prEN ISO/IEC 27701

Security techniques - Extension to ISO/IEC 27001 and ISO/IEC 27002 for privacy information management - Requirements and guidelines (ISO/IEC 27701:2019)

Sicherheitstechniken - Erweiterung zu ISO/IEC 27001 und ISO/IEC 27002 für das Management von Informationen zum Datenschutz - Anforderungen und Richtlinien (ISO/IEC 27701:2019)

Techniques de sécurité - Extension d'ISO/IEC 27001 et ISO/IEC 27002 au management de la protection de la vie privée - Exigences et lignes directrices (ISO/IEC 27701:2019)

Varnostne tehnike - Razširitev na ISO/IEC 27001 in ISO/IEC 27002 za upravljanje informacij o zasebnosti - Zahteve in smernice (ISO/IEC 27701:2019)

Standards Content (sample)

SLOVENSKI STANDARD
oSIST prEN ISO/IEC 27701:2021
01-februar-2021
Varnostne tehnike - Razširitev na ISO/IEC 27001 in ISO/IEC 27002 za upravljanje
informacij o zasebnosti - Zahteve in smernice (ISO/IEC 27701:2019)
Security techniques - Extension to ISO/IEC 27001 and ISO/IEC 27002 for privacy
information management - Requirements and guidelines (ISO/IEC 27701:2019)
Sicherheitstechniken - Erweiterung zu ISO/IEC 27001 und ISO/IEC 27002 für das
Management von Informationen zum Datenschutz - Anforderungen und Richtlinien
(ISO/IEC 27701:2019)

Techniques de sécurité - Extension d'ISO/IEC 27001 et ISO/IEC 27002 au management

de la protection de la vie privée - Exigences et lignes directrices (ISO/IEC 27701:2019)

Ta slovenski standard je istoveten z: prEN ISO/IEC 27701
ICS:
35.030 Informacijska varnost IT Security
oSIST prEN ISO/IEC 27701:2021 en,fr,de

2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

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oSIST prEN ISO/IEC 27701:2021
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oSIST prEN ISO/IEC 27701:2021
INTERNATIONAL ISO/IEC
STANDARD 27701
First edition
2019-08
Security techniques — Extension to
ISO/IEC 27001 and ISO/IEC 27002 for
privacy information management —
Requirements and guidelines
Techniques de sécurité — Extension d'ISO/IEC 27001 et ISO/IEC
27002 au management de la protection de la vie privée — Exigences
et lignes directrices
Reference number
ISO/IEC 27701:2019(E)
ISO/IEC 2019
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oSIST prEN ISO/IEC 27701:2021
ISO/IEC 27701:2019(E)
COPYRIGHT PROTECTED DOCUMENT
© ISO/IEC 2019

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Published in Switzerland
ii © ISO/IEC 2019 – All rights reserved
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oSIST prEN ISO/IEC 27701:2021
ISO/IEC 27701:2019(E)
Contents Page

Foreword ........................................................................................................................................................................................................................................vi

Introduction ..............................................................................................................................................................................................................................vii

1 Scope ................................................................................................................................................................................................................................. 1

2 Normative references ...................................................................................................................................................................................... 1

3 Terms, definitions and abbreviations ............................................................................................................................................ 1

4 General ............................................................................................................................................................................................................................ 2

4.1 Structure of this document ........................................................................................................................................................... 2

4.2 Application of ISO/IEC 27001:2013 requirements ................................................................................................. 2

4.3 Application of ISO/IEC 27002:2013 guidelines ......................................................................................................... 3

4.4 Customer ...................................................................................................................................................................................................... 4

5 PIMS-specific requirements related to ISO/IEC 27001 ................................................................................................ 4

5.1 General ........................................................................................................................................................................................................... 4

5.2 Context of the organization .......................................................................................................................................................... 4

5.2.1 Understanding the organization and its context .................................................................................. 4

5.2.2 Understanding the needs and expectations of interested parties ........................................ 5

5.2.3 Determining the scope of the information security management system ..................... 5

5.2.4 Information security management system ............................................................................................... 5

5.3 Leadership .................................................................................................................................................................................................. 5

5.3.1 Leadership and commitment ................................................................................................................................ 5

5.3.2 Policy .......................................................................................................................................................................................... 5

5.3.3 Organizational roles, responsibilities and authorities .................................................................... 5

5.4 Planning ........................................................................................................................................................................................................ 6

5.4.1 Actions to address risks and opportunities .............................................................................................. 6

5.4.2 Information security objectives and planning to achieve them .............................................. 7

5.5 Support .......................................................................................................................................................................................................... 7

5.5.1 Resources ............................................................................................................................................................................... 7

5.5.2 Competence .......................................................................................................................................................................... 7

5.5.3 Awareness .............................................................................................................................................................................. 7

5.5.4 Communication ................................................................................................................................................................. 7

5.5.5 Documented information ......................................................................................................................................... 7

5.6 Operation ..................................................................................................................................................................................................... 7

5.6.1 Operational planning and control ..................................................................................................................... 7

5.6.2 Information security risk assessment ........................................................................................................... 7

5.6.3 Information security risk treatment ............................................................................................................... 7

5.7 Performance evaluation .................................................................................................................................................................. 8

5.7.1 Monitoring, measurement, analysis and evaluation ......................................................................... 8

5.7.2 Internal audit ...................................................................................................................................................................... 8

5.7.3 Management review ..................................................................................................................................................... 8

5.8 Improvement ............................................................................................................................................................................................ 8

5.8.1 Nonconformity and corrective action ............................................................................................................ 8

5.8.2 Continual improvement ............................................................................................................................................. 8

6 PIMS-specific guidance related to ISO/IEC 27002 ............................................................................................................. 8

6.1 General ........................................................................................................................................................................................................... 8

6.2 Information security policies ..................................................................................................................................................... 8

6.2.1 Management direction for information security .................................................................................. 8

6.3 Organization of information security .................................................................................................................................. 9

6.3.1 Internal organization ................................................................................................................................................... 9

6.3.2 Mobile devices and teleworking ......................................................................................................................10

6.4 Human resource security ............................................................................................................................................................10

6.4.1 Prior to employment .................................................................................................................................................10

6.4.2 During employment ...................................................................................................................................................10

6.4.3 Termination and change of employment .................................................................................................11

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6.5 Asset management ...........................................................................................................................................................................11

6.5.1 Responsibility for assets ........................................................................................................................................11

6.5.2 Information classification .....................................................................................................................................11

6.5.3 Media handling ...............................................................................................................................................................12

6.6 Access control .......................................................................................................................................................................................13

6.6.1 Business requirements of access control ................................................................................................13

6.6.2 User access management ......................................................................................................................................13

6.6.3 User responsibilities ..................................................................................................................................................14

6.6.4 System and application access control ......................................................................................................14

6.7 Cryptography .........................................................................................................................................................................................15

6.7.1 Cryptographic controls ............................................................................................................................................15

6.8 Physical and environmental security ...............................................................................................................................15

6.8.1 Secure areas ......................................................................................................................................................................15

6.8.2 Equipment ..........................................................................................................................................................................16

6.9 Operations security ..........................................................................................................................................................................17

6.9.1 Operational procedures and responsibilities .......................................................................................17

6.9.2 Protection from malware .......................................................................................................................................18

6.9.3 Backup ...................................................................................................................................................................................18

6.9.4 Logging and monitoring .........................................................................................................................................18

6.9.5 Control of operational software .......................................................................................................................19

6.9.6 Technical vulnerability management ..........................................................................................................20

6.9.7 Information systems audit considerations ............................................................................................20

6.10 Communications security ...........................................................................................................................................................20

6.10.1 Network security management ........................................................................................................................20

6.10.2 Information transfer ..................................................................................................................................................20

6.11 Systems acquisition, development and maintenance .........................................................................................21

6.11.1 Security requirements of information systems ..................................................................................21

6.11.2 Security in development and support processes ..............................................................................21

6.11.3 Test data ...............................................................................................................................................................................23

6.12 Supplier relationships....................................................................................................................................................................23

6.12.1 Information security in supplier relationships ..................................................................................23

6.12.2 Supplier service delivery management .....................................................................................................24

6.13 Information security incident management ...............................................................................................................24

6.13.1 Management of information security incidents and improvements................................24

6.14 Information security aspects of business continuity management .......................................................27

6.14.1 Information security continuity ......................................................................................................................27

6.14.2 Redundancies ..................................................................................................................................................................27

6.15 Compliance ..............................................................................................................................................................................................27

6.15.1 Compliance with legal and contractual requirements .................................................................27

6.15.2 Information security reviews ............................................................................................................................28

7 Additional ISO/IEC 27002 guidance for PII controllers............................................................................................29

7.1 General ........................................................................................................................................................................................................29

7.2 Conditions for collection and processing ......................................................................................................................29

7.2.1 Identify and document purpose ......................................................................................................................29

7.2.2 Identify lawful basis ...................................................................................................................................................29

7.2.3 Determine when and how consent is to be obtained ....................................................................30

7.2.4 Obtain and record consent ...................................................................................................................................30

7.2.5 Privacy impact assessment ..................................................................................................................................31

7.2.6 Contracts with PII processors ...........................................................................................................................31

7.2.7 Joint PII controller .......................................................................................................................................................32

7.2.8 Records related to processing PII ...................................................................................................................32

7.3 Obligations to PII principals .....................................................................................................................................................33

7.3.1 Determining and fulfilling obligations to PII principals .............................................................33

7.3.2 Determining information for PII principals ..........................................................................................33

7.3.3 Providing information to PII principals ....................................................................................................34

7.3.4 Providing mechanism to modify or withdraw consent ...............................................................34

7.3.5 Providing mechanism to object to PII processing ............................................................................35

7.3.6 Access, correction and/or erasure ................................................................................................................35

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7.3.7 PII controllers' obligations to inform third parties .........................................................................36

7.3.8 Providing copy of PII processed ......................................................................................................................36

7.3.9 Handling requests ........................................................................................................................................................37

7.3.10 Automated decision making ...............................................................................................................................37

7.4 Privacy by design and privacy by default ......................................................................................................................38

7.4.1 Limit collection ...............................................................................................................................................................38

7.4.2 Limit processing ............................................................................................................................................................38

7.4.3 Accuracy and quality .................................................................................................................................................38

7.4.4 PII minimization objectives .................................................................................................................................39

7.4.5 PII de-identification and deletion at the end of processing .....................................................39

7.4.6 Temporary files ..............................................................................................................................................................39

7.4.7 Retention .............................................................................................................................................................................40

7.4.8 Disposal ................................................................................................................................................................................40

7.4.9 PII transmission controls ......................................................................................................................................40

7.5 PII sharing, transfer, and disclosure ..................................................................................................................................41

7.5.1 Identify basis for PII transfer between jurisdictions .....................................................................41

7.5.2 Countries and international organizations to which PII can be transferred ............41

7.5.3 Records of transfer of PII .......................................................................................................................................41

7.5.4 Records of PII disclosure to third parties ................................................................................................42

8 Additional ISO/IEC 27002 guidance for PII processors ............................................................................................42

8.1 General ........................................................................................................................................................................................................42

8.2 Conditions for collection and processing ......................................................................................................................42

8.2.1 Customer agreement .................................................................................................................................................42

8.2.2 Organization’s purposes .........................................................................................................................................43

8.2.3 Marketing and advertising use .........................................................................................................................43

8.2.4 Infringing instruction ...............................................................................................................................................43

8.2.5 Customer obligations ................................................................................................................................................43

8.2.6 Records related to processing PII ...................................................................................................................44

8.3 Obligations to PII principals .....................................................................................................................................................44

8.3.1 Obligations to PII principals ...............................................................................................................................44

8.4 Privacy by design and privacy by default ......................................................................................................................44

8.4.1 Temporary files ..............................................................................................................................................................44

8.4.2 Return, transfer or disposal of PII ..................................................................................................................45

8.4.3 PII transmission controls ......................................................................................................................................45

8.5 PII sharing, transfer, and disclosure ..................................................................................................................................46

8.5.1 Basis for PII transfer between jurisdictions ..........................................................................................46

8.5.2 Countries and international organizations to which PII can be transferred ............46

8.5.3 Records of PII disclosure to third parties ................................................................................................47

8.5.4 Notification of PII disclosure requests .......................................................................................................47

8.5.5 Legally binding PII disclosures .........................................................................................................................47

8.5.6 Disclosure of subcontractors used to process PII ............................................................................47

8.5.7 Engagement of a subcontractor to process PII ...................................................................................48

8.5.8 Change of subcontractor to process PII ....................................................................................................48

Annex A (normative) PIMS-specific reference control objectives and controls (PII Controllers) .....49

Annex B (normative) PIMS-specific reference control objectives and controls (PII Processors) ......53

Annex C (informative) Mapping to ISO/IEC 29100 ..............................................................................................................................56

Annex D (informative) Mapping to the General Data Protection Regulation ..........................................................58

Annex E (informative) Mapping to ISO/IEC 27018 and ISO/IEC 29151.........................................................................61

Annex F (informative) How to apply ISO/IEC 27701 to ISO/IEC 27001 and ISO/IEC 27002....................64

Bibliography .............................................................................................................................................................................................................................66

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oSIST prEN ISO/IEC 27701:2021
ISO/IEC 27701:2019(E)
Foreword

ISO (the International Organization for Standardization) and IEC (the International Electrotechnical

Commission) form the specialized system for worldwide standardization. National bodies that

are members of ISO or IEC participate in the development of International Standards through

technical committees established by the respective organizati
...