mobile services33.060.99Druga oprema za radijske komunikacijeOther equipment for radiocommunicationsICS:Ta slovenski standard je istoveten z:ETSI EN 301 908-1 V11.1.7 (2018-12)oSIST prEN 301 908-1 V11.1.7:2019en01-februar-2019oSIST prEN 301 908-1 V11.1.7:2019SLOVENSKI

Draft ETSI EN 301 908-1 V11.1.7 (2018-12) IMT cellular networks; Harmonised Standard for access to radio spectrum; Part 1: Introduction and common requirements

Reference REN/MSG-TFES-13-1 Keywords 3G, 3GPP, 3GPP2, cdma2000, cellular, digital, E-UTRA, IMT, IMT-2000, IMT-Advanced, LTE, LTE-Advanced, MAN-Advanced, mobile, radio, regulation, UMTS, UTRA, WCDMA, WiMAX ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE

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ETSI Draft ETSI EN 301 908-1 V11.1.7 (2018-12) 3 Contents Intellectual Property Rights ................................................................................................................................ 4 Foreword ............................................................................................................................................................. 4 Modal verbs terminology .................................................................................................................................... 5 Introduction ........................................................................................................................................................ 5 1 Scope ........................................................................................................................................................ 6 2 References ................................................................................................................................................ 6 2.1 Normative references ......................................................................................................................................... 6 2.2 Informative references ........................................................................................................................................ 7 3 Definition of terms, symbols and abbreviations ....................................................................................... 7 3.1 Terms .................................................................................................................................................................. 7 3.2 Symbols .............................................................................................................................................................. 9 3.3 Abbreviations ................................................................................................................................................... 10 4 Technical requirements specifications ................................................................................................... 11 4.1 Environmental profile ....................................................................................................................................... 11 4.2 Conformance requirements .............................................................................................................................. 11 4.2.1 Introduction................................................................................................................................................. 11 4.2.2 Radiated emissions (UE) ............................................................................................................................ 11 4.2.2.1 Definition .............................................................................................................................................. 11 4.2.2.2 Limits .................................................................................................................................................... 12 4.2.2.3 Conformance ......................................................................................................................................... 12 4.2.3 Radiated emissions (BS and repeater) ........................................................................................................ 12 4.2.3.1 Definition .............................................................................................................................................. 12 4.2.3.2 Limits .................................................................................................................................................... 12 4.2.3.3 Conformance ......................................................................................................................................... 13 4.2.4 Control and monitoring functions (UE) ...................................................................................................... 13 4.2.4.1 Definition .............................................................................................................................................. 13 4.2.4.2 Limits .................................................................................................................................................... 14 4.2.4.3 Conformance ......................................................................................................................................... 14 5 Testing for compliance with technical requirements .............................................................................. 14 5.1 Environmental conditions for testing ............................................................................................................... 14 5.2 Interpretation of the measurement results ........................................................................................................ 14 5.3 Essential radio test suites .................................................................................................................................. 15 5.3.1 Radiated emissions (UE) ............................................................................................................................ 15 5.3.1.1 Test method ........................................................................................................................................... 15 5.3.1.2 Test configurations ................................................................................................................................ 15 5.3.2 Radiated emissions (BS and repeater) ........................................................................................................ 16 5.3.2.1 Test method ........................................................................................................................................... 16 5.3.2.2 Test configurations ................................................................................................................................ 17 5.3.3 Control and monitoring functions (UE) ...................................................................................................... 17 5.3.3.1 Test method ........................................................................................................................................... 17 Annex A (informative): Relationship between the present document and the essential requirements of Directive 2014/53/EU ......................................................... 19 Annex B (informative): Correct operation of the equipment ............................................................. 20 Annex C (informative): Overview and organization of ETSI EN 301 908 standard parts .............. 21 Annex D (informative): Bibliography ................................................................................................... 25 Annex E (informative): Change history ............................................................................................... 26 History .............................................................................................................................................................. 27

ETSI Draft ETSI EN 301 908-1 V11.1.7 (2018-12) 4 Intellectual Property Rights Essential patents

IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https://ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Trademarks The present document may include trademarks and/or tradenames which are asserted and/or registered by their owners. ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no right to use or reproduce any trademark and/or tradename. Mention of those trademarks in the present document does not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks. Foreword This draft Harmonised European Standard (EN) has been produced by ETSI Technical Committee Mobile Standards Group (MSG), and is now submitted for the combined Public Enquiry and Vote phase of the ETSI standards EN Approval Procedure. For non-EU countries the present document may be used for regulatory (Type Approval) purposes. The present document has been prepared under the Commission's standardisation request C(2015) 5376 final [i.9] to provide one voluntary means of conforming to the essential requirements of Directive 2014/53/EU on the harmonisation of the laws of the Member States relating to the making available on the market of radio equipment and repealing Directive 1999/5/EC [i.1]. Once the present document is cited in the Official Journal of the European Union under that Directive, compliance with the normative clauses of the present document given in table A-1 confers, within the limits of the scope of the present document, a presumption of conformity with the corresponding essential requirements of that Directive, and associated EFTA regulations. The present document is part 1 of a multi-part deliverable as identified below: Part 1: "Introduction and common requirements"; Part 2: "CDMA Direct Spread (UTRA FDD) User Equipment (UE)"; Part 3: "CDMA Direct Spread (UTRA FDD) Base Stations (BS)"; Part 4: "CDMA Multi-Carrier (cdma2000) User Equipment (UE)"; Part 5: "CDMA Multi-Carrier (cdma2000) Base Stations (BS)"; Part 6: "CDMA TDD (UTRA TDD) User Equipment (UE)"; Part 7: "CDMA TDD (UTRA TDD) Base Stations (BS)"; Part 8: "Harmonized EN for IMT-2000, TDMA Single-Carrier (UWC 136) (UE) covering essential requirements of article 3.2 of the R&TTE Directive"; Part 9: "Harmonized EN for IMT-2000, TDMA Single-Carrier (UWC 136) (BS) covering essential requirements of article 3.2 of the R&TTE Directive"; oSIST prEN 301 908-1 V11.1.7:2019

ETSI Draft ETSI EN 301 908-1 V11.1.7 (2018-12) 5 Part 10: "Harmonised Standard for IMT-2000, FDMA/TDMA (DECT) covering the essential requirements of article 3.2 of the Directive 2014/53/EU"; Part 11: "CDMA Direct Spread (UTRA FDD) Repeaters"; Part 12: "CDMA Multi-Carrier (cdma2000) Repeaters; Part 13: "Evolved Universal Terrestrial Radio Access (E-UTRA) User Equipment (UE)"; Part 14: "Evolved Universal Terrestrial Radio Access (E-UTRA) Base Stations (BS)"; Part 15: "Evolved Universal Terrestrial Radio Access (E-UTRA FDD) Repeaters"; Part 16: "Harmonized EN for IMT-2000, Evolved CDMA Multi-Carrier Ultra Mobile Broadband (UMB) (UE) covering the essential requirements of article 3.2 of the R&TTE Directive"; Part 17: "Harmonized EN for IMT-2000, Evolved CDMA Multi-Carrier Ultra Mobile Broadband (UMB) (BS) covering the essential requirements of article 3.2 of the R&TTE Directive"; Part 18: "E-UTRA, UTRA and GSM/EDGE Multi-Standard Radio (MSR) Base Station (BS)"; Part 19: "OFDMA TDD WMAN (Mobile WiMAXTM) TDD User Equipment (UE)"; Part 20: "OFDMA TDD WMAN (Mobile WiMAXTM) TDD Base Station (BS)"; Part 21: "OFDMA TDD WMAN (Mobile WiMAXTM) FDD User Equipment (UE)"; Part 22: "OFDMA TDD WMAN (Mobile WiMAXTM) FDD Base Stations (BS)"; Part 23:

Proposed national transposition dates Date of latest announcement of this EN (doa): 3 months after ETSI publication Date of latest publication of new National Standard or endorsement of this EN (dop/e):

6 months after doa Date of withdrawal of any conflicting National Standard (dow): 18 months after doa

Modal verbs terminology In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and "cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). "must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation. Introduction The present document is part of a set of standards developed by ETSI that are designed to fit in a modular structure to cover radio equipment within the scope of the Radio Equipment Directive [i.1]. The present document is produced following the guidance in ETSI EG 203 336 [i.2] as applicable.

ETSI Draft ETSI EN 301 908-1 V11.1.7 (2018-12) 6 1 Scope The present document applies to user equipment, repeaters and base stations for IMT, falling within the scope of one of the other parts of ETSI EN 301 908 [i.8], except for IMT-2000 FDMA/TDMA (DECT). The present document also covers the corresponding ancillary equipment.

NOTE 1: ETSI EN 301 908-10 [i.7] contains in particular requirements for radiated spurious emissions and control and monitoring functions applicable to IMT-2000 FDMA/TDMA (DECT) equipment. The present document includes technical requirements which are common to equipment falling within the scope of several of the other parts. It should be used in conjunction of at least another part of ETSI EN 301 908 [i.8]. NOTE 2: The other parts of ETSI EN 301 908 [i.8], which are listed in the foreword of the present document, specify technical requirements in respect of a particular type of IMT equipment. NOTE 3: Recommendations ITU-R M.1457-12 [i.4] and M.2012-1 [i.5] define the characteristics of the members of the IMT-2000 family and IMT-Advanced respectively by means of references to technical specifications developed by Standards Development organizations. The present document applies to equipment designed to meet any version of the terrestrial specifications referenced in Recommendations ITU-R M.1457-12 [i.4] and M.2012-1 [i.5]. The present document contains requirements to demonstrate that radio equipment both effectively uses and supports the efficient use of radio spectrum in order to avoid harmful interference. NOTE 4: The relationship between the present document and essential requirements of article 3.2 of Directive 2014/53/EU [i.1] is given Annex A. 2 References 2.1 Normative references References are specific, identified by date of publication and/or edition number or version number. Only the cited version applies.

Referenced documents which are not found to be publicly available in the expected location might be found at https://docbox.etsi.org/Reference/. NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee their long term validity. The following referenced documents are necessary for the application of the present document. [1] Recommendation ITU-R SM.329-12 (09-2012): "Unwanted emissions in the spurious domain". [2] ETSI EN 301 502 (V12.5.2) (03-2017): "Global System for Mobile communications (GSM); Base Station (BS) equipment; Harmonised Standard covering the essential requirements of article 3.2 of Directive 2014/53/EU". oSIST prEN 301 908-1 V11.1.7:2019

ETSI Draft ETSI EN 301 908-1 V11.1.7 (2018-12) 7 2.2 Informative references References are either specific (identified by date of publication and/or edition number or version number) or non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the referenced document (including any amendments) applies. NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee their long term validity. The following referenced documents are not necessary for the application of the present document but they assist the user with regard to a particular subject area. [i.1] Directive 2014/53/EU of the European parliament and of the council of 16 April 2014 on the harmonisation of the laws of the Member States relating to the making available on the market of radio equipment and repealing Directive 1999/5/EC. [i.2] ETSI EG 203 336 (V1.1.1) (08-2015): "Electromagnetic compatibility and Radio spectrum Matters (ERM); Guide for the selection of technical parameters for the production of Harmonised Standards covering article 3.1(b) and article 3.2 of Directive 2014/53/EU". [i.3] ETSI TR 100 028 (all parts) (V1.4.1): "Electromagnetic compatibility and Radio spectrum Matters (ERM); Uncertainties in the measurement of mobile radio equipment characteristics". [i.4] Recommendation ITU-R M.1457-12 (2015): "Detailed specifications of the terrestrial radio interfaces of International Mobile Telecommunications-2000 (IMT-2000)". [i.5] Recommendation ITU-R M.2012-1 (02-2014): "Detailed specifications of the terrestrial radio interfaces of International Mobile Telecommunications-Advanced (IMT-Advanced)". [i.6] Recommendation ITU-R SM.1539-1 (2002): "Variation of the boundary between the out-of-band and spurious domains required for the application of Recommendations ITU-R SM.1541 and ITU-R SM.329". [i.7] ETSI EN 301 908-10 (V4.2.1) (10-2015): "Electromagnetic compatibility and Radio spectrum Matters (ERM); Base Stations (BS), Repeaters and User Equipment (UE) for IMT-2000 Third-Generation cellular networks; Part 10: Harmonised Standard for IMT-2000, FDMA/TDMA (DECT) covering the essential requirements of article 3.2 of the Directive 2014/53/EU". [i.8] ETSI EN 301 908 (all parts): "IMT cellular networks; Harmonised Standard covering the essential requirements of article 3.2 of the Directive 2014/53/EU". [i.9] Commission Implementing Decision C(2015) 5376 final of 4.8.2015 on a standardisation request to the European Committee for Electrotechnical Standardisation and to the European Telecommunications Standards Institute as regards radio equipment in support of Directive 2014/53/EU of the European Parliament and of the Council. 3 Definition of terms, symbols and abbreviations 3.1 Terms For the purposes of the present document, the following terms apply: ancillary equipment: equipment (apparatus), used in connection with a User Equipment (UE), Repeater or Base Station (BS) is considered as an ancillary equipment (apparatus) if: • the equipment is intended for use in conjunction with a user equipment UE, repeater or BS to provide additional operational and/or control features to the radio equipment, (e.g. to extend control to another position or location); and • the equipment cannot be used on a stand-alone basis to provide user functions independently of a UE, BS or combination of BS and repeater; and oSIST prEN 301 908-1 V11.1.7:2019

ETSI Draft ETSI EN 301 908-1 V11.1.7 (2018-12) 8 • the UE, BS or combination of BS and repeater to which it is connected, is capable of providing some intended operation, such as transmitting and/or receiving without the ancillary equipment (i.e. it is not a sub-unit of the main equipment essential to the main equipment basic functions). applicable part: part of the multi-part harmonised standard deliverable, of which the present document is the first part, for which the scope of that document includes the equipment to be tested Base Station RF bandwidth: bandwidth in which a Base Station transmits and receives multiple carriers and/or RATs simultaneously channel bandwidth: RF bandwidth supporting a single E-UTRA or Mobile WiMAXTM RF carrier with the transmission bandwidth configured in the uplink or downlink of a cell NOTE: The channel bandwidth is measured in MHz and is used as a reference for transmitter and receiver RF requirements. control and monitoring functions: UE features handling out of synchronization and associated output power requirement. enclosure port: physical boundary of the apparatus through which electromagnetic fields may radiate or impinge NOTE: In the case of integral antenna equipment, this port is inseparable from the antenna port. environmental profile: range of environmental conditions under which equipment within the scope of the present document is required to comply with the provisions of the present document idle mode: state of User Equipment (UE) when switched on but with no Radio Resource Control (RRC) connection IMT-2000: mobile systems as defined in Recommendation ITU-R M.1457-12 [i.4] NOTE: Recommendation ITU-R M.1457-12 [i.4] identifies the detailed specifications for the IMT-2000 radio interfaces. IMT-Advanced: mobile systems as defined in Recommendation ITU-R M.2012-1 [i.5] NOTE: Recommendation ITU-R M.2012-1 [i.5] identifies the detailed specifications for the IMT-Advanced radio interfaces. Lower RF bandwidth edge: frequency of the lower edge of the Base Station RF bandwidth, used as a frequency reference point for transmitter and receiver requirements MSR Base Station: Base Station characterized by the ability of its receiver and transmitter to process two or more carriers in common active RF components simultaneously in a declared RF bandwidth, where at least one carrier is of a different RAT than the other carrier(s) multi-band Base Station: Base Station characterized by the ability of its transmitter and/or receiver to process two or more carriers in common active RF components simultaneously, where at least one carrier is configured at a different non-overlapping operating band than the other carrier(s) port: particular interface, of the specified equipment (apparatus), with the electromagnetic environment NOTE: For example, any connection point on an equipment intended for connection of cables to or from that equipment is considered as a port (see figure 3.1-1).

Figure 3.1-3: BS with multiple enclosure solution radio communications equipment: telecommunications equipment which includes one or more transmitters and/or receivers and/or parts thereof for use in a fixed, mobile or portable application NOTE: It can be operated with ancillary equipment but if so, is not dependent on it for basic functionality. radio digital unit: equipment which contains base band and functionality for controlling Radio unit radio equipment: equipment which contains Radio digital unit and Radio unit radio unit: equipment which contains transmitter and receiver signal and control port: port which carries information or control signals, excluding antenna ports telecommunication port: port which is intended to be connected to telecommunication networks (e.g. public switched telecommunication networks, integrated services digital networks), local area networks (e.g. Ethernet, token ring) and similar networks traffic mode: state of User Equipment (UE) when switched on and with Radio Resource Control (RRC) connection established Upper RF bandwidth edge: frequency of the upper edge of the Base Station RF bandwidth, used as a frequency reference point for transmitter and receiver requirements WiMAXTM: trademarked name for the OFDMA TDD WMAN IMT technology 3.2 Symbols For the purposes of the present document, the following symbols apply: BWChannel Channel bandwidth FBW RF, high Upper RF bandwidth edge FBW RF, low Lower RF bandwidth edge Radio Equipment BS Equipment Radio digital unit Radio Equipment Radio unit BS Equipment oSIST prEN 301 908-1 V11.1.7:2019

ETSI Draft ETSI EN 301 908-1 V11.1.7 (2018-12) 10 3.3 Abbreviations For the purposes of the present document, the following abbreviations apply: BS Base Station CDMA Code Division Multiple Access CW Continuous Wave DECT Digital Enhanced Cordless Telecommunication e.i.r.p. equivalent isotropically radiated power e.r.p. effective radiated power EDGE Enhanced Data rates for GSM Evolution EMC ElectroMagnetic Compatibility ERM Electromagnetic compatibility and Radio spectrum Matters EUT Equipment Under Test E-UTRA Evolved Universal Terrestrial Radio Access NOTE: Also known as LTE. FDD Frequency Division Duplex FDMA Frequency Division Multiple Access GSM Global System for Mobile communications IMT International Mobile Telecommunications NOTE: Includes both IMT-2000 and IMT-Advanced RITs. ITU-R International Telecommunication-Union Radio sector LTE Long Term Evolution NOTE: Also known as E-UTRA. MSG Mobile Standards Group MSR Multi-Standard Radio OFDMA Orthogonal Frequency Division Multiple Access R&TTE Radio Telecommunications and Terminal Equipment RAT Radio Access Technology RF Radio Frequency RIT Radio Interface Technology RMS Root Mean Square RRC Radio Resource Control SDO Standard Development Organization TDD Time Division Duplex TDMA Time Division Multiple Access TFES Task Force for European Standards for IMT TIA Telecommunications Industry Association UE User Equipment UMB Ultra Mobile Broadband UTRA Universal Terrestrial Radio Access UWC Universal Wireless Communications WMAN Wireless Metropolitan Area Network oSIST prEN 301 908-1 V11.1.7:2019

ETSI Draft ETSI EN 301 908-1 V11.1.7 (2018-12) 11 4 Technical requirements specifications 4.1 Environmental profile The technical requirements of the present document apply under the environmental profile for operation of the equipment, which shall be declared by the manufacturer. The equipment shall comply with all the technical requirements of the present document at all times when operating within the boundary limits of the declared operational environmental profile. 4.2 Conformance requirements 4.2.1 Introduction The requirements in the present document are based on the assumption that the operating band is shared between systems of the IMT family or systems having compatible characteristics. For BS capable of multi-band operation, the requirements in the present document apply for each supported operating band unless otherwise stated. For emission tests, all operating bands shall be activated according to the applicable test configuration. To meet the essential requirement under article 3.2 of Radio Equipment Directive 2014/53/EU [i.1] for IMT equipment three common essential parameters have been identified. Tables 4.2.1-1 and 4.2.1-2 provide cross-references, for UE, repeater and BS respectively, between these essential parameters and the corresponding technical requirements for equipment within the scope of the present document. Table 4.2.1-1: Cro