5G; NR; Overall description; Stage-2 (3GPP TS 38.300 version 15.6.0 Release 15)

RTS/TSGR-0238300vf60

General Information

Status
Published
Publication Date
24-Jul-2019
Current Stage
12 - Completion
Completion Date
25-Jul-2019
Ref Project

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ETSI TS 138 300 V15.6.0 (2019-07) - 5G; NR; Overall description; Stage-2 (3GPP TS 38.300 version 15.6.0 Release 15)
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ETSI TS 138 300 V15.6.0 (2019-07)






TECHNICAL SPECIFICATION
5G;
NR;
Overall description;
Stage-2
(3GPP TS 38.300 version 15.6.0 Release 15)

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3GPP TS 38.300 version 15.6.0 Release 15 1 ETSI TS 138 300 V15.6.0 (2019-07)



Reference
RTS/TSGR-0238300vf60
Keywords
5G
ETSI
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3GPP TS 38.300 version 15.6.0 Release 15 2 ETSI TS 138 300 V15.6.0 (2019-07)
Intellectual Property Rights
Essential patents
IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
server (https://ipr.etsi.org/).
Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee
can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
server) which are, or may be, or may become, essential to the present document.
Trademarks
The present document may include trademarks and/or tradenames which are asserted and/or registered by their owners.
ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no
right to use or reproduce any trademark and/or tradename. Mention of those trademarks in the present document does
not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks.
Legal Notice
This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP).
The present document may refer to technical specifications or reports using their 3GPP identities. These shall be
interpreted as being references to the corresponding ETSI deliverables.
The cross reference between 3GPP and ETSI identities can be found under http://webapp.etsi.org/key/queryform.asp.
Modal verbs terminology
In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and
"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of
provisions).
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
ETSI

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3GPP TS 38.300 version 15.6.0 Release 15 3 ETSI TS 138 300 V15.6.0 (2019-07)
Contents
Intellectual Property Rights . 2
Legal Notice . 2
Modal verbs terminology . 2
Foreword . 7
1 Scope . 8
2 References . 8
3 Abbreviations and Definitions . 9
3.1 Abbreviations . 9
3.2 Definitions . 11
4 Overall Architecture and Functional Split . 11
4.1 Overall Architecture . 11
4.2 Functional Split . 12
4.3 Network Interfaces . 14
4.3.1 NG Interface . 14
4.3.1.1 NG User Plane . 14
4.3.1.2 NG Control Plane . 14
4.3.2 Xn Interface . 15
4.3.2.1 Xn User Plane . 15
4.3.2.2 Xn Control Plane . 16
4.4 Radio Protocol Architecture . 16
4.4.1 User Plane . 16
4.4.2 Control Plane . 17
4.5 Multi-Radio Dual Connectivity . 17
4.6 Radio Access Network Sharing . 17
5 Physical Layer . 17
5.1 Waveform, numerology and frame structure . 17
5.2 Downlink . 18
5.2.1 Downlink transmission scheme . 18
5.2.2 Physical-layer processing for physical downlink shared channel . 19
5.2.3 Physical downlink control channels . 19
5.2.4 Synchronization signal and PBCH block . 20
5.2.5 Physical layer procedures . 21
5.2.5.1 Link adaptation . 21
5.2.5.2 Power Control . 21
5.2.5.3 Cell search . 21
5.2.5.4 HARQ . 21
5.2.5.5 Reception of SIB1 . 21
5.3 Uplink . 21
5.3.1 Uplink transmission scheme . 21
5.3.2 Physical-layer processing for physical uplink shared channel . 22
5.3.3 Physical uplink control channel . 22
5.3.4 Random access . 23
5.3.5 Physical layer procedures . 23
5.3.5.1 Link adaptation . 23
5.3.5.2 Uplink Power control . 24
5.3.5.3 Uplink timing control . 24
5.3.5.4 HARQ . 24
5.4 Carrier aggregation . 24
5.4.1 Carrier aggregation . 24
5.4.2 Supplementary Uplink . 24
5.5 Transport Channels. 24
6 Layer 2 . 25
ETSI

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3GPP TS 38.300 version 15.6.0 Release 15 4 ETSI TS 138 300 V15.6.0 (2019-07)
6.1 Overview . 25
6.2 MAC Sublayer . 27
6.2.1 Services and Functions . 27
6.2.2 Logical Channels . 28
6.2.3 Mapping to Transport Channels. 28
6.2.4 HARQ . 28
6.3 RLC Sublayer . 28
6.3.1 Transmission Modes . 28
6.3.2 Services and Functions . 29
6.3.3 ARQ . 29
6.4 PDCP Sublayer . 29
6.4.1 Services and Functions . 29
6.5 SDAP Sublayer . 30
6.6 L2 Data Flow . 30
6.7 Carrier Aggregation . 30
6.8 Dual Connectivity. 32
6.9 Supplementary Uplink . 32
6.10 Bandwidth Adaptation . 32
7 RRC . 33
7.1 Services and Functions . 33
7.2 Protocol States . 34
7.3 System Information Handling . 34
7.3.1 Overview . 34
7.3.2 Scheduling . 36
7.3.3 SI Modification . 36
7.4 Access Control . 36
7.5 UE Capability Retrieval framework . 36
7.6 Transport of NAS Messages . 37
7.7 Carrier Aggregation . 37
7.8 Bandwidth Adaptation . 37
7.9 UE Assistance Information. 37
8 NG Identities . 38
8.1 UE Identities . 38
8.2 Network Identities . 38
9 Mobility and State Transitions . 39
9.1 Overview . 39
9.2 Intra-NR . 39
9.2.1 Mobility in RRC_IDLE . 39
9.2.1.1 Cell Selection . 39
9.2.1.2 Cell Reselection . 40
9.2.1.3 State Transitions . 41
9.2.2 Mobility in RRC_INACTIVE. 42
9.2.2.1 Overview . 42
9.2.2.2 Cell Reselection . 43
9.2.2.3 RAN-Based Notification Area . 43
9.2.2.4 State Transitions . 44
9.2.2.4.1 UE triggered transition from RRC_INACTIVE to RRC_CONNECTED . 44
9.2.2.4.2 Network triggered transition from RRC_INACTIVE to RRC_CONNECTED . 45
9.2.2.5 RNA update. 46
9.2.3 Mobility in RRC_CONNECTED . 48
9.2.3.1 Overview . 48
9.2.3.2 Handover . 49
9.2.3.2.1 C-Plane Handling . 49
9.2.3.2.2 U-Plane Handling . 51
9.2.3.2.3 Data Forwarding . 52
9.2.3.3 Re-establishment procedure . 54
9.2.4 Measurements . 55
9.2.5 Paging . 57
9.2.6 Random Access Procedure . 58
9.2.7 Radio Link Failure . 59
ETSI

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3GPP TS 38.300 version 15.6.0 Release 15 5 ETSI TS 138 300 V15.6.0 (2019-07)
9.2.8 Beam failure detection and recovery . 59
9.2.9 Timing Advance . 59
9.3 Inter RAT . 60
9.3.1 Intra 5GC . 60
9.3.1.1 Cell Reselection . 60
9.3.1.2 Handover . 60
9.3.1.3 Measurements . 60
9.3.2 From 5GC to EPC . 60
9.3.2.1 Cell Reselection . 60
9.3.2.2 Handover and redirection . 61
9.3.2.3 Measurements . 61
9.3.2.4 Data Forwarding for the Control Plane . 61
9.3.2.5 Data Forwarding for the User Plane . 61
9.3.3 From EPC to 5GC . 62
9.3.3.1 Data Forwarding for the Control Plane . 62
9.3.3.2 Data Forwarding for the User Plane . 62
9.4 Roaming and Access Restrictions . 62
10 Scheduling . 63
10.1 Basic Scheduler Operation . 63
10.2 Downlink Scheduling . 63
10.3 Uplink Scheduling . 64
10.4 Measurements to Support Scheduler Operation . 64
10.5 Rate Control . 64
10.5.1 Downlink . 64
10.5.2 Uplink . 65
10.6 Activation/Deactivation Mechanism . 65
10.7 E-UTRA-NR Cell Resource Coordination . 65
10.8 Cross Carrier Scheduling . 66
11 UE Power Saving . 66
12 QoS . 67
12.1 Overview . 67
12.2 Explicit Congestion Notification . 69
13 Security. 69
13.1 Overview and Principles . 69
13.2 Security Termination Points . 71
13.3 State Transitions and Mobility . 72
14 UE Capabilities . 72
15 Self-Configuration and Self-Optimisation . 72
15.1 Definitions . 72
15.2 Void . 72
15.3 Self-configuration . 72
15.3.1 Dynamic configuration of the NG-C interface. 72
15.3.1.1 Prerequ
...

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