ETSI TR 119 112 V1.1.1 (2019-04)

Electronic Signatures and Infrastructures (ESI); Most significant differences between AdES/ASiC ENs and previous TSs

DTR/ESI-0019112

General Information

• Status: Published
• Publication Date: 29-Apr-2019
• Technical Committee: ESI - Electronic Signatures and Infrastructures
• Current Stage: 12 - Completion
• Due Date: 19-Apr-2019
• Completion Date: 30-Apr-2019

Standards Content (Sample)

ETSI TR 119 112 V1.1.1 (2019-04)






TECHNICAL REPORT
Electronic Signatures and Infrastructures (ESI);
Most significant differences
between AdES/ASiC ENs and previous TSs

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2 ETSI TR 119 112 V1.1.1 (2019-04)



Reference
DTR/ESI-0019112
Keywords
ASiC, CAdES, electronic signature, PAdES,
XAdES
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3 ETSI TR 119 112 V1.1.1 (2019-04)
Contents
Intellectual Property Rights . 4
Foreword . 4
Modal verbs terminology . 4
1 Scope . 5
2 References . 5
2.1 Normative references . 5
2.2 Informative references . 5
3 Definition of terms, symbols and abbreviations . 7
3.1 Terms . 7
3.2 Symbols . 7
3.3 Abbreviations . 7
4 Main differences between specifications for CAdES digital signatures . 7
4.1 Introduction . 7
4.2 New attributes substituting previously defined ones . 8
4.3 Clarification of attributes semantics . 8
4.4 Deprecated attributes . 9
4.5 Two new sets of levels . 9
5 Main differences between specifications for XAdES digital signatures . 10
5.1 Introduction . 10
5.2 New qualifying properties substituting previously defined ones . 11
5.3 Clarification of qualifying properties semantics. 12
5.4 Two new sets of levels . 12
6 Main differences between specifications for PAdES digital signatures . 13
6.1 Introduction . 13
6.2 New attributes substituting previously defined ones . 14
6.3 Clarification of attributes usage and encoding . 14
6.4 Deprecated attributes . 15
6.5 Two new sets of levels . 15
7 Main differences between specifications for ASIC containers . 16
7.1 Introduction . 16
7.2 Two new sets of container levels . 16
7.3 Evidence records . 17
7.4 New ASiC Manifest files for long term availability . 17
History . 18


ETSI

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4 ETSI TR 119 112 V1.1.1 (2019-04)
Intellectual Property Rights
Essential patents
IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
server (https://ipr.etsi.org/).
Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee
can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
server) which are, or may be, or may become, essential to the present document.
Trademarks
The present document may include trademarks and/or tradenames which are asserted and/or registered by their owners.
ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no
right to use or reproduce any trademark and/or tradename. Mention of those trademarks in the present document does
not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks.
Foreword
This Technical Report (TR) has been produced by ETSI Technical Committee Electronic Signatures and Infrastructures
(ESI).
Modal verbs terminology
In the present document "should", "should not", "may", "need not", "will", "will not", "can" and "cannot" are to be
interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions).
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
ETSI

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5 ETSI TR 119 112 V1.1.1 (2019-04)
1 Scope
The present document summarizes:
• The most relevant differences between the CAdES digital signatures specified in ETSI EN 319 122-1 [i.2] and
ETSI EN 319 122-2 [i.26], and the CAdES signatures specified in ETSI TS 101 733 (V2.2.1) [i.3] and ETSI
TS 103 173 (V2.2.1) [i.4].
• The most relevant differences between the PAdES digital signatures specified in ETSI EN 319 142-1 [i.8] and
ETSI EN 319 142-2 [i.9], and the PAdES signatures specified in the latest versions of the different parts ETSI
TS 102 778 ([i.10] to [i.15]) and ETSI TS 103 172 (V2.2.2) [i.16].
• The most relevant differences between the XAdES digital signatures specified in ETSI EN 319 132-1 [i.1] and
ETSI EN 319 132-2 [i.5], and the XAdES signatures specified in ETSI TS 101 903 (V1.4.2) [i.6] and ETSI
TS 103 171 (V2.1.1) [i.7].
• The most relevant differences between the ASiC containers specified in ETSI EN 319 162-1 [i.17] and ETSI
EN 319 162-2 [i.18] and the ASiC containers specified in ETSI TS 102 918 (V1.3.1) [i.19] and ETSI
TS 103 174 (V2.2.1) [i.20].
2 References
2.1 Normative references
Normative references are not applicable in the present document.
2.2 Informative references
References are either specific (identified by date of publication and/or edition number or version number) or
non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the
referenced document (including any amendments) applies.
NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee
their long term validity.
The following referenced documents are not necessary for the application of the present document but they assist the
user with regard to a particular subject area.
[i.1] ETSI EN 319 132-1 (V1.1.1): "Electronic Signatures and Infrastructures (ESI); XAdES digital
signatures; Part 1: Building blocks and XAdES baseline signatures".
[i.2] ETSI EN 319 122-1 (V1.1.1): "Electronic Signatures and Infrastructures (ESI); CAdES digital
signatures; Part 1: Building blocks and CAdES baseline signatures".
[i.3] ETSI TS 101 733 (V2.2.1): "Electronic Signatures and Infrastructures (ESI); CMS Advanced
Electronic Signatures (CAdES)".
[i.4] ETSI TS 103 173 (V2.2.1): "Electronic Signatures and Infrastructures (ESI); CAdES Baseline
Profile".
[i.5] ETSI EN 319 132-2 (V1.1.1): "Electronic Signatures and Infrastructures (ESI); XAdES digital
signatures; Part 2: Extended XAdES signatures".
[i.6] ETSI TS 101 903 (V1.4.2): "Electronic Signatures and Infrastructures (ESI); XML Advanced
Electronic Signatures (XAdES)".
[i.7] ETSI TS 103 171 (V2.1.1): "Electronic Signatures and Infrastructures (ESI); XAdES Baseline
Profile".
ETSI

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6 ETSI TR 119 112 V1.1.1 (2019-04)
[i.8] ETSI EN 319 142-1 (V1.1.1): "Electronic Signatures and Infrastructures (ESI); PAdES digital
signatures; Part 1: Building blocks and PAdES baseline signatures".
[i.9] ETSI EN 319 142-2 (V1.1.1): "Electronic Signatures and Infrastructures (ESI); PAdES digital
signatures; Part 2: Additional PAdES signatures profiles".
[i.10] ETSI TS 102 778-1 (V1.1.1): "Electronic Signatures and Infrastructures (ESI); PDF Advanced
Electronic Signature Profiles; Part 1: PAdES Overview - a framework document for PAdES".
[i.11] ETSI TS 102 778-2 (V1.2.1): "Electronic Signatures and Infrastructures (ESI); PDF Advanced
Electronic Signature Profiles; Part 2: PAdES Basic - Profile based on ISO 32000-1".
[i.12] ETSI TS 102 778-3 (V1.2.1): "Electronic Signatures and Infrastructures (ESI); PDF Advanced
Electronic Signature Profiles; Part 3: PAdES Enhanced - PAdES-BES and PAdES-EPES Profiles".
[i.13] ETSI TS 102 778-4 (V1.1.2): "Electronic Signatures and Infrastructures (ESI); PDF Advanced
Electronic Signature Profiles; Part 4: PAdES Long Term - PAdES LTV Profile".
[i.14] ETSI TS 102 778-5 (V1.1.2): "Electronic Signatures and Infrastructures (ESI); PDF Advanced
Electronic Signature Profiles; Part 5: PAdES for XML Content - Profiles for XAdES signatures".
[i.15] ETSI TS 102 778-6 (V1.1.1): "Electronic Signatures and Infrastructures (ESI); PDF Advanced
Electronic Signature Profiles; Part 6: Visual Representations of Electronic Signatures".
[i.16] ETSI TS 103 172 (V2.2.2): "Electronic Signatures and Infrastructures (ESI); PAdES Baseline
Profile".
[i.17] ETSI EN 319 162-1 (V1.1.1): "Electronic Signatures and Infrastructures (ESI); Associated
Signature Containers (ASiC); Part 1: Building blocks and ASiC baseline containers".
[i.18] ETSI EN 319 162-2 (V1.1.1): "Electronic Signatures and Infrastructures (ESI); Associated
Signature Containers (ASiC); Part 2: Additional ASiC containers".
[i.19] ETSI TS 102 918 (V1.3.1): "Electronic Signatures and Infrastructures (ESI); Associated Signature
Containers (ASiC) ".
[i.20] ETSI TS 103 174 (V2.2.1): "Electronic Signatures and Infrastructures (ESI); ASiC Baseline
Profile".
[i.21] ISO 32000-1: "Document management - Portable document format - Part 1: PDF 1.7".
[i.22] IETF RFC 4998: "Evidence Record Syntax (ERS)".
[i.23] IETF RFC 6283: "Extensible Markup Language Evidence Record Syntax (XMLERS)".
[i.24] IETF RFC 5652: "Cryptographic Message Syntax (CMS)".
[i.25] IETF RFC 5035 (August 2007): "Enhanced Security Services (ESS) Update: Adding CertID
Algorithm Agility".
[i.26] ETSI EN 319 122-2: "Electronic Signatures and Infrastructures (ESI); CAdES digital signatures;
Part 2: Extended CAdES signatures".
[i.27] Commission Implementing Decision (EU) 2015/1506 of 8 September 2015 laying down
specifications relating to formats of advanced electronic signatures and advanced seals to be
recognised by public sector bodies pursuant to Articles 27(5) and 37(5) of Regulation (EU)
No 910/2014 of the European Parliament and of the Council on electronic identification and trust
services for electronic transactions in the internal market.
[i.28] W3C Recommendation (11 April 2013): "XML Signature Syntax and Processing Version 1.1".
ETSI

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7 ETSI TR 119 112 V1.1.1 (2019-04)
3 Definition of terms, symbols and abbreviations
3.1 Terms
For the purposes of the present document, the terms given in ETSI EN 319 122-1 [i.2], ETSI EN 319 132-1 [i.1] and
ETSI EN 319 162-1 [i.17] apply.
3.2 Symbols
Void.
3.3 Abbreviations
For the purposes of the present document, the abbreviations given in ETSI EN 319 122-1 [i.2], ETSI EN 319 132-1 [i.1]
and ETSI EN 319 162-1 [i.17] apply.
4 Main differences between specifications for CAdES
digital signatures
4.1 Introduction
Compared to ETSI TS 101 733 (V2.2.1) [i.3] and ETSI TS 103 173 (V 2.2.1) [i.4], ETSI EN 319 122-1 [i.2] and ETSI
EN 319 122-2 [i.26] implemented the following types of differences:
1) Specification of new attributes for them to substitute in the future attributes that had been specified by ETSI
TSs.
2) Specification of new attributes, with semantics that the attributes already specified by ETSI TSs did not offer.
3) Clarification of the semantics of certain attributes already specified within the different ETSI TSs whenever
ETSI ESI considered worth to implement such clarifications.
4) Deprecation of a number of attributes specified in ETSI TS 101 733 [i.3].
5) Definition of two new sets of signature levels, namely: one set of CAdES baseline signatures, which is
specified in ETSI EN 319 122-1 [i.2], and one set of extended CAdES signatures, which is defined in ETSI
EN 319 122-2 [i.26]. The first set comes from the revision of the levels defined in ETSI TS 103 173 [i.4]. The
second comes from the revision of the levels defined in ETSI TS 101 733 [i.3].
6) Redistribution of material:
a) ETSI EN 319 122-1 [i.2] contains now: the definition of the semantics and the syntax of the new set of
CAdES attributes, and the specification of the CAdES baseline signature levels.
b) ETSI EN 319 122-2 [i.26].contains the specification of extended CAdES signature levels.
c) ETSI TS 101 733 [i.3] contained: the definition of the semantics and the syntax of all the previous set of
CAdES attributes, and the specification of a set of CAdES signature levels, equivalent to the ones that
are specified in ETSI EN 319 122-2 [i.26].
d) ETSI TS 103 173 [i.4] contained the specification of levels for CAdES baseline signatures old formats.
The following clauses provide further details on some of the aforementioned changes.
ETSI

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8 ETSI TR 119 112 V1.1.1 (2019-04)
4.2 New attributes substituting previously defined ones
Table 8 shows new CAdES attributes specified in ETSI EN 319 122-1 [i.2]. Some of them also replace already existing
CAdES attributes specified in ETSI TS 101 733 [i.3], by reasons explained in the table. Others, just allow to incorporate
new features into the CAdES signatures.
Table 1: Additional ETSI EN 319 122-1 new qualifying CAdES properties
New CAdES attributes specified in CAdES attributes specified in Reason for replacement OR for their
ETSI EN 319 122-1 ETSI TS 101 733 replaced by the incorporation (if they do not replace
former ones none in ETSI TS 101 733)
signer-attributes-v2 signer-attributes
Add new element able to contain signed
assertions. This would be signed by a third
party, stronger than claimed assertions but
less restrictive than attribute certificates.
Add new element able to contain not only
X509 attribute certificates but any
hypothetical attribute certificate in a
different format.
signature-policy-store -- Allow incorporating the full signature policy
document, not only its identifier and a
pointer to the location where this signature
policy document is stored.
For self-contained long-lasting signatures in
prevision of difficulties to access to the
signature policy location.
ats-hash-index-v3 ats-hash-index
Allow or addition of a value within the set of
values in Attribute.attrValues field
within a certain attribute after the already
present values within the aforementioned
set had been time-stamped by a former
archive-time-stamp-v3. This is
achieved by computing digests on octets
"resulting from concatenating the
Attribute.attrType field and one of
the instances of AttributeValue within
the Attribute.attrValues within the
unsignedAttrs field". It is worth to
mention that ats-hash-index attribute is
not used in any of the levels that were
mentioned in the EU Commission
Implementing Decision (EU) 2015/1506
[i.27] (see note).
SigPolicyQualifierInfo in SigPolicyQualifierInfo in A third and new qualifier for the signature
signature-policy-identifier signature-policy-
policy have been identified so far: an
identifier
identifier of the technical specification that
defines the syntax used for producing the
signature policy document (an element of
type SPDocSpecification).
NOTE: This attribute is not part of signature formats mentioned in EU commission decision.

4.3 Clarification of attributes semantics
A relevant effort was put by ESI in clarifying the semantics of a number of attributes. Most of these properties were
properties that either contain validation material (certificates, CRLs, OCSP responses) or properties that contain
references to this kind of validation material.
Most of the times the clarification consisted in making it clear what specific validation values, or references to what
validation values, may be present in each attribute.
It is worth to mention that none of the attributes listed in Table 2 is used in any of the levels that were mentioned in the
EU Commission Implementing Decision (EU) 2015/1506 [i.27].
ETSI

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9 ETSI TR 119 112 V1.1.1 (2019-04)
Table 2: Qualifying CAdES properties whose semantics has been clarified
CAdES attributes whose semantics has been clarified Clauses in ETSI EN 319 122-1
certificate-values
A.1.1.2
revocation-values
A.1.2.2
complete-certificate-references
A.1.1.1
complete-revocation-references
A.1.2.1
attribute-certificate-references
A.1.3
attribute-revocation-references
A.1.4
NOTE: These attributes are not part of signature formats mentioned in EU commission decision.

In addition to what has been stated above, ETSI EN 319 122-1 [i.2] and ETSI EN 319 122-2 [i.26] clearly specifies that
its IssuerSerial component of ESS signing-certificate-v2 attribute is "only a hint, that can help to
identify the certificate whose digest matches the value present in the reference. But the binding information is the digest
of the certificate", which clearly states that applications cannot not rely on this value for matching a reference to the
purportedly referenced certificate; instead, they are required to use the digest value. This was not stated in ETSI
TS 101 733 [i.3] and ETSI TS 103 173 [i.4].
4.4 Deprecated attributes
Table 3 shows the attributes deprecated by ETSI EN 319 122-1 [i.2].
Table 3: Attributes deprecated by ETSI EN 319 122-1
other-signing-certificate
signer-attributes
archive-time-stamp (ATSv2)
long-term-validation
ats-hash-index
time-mark
NOTE: These attributes are not part of signature formats mentioned in EU commission decision.

4.5 Two new sets of levels
ETSI EN 319 122-1 [i.2] and ETSI EN 319 122-2 [i.26], being European Standards containing technical specifications
targeted at specifying semantics and syntax requirements for technical concepts (digital signatures) that could be used
for supporting legal concepts (advanced electronic signatures).
As a direct consequence of this, within ETSI EN 319 122-1 [i.2] and ETSI EN 319 122-2 [i.26], CAdES is not any more
an acronym as in ETSI TS 101 733 [i.3] and ETSI TS 103 733 [i.4], but a kind of trademark for shortly naming and
identifying a specific type of digital signatures: those ones that are built on CMS signatures as specified in IETF
RFC 5652 [i.24], by incorporation of signed and unsigned attributes specified in ETSI EN 319 122-1 [i.2].
Also as a direct consequence of that, ESI decided to differentiate the ETSI EN 319 122-compliant CAdES signatures
from the ETSI TS 101 733-compliant or ETSI TS 103 171-compliant CAdES signatures.
ETSI EN 319 122-1 [i.2] and ETSI EN 319 122-2 [i.26] define two sets of levels, most of them replacing levels
specified in ETSI TS 103 173 [i.4] and ETSI TS 101 733 [i.3], as indicated in Table 10 and Table 11. It is worth to
mention that CAdES-LTA-Level and none of the levels in Table 11 are mentioned in the EU Commission
Implementing Decision (EU) 2015/1506 [i.27].
ETSI

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10 ETSI TR 119 112 V1.1.1 (2019-04)
Table 4: Correspondence between levels in ETSI EN 319 122-1 and levels in ETSI TS 103 173
(CAdES baseline signatures)
New levels specified in ETSI EN 319 122-1 Levels in ETSI TS 103 173
CAdES-B-B CAdES-B-Level
CAdES-B-T CAdES-T-Level
CAdES-B-LT CAdES-LT-Level
CAdES-B-LTA CAdES-LTA-Level
NOTE: These attributes are not part of signature formats mentioned in EU commission decision.

Table 5: Correspondence between levels in ETSI EN 319 122-2 and levels in ETSI TS 101 733
(extended CAdES signatures)
New levels specified in ETSI EN 319 122-2 Levels in ETSI TS 101 733
CAdES-E-B CAdES-B
CADES-E-EPES CADES-EPES
CAdES-E-C CAdES-C
CAdES-E-X CAdES-X
CAdES-E-X-Long CAdES-X-Long
CAdES-E-X-L CAdES-X-L
CAdES-E-A CAdES-A

5 Main differences between specifications for XAdES
digital signatures
5.1 Introduction
The present document uses the URI namespaces and the prefixes associated to these XML namespaces listed in Table 6.
Table 6: Namespaces with constant prefixes
XML Namespace URI Prefix
ds
http://www.w3.org/2000/09/xmldsig#
http://uri.etsi.org/01903/v1.3.2# xades
xadesv141
http://uri.etsi.org/01903/v1.4.1#

Compared to ETSI TS 101 903 (V1.4.2) [i.6] and ETSI TS 103 171 (V2.1.1) [i.7], ETSI EN 319 132-1 [i.1] and ETSI
EN 319 132-2 [i.5] implemented the following types of differences:
1) Specification of new qualifying properties for them to substitute in the future qualifying properties that had
been specified by ETSI TSs.
2) Specification of new qualifying properties, with semantics that none of the qualifying properties already
specified by ETSI TSs did not offer.
3) Clarification of the semantics of certain qualifying properties already specified within the different ETSI TSs
whenever ETSI ESI considered worth to implement such clarifications.
4) Definition of two new sets of signature levels, namely: one set of XAdES baseline signatures, which is
specified in ETSI EN 319 132-1 [i.1], and one set of extended XAdES signatures, which is defined in ETSI
EN 319 132-2 [i.5]. The first set comes from the revision of the levels defined in ETSI TS 103 171 [i.7]. The
second comes from the revision of the levels defined in ETSI TS 101 903 [i.6].
5) Redistribution of material:
a) ETSI EN 319 132-1 [i.1] contains now: the definition of the semantics and the syntax of the new set of
XAdES qualifying properties, and the specification of the XAdES baseline signature levels.
ETSI

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11 ETSI TR 119 112 V1.1.1 (2019-04)
b) ETSI EN 319 132-2 [i.5] contains the specification of extended XAdES signature levels.
c) ETSI TS 101 903 [i.6] contained: the definition of the semantics and the syntax of all the previous set of
XAdES qualifying properties, and the specification of a set of XAdES signature levels, equivalent to the
ones that are specified in ETSI EN 319 132-2 [i.5].
d) ETSI TS 103 171 [i.7] contained the specification of levels for XAdES baseline signatures old formats.
The following clauses will provide further details on some of the aforementioned changes.
5.2 New qualifying properties substituting previously defined
ones
The XML Signature W3C Recommendation, which specifies the semantics and syntax of XML signatures, on which
XAdES signatures are built, deprecated an element which was used in ETSI TS 101 903 [i.6] and ETSI
TS 103 171 [i.7], namely the ds:X509IssuerSerial element, due to reported problems by XML validators when
dealing with very high integer values. Indeed the problem was not a problem of the specification of such element, but a
problem of implementations of certain XML validators.
As it has been mentioned, a number of qualifying properties specified in ETSI TS 101 903 [i.6] contained the
aforementioned element.
ESI decided not to keep in its new specifications an element that XML Signature W3C Recommendation had labelled
as deprecated. This forced to define new XAdES qualifying properties for substituting:
1) all the previously defined ones containing the ds:X509IssuerSerial element; and
2) any previously defined qualifying property whose semantics depended on the properties included in bullet 1).
Table 7 shows the XAdES qualifying properties specified in the ETSI TS 101 903 [i.6] and the new ones specified by
ETSI EN 319 132-1 [i.1].
Table 7: ETSI EN 319 132-1 new qualifying XAdES properties replacing ETSI TS 101 903 XAdES
qualifying properties due to deprecation of ds:X509IssuerSerial
in XML Signature W3C Recommendation
New XAdES qualifying properties specified XAdES qualifying properties specified
in ETSI EN 319 132-1 in ETSI TS 101 903 replaced by the former ones
xades:SigningCertificateV2 xades:SigningCertificate
xadesv141:CompleteCertificateRefsV2 xades:CompleteCertificateRefs
xadesv141:AttributeCertificateRefsV2 xades:AttributeCertificateRefs
xadesv141:SigAndRefsTimeStampV2 xades:SigAndRefsTimeStamp
xadesv141:RefsOnlyTimeStampV2 xades:RefsOnlyTimeStamp
xades:SignatureProductionPlaceV2 xades:SignatureProductionPlace

Qualifying properties xades:SigningCertificate, xades:CompleteCertificateRefs, and
xades:AttributeCertificateRefs included ds:X509IssuerSerial as component.
In these components, t
...