Electronic Signatures and Infrastructures (ESI); Certificate Profiles; Part 4: Certificate profile for web site certificates

REN/ESI-0019412-4v131

Elektronski podpisi in infrastruktura (ESI) - Profili potrdil - 4. del: Profil potrdila za potrdila za spletna mesta

General Information

Status
Not Published
Current Stage
9 - Start of OAP
Due Date
23-Jun-2023
Completion Date
23-Jun-2023

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Draft ETSI EN 319 412-4 V1.3.0 (2023-06)






EUROPEAN STANDARD
Electronic Signatures and Infrastructures (ESI);
Certificate Profiles;
Part 4: Certificate profile for web site certificates

---------------------- Page: 1 ----------------------
2 Draft ETSI EN 319 412-4 V1.3.0 (2023-06)

Reference
REN/ESI-0019412-4v131
Keywords
electronic signature, IP, profile, security, trust
services
ETSI
650 Route des Lucioles
F-06921 Sophia Antipolis Cedex - FRANCE

Tel.: +33 4 92 94 42 00  Fax: +33 4 93 65 47 16

Siret N° 348 623 562 00017 - APE 7112B
Association à but non lucratif enregistrée à la
Sous-Préfecture de Grasse (06) N° w061004871

Important notice
The present document can be downloaded from:
https://www.etsi.org/standards-search
The present document may be made available in electronic versions and/or in print. The content of any electronic and/or
print versions of the present document shall not be modified without the prior written authorization of ETSI. In case of any
existing or perceived difference in contents between such versions and/or in print, the prevailing version of an ETSI
deliverable is the one made publicly available in PDF format at www.etsi.org/deliver.
Users of the present document should be aware that the document may be subject to revision or change of status.
Information on the current status of this and other ETSI documents is available at
https://portal.etsi.org/TB/ETSIDeliverableStatus.aspx
If you find errors in the present document, please send your comment to one of the following services:
https://portal.etsi.org/People/CommiteeSupportStaff.aspx
If you find a security vulnerability in the present document, please report it through our
Coordinated Vulnerability Disclosure Program:
https://www.etsi.org/standards/coordinated-vulnerability-disclosure
Notice of disclaimer & limitation of liability
The information provided in the present deliverable is directed solely to professionals who have the appropriate degree of
experience to understand and interpret its content in accordance with generally accepted engineering or
other professional standard and applicable regulations.
No recommendation as to products and services or vendors is made or should be implied.
In no event shall ETSI be held liable for loss of profits or any other incidental or consequential damages.

Any software contained in this deliverable is provided "AS IS" with no warranties, express or implied, including but not
limited to, the warranties of merchantability, fitness for a particular purpose and non-infringement of intellectual property
rights and ETSI shall not be held liable in any event for any damages whatsoever (including, without limitation, damages
for loss of profits, business interruption, loss of information, or any other pecuniary loss) arising out of or related to the use
of or inability to use the software.
Copyright Notification
No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and
microfilm except as authorized by written permission of ETSI.
The content of the PDF version shall not be modified without the written authorization of ETSI.
The copyright and the foregoing restriction extend to reproduction in all media.

© ETSI 2023.
All rights reserved.

ETSI

---------------------- Page: 2 ----------------------
3 Draft ETSI EN 319 412-4 V1.3.0 (2023-06)
Contents
Intellectual Property Rights . 4
Foreword . 4
Modal verbs terminology . 4
Introduction . 5
1 Scope . 6
2 References . 6
2.1 Normative references . 6
2.2 Informative references . 7
3 Definition of terms, symbols, abbreviations and notations . 7
3.1 Terms . 7
3.2 Symbols . 7
3.3 Abbreviations . 7
3.4 Notations . 8
4 Profile requirements . 8
4.1 Generic profile requirements . 8
4.1.1 Certificates following DVCP, IVCP or OVCP . 8
4.1.2 Certificates following EVCP or QEVCP-w . 8
4.1.3 Certificates following NCP or QNCP-w-gen . 8
4.1.4 Certificates following QNCP-w . 9
4.2 EU Qualified Certificate statements for EU Qualified Certificates . 9
4.3 Certificate policies for EU Qualified Certificates . 9
Annex A (informative): Change history . 10
History . 11

ETSI

---------------------- Page: 3 ----------------------
4 Draft ETSI EN 319 412-4 V1.3.0 (2023-06)
Intellectual Property Rights
Essential patents
IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The declarations
pertaining to these essential IPRs, if any, are publicly available for ETSI members and non-members, and can be
found in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to
ETSI in respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the
ETSI Web server (https://ipr.etsi.org/).
Pursuant to the ETSI Directives including the ETSI IPR Policy, no investigation regarding the essentiality of IPRs,
including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not
referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become,
essential to the present document.
Trademarks
The present document may include trademarks and/or tradenames which are asserted and/or registered by their owners.
ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no
right to use or reproduce any trademark and/or tradename. Mention of those trademarks in the present document does
not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks.
DECT™, PLUGTESTS™, UMTS™ and the ETSI logo are trademarks of ETSI registered for the benefit of its

Members. 3GPP™ and LTE™ are trademarks of ETSI registered for the benefit of its Members and of the 3GPP
Organizational Partners. oneM2M™ logo is a trademark of ETSI registered for the benefit of its Members and of the
®
oneM2M Partners. GSM and the GSM logo are trademarks registered and owned by the GSM Association.
Foreword
This draft European Standard (EN) has been produced by ETSI Technical Committee Electronic Signatures and
Infrastructures (ESI), and is now submitted for the combined Public Enquiry and Vote phase of the ETSI standards EN
Approval Procedure.
The present document is part 4 of multi-part deliverable covering the Certificates Profiles. Full details of the entire
series can be found in part 1 [i.5].

Proposed national transposition dates
Date of latest announcement of this EN (doa): 3 months after ETSI publication
Date of latest publication of new National Standard
or endorsement of this EN (dop/e): 6 months after doa
Date of withdrawal of any conflicting National Standard (dow): 6 months after doa

Modal verbs terminology
In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and
"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of
provisions).
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
ETSI

---------------------- Page: 4 ----------------------
5 Draft ETSI EN 319 412-4 V1.3.0 (2023-06)
Introduction
ITU and ISO issued standards for certification of public keys in ITU X.509 | ISO/IEC 9594-8 [i.4] which are used for
the security of communications and data for a wide range of electronic applications.
Regulation (EU) No 910/2014 [i.3] of the European Parliament and of the Council of 23 July 2014 on electronic
identification and trust services for electronic transactions in the internal market and repealing Directive 1999/93/EC
defines requirements on specific types of certificates named "qualified certificates". Implementation of the Directive
1999/93/EC [i.2] and deployment of certificate infrastructures throughout Europe as well as in countries outside of
Europe, have resulted in a variety of certificate implementations for use in public and closed environments, where some
are declared as qualified certificates while others are not.
The CA/Browser Forum released the Extended Validation Certificate Guidelines [3] and the Baseline Requirements for
the issuance and management of publicly trusted TLS/SSL certificates [2] to mitigate website spoofing attacks.
The present document aims to maximize the interoperability of systems issuing and using certificates both in the
European context under the Regulation (EU) No 910/2014 [i.3] and in the wider international environment, also by
meeting requirements from CA Browser Forum.
ETSI

---------------------- Page: 5 ----------------------
6 Draft ETSI EN 319 412-4 V1.3.0 (2023-06)
1 Scope
The present document specifies a certificate profile for web site certificates that are accessed by the TLS protocol [i.1].
The profile defined in the present document builds on the CA/Browser Forum Baseline requirements [2], Extended
validation guidelines [3] and other parts of the present multi-part deliverable.
The present document focuses on requirements on certificate content. Requirements on decoding and processing rules
are limited to aspects required to process certificate content defined in the present document. Further processing
requirements are only specified for cases where it adds information that is nec
...

SLOVENSKI STANDARD
oSIST prEN 319 412-4 V1.3.0:2023
01-september-2023
Elektronski podpisi in infrastruktura (ESI) - Profili potrdil - 4. del: Profil potrdila za
potrdila za spletna mesta
Electronic Signatures and Infrastructures (ESI) - Certificate Profiles - Part 4: Certificate
profile for web site certificates
Ta slovenski standard je istoveten z: ETSI EN 319 412-4 V1.3.0 (2023-06)
ICS:
03.080.99 Druge storitve Other services
35.040.01 Kodiranje informacij na Information coding in general
splošno
oSIST prEN 319 412-4 V1.3.0:2023 en
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

---------------------- Page: 1 ----------------------
oSIST prEN 319 412-4 V1.3.0:2023

---------------------- Page: 2 ----------------------
oSIST prEN 319 412-4 V1.3.0:2023
Draft ETSI EN 319 412-4 V1.3.0 (2023-06)






EUROPEAN STANDARD
Electronic Signatures and Infrastructures (ESI);
Certificate Profiles;
Part 4: Certificate profile for web site certificates

---------------------- Page: 3 ----------------------
oSIST prEN 319 412-4 V1.3.0:2023
 2 Draft ETSI EN 319 412-4 V1.3.0 (2023-06)

Reference
REN/ESI-0019412-4v131
Keywords
electronic signature, IP, profile, security, trust
services
ETSI
650 Route des Lucioles
F-06921 Sophia Antipolis Cedex - FRANCE

Tel.: +33 4 92 94 42 00  Fax: +33 4 93 65 47 16

Siret N° 348 623 562 00017 - APE 7112B
Association à but non lucratif enregistrée à la
Sous-Préfecture de Grasse (06) N° w061004871

Important notice
The present document can be downloaded from:
https://www.etsi.org/standards-search
The present document may be made available in electronic versions and/or in print. The content of any electronic and/or
print versions of the present document shall not be modified without the prior written authorization of ETSI. In case of any
existing or perceived difference in contents between such versions and/or in print, the prevailing version of an ETSI
deliverable is the one made publicly available in PDF format at www.etsi.org/deliver.
Users of the present document should be aware that the document may be subject to revision or change of status.
Information on the current status of this and other ETSI documents is available at
https://portal.etsi.org/TB/ETSIDeliverableStatus.aspx
If you find errors in the present document, please send your comment to one of the following services:
https://portal.etsi.org/People/CommiteeSupportStaff.aspx
If you find a security vulnerability in the present document, please report it through our
Coordinated Vulnerability Disclosure Program:
https://www.etsi.org/standards/coordinated-vulnerability-disclosure
Notice of disclaimer & limitation of liability
The information provided in the present deliverable is directed solely to professionals who have the appropriate degree of
experience to understand and interpret its content in accordance with generally accepted engineering or
other professional standard and applicable regulations.
No recommendation as to products and services or vendors is made or should be implied.
In no event shall ETSI be held liable for loss of profits or any other incidental or consequential damages.

Any software contained in this deliverable is provided "AS IS" with no warranties, express or implied, including but not
limited to, the warranties of merchantability, fitness for a particular purpose and non-infringement of intellectual property
rights and ETSI shall not be held liable in any event for any damages whatsoever (including, without limitation, damages
for loss of profits, business interruption, loss of information, or any other pecuniary loss) arising out of or related to the use
of or inability to use the software.
Copyright Notification
No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and
microfilm except as authorized by written permission of ETSI.
The content of the PDF version shall not be modified without the written authorization of ETSI.
The copyright and the foregoing restriction extend to reproduction in all media.

© ETSI 2023.
All rights reserved.

ETSI

---------------------- Page: 4 ----------------------
oSIST prEN 319 412-4 V1.3.0:2023
 3 Draft ETSI EN 319 412-4 V1.3.0 (2023-06)
Contents
Intellectual Property Rights . 4
Foreword . 4
Modal verbs terminology . 4
Introduction . 5
1 Scope . 6
2 References . 6
2.1 Normative references . 6
2.2 Informative references . 7
3 Definition of terms, symbols, abbreviations and notations . 7
3.1 Terms . 7
3.2 Symbols . 7
3.3 Abbreviations . 7
3.4 Notations . 8
4 Profile requirements . 8
4.1 Generic profile requirements . 8
4.1.1 Certificates following DVCP, IVCP or OVCP . 8
4.1.2 Certificates following EVCP or QEVCP-w . 8
4.1.3 Certificates following NCP or QNCP-w-gen . 8
4.1.4 Certificates following QNCP-w . 9
4.2 EU Qualified Certificate statements for EU Qualified Certificates . 9
4.3 Certificate policies for EU Qualified Certificates . 9
Annex A (informative): Change history . 10
History . 11

ETSI

---------------------- Page: 5 ----------------------
oSIST prEN 319 412-4 V1.3.0:2023
 4 Draft ETSI EN 319 412-4 V1.3.0 (2023-06)
Intellectual Property Rights
Essential patents
IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The declarations
pertaining to these essential IPRs, if any, are publicly available for ETSI members and non-members, and can be
found in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to
ETSI in respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the
ETSI Web server (https://ipr.etsi.org/).
Pursuant to the ETSI Directives including the ETSI IPR Policy, no investigation regarding the essentiality of IPRs,
including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not
referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become,
essential to the present document.
Trademarks
The present document may include trademarks and/or tradenames which are asserted and/or registered by their owners.
ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no
right to use or reproduce any trademark and/or tradename. Mention of those trademarks in the present document does
not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks.
DECT™, PLUGTESTS™, UMTS™ and the ETSI logo are trademarks of ETSI registered for the benefit of its

Members. 3GPP™ and LTE™ are trademarks of ETSI registered for the benefit of its Members and of the 3GPP
Organizational Partners. oneM2M™ logo is a trademark of ETSI registered for the benefit of its Members and of the
®
oneM2M Partners. GSM and the GSM logo are trademarks registered and owned by the GSM Association.
Foreword
This draft European Standard (EN) has been produced by ETSI Technical Committee Electronic Signatures and
Infrastructures (ESI), and is now submitted for the combined Public Enquiry and Vote phase of the ETSI standards EN
Approval Procedure.
The present document is part 4 of multi-part deliverable covering the Certificates Profiles. Full details of the entire
series can be found in part 1 [i.5].

Proposed national transposition dates
Date of latest announcement of this EN (doa): 3 months after ETSI publication
Date of latest publication of new National Standard
or endorsement of this EN (dop/e): 6 months after doa
Date of withdrawal of any conflicting National Standard (dow): 6 months after doa

Modal verbs terminology
In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and
"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of
provisions).
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
ETSI

---------------------- Page: 6 ----------------------
oSIST prEN 319 412-4 V1.3.0:2023
 5 Draft ETSI EN 319 412-4 V1.3.0 (2023-06)
Introduction
ITU and ISO issued standards for certification of public keys in ITU X.509 | ISO/IEC 9594-8 [i.4] which are used for
the security of communications and data for a wide range of electronic applications.
Regulation (EU) No 910/2014 [i.3] of the European Parliament and of the Council of 23 July 2014 on electronic
identification and trust services for electronic transactions in the internal market and repealing Directive 1999/93/EC
defines requirements on specific types of certificates named "qualified certificates". Implementation of the Directive
1999/93/EC [i.2] and deployment of certificate infrastructures throughout Europe as well as in countries outside of
Europe, have resulted in a variety of certificate implementations for use in public and closed environments, where some
are declared as qualified certificates while others are not.
The CA/Browser Forum released the Extended Validation Certificate Guidelines [3] and the Baseline Requirements for
the issuance and management of publicly trusted TLS/SSL certificates [2] to mitigate website spoofing attacks.
The present document aims to maximize the interoperability of systems issuing and using certificates both in the
European context under the Regulation (EU) No 910/2014 [i.3] and in the wider international environment, also by
meeting requirements from CA Browser Forum.
ETSI

---------------------- Page: 7 ----------------------
oSIST prEN 319 412-4 V1.3.0:2023
 6 Draft ETSI EN 319 412-4 V1.3.0 (2023-06)
1 Scope
The present document specifies a certificate profile for web site certificates that are accessed by the TLS protocol [i.1].
The profile defined in the present document builds on the CA/Browser Forum Baseline requi
...

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