ETSI ETS 300 614 ed.1 (1996-08)

Digital cellular telecommunications system (Phase 2) (GSM); Security management (GSM 12.03)

DE/SMG-061203P

Digitalni celični telekomunikacijski sistem (faza 2) ¬– Upravljanje varnosti (GSM 12.03)

General Information

• Status: Published
• Publication Date: 29-Aug-1996
• Technical Committee: SMG 6 - Operations & Maintenance
• Current Stage: 12 - Completion
• Due Date: 27-Jun-1996
• Completion Date: 30-Aug-1996
• Ref Project: SIST ETS 300 614 E1:2003 - Digital cellular telecommunications system (Phase 2) (GSM); Security management (GSM 12.03)

Standards Content (Sample)

SLOVENSKI STANDARD
SIST ETS 300 614 E1:2003
01-december-2003
'LJLWDOQLFHOLþQLWHOHNRPXQLNDFLMVNLVLVWHPID]D¤±8SUDYOMDQMHYDUQRVWL*60

Digital cellular telecommunications system (Phase 2) (GSM); Security management
(GSM 12.03)
Ta slovenski standard je istoveten z: ETS 300 614 Edition 1
ICS:
33.070.50 Globalni sistem za mobilno Global System for Mobile
telekomunikacijo (GSM) Communication (GSM)
SIST ETS 300 614 E1:2003 en
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

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SIST ETS 300 614 E1:2003

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SIST ETS 300 614 E1:2003
EUROPEAN ETS 300 614
TELECOMMUNICATION August 1996
STANDARD
Source: ETSI TC-SMG Reference: DE/SMG-061203P
ICS: 33.060.50
Key words: Digital cellular telecommunications system, Global System for Mobile communications (GSM)
Digital cellular telecommunications system (Phase 2);
Security management
(GSM 12.03)
ETSI
European Telecommunications Standards Institute
ETSI Secretariat
Postal address: F-06921 Sophia Antipolis CEDEX - FRANCE
Office address: 650 Route des Lucioles - Sophia Antipolis - Valbonne - FRANCE
X.400: c=fr, a=atlas, p=etsi, s=secretariat - Internet: [e-mail]
Tel.: [phone] - Fax: [phone]
Copyright Notification: No part may be reproduced except as authorized by written permission. The copyright and the
foregoing restriction extend to reproduction in all media.
© European Telecommunications Standards Institute 1996. All rights reserved.

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ETS 300 614: August 1996 (GSM 12.03 version 4.2.1)
Whilst every care has been taken in the preparation and publication of this document, errors in content,
typographical or otherwise, may occur. If you have comments concerning its accuracy, please write to
"ETSI Editing and Committee Support Dept." at the address shown on the title page.

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ETS 300 614: August 1996 (GSM 12.03 version 4.2.1)
Contents
Foreword .7
Introduction.7
1 Scope .9
2 Normative references.9
3 Abbreviations.11
4 Management of security features.12
4.1 Subscriber Identity (IMSI) confidentiality management.12
4.2 Subscriber Identity (IMSI) authentication management.12
4.3 Data confidentiality over the air interface.12
4.3.1 Encryption and algorithm management.12
4.3.2 Key management .13
4.4 Management of Mobile Equipment security.13
5 Security management mechanisms.14
5.1 System control mechanisms.14
5.2 Information gathering mechanisms .14
5.2.1 Use of scanners .14
5.2.2 Audit trail mechanisms .14
5.3 Alarm reporting mechanisms.15
6 Security procedures .16
6.1 Subscriber Identity confidentiality management procedures (TMSI) .16
6.1.1 Timer for Periodic Location Update.16
6.1.2 Selector when TMSI reallocation shall be done .16
6.2 Subscriber Identity authentication management procedures.17
6.2.1 Selector when authentication shall be performed .17
6.2.2 Open Identification of MS (authentication retried).17
6.2.3 Parameters for generation and use of authentication vector .18
6.3 Encryption and algorithm management procedures.18
6.3.1 Encryption Management Procedures.18
6.3.2 Algorithm management procedures.19
6.4 IMEI management procedures .19
6.4.1 Selector when IMEI check shall be performed.19
6.5 Use of counters for security purposes .19
6.5.1 Open transfer of IMSI.19
6.5.2 IMEI related counters .19
6.5.3 Authentication failure.20
6.5.4 Additional security counters.20
6.5.5 Security-related scan reporting .20
6.6 Security reporting.21
6.6.1 Security alarm reports .21
6.6.1.1 Authentication failure in VLR .21
6.6.1.2 IMEI check violation in VLR.21
6.6.1.3 IMEI request failure in VLR.22
6.6.1.4 IMSI request failure in VLR.22
6.6.1.5 Unknown subscriber in HLR (VLR).22
6.6.1.6 Unknown subscriber in HLR .22
6.6.1.7 Unknown subscriber in AuC(HLR).22
6.6.1.8 IMSI confidentiality failure In MSC.22
6.6.2 Security audit trail reports.22

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ETS 300 614: August 1996 (GSM 12.03 version 4.2.1)
7 Security management object model . 23
7.1 Security object classes. 24
7.1.1 vlr1203AuthenticationFunction . 24
7.1.2 vlr1203SubscriberIdFunction. 24
7.1.3 vlr1203EquipmentIdFunction. 24
7.1.4 msc1203EncryptionFunction . 25
7.1.5 msc1203IMSIConfidentialityFunction . 25
7.1.6 hlr1203SubscriberIdFunction. 25
7.1.7 bts1203EncryptionFunction . 25
7.2 Security attributes definitions . 26
7.2.1 authenticationNecessaryWhen. 26
7.2.2 authenticationRetriedAllowed . 26
7.2.3 numberOfAuthenticationVectorsKept . 26
7.2.4 authenticationVectorReuseAllowed . 26
7.2.5 allocateNewTMSIWhen . 26
7.2.6 checkIMEIWhen . 26
7.2.7 encryptionControl. 26
7.2.8 algorithmListMSC . 27
7.2.9 algorithmListBTS . 27
7.2.10 threshold . 27
7.2.11 vlr1203AuthenticationFunctionId . 27
7.2.12 vlr1203SubscriberIdFunctionId. 27
7.2.13 vlr1203EquipmentIdFunctionId. 27
7.2.14 msc1203EncryptionFunctionId . 27
7.2.15 msc1203IMSIConfidentialityFunctionId . 28
7.2.16 hlr1203SubscriberIdFunctionId. 28
7.2.17 bts1203EncryptionFunctionId . 28
7.3 Notifications. 29
7.4 Name bindings . 29
7.4.1 vlr1203AuthenticationFunction . 29
7.4.2 vlr1203SubscriberIdFunction. 29
7.4.3 vlr1203EquipmentIdFunction. 29
7.4.4 msc1203EncryptionFunction . 29
7.4.5 msc1203IMSIConfidentialityFunction . 29
7.4.6 hlr1203SubscriberIdFunction. 30
7.4.7 bts1203EncryptionFunction . 30
7.5 Parameters. 31
7.5.1 authenticationFailureInVLRParameter. 31
7.5.2 imsiRequestFailureInVLRParameter . 31
7.5.3 imsiRequestFailureInVLRParameter . 31
7.5.4 imeiCheckViolationInVLRParameter . 31
7.5.5 imeiRequestFailureInVLRParameter. 31
7.5.6 imsiConfidentialityFailureInMSCParameter. 31
7.5.7 imsiConfidentialityFailureInHLRParameter. 31
7.6 Abstract syntax definitions. 32
7.7 Application contexts . 37
Annex A (normative): Relation between the authentication and encryption attributes. 38
Annex B (normative): Additional security counters . 41
B.1 MSC security measurement function. 41
B.1.1 Encrypted connection used. 41
B.1.2 Unencrypted connection used. 41
B.1.3 Connection to be Cleared Due to Incompatible Encryption. 42
B.2 VLR Security Function . 42
B.2.1 Authentication Vectors Unavailable. 42
B.2.2 Subscriber unknown in HLR(VLR) . 42
B.3 HLR Security Function. 43
B.3.1 Subscriber Unknown in HLR . 43
B.3.2 Subscriber Unknown in AuC(HLR). 43

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ETS 300 614: August 1996 (GSM 12.03 version 4.2.1)
Annex C (normative): Security measurement Object Model .44
C.1 Model structure and content.44
C.2 Security measurement managed object classes .45
C.2.1 mscSecurityMeasurementFunction .45
C.2.2 vlrSecurityMeasurementFunction .45
C.2.3 hlrSecurityMeasurementFunction .45
C.3 Security measurement package definitions .46
C.3.1 General Security Measurement Function Packages .46
C.3.1.1 basicSecurityMeasurementFunctionPackage .46
C.3.2 MSC Security Measurement Function Packages .46
C.3.2.1 encryptedConnectionPackage .46
C.3.2.2 incompatibleEncryptionPackage .46
C.3.3 VLR Security Measurement Function Packages .46
C.3.3.1 authenticationVectorsUnavailablePackage.46
C.3.3.2 unknownSubscriberInHlrFromVlrPackage .46
C.3.4 HLR Security Measurement Function Packages.47
C.3.4.1 unknownSubscriberInHlrPackage .47
C.3.4.2 unknownSubscriberInAucPackage .47
C.4 Security measurement attribute definitions .48
C.4.1 General Security Measurement Function Related Attributes.48
C.4.1.1 securityMeasurementFunctionId .48
C.4.2 MSC Security Measurement Function Related Attributes.48
C.4.2.1 encryptedConnectionUsed .48
C.4.2.2 unencryptedConnectionUsed .48
C.4.2.3 callClearedIncompatibleEncryption .48
C.4.3 VLR Security Measurement Function Related Attributes.48
C.4.3.1 authVectorsUnavailable .48
C.4.3.2 subsUnknownInHlrFromVlr .48
C.4.4 HLR Security Measurement Function Related Attributes .49
C.4.4.1 subsUnknownInHlr .49
C.4.4.2 subsUnknownInAuc.49
C.5 Security measurement name bindings.50
C.5.1 MSC Name Binding .50
C.5.1.1 mscSecurityMeasurementFunction-"gsm1200:1993":mscFunction.50
C.5.2 VLR Name Binding .50
C.5.2.1 vlrSecurityMeasurementFunction-"gsm1200:1993":vlrFunction.50
C.5.3 HLR Name Binding .50
C.5.3.1 hlrSecurityMeasurementFunction-"gsm1200:1993":hlrFunction .50
C.6 Security measurement behaviour definitions .51
C.6.1 general security measurement function behaviour.51
C.6.2 general security measurement package behaviour.51
C.6.3 general security measurement attribute behaviour.51
C.7 Security measurement abstract syntax definitions.52
Annex D (informative): Index.53
History.55

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ETS 300 614: August 1996 (GSM 12.03 version 4.2.1)
Foreword
This European Telecommunication Standard (ETS) has been produced by the Special Mobile Group
(SMG) Technical Committee of the European Telecommunications Standards Institute (ETSI).
This ETS describes the management of the security related aspects in the GSM/DCS PLMN within the
Digital cellular telecommunications system. This ETS corresponds to GSM technical specification, GSM
12.03, version 4.2.1.
NOTE: TC-SMG has produced documents which give technical specifications for the
implementation of the Digital cellular telecommunications system. Historically, these
documents have been identified as GSM Technical Specifications (GSM-TSs). These
specifications may subsequently become I-ETSs (Phase 1), or European
Telecommunication Standards (ETSs)(Phase 2), whilst others may become ETSI
Technical Reports (ETRs). These ETSI-GSM Technical Specifications are, for editorial
reasons, still referred to in this ETS.
Transposition dates
Date of adoption of this ETS: 31 August 1996
Date of latest announcement of this ETS (doa): 30 November 1996
Date of latest publication of new National Standard
or endorsement of this ETS (dop/e): 31 May 1997
Date of withdrawal of any conflicting National Standard (dow): 31 May 1997
Introduction
The radio communications aspect of the GSM system makes it particularly sensitive to unauthorized use.
For this reason, security mechanisms are defined for the GSM system:
– Subscriber identity (IMSI) confidentiality.
– Subscriber identity (IMSI) authentication.
– Data confidentiality over the air interface.
– Mobile equipment security.
The use of these security features, is at the discretion of operators for non-roaming subscribers. For
roaming subscribers however, the use of these security features is mandatory, unless otherwise agreed
by all the affected PLMN operators (GSM 02.09 [1]).
A number of security parameters have been defined in the core specifications to support these security
features. The IMSI is used to uniquely identify subscribers and the TMSI to provide subscriber identity
confidentiality. The authentication vectors (Kc,RAND,SRES) are used in the authentication process and
the ciphering key (Kc) is used to encrypt signaling and user data over the air interface. Finally the IMEI
can be used to establish whether a piece of mobile equipment is suitable to be used on the network, i.e.,
approved and neither stolen nor faulty.
Formal definitions of these security mechanisms and their technical realization can be found in
recommendations GSM 02.09 [2] and GSM 03.20 [3] respectively. The relevant messaging and
procedures can be found in recommendations GSM 04.08 [4], GSM 08.08 [22], GSM 08.58 [23], and
GSM 09.02 [5].
It is the objective of this ETS to provide a standard mechanism for the management of the
aforementioned security features and parameters.

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1 Scope
This European Telecommunication Standard (ETS) describes the management of the security related
aspects in the GSM/DCS PLMN. The management of the relevant security services is addressed with
respect to the following aspects:
– Overview of the security features;
– Description of the relevant management procedures;
– Modeling using the object oriented paradigm.
The definitions and descriptions of the security features and mechanisms are contained in the
specifications of the underlying procedures and are not defined in this ETS. References to appropriate
GSM/DCS specifications have been made throughout the ETS, where necessary. Issues relating to the
security of management (e.g. file transfer security, database security, inter-operator security, etc.) are not
covered in this ETS.
2 Normative references
This ETS incorporates by dated and undated reference, provisions from other publications. These
normative references are cited at the appropriate places in the text and the publications are listed
hereafter. For dated references, subsequent amendments to or revisions of any of these publications
apply to this ETS only when incorporated in it by amendment or revision. For undated references the latest
edition of the publication referred to applies.
[1] GSM 02.09 (ETS 300 506): "Digital cellular telecommunication system
(Phase 2); Security aspects".
[2] GSM 03.03 (ETS 300 523): "Digital cellular telecommunication system
(Phase 2); Numbering, addressing and identification".
[3] GSM 03.20 (ETS 300 534): "Digital cellular telecommunication system
(Phase 2); Security related network functions".
[4] GSM 04.08 (ETS 300 557): "Digital cellular telecommunication system
(Phase 2); Mobile radio interface layer 3 specification".
[5] GSM 09.02 (ETS 300 599): "Digital cellular telecommunication system
(Phase 2); Mobile Application Part (MAP) specification".
[6] GSM 12.00 (ETS 300 612-1): "Digital cellular telecommunication system
(Phase 2); Objectives and structure of Network Management (NM)".
[7] GSM 12.02 (ETS 300 613): "Digital cellular telecommunication system
(Phase 2); Subscriber, Mobile Equipment (ME) and services data
administration".
[8] CCITT M.3010: "Principles for a Telecommunication Management Network"
[9] GSM 02.16 (ETS 300 508): "Digital cellular telecommunication system
(Phase 2); International Mobile station Equipment Identities (IMEI)".
[10] GSM 12.04 (ETS 300 615): "Digital cellular telecommunication system
(Phase 2); Performance data measurements".
[11] CCITT Recommendation X.720 (1992) (ISO/IEC 10165-1 (1992)): “Information
technology - Open Systems Interconnection - Structure of management
information : Management information model”.
[12] CCITT Recommendation X.721 (1992) (ISO/IEC10165-2 (1992)): “Information
technology - Open Systems Interconnection - Structure of Management
Information : Definition of Management Information”.

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[13] CCITT Recommendation X.722 (1992) (ISO/IEC10165-2 (1992)): “Information
technology - Open Systems Interconnection - Structure of Management
Information: Guidelines for the Definition of Managed Objects”.
[14] CCITT Recommendation X.731 (1992) (ISO/IEC10164-2 (1992)): “Information
technology - Open Systems Interconnection - Systems Management :Part 2:
State management function”.
[15] CCITT Recommendation X.733 (1992) (ISO/IEC10164-4 (1992): “Information
technology - Open Systems Interconnection - Systems Management :Part 2:
Alarm Reporting Function”.
[16] CCITT Recommendation X.734 (1993) (ISO/IEC10164-5 (1993): “Information
technology - Open Systems Interconnection - Systems Management :Event
Report Management Function”.
[17] CCITT Recommendation X.735 (1992) (ISO/IEC10164-6 (1992): Information
technology - Open Systems Interconnection - Systems Management: Log
Control Function”.
[18] CCITT Recommendation X.736 (1992) (ISO/IEC10164-7 (1992): “Information
technology - Open Systems Interconnection - Systems Management :Part 2:
Security Alarm Reporting Function”.
[19] CCITT Recommendation X.740 (1992) (ISO/IEC10164-8 (1992): “Information
technology - Open Systems Interconnection - Systems Management :Security
Audit Trail Function”.
[20] GSM 12.20 (ETS 300 622): "Digital cellular telecommunication system
(Phase 2); Base Station System (BSS) Management Information".
[21] GSM 12.08 (ETS 300 627): "Digital cellular telecommunication system
(Phase 2); “Subscriber and Equipment Trace”.
[22] GSM 08.08 (ETS 300 590): "Digital cellular telecommunication system
(Phase 2); Mobile Switching Centre - Base Station System (MSC - BSS)
interface Layer 3 specification".
[23] GSM 08.58 (ETS 300 596): "Digital cellular telecommunication system
(Phase 2); Base Station Controller - Base Transceiver Station (BSC - BTS)
interface Layer 3 specification".
[24] CCITT M.3100: "Generic Network Information Model"
[25] GSM 12.30 (ETR 128): "ETSI object identifier tree; Common domain Mobile
domain; O&M managed Object registration definition"

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3 Abbreviations
For the purposes of this ETS the following abbreviations apply.
A3 Authentication Algorithm
A5 Ciphering Algorithm
A8 Ciphering Key Computation Algorithm
AuC Authentication Centre
BCCH Broadcast Control Channel
BSC Base Station Controller
BSS Base Station Sub-system
BTS Base Transceiver Station
CKSN Ciphering Key Sequence Number
CM Call Management
EIR Equipment Identity Register
GDMO Guidelines for the Definition of Managed Objects
HLR Home Location Register
IMEI International Mobile Equipment Identity
IMSI International Mobile Subscriber Identity
Kc Ciphering Key
Ki Individual Subscriber Authentication Key
LU Location Update
MAP Mobile Application Part
ME Mobile Equipment
MM Mobility Management
MO Mobile Originating, Managed Object
MOC Managed Object Class
MS Mobile Station
MSC Mobile Switching Centre
MT Mobile Terminating
NE Network Element
OS Operations System
PLMN Public Land Mobile Network
RAND Random Number
Rec. Recommendation
SIM Subscriber Identity Module
SMS Short message service
SRES Signed Response to RAND
SS Supplementary Service
TMN Telecommunications Management Network
TMSI Temporary Mobile Subscriber Identity
TS Technical Specification
VLR Visitor Location Register

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4 Management of securi
...