ETSI TS 136 213 V14.17.0 (2021-09)

LTE; Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer procedures (3GPP TS 36.213 version 14.17.0 Release 14)

RTS/TSGR-0136213veh0

General Information

• Status: Not Published
• Technical Committee: 3GPP RAN 1 - Radio layer 1 specification
• Current Stage: 12 - Completion
• Completion Date: 17-Sep-2021

Standards Content (Sample)

ETSI TS 136 213 V14.17.0 (2021-09)






TECHNICAL SPECIFICATION
LTE;
Evolved Universal Terrestrial Radio Access (E-UTRA);
Physical layer procedures
(3GPP TS 36.213 version 14.17.0 Release 14)

---------------------- Page: 1 ----------------------
3GPP TS 36.213 version 14.17.0 Release 14 1 ETSI TS 136 213 V14.17.0 (2021-09)

Reference
RTS/TSGR-0136213veh0
Keywords
LTE
ETSI
650 Route des Lucioles
F-06921 Sophia Antipolis Cedex - FRANCE

Tel.: [phone]  Fax: [phone]

Siret N° 348 623 562 00017 - APE 7112B
Association à but non lucratif enregistrée à la
Sous-Préfecture de Grasse (06) N° w061004871

Important notice
The present document can be downloaded from:
http://www.etsi.org/standards-search
The present document may be made available in electronic versions and/or in print. The content of any electronic and/or
print versions of the present document shall not be modified without the prior written authorization of ETSI. In case of any
existing or perceived difference in contents between such versions and/or in print, the prevailing version of an ETSI
deliverable is the one made publicly available in PDF format at www.etsi.org/deliver.
Users of the present document should be aware that the document may be subject to revision or change of status.
Information on the current status of this and other ETSI documents is available at
https://portal.etsi.org/TB/ETSIDeliverableStatus.aspx
If you find errors in the present document, please send your comment to one of the following services:
https://portal.etsi.org/People/CommiteeSupportStaff.aspx
Notice of disclaimer & limitation of liability
The information provided in the present deliverable is directed solely to professionals who have the appropriate degree of
experience to understand and interpret its content in accordance with generally accepted engineering or
other professional standard and applicable regulations.
No recommendation as to products and services or vendors is made or should be implied.
No representation or warranty is made that this deliverable is technically accurate or sufficient or conforms to any law
and/or governmental rule and/or regulation and further, no representation or warranty is made of merchantability or fitness
for any particular purpose or against infringement of intellectual property rights.
In no event shall ETSI be held liable for loss of profits or any other incidental or consequential damages.

Any software contained in this deliverable is provided "AS IS" with no warranties, express or implied, including but not
limited to, the warranties of merchantability, fitness for a particular purpose and non-infringement of intellectual property
rights and ETSI shall not be held liable in any event for any damages whatsoever (including, without limitation, damages
for loss of profits, business interruption, loss of information, or any other pecuniary loss) arising out of or related to the use
of or inability to use the software.
Copyright Notification
No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and
microfilm except as authorized by written permission of ETSI.
The content of the PDF version shall not be modified without the written authorization of ETSI.
The copyright and the foregoing restriction extend to reproduction in all media.

© ETSI 2021.
All rights reserved.

ETSI

---------------------- Page: 2 ----------------------
3GPP TS 36.213 version 14.17.0 Release 14 2 ETSI TS 136 213 V14.17.0 (2021-09)
Intellectual Property Rights
Essential patents
IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The declarations
pertaining to these essential IPRs, if any, are publicly available for ETSI members and non-members, and can be
found in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to
ETSI in respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the
ETSI Web server (https://ipr.etsi.org/).
Pursuant to the ETSI Directives including the ETSI IPR Policy, no investigation regarding the essentiality of IPRs,
including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not
referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become,
essential to the present document.
Trademarks
The present document may include trademarks and/or tradenames which are asserted and/or registered by their owners.
ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no
right to use or reproduce any trademark and/or tradename. Mention of those trademarks in the present document does
not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks.
DECT™, PLUGTESTS™, UMTS™ and the ETSI logo are trademarks of ETSI registered for the benefit of its

Members. 3GPP™ and LTE™ are trademarks of ETSI registered for the benefit of its Members and of the 3GPP
Organizational Partners. oneM2M™ logo is a trademark of ETSI registered for the benefit of its Members and of the
®
oneM2M Partners. GSM and the GSM logo are trademarks registered and owned by the GSM Association.
Legal notice
rd
This Technical Specification (TS) has been produced by the ETSI 3 Generation Partnership Project (3GPP).
The present document may refer to technical specifications or reports using their 3GPP identities. These shall be
interpreted as being references to the corresponding ETSI deliverables.
The cross reference between 3GPP and ETSI identities can be found under http://webapp.etsi.org/key/queryform.asp.
Modal verbs terminology
In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and
"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of
provisions).
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
ETSI

---------------------- Page: 3 ----------------------
3GPP TS 36.213 version 14.17.0 Release 14 3 ETSI TS 136 213 V14.17.0 (2021-09)
Contents
Intellectual Property Rights . 2
Legal notice . 2
Modal verbs terminology . 2
Foreword . 8
1 Scope . 9
2 References . 9
3 Symbols and abbreviations . 9
3.1 Symbols . 9
3.2 Abbreviations . 10
4 Synchronization procedures . 12
4.1 Cell search . 12
4.2 Timing synchronization . 12
4.2.1 Radio link monitoring . 12
4.2.2 Inter-cell synchronization . 12
4.2.3 Transmission timing adjustments . 12
4.3 Timing for Secondary Cell Activation / Deactivation . 13
5 Power control . 14
5.1 Uplink power control. 14
5.1.1 Physical uplink shared channel . 14
5.1.1.1 UE behaviour . 14
5.1.1.2 Power headroom . 23
5.1.2 Physical uplink control channel . 26
5.1.2.1 UE behaviour . 27
5.1.3 Sounding Reference Symbol (SRS) . 31
5.1.3.1 UE behaviour . 31
5.1.3.2 Power headroom for Type3 report . 33
5.1.4 Power allocation for dual connectivity . 34
5.1.4.1 Dual connectivity power control Mode 1 . 34
5.1.4.2 Dual connectivity power control Mode 2 . 42
5.1.5 Power allocation for PUCCH-SCell . 46
5.2 Downlink power allocation . 46
5.2.1 eNodeB Relative Narrowband TX Power (RNTP) restrictions . 49
6 Random access procedure . 50
6.1 Physical non-synchronized random access procedure . 50
6.1.1 Timing . 51
6.2 Random Access Response Grant . 52
7 Physical downlink shared channel related procedures . 55
7.1 UE procedure for receiving the physical downlink shared channel . 57
7.1.1 Single-antenna port scheme . 67
7.1.2 Transmit diversity scheme . 68
7.1.3 Large delay CDD scheme . 68
7.1.4 Closed-loop spatial multiplexing scheme . 68
7.1.5 Multi-user MIMO scheme . 68
7.1.5A Dual layer scheme . 68
7.1.5B Up to 8 layer transmission scheme . 68
7.1.6 Resource allocation . 68
7.1.6.1 Resource allocation type 0 . 70
7.1.6.2 Resource allocation type 1 . 71
7.1.6.3 Resource allocation type 2 . 72
7.1.6.4 PDSCH starting position . 73
7.1.6.4A PDSCH starting position for BL/CE UEs . 75
7.1.6.5 Physical Resource Block (PRB) bundling. 75
ETSI

---------------------- Page: 4 ----------------------
3GPP TS 36.213 version 14.17.0 Release 14 4 ETSI TS 136 213 V14.17.0 (2021-09)
7.1.7 Modulation order and transport block size determination . 77
7.1.7.1 Modulation order and redundancy version determination . 78
7.1.7.2 Transport block size determination . 82
7.1.7.2.1 Transport blocks not mapped to two or more layer spatial multiplexing . 83
7.1.7.2.2 Transport blocks mapped to two-layer spatial multiplexing . 91
7.1.7.2.3 Transport blocks mapped for DCI Format 1C and DCI Format 6-2 . 91
7.1.7.2.4 Transport blocks mapped to three-layer spatial multiplexing . 92
7.1.7.2.5 Transport blocks mapped to four-layer spatial multiplexing . 93
7.1.7.2.6 Transport blocks mapped for BL/CE UEs configured with CEModeB and PDSCH bandwidth
up to 1.4MHz . 93
7.1.7.2.7 Transport blocks mapped for BL/CE UEs SystemInformationBlockType1-BR . 94
7.1.7.2.8 Transport blocks mapped for UEs configured with ce-pdsch-maxBandwidth-config value of 5
MHz or with pdsch-MaxBandwidth-SC-MTCH value of 24 PRBs . 94
7.1.7.3 Redundancy Version determination for Format 1C . 94
7.1.8 Storing soft channel bits . 95
7.1.9 PDSCH resource mapping parameters . 95
7.1.10 Antenna ports quasi co-location for PDSCH . 96
7.1.11 PDSCH subframe assignment for BL/CE UE . 97
7.2 UE procedure for reporting Channel State Information (CSI) . 99
7.2.1 Aperiodic CSI Reporting using PUSCH . 107
7.2.2 Periodic CSI Reporting using PUCCH . 131
7.2.3 Channel Quality Indicator (CQI) definition . 171
7.2.4 Precoding Matrix Indicator (PMI) definition . 182
7.2.5 Channel-State Information – Reference Signal (CSI-RS) definition . 210
7.2.6 Channel-State Information – Interference Measurement (CSI-IM) Resource definition . 212
7.2.7 Zero Power CSI-RS Resource definition . 212
7.2.8 CSI-RS Activation / Deactivation . 212
7.3 UE procedure for reporting HARQ-ACK . 213
7.3.1 FDD HARQ-ACK reporting procedure . 213
7.3.2 TDD HARQ-ACK reporting procedure . 217
7.3.2.1 TDD HARQ-ACK reporting procedure for same UL/DL configuration . 217
7.3.2.2 TDD HARQ-ACK reporting procedure for different UL/DL configurations . 229
7.3.3 FDD-TDD HARQ-ACK reporting procedure for primary cell frame structure type 1 . 236
7.3.4 FDD-TDD HARQ-ACK reporting procedure for primary cell frame structure type 2 . 237
8 Physical uplink shared channel related procedures . 239
8.0 UE procedure for transmitting the physical uplink shared channel . 239
8.0.1 Single-antenna port scheme . 254
8.0.2 Closed-loop spatial multiplexing scheme . 254
8.1 Resource allocation for PDCCH/EPDCCH with uplink DCI format . 255
8.1.1 Uplink resource allocation type 0 . 255
8.1.2 Uplink resource allocation type 1 . 255
8.1.3 Uplink resource allocation type 2 . 256
8.1.4 Uplink resource allocation type 3 . 256
8.1.5 Uplink resource allocation type 4 . 257
8.1.5.1 UL Resource Block Groups . 257
8.2 UE sounding procedure . 258
8.3 UE HARQ-ACK procedure . 268
8.4 UE PUSCH hopping procedure . 270
8.4.1 Type 1 PUSCH hopping . 271
8.4.2 Type 2 PUSCH hopping . 271
8.5 UE Reference Symbol (RS) procedure . 271
8.6 Modulation order, redundancy version and transport block size determination . 272
8.6.1 Modulation order and redundancy version determination . 272
8.6.2 Transport block size determination . 278
8.6.3 Control information MCS offset determination . 281
8.7 UE transmit antenna selection . 285
8.8 Transmission timing adjustments . 285
9 Physical downlink control channel procedures . 285
9.1 UE procedure for determining physical downlink control channel assignment . 286
9.1.1 PDCCH assignment procedure . 286
ETSI

---------------------- Page: 5 ----------------------
3GPP TS 36.213 version 14.17.0 Release 14 5 ETSI TS 136 213 V14.17.0 (2021-09)
9.1.2 PHICH assignment procedure. 290
9.1.3 Control Format Indicator (CFI) assignment procedure . 292
9.1.4 EPDCCH assignment procedure . 292
9.1.4.1 EPDCCH starting position . 299
9.1.4.2 Antenna ports quasi co-location for EPDCCH . 300
9.1.4.3 Resource mapping parameters for EPDCCH . 300
9.1.4.4 PRB-pair indication for EPDCCH . 301
9.1.5 MPDCCH assignment procedure . 301
9.1.5.1 MPDCCH starting position . 308
9.1.5.2 Antenna ports quasi co-location for MPDCCH . 309
9.2 PDCCH/EPDCCH/MPDCCH validation for semi-persistent scheduling . 310
9.3 PDCCH/EPDCCH/MPDCCH control information procedure . 311
10 Physical uplink control channel procedures . 312
10.1 UE procedure for determining physical uplink control channel assignment . 312
10.1.1 PUCCH format information . 315
10.1.2 FDD HARQ-ACK feedback procedures . 320
10.1.2.1 FDD HARQ-ACK procedure for one configured serving cell . 320
10.1.2.2 FDD HARQ-ACK procedures for more than one configured serving cell . 322
10.1.2.2.1 PUCCH format 1b with channel selection HARQ-ACK procedure . 322
10.1.2.2.2 PUCCH format 3 HARQ-ACK procedure . 326
10.1.2.2.3 PUCCH format 4 HARQ-ACK procedure . 328
10.1.2.2.4 PUCCH format 5 HARQ-ACK procedure . 329
10.1.3 TDD HARQ-ACK feedback procedures . 330
10.1.3.1 TDD HARQ-ACK procedure for one configured serving cell . 332
10.1.3.2 TDD HARQ-ACK procedure for more than one configured serving cell . 344
10.1.3.2.1 PUCCH format 1b with channel selection HARQ-ACK procedure . 344
10.1.3.2.2 PUCCH format 3 HARQ-ACK procedure . 360
10.1.3.2.3 PUCCH format 4 HARQ-ACK procedure . 368
10.1.3.2.4 PUCCH format 5 HARQ-ACK procedure . 384
10.1.3A FDD-TDD HARQ-ACK feedback procedures for primary cell frame structure type 2 . 384
10.1.4 HARQ-ACK Repetition procedure . 386
10.1.5 Scheduling Request (SR) procedure . 387
10.2 Uplink HARQ-ACK timing . 388
11 Physical Multicast Channel (PMCH) related procedures . 393
11.1 UE procedure for receiving the PMCH . 393
11.2 UE procedure for receiving MCCH and system information change notification. 394
12 Assumptions independent of physical channel. 394
13 Uplink/Downlink configuration determination procedure for Frame Structure Type 2 . 394
13.1 UE procedure for determining eIMTA-uplink/downlink configuration . 395
13A Subframe configuration for Frame Structure Type 3 . 396
14 UE procedures related to Sidelink . 399
14.1 Physical Sidelink Shared Channel related procedures . 400
14.1.1 UE procedure for transmitting the PSSCH . 400
14.1.1.1 UE procedure for determining subframes for transmitting PSSCH for sidelink transmission mode
1 . 401
14.1.1.1.1 Determination of subframe indicator bitmap . 402
14.1.1.2 UE procedure for determining resource blocks for transmitting PSSCH for sidelink transmission
mode 1 . 404
14.1.1.2.1 PSSCH resource allocation for sidelink transmission mode 1 .
...