ETSI TS 136 101 V15.9.0 (2020-02)

LTE; Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE) radio transmission and reception (3GPP TS 36.101 version 15.9.0 Release 15)

RTS/TSGR-0436101vf90

General Information

• Status: Published
• Publication Date: 05-Feb-2020
• Technical Committee: 3GPP RAN 4 - Specification for radio performance
• Current Stage: 12 - Completion
• Completion Date: 06-Feb-2020

Standards Content (Sample)

ETSI TS 136 101 V15.9.0 (2020-02)






TECHNICAL SPECIFICATION
LTE;
Evolved Universal Terrestrial Radio Access (E-UTRA);
User Equipment (UE) radio transmission and reception
(3GPP TS 36.101 version 15.9.0 Release 15)

---------------------- Page: 1 ----------------------
3GPP TS 36.101 version 15.9.0 Release 15 1 ETSI TS 136 101 V15.9.0 (2020-02)



Reference
RTS/TSGR-0436101vF90
Keywords
LTE
ETSI
650 Route des Lucioles
F-06921 Sophia Antipolis Cedex - FRANCE

Tel.: [phone]  Fax: [phone]

Siret N° 348 623 562 00017 - NAF 742 C
Association à but non lucratif enregistrée à la
Sous-Préfecture de Grasse (06) N° 7803/88

Important notice
The present document can be downloaded from:
http://www.etsi.org/standards-search
The present document may be made available in electronic versions and/or in print. The content of any electronic and/or
print versions of the present document shall not be modified without the prior written authorization of ETSI. In case of any
existing or perceived difference in contents between such versions and/or in print, the prevailing version of an ETSI
deliverable is the one made publicly available in PDF format at www.etsi.org/deliver.
Users of the present document should be aware that the document may be subject to revision or change of status.
Information on the current status of this and other ETSI documents is available at
https://portal.etsi.org/TB/ETSIDeliverableStatus.aspx
If you find errors in the present document, please send your comment to one of the following services:
https://portal.etsi.org/People/CommiteeSupportStaff.aspx
Copyright Notification
No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying
and microfilm except as authorized by written permission of ETSI.
The content of the PDF version shall not be modified without the written authorization of ETSI.
The copyright and the foregoing restriction extend to reproduction in all media.

© ETSI 2020.
All rights reserved.

DECT™, PLUGTESTS™, UMTS™ and the ETSI logo are trademarks of ETSI registered for the benefit of its Members.

3GPP™ and LTE™ are trademarks of ETSI registered for the benefit of its Members and
of the 3GPP Organizational Partners.
oneM2M™ logo is a trademark of ETSI registered for the benefit of its Members and
of the oneM2M Partners.
®
GSM and the GSM logo are trademarks registered and owned by the GSM Association.
ETSI

---------------------- Page: 2 ----------------------
3GPP TS 36.101 version 15.9.0 Release 15 2 ETSI TS 136 101 V15.9.0 (2020-02)
Intellectual Property Rights
Essential patents
IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
server (https://ipr.etsi.org/).
Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee
can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
server) which are, or may be, or may become, essential to the present document.
Trademarks
The present document may include trademarks and/or tradenames which are asserted and/or registered by their owners.
ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no
right to use or reproduce any trademark and/or tradename. Mention of those trademarks in the present document does
not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks.
Legal notice
rd
This Technical Specification (TS) has been produced by the ETSI 3 Generation Partnership Project (3GPP).
The present document may refer to technical specifications or reports using their 3GPP identities. These shall be
interpreted as being references to the corresponding ETSI deliverables.
The cross reference between 3GPP and ETSI identities can be found under http://webapp.etsi.org/key/queryform.asp.
Modal verbs terminology
In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and
"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of
provisions).
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.

ETSI

---------------------- Page: 3 ----------------------
3GPP TS 36.101 version 15.9.0 Release 15 3 ETSI TS 136 101 V15.9.0 (2020-02)
Contents
Foreword . 31
1 Scope . 32
2 References . 32
3 Definitions, symbols and abbreviations . 32
3.1 Definitions . 32
3.2 Symbols . 34
3.3 Abbreviations . 37
4 General . 38
4.1 Relationship between minimum requirements and test requirements . 38
4.2 Applicability of minimum requirements . 39
4.3 Void . 39
4.3A Applicability of minimum requirements (CA, UL-MIMO, ProSe, Dual Connectivity, UE category 0, UE
category M1, UE category M2, UE category 1bis, UE category NB1 and NB2, V2X Communication,
MBMS UE) . 39
4.4 RF requirements in later releases . 41
5 Operating bands and channel arrangement . 41
5.1 General . 41
5.2 Void . 41
5.3 Void . 41
5.4 Void . 41
5.5 Operating bands . 41
5.5A Operating bands for CA . 43
5.5B Operating bands for UL-MIMO . 56
5.5C Operating bands for Dual Connectivity . 56
5.5D Operating bands for ProSe. 58
5.5E Operating bands for UE category 0, UE category M1 and M2 and UE category 1bis . 59
5.5F Operating bands for category NB1 and NB2 . 59
5.5G Operating bands for V2X Communication . 59
5.6 Channel bandwidth . 60
5.6.1 Channel bandwidths per operating band . 61
5.6A Channel bandwidth for CA . 63
5.6A.1 Channel bandwidths per operating band for CA . 65
5.6B Channel bandwidth for UL-MIMO . 149
5.6B.1 Void . 150
5.6C Channel bandwidth for Dual Connectivity . 150
5.6C.1 Void . 150
5.6D Channel bandwidth for ProSe . 150
5.6D.1 Channel bandwidths per operating band for ProSe . 150
5.6F Channel bandwidth for category NB1 and NB2 . 151
5.6G Channel bandwidth for V2X Communication . 152
5.6G.1 Channel bandwidths per operating band for V2X Communication . 152
5.7 Channel arrangement . 154
5.7.1 Channel spacing . 154
5.7.1A Channel spacing for CA . 154
5.7.1F Channel spacing for category NB1 and NB2 . 155
5.7.2 Channel raster . 155
5.7.2A Channel raster for CA . 155
5.7.2F Channel raster for category NB1 and NB2 . 155
5.7.3 Carrier frequency and EARFCN . 155
5.7.3F Carrier frequency and EARFCN for category NB1 and NB2 . 157
5.7.4 TX–RX frequency separation . 157
5.7.4A TX–RX frequency separation for CA . 158
5.7.4E TX–RX frequency separation for category M1 and M2 . 158
5.7.4F TX–RX frequency separation for category NB1 and NB2 . 158
ETSI

---------------------- Page: 4 ----------------------
3GPP TS 36.101 version 15.9.0 Release 15 4 ETSI TS 136 101 V15.9.0 (2020-02)
6 Transmitter characteristics . 159
6.1 General . 159
6.2 Transmit power . 159
6.2.1 Void . 159
6.2.2 UE maximum output power . 159
6.2.2A UE maximum output power for CA . 161
6.2.2B UE maximum output power for UL-MIMO . 165
6.2.2C Void . 167
6.2.2D UE maximum output power for ProSe . 167
6.2.2E UE maximum output power for Category M1 and M2 UE . 167
6.2.2F UE maximum output power for category NB1 and NB2 . 168
6.2.2G UE maximum output power for V2X Communication . 169
6.2.3 UE maximum output power for modulation / channel bandwidth . 171
6.2.3A UE Maximum Output power for modulation / channel bandwidth for CA . 172
6.2.3B UE maximum output power for modulation / channel bandwidth for UL-MIMO . 177
6.2.3D UE maximum output power for modulation / channel bandwidth for ProSe . 177
6.2.3E UE maximum output power for modulation / channel bandwidth for category M1 and M2 . 178
6.2.3F UE maximum output power for modulation / channel bandwidth for category NB1 and NB2 . 180
6.2.3G UE maximum output power for modulation / channel bandwidth for V2X Communication . 180
6.2.3G.1 MPR for Power class 3 V2X UE . 180
6.2.3G.2 MPR for Power class 2 V2X UE . 182
6.2.4 UE maximum output power with additional requirements . 182
6.2.4A UE maximum output power with additional requirements for CA . 200
6.2.4A.1 A-MPR for CA_NS_01 for CA_1C . 202
6.2.4A.2 A-MPR for CA_NS_02 for CA_1C . 202
6.2.4A.3 A-MPR for CA_NS_03 for CA_1C . 203
6.2.4A.4 A-MPR for CA_NS_04 . 204
6.2.4A.5 A-MPR for CA_NS_05 for CA_38C . 206
6.2.4A.6 A-MPR for CA_NS_06 . 207
6.2.4A.7 A-MPR for CA_NS_07 . 207
6.2.4A.8 A-MPR for CA_NS_08 . 208
6.2.4A.9 Void. 209
6.2.4B UE maximum output power with additional requirements for UL-MIMO . 209
6.2.4D UE maximum output power with additional requirements for ProSe . 210
6.2.4E UE maximum output power with additional requirements for category M1 and M2 UE . 210
6.2.4F UE maximum output power with additional requirements for category NB1 and NB2 UE . 219
6.2.4G UE maximum output power with additional requirements for V2X Communication . 220
6.2.5 Configured transmitted power . 222
6.2.5A Configured transmitted power for CA . 247
6.2.5B Configured transmitted power for UL-MIMO . 251
6.2.5C Configured transmitted power for Dual Connectivity. 252
6.2.5D Configured transmitted power for ProSe . 253
6.2.5F Configured transmitted Power for category NB1 and NB2 . 255
6.2.5G Configured transmitted power for V2X Communication . 256
6.3 Output power dynamics . 260
6.3.1 (Void) . 260
6.3.2 Minimum output power . 260
6.3.2.1 Minimum requirement . 260
6.3.2A UE Minimum output power for CA . 260
6.3.2A.1 Minimum requirement for CA . 260
6.3.2B UE Minimum output power for UL-MIMO . 260
6.3.2B.1 Minimum requirement . 261
6.3.2C Void . 261
6.3.2D UE Minimum output power for ProSe . 261
6.3.2F UE Minimum output power for category NB1 and NB2 . 261
6.3.2G UE Minimum output power for V2X Communication . 261
6.3.3 Transmit OFF power . 262
6.3.3.1. Minimum requirement . 262
6.3.3A UE Transmit OFF power for CA . 262
6.3.3A.1 Minimum requirement for CA . 262
6.3.3B UE Transmit OFF power for UL-MIMO . 263
6.3.3B.1 Minimum requirement . 263
ETSI

---------------------- Page: 5 ----------------------
3GPP TS 36.101 version 15.9.0 Release 15 5 ETSI TS 136 101 V15.9.0 (2020-02)
6.3.3D Transmit OFF power for ProSe. 263
6.3.3F Transmit OFF power for category NB1 and NB2 . 263
6.3.3G Transmit OFF power for V2X Communication . 264
6.3.4 ON/OFF time mask . 264
6.3.4.1 General ON/OFF time mask . 264
6.3.4.2 PRACH and SRS time mask . 265
6.3.4.2.1 PRACH time mask . 265
6.3.4.2.2 SRS time mask . 266
6.3.4.3 Slot / Sub frame boundary time mask for subframe TTI . 267
6.3.4.4 PUCCH / PUSCH / SRS time mask for subframe TTI . 269
6.3.4.5 Symbol / Subslot boundary time mask for subslot TTI . 271
6.3.4.6 Subslot PUCCH / subslot PUSCH / SRS time mask for subslot TTI . 273
6.3.4.7 Symbol / Slot boundary time mask for slot TTI . 276
6.3.4.8 Slot PUCCH / slot PUSCH / SRS time mask for slot TTI . 276
6.3.4.9 Consecutive subslot and slot TTI or consecutive subslot and subframe TTI time mask . 277
6.3.4.10 Consecutive subframe and subslot TTI or consecutive slot and subslot TTI time mask . 277
6.3.4.11 Consecutive TTI and slot TTI or consecutive slot TTI and TTI time mask . 278
6.3.4A ON/OFF time mask for CA . 278
6.3.4B ON/OFF time mask for UL-MIMO . 278
6.3.4D ON/OFF time mask for ProSe. 279
6.3.4D.1 General time mask for ProSe . 279
6.3.4D.2 PSSS/SSSS time mask . 279
6.3.4D.3 PSSS / SSSS / PSBCH time mask . 280
6.3.4D.4 PSSCH / SRS time mask . 281
6.3.4F ON/OFF time mask for category NB1 and NB2 . 281
6.3.4F.1 General ON/OFF time mask . 281
6.3.4F.2 NPRACH time mask . 281
6.3.4G ON/OFF time mask for V2X Communication . 282
6.3.4G.1 PSSS / SSSS / PSBCH time mask . 282
6.3.5 Power Control . 283
6.3.5.1 Absolute power tolerance . 283
6.3.5.1.1 Minimum requirements . 283
6.3.5.2 Relative Power tolerance . 284
6.3.5.2.1 Minimum requirements . 284
6.3.5.3 Aggregate power control tolerance . 285
6.3.5.3.1 Minimum requirement . 285
6.3.5A Power control for CA . 285
6.3.5A.1 Absolute power tolerance . 285
6.3.5A.1.1 Minimum requirements . 285
6.3.5A.2 Relative power tolerance . 286
6.3.5A.2.1 Minimum requirements . 286
6.3.5A.3 Aggregate power control tolerance . 286
6.3.5A.3.1 Minimum requirements . 286
6.3.5B Power control for UL-MIMO . 287
6.3.5D Power Control for ProSe . 287
6.3.5D.1 Absolute power tolerance . 287
6.3.5E Power control for category M1 and M2 . 287
6.3.5E.1 Absolute power tolerance . 287
6.3.5E.2 Relative Power tolerance . 287
6.3.5E.3 Aggregate power control tolerance . 288
6.3.5E.3.1 Minimum requirement .
...