ETSI TS 136 413 V14.9.0 (2019-07)

LTE; Evolved Universal Terrestrial Radio Access Network (E-UTRAN); S1 Application Protocol (S1AP) (3GPP TS 36.413 version 14.9.0 Release 14)

RTS/TSGR-0336413ve90

General Information

• Status: Published
• Publication Date: 22-Jul-2019
• Technical Committee: 3GPP RAN 3 - lub specification, lur specification, lu specification and UTRAN & O&M
• Current Stage: 12 - Completion
• Completion Date: 23-Jul-2019

Standards Content (Sample)

TECHNICAL SPECIFICATION
LTE;
Evolved Universal Terrestrial
Radio Access Network (E-UTRAN);
S1 Application Protocol (S1AP)
(3GPP TS 36.413 version 14.9.0 Release 14)

3GPP TS 36.413 version 14.9.0 Release 14 1 ETSI TS 136 413 V14.9.0 (2019-07)

Reference
RTS/TSGR-0336413ve90
Keywords
LTE
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Sous-Préfecture de Grasse (06) N° 7803/88

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ETSI
3GPP TS 36.413 version 14.9.0 Release 14 2 ETSI TS 136 413 V14.9.0 (2019-07)
Intellectual Property Rights
Essential patents
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Legal Notice
This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP).
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Modal verbs terminology
In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and
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"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
ETSI
3GPP TS 36.413 version 14.9.0 Release 14 3 ETSI TS 136 413 V14.9.0 (2019-07)
Contents
Intellectual Property Rights . 2
Legal Notice . 2
Modal verbs terminology . 2
Foreword . 14
1 Scope . 15
2 References . 15
3 Definitions and abbreviations . 17
3.1 Definitions . 17
3.2 Abbreviations . 18
4 General . 19
4.1 Procedure Specification Principles . 19
4.2 Forwards and Backwards Compatibility . 20
4.3 Specification Notations . 20
5 S1AP Services . 21
6 Services Expected from Signalling Transport . 22
7 Functions of S1AP . 23
8 S1AP Procedures . 25
8.1 List of S1AP Elementary procedures . 25
8.2 E-RAB Management procedures . 27
8.2.1 E-RAB Setup . 27
8.2.1.1 General . 27
8.2.1.2 Successful Operation . 27
8.2.1.3 Unsuccessful Operation . 28
8.2.1.4 Abnormal Conditions . 29
8.2.2 E-RAB Modify . 29
8.2.2.1 General . 29
8.2.2.2 Successful Operation . 29
8.2.2.3 Unsuccessful Operation . 30
8.2.2.4 Abnormal Conditions . 30
8.2.3 E-RAB Release . 31
8.2.3.1 General . 31
8.2.3.2 Successful Operation . 31
8.2.3.2.1 E-RAB Release – MME initiated . 31
8.2.3.2.2 E-RAB Release Indication – eNB initiated . 32
8.2.3.3 Abnormal Conditions . 32
8.2.4 E-RAB Modification Indication . 32
8.2.4.1 General . 32
8.2.4.2 Successful Operation . 33
8.2.4.3 Unsuccessful Operation . 33
8.2.4.4 Abnormal Conditions . 34
8.3 Context Management procedures . 34
8.3.1 Initial Context Setup . 34
8.3.1.1 General . 34
8.3.1.2 Successful Operation . 34
8.3.1.3 Unsuccessful Operation . 38
8.3.1.4 Abnormal Conditions . 38
8.3.2 UE Context Release Request (eNB initiated) . 38
8.3.2.1 General . 38
8.3.2.2 Successful Operation . 38
8.3.3 UE Context Release (MME initiated) . 39
8.3.3.1 General . 39
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8.3.3.2 Successful Operation . 39
8.3.3.3 Abnormal Conditions . 40
8.3.4 UE Context Modification . 40
8.3.4.1 General . 40
8.3.4.2 Successful Operation . 40
8.3.4.3 Unsuccessful Operation . 42
8.3.4.4 Abnormal Conditions . 42
8.3.5 UE Radio Capability Match . 42
8.3.5.1 General . 42
8.3.5.2 Successful Operation . 43
8.3.5.3 Unsuccessful Operation . 43
8.3.5.4 Abnormal Conditions . 43
8.3.6 UE Context Modification Indication . 43
8.3.6.1 General . 43
8.3.6.2 Successful Operation . 44
8.3.6.3 Unsuccessful Operation . 44
8.3.6.4 Abnormal Conditions . 44
8.3.7 UE Context Suspend . 44
8.3.7.1 General . 44
8.3.7.2 Successful Operation . 44
8.3.8 UE Context Resume. 45
8.3.8.1 General . 45
8.3.8.2 Successful Operation . 45
8.3.8.3 Unsuccessful Operation . 46
8.3.9 Connection Establishment Indication . 46
8.3.9.1 General . 46
8.3.9.2 Successful Operation . 46
8.3.9.3 Unsuccessful Operation . 47
8.3.9.4 Abnormal Conditions . 47
8.3.10 Retrieve UE Information . 47
8.3.10.1 General . 47
8.3.10.2 Successful Operation . 47
8.3.10.3 Unsuccessful Operation . 47
8.3.10.4 Abnormal Conditions . 47
8.3.11 UE Information Transfer . 47
8.3.11.1 General . 47
8.3.11.2 Successful Operation . 47
8.3.11.3 Unsuccessful Operation . 48
8.3.11.4 Abnormal Conditions . 48
8.3.12 eNB CP Relocation Indication . 48
8.3.12.1 General . 48
8.3.12.2 Successful Operation . 48
8.3.12.3 Unsuccessful Operation . 49
8.3.12.4 Abnormal Conditions . 49
8.3.13 MME CP Relocation Indication. 49
8.3.13.1 General . 49
8.3.13.2 Successful Operation . 49
8.3.13.3 Unsuccessful Operation . 49
8.3.13.4 Abnormal Conditions . 49
8.4 Handover Signalling . 49
8.4.1 Handover Preparation . 49
8.4.1.1 General . 49
8.4.1.2 Successful Operation . 50
8.4.1.3 Unsuccessful Operation . 53
8.4.1.4 Abnormal Conditions . 53
8.4.2 Handover Resource Allocation . 54
8.4.2.1 General . 54
8.4.2.2 Successful Operation . 54
8.4.2.3 Unsuccessful Operation . 57
8.4.2.4 Abnormal Conditions . 57
8.4.3 Handover Notification . 58
8.4.3.1 General . 58
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8.4.3.2 Successful Operation . 58
8.4.3.3 Abnormal Conditions . 58
8.4.4 Path Switch Request . 58
8.4.4.1 General . 58
8.4.4.2 Successful Operation . 58
8.4.4.3 Unsuccessful Operation . 60
8.4.4.4 Abnormal Conditions . 61
8.4.5 Handover Cancellation . 61
8.4.5.1 General . 61
8.4.5.2 Successful Operation . 61
8.4.5.3 Unsuccessful Operation . 61
8.4.5.4 Abnormal Conditions . 61
8.4.6 eNB Status Transfer . 62
8.4.6.1 General . 62
8.4.6.2 Successful Operation . 62
8.4.6.3 Unsuccessful Operation . 62
8.4.6.4 Abnormal Conditions . 62
8.4.7 MME Status Transfer. 62
8.4.7.1 General . 62
8.4.7.2 Successful Operation . 63
8.4.7.3 Unsuccessful Operation . 63
8.4.7.4 Abnormal Conditions . 63
8.5 Paging . 63
8.5.1 General . 63
8.5.2 Successful Operation . 64
8.5.3 Unsuccessful Operation . 65
8.5.4 Abnormal Conditions . 65
8.6 NAS transport . 65
8.6.1 General . 65
8.6.2 Successful Operations . 65
8.6.2.1 Initial UE Message . 65
8.6.2.2 DOWNLINK NAS TRANSPORT . 66
8.6.2.3 UPLINK NAS TRANSPORT . 67
8.6.2.4 NAS NON DELIVERY INDICATION . 68
8.6.2.4a NAS DELIVERY INDICATION . 68
8.6.2.5 Reroute NAS Request . 69
8.6.3 Unsuccessful Operation . 69
8.6.4 Abnormal Conditions . 69
8.7 Management procedures . 69
8.7.1 Reset . 69
8.7.1.1 General . 69
8.7.1.2 Successful Operation . 70
8.7.1.2.1 Reset Procedure Initiated from the MME . 70
8.7.1.2.2 Reset Procedure Initiated from the E-UTRAN . 71
8.7.1.3 Abnormal Conditions . 71
8.7.1.3.1 Abnormal Condition at the EPC . 71
8.7.1.3.2 Abnormal Condition at the E-UTRAN . 72
8.7.1.3.3 Crossing of Reset Messages . 72
8.7.2 Error Indication . 72
8.7.2.1 General . 72
8.7.2.2 Successful Operation . 72
8.7.2.3 Abnormal Conditions . 73
8.7.3 S1 Setup . 73
8.7.3.1 General . 73
8.7.3.2 Successful Operation . 73
8.7.3.3 Unsuccessful Operation . 74
8.7.3.4 Abnormal Conditions . 74
8.7.4 eNB Configuration Update . 74
8.7.4.1 General . 74
8.7.4.2 Successful Operation . 74
8.7.4.3 Unsuccessful Operation . 75
8.7.4.4 Abnormal Conditions . 75
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8.7.5 MME Configuration Update . 75
8.7.5.1 General . 75
8.7.5.2 Successful Operation . 76
8.7.5.3 Unsuccessful Operation . 76
8.7.5.4 Abnormal Conditions . 76
8.7.6 Overload Start . 77
8.7.6.1 General . 77
8.7.6.2 Successful Operation . 77
8.7.6.3 Unsuccessful Operation . 78
8.7.7 Overload Stop . 78
8.7.7.1 General . 78
8.7.7.2 Successful Operation . 78
8.7.7.3 Unsuccessful Operation . 78
8.8 S1 CDMA2000 Tunnelling Procedures . 78
8.8.1 General . 78
8.8.2 Successful Operations . 79
8.8.2.1 Downlink S1 CDMA2000 Tunnelling . 79
8.8.2.2 Uplink S1 CDMA2000 Tunnelling . 79
8.8.3 Unsuccessful Operation . 80
8.8.4 Abnormal Conditions . 80
8.9 UE Capability Info Indication . 80
8.9.1 General . 80
8.9.2 Successful Operation . 80
8.10 Trace Procedures . 81
8.10.1 Trace Start . 81
8.10.1.1 General . 81
8.10.1.2 Successful Operation . 81
8.10.2 Trace Failure Indication . 82
8.10.2.1 General . 82
8.10.2.2 Successful Operation . 82
8.10.3 Deactivate Trace . 82
8.10.3.1 General . 82
8.10.3.2 Successful Operation . 82
8.10.4 Cell Traffic Trace. 83
8.10.4.1 General . 83
8.10.4.2 Successful Operation . 83
8.11 Location Reporting Procedures . 83
8.11.1 Location Reporting Control . 83
8.11.1.1 General . 83
8.11.1.2 Successful Operation . 83
8.11.1.3 Abnormal Conditions . 84
8.11.2 Location Report Failure Indication . 84
8.11.2.1 General . 84
8.11.2.2 Successful Operation . 84
8.11.3 Location Report . 84
8.11.3.1 General . 84
8.11.3.2 Successful Operation . 84
8.11.3.3 Abnormal Conditions . 85
8.12 Warning Message Transmission Procedures . 85
8.12.1 Write-Replace Warning . 85
8.12.1.1 General . 85
8.12.1.2 Successful Operation . 85
8.12.1.3 Abnormal Conditions . 86
8.12.2 Kill . 86
8.12.2.1 General . 86
8.12.2.2 Successful Operation . 86
8.12.3 PWS Restart Indication . 87
8.12.3.1 General . 87
8.12.3.2 Successful Operation . 87
8.12.4 PWS Failure Indication . 87
8.12.4.1 General . 87
8.12.4.2 Successful Operation . 88
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8.13 eNB Direct Information Transfer . 88
8.13.1 General . 88
8.13.2 Successful Operation . 88
8.13.2.1 eNB Direct Information Transfer . 88
8.13.3 Abnormal Conditions . 88
8.14 MME Direct Information Transfer . 89
8.14.1 General . 89
8.14.2 Successful Operation . 89
8.14.2.1 MME Direct Information Transfer . 89
8.14.3 Abnormal Conditions .
...