ETSI TS 136 213 V14.13.0 (2020-02)

LTE; Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer procedures (3GPP TS 36.213 version 14.13.0 Release 14)

RTS/TSGR-0136213ved0

General Information

• Status: Published
• Publication Date: 16-Feb-2020
• Technical Committee: 3GPP RAN 1 - Radio layer 1 specification
• Current Stage: 12 - Completion
• Completion Date: 17-Feb-2020

Standards Content (Sample)

ETSI TS 136 213 V14.13.0 (2020-02)






TECHNICAL SPECIFICATION
LTE;
Evolved Universal Terrestrial Radio Access (E-UTRA);
Physical layer procedures
(3GPP TS 36.213 version 14.13.0 Release 14)

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3GPP TS 36.213 version 14.13.0 Release 14 1 ETSI TS 136 213 V14.13.0 (2020-02)



Reference
RTS/TSGR-0136213ved0
Keywords
LTE
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3GPP TS 36.213 version 14.13.0 Release 14 2 ETSI TS 136 213 V14.13.0 (2020-02)
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ETSI

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3GPP TS 36.213 version 14.13.0 Release 14 3 ETSI TS 136 213 V14.13.0 (2020-02)
Contents
Intellectual Property Rights . 2
Legal notice . 2
Modal verbs terminology . 2
Foreword . 8
1 Scope . 9
2 References . 9
3 Symbols and abbreviations . 9
3.1 Symbols . 9
3.2 Abbreviations . 10
4 Synchronization procedures . 12
4.1 Cell search . 12
4.2 Timing synchronization . 12
4.2.1 Radio link monitoring . 12
4.2.2 Inter-cell synchronization . 12
4.2.3 Transmission timing adjustments . 12
4.3 Timing for Secondary Cell Activation / Deactivation . 13
5 Power control . 14
5.1 Uplink power control. 14
5.1.1 Physical uplink shared channel . 14
5.1.1.1 UE behaviour . 14
5.1.1.2 Power headroom . 23
5.1.2 Physical uplink control channel . 26
5.1.2.1 UE behaviour . 27
5.1.3 Sounding Reference Symbol (SRS) . 31
5.1.3.1 UE behaviour . 31
5.1.3.2 Power headroom for Type3 report . 33
5.1.4 Power allocation for dual connectivity . 34
5.1.4.1 Dual connectivity power control Mode 1 . 34
5.1.4.2 Dual connectivity power control Mode 2 . 42
5.1.5 Power allocation for PUCCH-SCell . 46
5.2 Downlink power allocation . 46
5.2.1 eNodeB Relative Narrowband TX Power (RNTP) restrictions . 49
6 Random access procedure . 50
6.1 Physical non-synchronized random access procedure . 50
6.1.1 Timing . 51
6.2 Random Access Response Grant . 52
7 Physical downlink shared channel related procedures . 55
7.1 UE procedure for receiving the physical downlink shared channel . 57
7.1.1 Single-antenna port scheme . 67
7.1.2 Transmit diversity scheme . 68
7.1.3 Large delay CDD scheme . 68
7.1.4 Closed-loop spatial multiplexing scheme . 68
7.1.5 Multi-user MIMO scheme . 68
7.1.5A Dual layer scheme . 68
7.1.5B Up to 8 layer transmission scheme . 68
7.1.6 Resource allocation . 68
7.1.6.1 Resource allocation type 0 . 70
7.1.6.2 Resource allocation type 1 . 71
7.1.6.3 Resource allocation type 2 . 72
7.1.6.4 PDSCH starting position . 73
7.1.6.4A PDSCH starting position for BL/CE UEs . 75
7.1.6.5 Physical Resource Block (PRB) bundling. 75
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3GPP TS 36.213 version 14.13.0 Release 14 4 ETSI TS 136 213 V14.13.0 (2020-02)
7.1.7 Modulation order and transport block size determination . 77
7.1.7.1 Modulation order and redundancy version determination . 78
7.1.7.2 Transport block size determination . 82
7.1.7.2.1 Transport blocks not mapped to two or more layer spatial multiplexing . 83
7.1.7.2.2 Transport blocks mapped to two-layer spatial multiplexing . 91
7.1.7.2.3 Transport blocks mapped for DCI Format 1C and DCI Format 6-2 . 91
7.1.7.2.4 Transport blocks mapped to three-layer spatial multiplexing . 92
7.1.7.2.5 Transport blocks mapped to four-layer spatial multiplexing . 93
7.1.7.2.6 Transport blocks mapped for BL/CE UEs configured with CEModeB and PDSCH bandwidth
up to 1.4MHz . 93
7.1.7.2.7 Transport blocks mapped for BL/CE UEs SystemInformationBlockType1-BR . 94
7.1.7.2.8 Transport blocks mapped for UEs configured with ce-pdsch-maxBandwidth-config value of 5
MHz or with pdsch-MaxBandwidth-SC-MTCH value of 24 PRBs . 94
7.1.7.3 Redundancy Version determination for Format 1C . 94
7.1.8 Storing soft channel bits . 95
7.1.9 PDSCH resource mapping parameters . 95
7.1.10 Antenna ports quasi co-location for PDSCH . 96
7.1.11 PDSCH subframe assignment for BL/CE UE . 97
7.2 UE procedure for reporting Channel State Information (CSI) . 99
7.2.1 Aperiodic CSI Reporting using PUSCH . 107
7.2.2 Periodic CSI Reporting using PUCCH . 131
7.2.3 Channel Quality Indicator (CQI) definition . 171
7.2.4 Precoding Matrix Indicator (PMI) definition . 181
7.2.5 Channel-State Information – Reference Signal (CSI-RS) definition . 209
7.2.6 Channel-State Information – Interference Measurement (CSI-IM) Resource definition . 211
7.2.7 Zero Power CSI-RS Resource definition . 211
7.2.8 CSI-RS Activation / Deactivation . 211
7.3 UE procedure for reporting HARQ-ACK . 212
7.3.1 FDD HARQ-ACK reporting procedure . 212
7.3.2 TDD HARQ-ACK reporting procedure . 216
7.3.2.1 TDD HARQ-ACK reporting procedure for same UL/DL configuration . 216
7.3.2.2 TDD HARQ-ACK reporting procedure for different UL/DL configurations . 228
7.3.3 FDD-TDD HARQ-ACK reporting procedure for primary cell frame structure type 1 . 235
7.3.4 FDD-TDD HARQ-ACK reporting procedure for primary cell frame structure type 2 . 236
8 Physical uplink shared channel related procedures . 237
8.0 UE procedure for transmitting the physical uplink shared channel . 237
8.0.1 Single-antenna port scheme . 252
8.0.2 Closed-loop spatial multiplexing scheme . 252
8.1 Resource allocation for PDCCH/EPDCCH with uplink DCI format . 253
8.1.1 Uplink resource allocation type 0 . 253
8.1.2 Uplink resource allocation type 1 . 253
8.1.3 Uplink resource allocation type 2 . 254
8.1.4 Uplink resource allocation type 3 . 254
8.1.5 Uplink resource allocation type 4 . 255
8.1.5.1 UL Resource Block Groups . 255
8.2 UE sounding procedure . 257
8.3 UE HARQ-ACK procedure . 267
8.4 UE PUSCH hopping procedure . 269
8.4.1 Type 1 PUSCH hopping . 270
8.4.2 Type 2 PUSCH hopping . 270
8.5 UE Reference Symbol (RS) procedure . 270
8.6 Modulation order, redundancy version and transport block size determination . 271
8.6.1 Modulation order and redundancy version determination . 271
8.6.2 Transport block size determination . 277
8.6.3 Control information MCS offset determination . 280
8.7 UE transmit antenna selection . 284
8.8 Transmission timing adjustments . 284
9 Physical downlink control channel procedures . 284
9.1 UE procedure for determining physical downlink control channel assignment . 285
9.1.1 PDCCH assignment procedure . 285
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3GPP TS 36.213 version 14.13.0 Release 14 5 ETSI TS 136 213 V14.13.0 (2020-02)
9.1.2 PHICH assignment procedure. 289
9.1.3 Control Format Indicator (CFI) assignment procedure . 291
9.1.4 EPDCCH assignment procedure . 291
9.1.4.1 EPDCCH starting position . 298
9.1.4.2 Antenna ports quasi co-location for EPDCCH . 299
9.1.4.3 Resource mapping parameters for EPDCCH . 299
9.1.4.4 PRB-pair indication for EPDCCH . 300
9.1.5 MPDCCH assignment procedure . 300
9.1.5.1 MPDCCH starting position . 307
9.1.5.2 Antenna ports quasi co-location for MPDCCH . 307
9.2 PDCCH/EPDCCH/MPDCCH validation for semi-persistent scheduling . 308
9.3 PDCCH/EPDCCH/MPDCCH control information procedure . 309
10 Physical uplink control channel procedures . 310
10.1 UE procedure for determining physical uplink control channel assignment . 310
10.1.1 PUCCH format information . 313
10.1.2 FDD HARQ-ACK feedback procedures . 318
10.1.2.1 FDD HARQ-ACK procedure for one configured serving cell . 318
10.1.2.2 FDD HARQ-ACK procedures for more than one configured serving cell . 320
10.1.2.2.1 PUCCH format 1b with channel selection HARQ-ACK procedure . 320
10.1.2.2.2 PUCCH format 3 HARQ-ACK procedure . 324
10.1.2.2.3 PUCCH format 4 HARQ-ACK procedure . 326
10.1.2.2.4 PUCCH format 5 HARQ-ACK procedure . 327
10.1.3 TDD HARQ-ACK feedback procedures . 328
10.1.3.1 TDD HARQ-ACK procedure for one configured serving cell . 330
10.1.3.2 TDD HARQ-ACK procedure for more than one configured serving cell . 342
10.1.3.2.1 PUCCH format 1b with channel selection HARQ-ACK procedure . 342
10.1.3.2.2 PUCCH format 3 HARQ-ACK procedure . 358
10.1.3.2.3 PUCCH format 4 HARQ-ACK procedure . 365
10.1.3.2.4 PUCCH format 5 HARQ-ACK procedure . 382
10.1.3A FDD-TDD HARQ-ACK feedback procedures for primary cell frame structure type 2 . 382
10.1.4 HARQ-ACK Repetition procedure . 384
10.1.5 Scheduling Request (SR) procedure . 385
10.2 Uplink HARQ-ACK timing . 386
11 Physical Multicast Channel (PMCH) related procedures . 391
11.1 UE procedure for receiving the PMCH . 391
11.2 UE procedure for receiving MCCH and system information change notification. 392
12 Assumptions independent of physical channel. 392
13 Uplink/Downlink configuration determination procedure for Frame Structure Type 2 . 392
13.1 UE procedure for determining eIMTA-uplink/downlink configuration . 393
13A Subframe configuration for Frame Structure Type 3 . 394
14 UE procedures related to Sidelink . 397
14.1 Physical Sidelink Shared Channel related procedures . 398
14.1.1 UE procedure for transmitting the PSSCH . 398
14.1.1.1 UE procedure for determining subframes for transmitting PSSCH for sidelink transmission mode
1 . 399
14.1.1.1.1 Determination of subframe indicator bitmap . 400
14.1.1.2 UE procedure for determining resource blocks for transmitting PSSCH for sidelink transmission
mode 1 . 402
14.1.1.2.1 PSSCH resource allocation for sidelink transmission mode 1 . 402
14.1.1.2.2 PSSCH frequency hopping for sidelink transmission mode 1 . 403
14.1.1.3 UE procedure for determining subframes for transmitting PSSCH for sidelink transmission mode
2 . 403
14.1.1.4 UE procedure for determining resource blocks for transmitting PSSCH for sidelink transmission
mode 2 . 404
14.1.1.4A UE procedure for determining subframes and resource blocks for transmitting PSSCH for
sidelink transmission mode 3 . 404
14.1.1.4B UE procedure for determining subframes and resource blocks for transmitting PSSCH and
reserving resources for sidelink transmission mode 4 . 405
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3GPP TS 36.213 version 14.13.0 Release 14 6 ETSI TS 136 213 V14.13.0 (2020-02)
14.1.1.4C UE procedure for determining subframes and resource blocks for PSSCH transmission
associated with an SCI format 1 .
...