ETSI TS 102 412 V8.4.0 (2009-06)

Smart Cards; Smart Card Platform Requirements Stage 1 (Release 8)

RTS/SCP-R00002v840

General Information

• Status: Published
• Publication Date: 08-Jun-2009
• Technical Committee: SET REQ - SET-REQ
• Current Stage: 12 - Completion
• Due Date: 24-Apr-2009
• Completion Date: 09-Jun-2009

Standards Content (Sample)

Technical Specification
Smart Cards;
Smart Card Platform Requirements Stage 1
(Release 8)
Release 8 2 ETSI TS 102 412 V8.4.0 (2009-06)

Reference
RTS/SCP-R00002v840
Keywords
smart card
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ETSI
Release 8 3 ETSI TS 102 412 V8.4.0 (2009-06)
Contents
Intellectual Property Rights . 7
Foreword . 7
Introduction . 7
1 Scope . 8
2 References . 8
2.1 Normative references . 8
2.2 Informative references . 9
3 Definitions and abbreviations . 9
3.1 Definitions . 9
3.2 Abbreviations . 11
4 Requirements . 12
4.1 Run time environment timing constraints . 13
4.1.1 Abstract (informative) . 13
4.1.2 Background (informative) . 13
4.1.2.1 Use case - Network authentication . 13
4.1.3 Requirements . 14
4.1.4 Interaction with existing features (informative) . 14
4.2 Launch Application feature . 14
4.2.1 Abstract (informative) . 14
4.2.2 Background (informative) . 14
4.2.3 Requirements . 15
4.2.4 Interaction with existing features (informative) . 15
4.3 Mapped file support on the UICC . 15
4.3.1 Abstract (informative) . 15
4.3.2 Background (informative) . 16
4.3.3 Requirements . 16
4.3.4 Interaction with existing features (informative) . 16
4.4 Extension of logical channels . 16
4.4.1 Abstract (informative) . 16
4.4.2 Background (informative) . 16
4.4.2.1 Typical problem situation . 16
4.4.2.2 Possible problem solution . 17
4.4.2.3 Use cases . 17
4.4.2.3.1 Use case - JSR 177 applications . 17
4.4.2.3.2 Use case - PC connection . 17
4.4.3 Requirements . 17
4.4.3.1 General requirements . 17
4.4.3.2 Backward compatibility requirements. 17
4.4.4 Interaction with existing features (informative) . 17
4.5 Secure channel to secure local terminal interfaces . 17
4.5.1 Abstract (informative) . 17
4.5.2 Background (informative) . 18
4.5.2.1 Use case - User interface . 18
4.5.2.2 Use case - UICC as a control point for device management . 19
4.5.2.3 Use case - DRM and distributed applications . 20
4.5.3 Requirements . 22
4.5.3.1 End point requirements . 22
4.5.3.2 Integrity requirements . 22
4.5.3.3 Confidentiality requirements . 22
4.5.3.4 Authentication requirements . 22
4.5.3.5 Audit/Compliance requirements . 22
4.5.3.6 Policy requirements . 23
4.5.3.7 Transport Protocol requirements . 23
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4.5.4 Interaction with existing features (informative) . 23
4.5.4.1 Logical Channels . 23
4.6 Authenticate command longer than 255 bytes. 23
4.6.1 Abstract (informative) . 23
4.6.2 Background (informative) . 23
4.6.2.1 Use case - EAP packet exchange . 23
4.6.3 Requirements . 23
4.6.3.1 General requirements . 23
4.6.3.2 Backward compatibility requirements. 24
4.6.4 Interaction with existing features (informative) . 24
4.7 CAT mechanisms to indicate the bearer connection status . 24
4.7.1 Abstract (informative) . 24
4.7.2 Background (informative) . 24
4.7.2.1 Use case - Availability of network bearers . 24
4.7.2.2 Use case - Network connection temporarily lost . 24
4.7.2.3 Use case - Availability of local bearers . 24
4.7.3 Requirements . 24
4.7.3.1 Requirement 1 - Network bearer connection status . 24
4.7.3.2 Requirement 2 - Local bearer connection status . 25
4.7.4 Interaction with existing features (informative) . 25
4.8 New UICC-Terminal interface . 25
4.8.1 Abstract (informative) . 25
4.8.2 Background (informative) . 25
4.8.2.1 Use case - multimedia file management . 25
4.8.2.2 Use case - MMI on UICC . 25
4.8.2.3 Use case - real-time multimedia data encryption/decryption . 26
4.8.2.4 Use case - storage of terminal applications on the UICC . 26
4.8.2.5 Use case - direct and indirect UICC connection to a PC . 26
4.8.2.6 Use case - web server on Smart Card . 26
4.8.2.7 Use case - antivirus on UICC . 26
4.8.2.8 Use case - big phonebook management from the UICC . 26
4.8.2.9 Use case - reduce personalization time . 27
4.8.2.10 Use case - generic TCP/IP connectivity . 27
4.8.3 Requirements . 27
4.8.3.1 General requirements . 27
4.8.3.2 Backward compatibility requirements. 28
4.8.4 Interaction with existing features (informative) . 28
4.9 UICC based application acting as a server . 28
4.9.1 Abstract (informative) . 28
4.9.2 Background (informative) . 28
4.9.3 Requirements . 28
4.9.4 Interaction with existing features (informative) . 28
4.10 API for applications registered to a Smart Card Web Server . 29
4.10.1 Abstract (informative) . 29
4.10.2 Background (infor mative) . 29
4.10.2.1 Registration of an application to the SCWS . 29
4.10.2.2 Data exchange between SCWS and application . 29
4.10.2.3 Issuing Proactive Commands . 29
4.10.3 Requirements . 30
4.10.4 Interaction with existing features (informative) . 30
4.11 Specific UICC environmental conditions . 30
4.11.1 Abstract (informative) . 30
4.11.2 Background (infor mative) . 30
4.11.2.1 Use case - Automotive service . 30
4.11.2.2 Use case - Remote monitoring camera . 30
4.11.2.3 Use case - Remote stock monitoring for vending machines . 31
4.11.2.4 Use case - Online electronic advertising board . 31
4.11.3 Considerations (informative) . 31
4.11.4 Requirements . 31
4.11.4.1 Requirement 1: Temperature range . 31
4.11.4.2 Requirement 2: Humidity . 31
4.11.5 Interaction with existing features (informative) . 31
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Release 8 5 ETSI TS 102 412 V8.4.0 (2009-06)
4.12 Introduction of high density memory technology in UICC . 31
4.12.1 Abstract (informative) . 31
4.12.2 Background (infor mative) . 32
4.12.2.1 Use case - Enhanced UICC features. 32
4.12.3 Requirements . 32
4.12.4 Interaction with existing features (informative) . 32
4.13 Power supply indication mechanism . 32
4.13.1 Abstract (informative) . 32
4.13.2 Background (infor mative) . 33
4.13.2.1 Use case - generic situation . 33
4.13.2.2 Use case - USIM application with toolkit applications . 33
4.13.3 Requirements . 33
4.13.3.1 General Requirements . 33
4.13.3.2 Backward compatibility requirements. 33
4.13.4 Interaction with existing features (informative) . 34
4.14 Internet Connectivity up to UICC applications . 34
4.14.1 Abstract (informative) . 34
4.14.2 Use Cases (informative) . 34
4.14.2.1 Use Case - Card OTA management . 34
4.14.2.2 Use Case - User local access from the terminal to a card server . 34
4.14.2.3 Use Case - Remote access to an identity server in the card . 35
4.14.2.4 Use Case - User access from a locally connected device to a card service . 35
4.14.3 Requirements . 35
4.14.4 Interaction with existing features (informative) . 35
4.15 Contactless UICC services . 36
4.15.1 Abstract (informative) . 36
4.15.2 Background (infor mative) . 36
4.15.2.1 Use case - Access . 36
4.15.2.1.1 System aspects of use case . 36
4.15.2.1.2 UICC role in use case . 36
4.15.2.2 Use case - tickets . 37
4.15.2.2.1 System aspects of throughput ticketing scenario . 37
4.15.2.2.2 System aspects of high priced ticketing scenario . 38
4.15.2.2.3 UICC role in use case . 38
4.15.2.3 Use case - digital rights . 39
4.15.2.3.1 System aspects of contactless digital rights . 39
4.15.2.3.2 UICC role in use case . 39
4.15.2.4 Use case - payment application . 40
4.15.2.5 Use case - loyalty application. 40
4.15.2.6 Use case - health care application . 41
4.15.3 Requirements . 41
4.15.3.1 Physical interface requirements . 41
4.15.3.2 Multi-protocol concurrent operation requirements . 41
4.15.3.3 Contactless communication modes requirements . 41
4.15.3.4 Compatibility with existing contactless systems requirements . 42
4.15.3.5 Parameters to be transported by the CLFIP requirements . 42
4.15.3.6 Application integration requirements . 42
4.15.3.7 Terminal and user interaction requirements . 42
4.15.3.8 Interoperability requirements . 42
4.15.4 Interaction with existing features (informative) . 42
4.16 Administration of the Smart Card Web Server. 42
4.16.1 Abstract (informative) . 42
4.16.2 Background (infor mative) . 43
4.16.3 Requirements . 43
4.16.4 Interaction with existing features (informative) . 43
4.17 Confidential Application Services . 43
4.17.1 Abstract (informative) . 43
4.17.2 Background (infor mative) . 43
4.17.2.1 Use case 1: Mobile TV services . 43
4.17.2.2 Use case 2: Banking Services. 45
4.17.2.3 Use case 3: Contactless Applications . 46
4.17.2.4 Use case 4: Mobile Virtual Network Operator services . 46
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4.17.3 Requirements (normative) . 48
4.17.3.1 Confidential application environment . 48
4.17.3.2 Administration by Card issuer. 48
4.17.3.2.1 Third party area environment administration . 48
4.17.3.2.2 Third party area creation. 48
4.17.3.2.3 Third party area policy definition . 49
4.17.3.3 Administration by Third party. 49
4.17.3.4 Service Operator specific requirements . 49
4.17.4 Interaction with existing features (informative) . 50
4.18 UICC for Machine-to-Machine (M2M) applications . 50
4.18.1 Abstract (informative) . 50
4.18.2 Use Cases (informative) . 50
4.18.2.1 Use case - Track and Trace . 50
4.18.2.1.1 Use case - Emergency Call . 51
4.18.2.1.2 Use case - Fleet Management . 51
4.18.2.1.3 Use case - Theft Tracking . 52
4.18.2.2 Use case - Monitoring . 52
4.18.2.2.1 Use case - Metering / Prepaid delivery of utilities (water, gas, electricity) . 52
4.18.2.2.2 Use case - Person / Animal protection . 53
4.18.2.2.3 Use case - Object protection . 54
4.18.2.3 Use case - Transaction . 54
4.18.2.3.1 Use case - PoS Terminals (Point of Sale Terminals) . 54
4.18.2.4 Use case - Control . 55
4.18.2.4.1 Use case - Controlling vending machines. 55
4.18.2.4.2 Use case - Controlling production machines . 55
4.18.3 Requirements . 56
4.18.3.1 General M2M UICC Requirements . 56
4.18.3.1.1 Specific requirements related to definition of classes . 56
4.18.3.1.2 Example for a possible class system (informative). 56
4.18.3.2 MFF Requirements . 57
4.18.4 Interaction with existing features (informative) . 57
4.19 Location based services for broadcast technology . 57
4.19.1 Abstract (informative) . 57
4.19.2 Use Cases (informative) . 57
4.19.3 Requirement for retrieving location information for broadcast technology . 58
4.19.4 Interaction with existing features (informative) . 58
4.20 Terminals with reduced functionality . 58
4.20.1 Abstract (informative) . 58
4.20.2 Use case (informative) . 58
4.20.2.1 Use case - Data card . 58
4.20.3 Requirements . 58
4.20.4 Interaction with existing features (informative) . 58
4.21 Digital Rights Management . 59
4.21.1 Abstract (informative) . 59
4.21.2 Use cases (informative) . 59
4.21.2.1 Use case - Transfer of protected contents and rights by using a UICC . 59
4.21.2.2 Use case - Provisioning of rights in the UICC . 59
4.21.2.3 Use case - Direct rendering of DRM-protected content by using the UICC . 59
4.21.2.4 Use case - Pre-loading of rights by using the UICC . 60
4.21.3 Requirements . 60
4.21.4 Interaction with existing features (informative) . 60
Annex A (informative): Requirement numbering scheme . 61
Annex B (informative): Change history . 62
History . 63

ETSI
Release 8 7 ETSI TS 102 412 V8.4.0 (2009-06)
Intellectual Property Rights
IPRs essential or potentially essential to the present document may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
server (http://webapp.etsi.org/IPR/home.asp).
Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee
can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
server) which are, or may be, or may become, essential to the present document.
Foreword
This Technical Specification (TS) has been produced by ETSI Technical Committee Smart Card Platform (SCP).
The contents of the present document are subject to continuing work within TC SCP and may change following formal
TC SCP approval. If TC SCP modifies the contents of the present document, it will then be republished by ETSI with
an identifying change of release date and an increase in version number as follows:
Version x.y.z
where:
x the first digit:
0 early working draft;
1 presented to TC SCP for information;
2 presented to TC SCP for approval;
3 or greater indicates TC SCP approved document under change control.
y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections,
updates, etc.
z the third digit is incremented when editorial only changes have been incorporated in the document.
Introduction
The present document specifies the requirements for Release 7 onwards of the TC SCP.
ETSI
Release 8 8 ETSI TS 102 412 V8.4.0 (2009-06)
1 Scope
The present document specifies the additional requirements for Release 7 onwards of the TC SCP with respect to earlier
releases.
The present document covers all the Stage 1 requirements which are not covered by other TC SCP stage 1 documents.
2 References
References are either specific (identified by date of publication and/or edition number or version number) or
non-specific.
• For a specific reference, subsequent revisions do not apply.
• In the case of a reference to a TC SCP document, a non specific reference implicitly refers to the latest version
of that document in the same Release as the present document.
• Non-specific reference may be made only to a complete document or a part thereof and only in the following
cases:
- if it is accepted that it will be possible to use all future changes of the referenced document for the
purposes of the referring document;
- for informative references.
Referenced documents which are not found to be publicly available in the expected location might be found at
http://docbox.etsi.org/Reference.
NOTE: While any hyperlinks included in this clause were valid at the time of publication ETSI cannot guarantee
their long term validity.
2.1 Normative references
The following referenced documents are indispensable for the application of the present document. For dated
references, only the edition cited applies. For non-specific references, the latest edition of the referenced document
(including any amendments) applies.
[1] ETSI TS 102 221: "Smart Cards; UICC-Terminal interface; Physical and logical characteristics
(Release 7)".
[2] ETSI TS 102 223: "Smart cards; Card Application Toolkit (CAT) (Release 6)".
[3] ETSI TS 122 038: "Digital cellular telecommunications system (Phase 2+); Universal Mobile
Telecommunications System (UMTS); USIM Application Toolkit (USAT/SAT); Service
description; Stage 1 (3GPP TS 22.038 Release 7)".
[4] ETSI TS 151 011: "Digital cellular telecommunications system (Phase 2+); Specification of the
Subscriber Identity Module - Mobile Equipment (SIM-ME) interface (3GPP TS 51.011)".
[5] ETSI TS 131 102: "Universal Mobile Telecommunications System (UMTS); Characteristics of the
USIM application (3GPP TS 31.102 Release 6)".
[6] ISO/IEC 7816-4: "Identification cards - Integrated circuit cards - Part 4: Organization, security and
commands for interchange".
[7] Trusted Computing Group (2003): "TPM Main - Part 1 Design Principles - Specification
version 1.2".
NOTE: Available at
http://www.trustedcomputinggroup.org/resources/tpm_main_specification_12_revision_62_parts_1__3
ETSI
Release 8 9 ETSI TS 102 412 V8.4.0 (2009-06)
[8] ISO/IEC 14443 (all parts): "Identification cards - Contactless integrated circuit(s) cards -
Proximity cards".
[9] ISO/IEC 18092:"Information technology - Telecommunications and information exchange
between systems - Near Field Communication - Interface and Protocol (NFCIP-1)".
[10] ISO/IEC 15693 (all parts): "Identification cards - Contactless integrated circuit(s) cards - Vicinity
cards".
[11] ETSI EN 300 468: "Digital Video Broadcasting (DVB); Specification for Service Information (SI)
in DVB systems".
[12] ETSI EN 302 304: "Digital Video Broadcasting (DVB); Transmission System for Handheld
Terminals (DVB-H)".
[13] OMA-TS-SRM-V1-0-20090310-A "OMA Secure Removable Media Specification".
[14] OMA-AD-SRM-V1-0-0-20090310-A "OMA Secure Removable Media Architecture".
[15] OMA-RD-SRM-V1-0-20090310-A "OMA Secure Removable Media Requirements".
2.2 Informative references
The following referenced documents are not essential to the use of the present document but they assist the user with
regard to a particular subject area. For non-specific references, the latest version of the referenced document (including
any amendments) applies.
[i.1] GSMA Pay Buy Mobile, Business Opportunity Analysis, Public White Paper, version 1.0,
November 2007.
[i.2] ISO/IEC 16750-3: "Road vehicles - Environmental conditions and testing for electrical and
electronic equipment - Part 3: Mechanical loads".
[i.3] AEC-Q100: "Stress Test Qualification for Integrated Circuits".
[i.4] OMA-TS-BCAST-SvcCntProtection-V1.0 : "Service and Content Protection for Mobile Broadcast
Services".
3 Definitions and abbreviations
3.1 Definitions
For the purposes of the present document, the following terms and definitions apply:
central repository: a repository of registered applications residing in the UICC
CLF: ContactLess Front-end, circuitry in the terminal which:
• Handles the analogue part of the contactless communication.
• May handle some layers of the contactless protocol.
• May exch
...