5G; NR; User Equipment (UE) radio transmission and reception; Part 4: Performance requirements (3GPP TS 38.101-4 version 15.4.0 Release 15)

RTS/TSGR-0438101-4vf40

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Published
Publication Date
22-Jan-2020
Current Stage
12 - Completion
Completion Date
23-Jan-2020
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ETSI TS 138 101-4 V15.4.0 (2020-01) - 5G; NR; User Equipment (UE) radio transmission and reception; Part 4: Performance requirements (3GPP TS 38.101-4 version 15.4.0 Release 15)
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ETSI TS 138 101-4 V15.4.0 (2020-01)
TECHNICAL SPECIFICATION
5G;
NR;
User Equipment (UE) radio transmission and reception;
Part 4: Performance requirements
(3GPP TS 38.101-4 version 15.4.0 Release 15)
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3GPP TS 38.101-4 version 15.4.0 Release 15 1 ETSI TS 138 101-4 V15.4.0 (2020-01)
Reference
RTS/TSGR-0438101-4vf40
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3GPP TS 38.101-4 version 15.4.0 Release 15 2 ETSI TS 138 101-4 V15.4.0 (2020-01)
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3GPP TS 38.101-4 version 15.4.0 Release 15 3 ETSI TS 138 101-4 V15.4.0 (2020-01)
Contents

Intellectual Property Rights ................................................................................................................................ 2

Legal Notice ....................................................................................................................................................... 2

Modal verbs terminology .................................................................................................................................... 2

1 Scope ...................................................................................................................................................... 11

2 References .............................................................................................................................................. 11

3.1 Definitions ........................................................................................................................................................ 12

3.2 Symbols ............................................................................................................................................................ 12

3.3 Abbreviations ................................................................................................................................................... 12

4 General ................................................................................................................................................... 13

4.1 Relationship between minimum requirements and test requirements .............................................................. 13

4.2 Applicability of minimum requirements .......................................................................................................... 14

4.3 Specification suffix information ....................................................................................................................... 14

4.4 Conducted requirements ................................................................................................................................... 14

4.4.1 Reference point ........................................................................................................................................... 15

4.4.2 SNR definition ............................................................................................................................................ 15

4.4.3 Noc.............................................................................................................................................................. 15

4.4.3.1 Introduction ........................................................................................................................................... 15

4.4.3.2 Noc for NR operating bands in FR1 ...................................................................................................... 15

4.4.3.2.1 Derivation of Noc values for NR operating bands in FR1 ............................................................... 15

4.4.4.2.1 Derivation of Es values for NR operating bands in FR1 ................................................................. 16

4.5 Radiated requirements ...................................................................................................................................... 17

4.5.1 Reference point ........................................................................................................................................... 17

4.5.2 SNR definition ............................................................................................................................................ 17

4.5.3 Noc.............................................................................................................................................................. 18

4.5.3.1 Introduction ........................................................................................................................................... 18

4.5.3.2 Noc for NR operating bands in FR2 ...................................................................................................... 18

4.5.3.3 Derivation of Noc values for NR operating bands in FR2 .................................................................... 18

4.5.4 Angle of arrival ........................................................................................................................................... 19

5 Demodulation performance requirements (Conducted requirements) ................................................... 19

5.1 General ............................................................................................................................................................. 19

5.1.1 Applicability of requirements ..................................................................................................................... 19

5.1.1.1 General .................................................................................................................................................. 19

5.1.1.2 Applicability of requirements for different number of RX antenna ports ............................................. 19

5.1.1.3 Applicability of requirements for optional UE features ........................................................................ 20

5.1.1.4 Applicability of requirements for mandatory UE features with capability signalling ........................... 20

5.2 PDSCH demodulation requirements ................................................................................................................ 21

5.2.1 1RX requirements ....................................................................................................................................... 24

5.2.2 2RX requirements ....................................................................................................................................... 24

5.2.2.1 FDD....................................................................................................................................................... 24

5.2.2.1.1 Minimum requirements for PDSCH Mapping Type A .................................................................... 24

5.2.2.1.2 Minimum requirements for PDSCH Mapping Type A and CSI-RS overlapped with PDSCH ....... 26

5.2.2.1.3 Minimum requirements for PDSCH Mapping Type B .................................................................... 27

5.2.2.1.4 Minimum requirements for PDSCH Mapping Type A and LTE-NR coexistence .......................... 28

5.2.2.2 TDD ...................................................................................................................................................... 29

5.2.2.2.1 Minimum requirements for PDSCH Mapping Type A .................................................................... 29

5.2.2.2.2 Minimum requirements for PDSCH Mapping Type A and CSI-RS overlapped with PDSCH ....... 31

5.2.2.2.3 Minimum requirements for PDSCH Mapping Type B .................................................................... 32

5.2.3 4RX requirements ....................................................................................................................................... 33

5.2.3.1 FDD....................................................................................................................................................... 33

5.2.3.1.1 Minimum requirements for PDSCH Mapping Type A .................................................................... 33

5.2.3.1.2 Minimum requirements for PDSCH Mapping Type A and CSI-RS overlapped with PDSCH ....... 36

5.2.3.1.3 Minimum requirements for PDSCH Mapping Type B .................................................................... 37

5.2.3.1.4 Minimum requirements for PDSCH Mapping Type A and LTE-NR coexistence .......................... 38

5.2.3.2 TDD ...................................................................................................................................................... 39

ETSI
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3GPP TS 38.101-4 version 15.4.0 Release 15 4 ETSI TS 138 101-4 V15.4.0 (2020-01)

5.2.3.2.1 Minimum requirements for PDSCH Mapping Type A .................................................................... 39

5.2.3.2.2 Minimum requirements for PDSCH Mapping Type A and CSI-RS overlapped with PDSCH ....... 41

5.2.3.2.3 Minimum requirements for PDSCH Mapping Type B .................................................................... 42

5.3 PDCCH demodulation requirements ................................................................................................................ 43

5.3.1 1RX requirements ....................................................................................................................................... 46

5.3.2 2RX requirements ....................................................................................................................................... 46

5.3.2.1 FDD....................................................................................................................................................... 46

5.3.2.1.1 1 Tx Antenna performances ............................................................................................................ 46

5.3.2.1.2 2 Tx Antenna performances ............................................................................................................ 46

5.3.2.2 TDD ...................................................................................................................................................... 47

5.3.2.2.1 1 Tx Antenna performances ............................................................................................................ 47

5.3.2.2.2 2 Tx Antenna performances ............................................................................................................ 47

5.3.3 4RX requirements ....................................................................................................................................... 48

5.3.3.1 FDD....................................................................................................................................................... 48

5.3.3.1.1 1 Tx Antenna performances ............................................................................................................ 48

5.3.3.1.2 2 Tx Antenna performances ............................................................................................................ 48

5.3.3.2 TDD ...................................................................................................................................................... 49

5.3.3.2.1 1 Tx Antenna performances ............................................................................................................ 49

5.3.3.2.2 2 Tx Antenna performances ............................................................................................................ 49

5.4 PBCH demodulation requirements ................................................................................................................... 50

5.4.1 1RX requirements ....................................................................................................................................... 50

5.4.2 2RX requirements ....................................................................................................................................... 50

5.4.2.1 FDD....................................................................................................................................................... 50

5.4.2.2 TDD ...................................................................................................................................................... 51

5.4.3 4RX requirements ....................................................................................................................................... 51

5.4.3.1 FDD....................................................................................................................................................... 51

5.4.3.2 TDD ...................................................................................................................................................... 52

5.5 Sustained downlink data rate provided by lower layers ................................................................................... 53

5.5.1 FR1 single carrier requirements .................................................................................................................. 53

5.5A Sustained downlink data rate provided by lower layers ................................................................................... 53

5.5A.1 FR1 CA requirements ................................................................................................................................. 53

6 CSI reporting requirements (Conducted requirements) ......................................................................... 59

6.1 General ............................................................................................................................................................. 59

6.1.1 Applicability of requirements ..................................................................................................................... 59

6.1.1.1 General .................................................................................................................................................. 59

6.1.1.2 Applicability of requirements for different number of RX antenna ports ............................................. 59

6.1.1.3 Applicability of requirements for optional UE features ........................................................................ 59

6.1.1.4 Applicability of requirements for mandatory UE features with capability signalling ........................... 59

6.1.2 Common test parameters ............................................................................................................................ 60

6.2 Reporting of Channel Quality Indicator (CQI) ................................................................................................. 64

6.2.1 1RX requirements ....................................................................................................................................... 64

6.2.2 2RX requirements ....................................................................................................................................... 64

6.2.2.1 FDD....................................................................................................................................................... 64

6.2.2.1.1 CQI reporting definition under AWGN conditions ......................................................................... 64

6.2.2.1.2 CQI reporting under fading conditions ............................................................................................ 66

6.2.2.2 TDD ...................................................................................................................................................... 71

6.2.2.2.1 CQI reporting definition under AWGN conditions ......................................................................... 71

6.2.2.2.2 CQI reporting under fading conditions ............................................................................................ 73

6.2.3 4RX requirements ....................................................................................................................................... 78

6.2.3.1 FDD....................................................................................................................................................... 78

6.2.3.1.1 CQI reporting definition under AWGN conditions ......................................................................... 78

6.2.3.1.2 CQI reporting under fading conditions ............................................................................................ 80

6.2.3.2 TDD ...................................................................................................................................................... 85

6.2.3.2.1 CQI reporting definition under AWGN ........................................................................................... 85

6.2.3.2.2 CQI reporting under fading conditions ............................................................................................ 87

6.3 Reporting of Precoding Matrix Indicator (PMI) ............................................................................................... 92

6.3.1 1RX requirements ....................................................................................................................................... 92

6.3.2 2RX requirements ....................................................................................................................................... 92

6.3.2.1 FDD....................................................................................................................................................... 92

6.3.2.1.1 Single PMI with 4TX TypeI-SinglePanel Codebook ...................................................................... 92

6.3.2.1.2 Single PMI with 8TX TypeI-SinglePanel Codebook ...................................................................... 95

ETSI
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3GPP TS 38.101-4 version 15.4.0 Release 15 5 ETSI TS 138 101-4 V15.4.0 (2020-01)

6.3.2.2 TDD ...................................................................................................................................................... 98

6.3.2.2.1 Single PMI with 4TX TypeI-SinglePanel Codebook ...................................................................... 98

6.3.2.2.2 Single PMI with 8TX TypeI-SinglePanel Codebook .................................................................... 101

6.3.3 4RX requirements ..................................................................................................................................... 104

6.3.3.1 FDD..................................................................................................................................................... 104

6.3.3.1.1 Single PMI with 4TX TypeI-SinglePanel Codebook .................................................................... 104

6.3.3.1.2 Single PMI with 8TX TypeI-SinglePanel Codebook .................................................................... 107

6.3.3.2 TDD .................................................................................................................................................... 110

6.3.3.2.1 Single PMI with 4TX TypeI-SinglePanel Codebook .................................................................... 110

6.3.3.2.2 Single PMI with 8TX TypeI-SinglePanel Codebook .................................................................... 113

6.4 Reporting of Rank Indicator (RI) ................................................................................................................... 116

6.4.1 1RX requirements ..................................................................................................................................... 116

6.4.2 2RX requirements ..................................................................................................................................... 116

6.4.2.1 FDD..................................................................................................................................................... 116

6.4.2.2 TDD .................................................................................................................................................... 119

6.4.3 4RX requirements ..................................................................................................................................... 121

6.4.3.1 FDD..................................................................................................................................................... 121

6.4.3.2 TDD .................................................................................................................................................... 124

7 Demodulation performance requirements (Radiated requirements) .................................................... 127

7.1 General ........................................................................................................................................................... 127

7.1.1 Applicability of requirements ................................................................................................................... 127

7.1.1.1 General ................................................................................................................................................ 127

7.1.1.2 Applicability of requirements for different number of RX antenna ports ........................................... 127

7.1.1.3 Applicability of requirements for optional UE features ...................................................................... 127

7.2 PDSCH demodulation requirements .............................................................................................................. 128

7.2.1 1RX requirements ..................................................................................................................................... 132

7.2.2 2RX requirements ..................................................................................................................................... 132

7.2.2.1 FDD..................................................................................................................................................... 132

7.2.2.2 TDD .................................................................................................................................................... 132

7.2.2.2.1 Minimum requirements for PDSCH Mapping Type-A ................................................................. 132

7.3 PDCCH demodulation requirements .............................................................................................................. 134

7.3.1 1RX requirements ..................................................................................................................................... 137

7.3.2 2RX requirements ..................................................................................................................................... 137

7.3.2.1 FDD..................................................................................................................................................... 137

7.3.2.2 TDD .................................................................................................................................................... 137

7.3.2.2.1 1 Tx Antenna performances .......................................................................................................... 137

7.3.2.2.2 2 Tx Antenna performances .......................................................................................................... 137

7.4 PBCH demodulation requirements ................................................................................................................. 138

7.4.1 1RX requirements ..................................................................................................................................... 138

7.4.2 2RX requirements ..................................................................................................................................... 138

7.4.2.1 FDD..................................................................................................................................................... 138

7.4.2.2 TDD .................................................................................................................................................... 138

7.5 Sustained downlink data rate provided by lower layers ................................................................................. 139

7.5.1 FR2 single carrier requirements ................................................................................................................ 139

7.5A Sustained downlink data rate provided by lower layers ................................................................................. 139

7.5A.1 FR2 CA requirements ............................................................................................................................... 139

8 CSI reporting requirements (Radiated requirements) ........................................................................... 145

8.1 General .................................................................................................................................

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