RTS/TSGR-0325430vg00

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ETSI TS 125 430 V16.0.0 (2020-08) - Universal Mobile Telecommunications System (UMTS); UTRAN Iub Interface: general aspects and principles (3GPP TS 25.430 version 16.0.0 Release 16)
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ETSI TS 125 430 V16.0.0 (2020-08)
TECHNICAL SPECIFICATION
Universal Mobile Telecommunications System (UMTS);
UTRAN Iub Interface: general aspects and principles
(3GPP TS 25.430 version 16.0.0 Release 16)
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3GPP TS 25.430 version 16.0.0 Release 16 1 ETSI TS 125 430 V16.0.0 (2020-08)
Reference
RTS/TSGR-0325430vg00
Keywords
UMTS
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ETSI
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3GPP TS 25.430 version 16.0.0 Release 16 2 ETSI TS 125 430 V16.0.0 (2020-08)
Intellectual Property Rights
Essential patents

IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The information

pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found

in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in

respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web

server (https://ipr.etsi.org/).

Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee

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server) which are, or may be, or may become, essential to the present document.
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ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no

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Legal Notice

This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP).

The present document may refer to technical specifications or reports using their 3GPP identities. These shall be

interpreted as being references to the corresponding ETSI deliverables.

The cross reference between 3GPP and ETSI identities can be found under http://webapp.etsi.org/key/queryform.asp.

Modal verbs terminology

In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and

"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of

provisions).

"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.

ETSI
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3GPP TS 25.430 version 16.0.0 Release 16 3 ETSI TS 125 430 V16.0.0 (2020-08)
Contents

Intellectual Property Rights ................................................................................................................................ 2

Legal Notice ....................................................................................................................................................... 2

Modal verbs terminology .................................................................................................................................... 2

Foreword ............................................................................................................................................................. 5

1 Scope ........................................................................................................................................................ 6

2 References ................................................................................................................................................ 6

3 Definitions and abbreviations ................................................................................................................... 6

3.1 Definitions .......................................................................................................................................................... 6

3.2 Abbreviations ..................................................................................................................................................... 7

3.3 Specification Notations ...................................................................................................................................... 8

4 General Aspects ........................................................................................................................................ 9

4.1 Introduction ........................................................................................................................................................ 9

4.2 Iub Interface General Principles ......................................................................................................................... 9

4.3 Iub Interface Specification Objectives ............................................................................................................... 9

4.4 Iub Interface Capabilities ................................................................................................................................... 9

4.4.1 Radio application related signalling .............................................................................................................. 9

4.4.2 Iub/Iur DCH data stream ............................................................................................................................. 10

4.4.3 Iub RACH data stream ................................................................................................................................ 10

4.4.4 Iub CPCH data stream [FDD] ..................................................................................................................... 10

4.4.5 Iub FACH data stream ................................................................................................................................ 10

4.4.6 Iub DSCH data stream [TDD] .................................................................................................................... 10

4.4.7 Iub USCH data stream [TDD] .................................................................................................................... 10

4.4.8 Iub PCH data stream ................................................................................................................................... 10

4.4.9 Iub FDD TFCI2 data stream ....................................................................................................................... 10

4.4.10 Iub HS-DSCH data stream .......................................................................................................................... 11

4.4.11 Iub E-DCH data stream ............................................................................................................................... 11

4.5 Iub Interface Characteristics ............................................................................................................................. 11

4.5.1 Mapping of Iub data streams....................................................................................................................... 11

4.6 Iub Protocols .................................................................................................................................................... 11

5 Functions of the I Interface Protocols .................................................................................................. 12

5.1 Iub Functions .................................................................................................................................................... 12

5.2 Functional split over Iub ................................................................................................................................... 13

5.2.1 Management of Iub Transport Resources ................................................................................................... 13

5.2.2 Logical O&M of Node B ............................................................................................................................ 13

5.2.2.1 Handling of Node B Hardware Resources ............................................................................................ 13

5.2.3 Implementation Specific O&M Transport .................................................................................................. 13

5.2.4 System Information Management ............................................................................................................... 13

5.2.5 Traffic management of Common Channels ................................................................................................ 14

5.2.6 Traffic management of Dedicated Channels ............................................................................................... 14

5.2.6.1 Combining/Splitting and Control .......................................................................................................... 14

5.2.6.2 Handover Decision ................................................................................................................................ 14

5.2.6.3 Allocation of Physical Channel Resources ........................................................................................... 14

5.2.6.4 UpLink Power Control .......................................................................................................................... 14

5.2.6.5 Down-Link Power Control .................................................................................................................... 15

5.2.6.6 Admission Control ................................................................................................................................ 15

5.2.6.7 Power and Interference Reporting ......................................................................................................... 15

5.2.7 Traffic management of Shared Channels [TDD] ........................................................................................ 15

5.2.7A Traffic management of High Speed Shared Channels ................................................................................ 15

5.2.8 Timing and Synchronization Management ................................................................................................. 15

6 Node B logical Model over Iub .............................................................................................................. 15

6.1 Overview .......................................................................................................................................................... 15

6.2 Elements of the logical model .......................................................................................................................... 16

ETSI
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3GPP TS 25.430 version 16.0.0 Release 16 4 ETSI TS 125 430 V16.0.0 (2020-08)

6.2.1 Node B Communication Contexts for Dedicated and Shared Channels ..................................................... 16

6.2.2 Common Transport Channels ..................................................................................................................... 17

6.2.3 Transport network logical resources ........................................................................................................... 17

6.2.3.1 Node B Control Port.............................................................................................................................. 17

6.2.3.2 Communication Control Port ................................................................................................................ 17

6.2.3.3 Traffic Termination Point ..................................................................................................................... 17

6.2.3.4 Iub DCH Data Port ................................................................................................................................ 18

6.2.3.5 Iub RACH Data Port ............................................................................................................................. 18

6.2.3.6 Iub CPCH Data Port [FDD] .................................................................................................................. 18

6.2.3.7 Iub FACH Data Port.............................................................................................................................. 18

6.2.3.8 Iub DSCH Data Port [TDD] .................................................................................................................. 18

6.2.3.8A Iub HS-DSCH Data Port ....................................................................................................................... 18

6.2.3.9 Iub USCH Data Port [TDD] .................................................................................................................. 18

6.2.3.10 Iub PCH Data Port ................................................................................................................................ 18

6.2.3.11 Iub FDD TFCI2 Data Port ..................................................................................................................... 18

6.2.3.12 Iub E-DCH Data Port ............................................................................................................................ 18

6.2.4 Radio Network Logical resources ............................................................................................................... 19

6.2.4.1 Common Resources .............................................................................................................................. 19

6.2.4.2 Cell ........................................................................................................................................................ 19

6.2.4.3 Common Physical Channels and Common Transport Channels ........................................................... 21

6.2.4.4 Physical Shared Channels ..................................................................................................................... 22

7 Iub Interface Protocol Structure ............................................................................................................. 23

8 Other Iub Interface Specifications .......................................................................................................... 23

8.1 UTRAN Iub Interface: Layer 1 (TSG RAN 25.431) ........................................................................................ 23

8.2 UTRAN Iub Interface: Signalling Transport (TSG RAN 25.432) ................................................................... 23

8.3 NBAP Specification (TSG RAN 25.433) ......................................................................................................... 24

8.4 UTRAN Iub Interface: Data Transport & Transport Signalling for Common Transport Channel Data

Streams (TSG RAN 25.434)............................................................................................................................. 24

8.5 UTRAN Iub Interface: User Plane Protocols for Common Transport Channel Data Streams (TSG RAN

25.435 ............................................................................................................................................................... 24

8.6 UTRAN Iur/Iub Interface: Data Transport & Transport Signalling for DCH Data Streams (TSG RAN

25.426) ............................................................................................................................................................. 24

8.7 UTRAN Iur/Iub Interface: User Plane Protocol for DCH Data Streams (TSG RAN 25.427) ......................... 24

8.8 Summary of UTRAN Iub Interface Technical Specifications .......................................................................... 25

Annex A (informative): Change history ............................................................................................... 26

History .............................................................................................................................................................. 27

ETSI
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3GPP TS 25.430 version 16.0.0 Release 16 5 ETSI TS 125 430 V16.0.0 (2020-08)
Foreword

This Technical Specification (TS) has been produced by the 3 Generation Partnership Project (3GPP).

The contents of the present document are subject to continuing work within the TSG and may change following formal

TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an

identifying change of release date and an increase in version number as follows:
Version x.y.z
where:
x the first digit:
1 presented to TSG for information;
2 presented to TSG for approval;
3 or greater indicates TSG approved document under change control.

y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections,

updates, etc.

z the third digit is incremented when editorial only changes have been incorporated in the document.

ETSI
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3GPP TS 25.430 version 16.0.0 Release 16 6 ETSI TS 125 430 V16.0.0 (2020-08)
1 Scope

The present document is an introduction to the TSG RAN TS 25.43x series of UMTS Technical Specifications that

define the Iub Interface. The Iub interface is a logical interface for the interconnection of Node B and Radio Network

Controller (RNC) components of the UMTS Terrestrial Radio Access Network (UTRAN) for the UMTS system.

2 References

The following documents contain provisions which, through reference in this text, constitute provisions of the present

document.

● References are either specific (identified by date of publication, edition number, version number, etc.) or

non-specific.
● For a specific reference, subsequent revisions do not apply.

● For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including

a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same

Release as the present document.
[1] 3GPP TS 25.401: "UTRAN overall description".
[2] 3GPP TS 25.442: "UTRAN implementation-specific O&M transport".
[3] 3GPP TS 25.432: "UTRAN Iub interface: signalling transport".
[4] 3GPP TS 25.302: "Services provided by the physical layer".
[5] 3GPP TS 25.431: "UTRAN Iub interface layer 1".
[6] Void

[7] 3GPP TS 25.433: "UTRAN Iub interface Node B Application Part (NBAP) signalling".

[8] 3GPP TS 25.434: "UTRAN Iub Interface Data Transport and Transport Signalling for Common

Transport Channel Data Streams".

[9] 3GPP TS 25.435: "UTRAN Iub Interface user plane protocols for Common Transport Channel

data streams".

[10] 3GPP TS 25.426: "UTRAN Iur and Iub Interface data transport & transport signalling for DCH

data streams".

[11] 3GPP TS 25.427: "UTRAN Iur/Iub Interface user plane protocol for DCH data streams".

[12] 3GPP TS 25.402: "Synchronization in UTRAN Stage 2".

[13] ITU-T Recommendation Q.2630.2 (1999-12): "AAL type 2 Signalling Protocol (Capability Set

2)".
[14] 3GPP TS 25.319: "Enhanced Uplink; Overall description; Stage 2".
3 Definitions and abbreviations
3.1 Definitions

For the purposes of the present document, the following terms and definitions apply:

Propagation delay (PD): it is the round trip propagation delay of the radio signal from the Node B to the UE and back

to the BS in one chip resolution.
ETSI
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3GPP TS 25.430 version 16.0.0 Release 16 7 ETSI TS 125 430 V16.0.0 (2020-08)

Timing Advance (TA): it is the amount of time, expressed in number of chips, by which the transmission of an uplink

burst is anticipated by the UE in order to be received by the cell inside the corresponding time slot.

3.2 Abbreviations
For the purposes of the present document, the following abbreviations apply:
AAL2 ATM Adaptation Layer type 2
AAL5 ATM Adaptation Layer type 5
AICH Acquisition Indication Channel
ALCAP Access Link Control Application Part
ATM Asynchronous Transfer Mode
BCH Broadcast Channel
BCCH Broadcast Control Channel
CCH Control Channel
CPCId Common Physical Channel Identifier
CPICH Common Pilot Channel
CTCId Common Transport Channel Identifier
CRNC Controlling Radio Network Controller
DCH Dedicated Transport Channel
DPCCH Dedicated Physical Control Channel
DPCH Dedicated Physical Channel
DSCH Down-link Shared Channel
E-DCH Enhanced Dedicated Channel
FACH Forward Access Channel
FAUSCH Fast Up-link Signalling Channel
FDD Frequency Division Duplex
F-DPCH Fractional DPCH
HARQ Hybrid Automatic Repeat Request
HS-DSCH High Speed Downlink Shared Channel
IP Internet Protocol
MICH MBMS notification Indicator Channel
NBAP Node B Application Part
O&M Operation and Maintenance
PICH Page Indication Channel
PCCH Paging Control Channel
PCCPCH Primary Common Control Physical Channel
PCPICH Primary Common Pilot Channel
PCH Paging Channel
PDSCH Physical Downlink Shared Channel
PLCCH Physical Layer Common Control Channel
PRACH Physical Random Access Channel
PUSCH Physical Uplink Shared Channel
RACH Random Access Channel
RNC Radio Network Controller
RNS Radio Network Subsystem
SCH Synchronization Channel
SCCPCH Secondary Common Control Physical Channel
SCPICH Secondary Common Pilot Channel
SCTP Stream Control Transmission Protocol
SRNC Serving Radio Network Controller
SSCF-UNI Service Specific Co-ordination Function - User Network Interface
SSCOP Service Specific Connection Oriented Protocol
TDD Time Division Duplex
UE User Equipment
UC-ID UTRAN Cell Identifier
UDP User Datagram Protocol
UMTS Universal Mobile Telecommunication System
USCH Up-link Shared Channel
UTRAN UMTS Terrestrial Radio Access Network
ETSI
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3GPP TS 25.430 version 16.0.0 Release 16 8 ETSI TS 125 430 V16.0.0 (2020-08)
3.3 Specification Notations
For the purposes of the present document, the following notations apply:

[FDD] This tagging of a word indicates that the word preceding the tag "[FDD]" applies only to FDD.

This tagging of a heading indicates that the heading preceding the tag "[FDD]" and the section

following the heading applies only to FDD.

[TDD] This tagging of a word indicates that the word preceding the tag "[TDD]" applies only to TDD,

including 7.68 Mcps TDD, 3.84Mcps TDD and 1.28Mcps TDD. This tagging of a heading

indicates that the heading preceding the tag "[TDD]" and the section following the heading applies

only to TDD, including 7.68 Mcps TDD, 3.84Mcps TDD and 1.28Mcps TDD.

[7.68Mcps TDD] This tagging of a word indicates that the word preceding the tag "[7.68Mcps TDD]" applies only

to 7.68Mcps TDD. This tagging of a heading indicates that the heading preceding the tag

"[7.68Mcps TDD]" and the section following the heading applies only to 7.68Mcps TDD.

[3.84Mcps TDD] This tagging of a word indicates that the word preceding the tag “[3.84Mcps TDD]” applies only

to 3.84Mcps TDD. This tagging of a heading indicates that the heading preceding the tag

“[3.84Mcps TDD]” and the section following the heading applies only to 3.84Mcps TDD.

[1.28Mcps TDD] This tagging of a word indicates that the word preceding the tag "[1.28Mcps TDD]" applies only

to 1.28Mcps TDD. This tagging of a heading indicates that the heading preceding the tag

"[1.28Mcps TDD]" and the section following the heading applies only to 1.28Mcps TDD.

[FDD - …] This tagging indicates that the enclosed text following the "[FDD - " applies only to FDD.

Multiple sequential paragraphs applying only to FDD are enclosed separately to enable insertion of

TDD specific (or common) paragraphs between the FDD specific paragraphs.

[TDD - …] This tagging indicates that the enclosed text following the "[TDD - " applies only to TDD,

including 7.68 Mcps TDD, 3.84Mcps TDD and 1.28Mcps TDD. Multiple sequential paragraphs

applying only to TDD are enclosed separately to enable insertion of FDD specific (or common)

paragraphs between the TDD specific paragraphs.

[7.68Mcps TDD - …] This tagging indicates that the enclosed text following the "[7.68Mcps TDD - " applies only

to 7.68Mcps TDD. Multiple sequential paragraphs applying only to 7.68Mcps TDD are enclosed

separately to enable insertion of FDD and TDD specific (or common) paragraphs between the

7.68Mcps TDD specific paragraphs.

[3.84Mcps TDD - …] This tagging indicates that the enclosed text following the "[3.84Mcps TDD - " applies only

to 3.84Mcps TDD. Multiple sequential paragraphs applying only to 1.28Mcps TDD are enclosed

separately to enable insertion of FDD and TDD specific (or common) paragraphs between the

3.84Mcps TDD specific paragraphs.

[1.28Mcps TDD - …] This tagging indicates that the enclosed text following the "[1.28Mcps TDD – " applies

only to 1.28Mcps TDD. Multiple sequential paragraphs applying only to 1.28Mcps TDD are

enclosed separately to enable insertion of FDD and TDD specific (or common) paragraphs

between the 1.28Mcps TDD specific paragraphs.

Procedure When referring to a procedure in the specification the Procedure Name is written with the first

letters in each word in upper case characters followed by the word "procedure", e.g. Radio

Network Layer procedures.

Message When referring to a message in the specification the MESSAGE NAME is written with all letters

in upper case characters followed by the word "message", e.g. RADIO LINK SETUP REQUEST

message.

Frame When referring to a control or data frame in the specification the CONTROL/DATA FRAME

NAME is written with all letters in upper case characters followed by the words "control/data

frame", e.g. DCH transport frame.
ETSI
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3GPP TS 25.430 version 16.0.0 Release 16 9 ETSI TS 125 430 V16.0.0 (2020-08)
4 General Aspects
4.1 Introduction
The logical interface between a RNC and a Node B is called the Iub interface.
4.2 Iub Interface General Principles

The general principles for the specification of the Iub interface are as follows:

- Transmission sharing between the GSM/GPRS Abis interface and the Iub interface shall not be precluded.

- The functional division between RNC and Node B shall have as few options as possible.

- Iub should be based on a logical model of Node B.

- Node B controls a number of cells and can be ordered to add/remove radio links in those cells.

- Neither the physical structure nor any internal protocols of the Node B shall be visible over Iub and are thus not

limiting factors, e.g., when introducing future technology.
- Only the logical O&M (TS 25.401 [1]) of Node B is supported by the Iub.

- Complex functionality shall as far as possible be avoided over Iub. Advanced optimisation solutions may be

added in later versions of the standard.

- The Iub functional split shall take into account the probability of frequent switching between different channel

types.
4.3 Iub Interface Specification Objectives
The I interface specifications shall facilitate the following:
- Inter-connection of RNCs and Node Bs from different manufacturers.

- Separation of I interface Radio Network functionality and Transport Network functionality to facilitate

introduction of future technology.
The Iub parts to be standardised are:
1. User data transport.
2. Signalling for handling the user data.
3. Node B Logical O&M (TS 25.401 [1]).
...

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