ETSI TS 119 164-3 V1.1.1 (2016-06)

Electronic Signatures and Infrastructures (ESI); Associated Signature Containers (ASiC) - Testing Compliance and Interoperability; Part 3: Test suites for testing interoperability of ASiC containers other than baseline

This multi-part deliverable provides technical specifications for helping implementers and accelerating the development of ASiC containers creation and validation applications. The test results may also be used in conformity assessment for signature creation and validation applications (EN 19 103) with policies requiring conformity to ASiC formats and procedures. First, it will define test suites as complete as possible for supporting the organization of interoperability testing events where different ASiC related applications may check their actual interoperability. Additionally, it will include the specifications required for building software tools for actually testing technical compliance of ASiC against the relevant ASiC related technical specifications. This part 3 will be used by entities interested in testing tools that generate and verify ASiC that claim to be compliant with the ASiC Baseline Profile as specified in EN 19 162.

General Information

• Status: Published
• Publication Date: 28-Jun-2016
• Technical Committee: ESI - Electronic Signatures and Infrastructures
• Current Stage: 12 - Completion
• Due Date: 22-Jul-2016
• Completion Date: 29-Jun-2016
• Mandate: M/460

Standards Content (Sample)

ETSI TS 119 164-3 V1.1.1 (2016-06)






TECHNICAL SPECIFICATION
Electronic Signatures and Infrastructures (ESI);
Associated Signature Containers (ASiC) -
Testing Compliance and Interoperability;
Part 3: Test suites for testing interoperability of
ASiC containers other than baseline

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2 ETSI TS 119 164-3 V1.1.1 (2016-06)



Reference
DTS/ESI-0019164-3
Keywords
ASiC, e-commerce, electronic signature,
interoperability, security, testing
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3 ETSI TS 119 164-3 V1.1.1 (2016-06)
Contents
Intellectual Property Rights . 4
Foreword . 4
Modal verbs terminology . 4
1 Scope . 5
2 References . 5
2.1 Normative references . 5
2.2 Informative references . 6
3 Definitions and abbreviations . 6
3.1 Definitions . 6
3.2 Abbreviations . 6
4 ASiC additional container interoperability test specification overview . 7
5 Test suite for testing interoperability of ASiC-S containers . 7
5.1 Introduction to testing ASiC-S containers . 7
5.2 Test cases common to all ASiC-S forms . 7
5.3 Test cases for ASiC-S containers with CAdES extended signatures . 8
5.3.1 Positive test cases . 8
5.3.2 Negative test cases . 9
5.4 Test cases for ASiC-S containers with extended XAdES signature . 9
5.4.1 Positive test cases . 9
5.4.2 Negative test cases . 11
5.5 Test cases for ASiC-S with Time assertion . 11
5.5.1 Positive test cases . 11
5.5.2 Negative test cases . 12
6 Test suite for testing interoperability of ASiC-E containers . 13
6.1 Introduction to testing ASiC-E containers . 13
6.2 Container structure test cases common to all ASiC-E forms . 13
6.3 Testing ASiC-E with extended XAdES interoperability . 14
6.3.1 Test cases for syntactical conformance . 14
6.3.2 Test cases for extended XAdES signatures . 15
6.4 Testing ASiC-E with CAdES - time assertion additional container interoperability . 15
6.4.1 Test cases for ASiC-E with CAdES . 15
6.4.2 Test cases for ASiC-E with time assertion . 16
History . 18

ETSI

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4 ETSI TS 119 164-3 V1.1.1 (2016-06)
Intellectual Property Rights
IPRs essential or potentially essential to the present document may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
server (https://ipr.etsi.org/).
Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee
can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
server) which are, or may be, or may become, essential to the present document.
Foreword
This Technical Specification (TS) has been produced by ETSI Technical Committee Electronic Signatures and
Infrastructures (ESI).
The present document is part 3 of a multi-part deliverable covering Associated Signature Containers (ASiC) - Testing
Conformance and Interoperability. Full details of the entire series can be found in part 1 [i.5].
Modal verbs terminology
In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and
"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of
provisions).
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
ETSI

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5 ETSI TS 119 164-3 V1.1.1 (2016-06)
1 Scope
The present document defines a number of test suites to assess the interoperability between implementations claiming
conformance to ASiC building blocks defined in ETSI EN 319 162-1 [1] and additional containers defined in ETSI
EN 319 162-2 [2].
These test suites are agnostic of the PKI infrastructure. Any PKI infrastructure can be used including the one based on
EU Member States Trusted Lists.
2 References
2.1 Normative references
References are either specific (identified by date of publication and/or edition number or version number) or
non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the
referenced document (including any amendments) applies.
Referenced documents which are not found to be publicly available in the expected location might be found at
http://docbox.etsi.org/Reference.
NOTE: While any hyperlinks included in this clause were valid at the time of publication ETSI cannot guarantee
their long term validity.
The following referenced documents are necessary for the application of the present document.
[1] ETSI EN 319 162-1: "Electronic Signatures and Infrastructures (ESI); Associated Signature
Containers (ASiC); Part 1: Building blocks and ASiC baseline containers".
[2] ETSI EN 319 162-2: "Electronic Signatures and Infrastructures (ESI); Associated Signature
Containers (ASiC); Part 2: Additional ASiC containers".
[3] IETF RFC 3161: "Internet X.509 Public Key Infrastructure Time-Stamp Protocol (TSP)".
[4] Application Note: "APPNOTE.TXT - .ZIP File Format Specification", PKWARE® Inc.,
September 2012.
[5] ETSI TS 119 124-3: "Electronic Signatures and Infrastructures (ESI); CAdES digital signatures -
Testing Conformance and Interoperability; Part 3: Test suites for testing interoperability of
extended CAdES signatures".
[6] ETSI TS 119 134-3: "Electronic Signatures and Infrastructures (ESI); XAdES digital signatures -
Testing Conformance and Interoperability; Part 3: Test suites for testing interoperability of
extended XAdES signatures".
[7] ETSI TS 119 134-2: "Electronic Signatures and Infrastructures (ESI); XAdES digital signatures -
Testing Conformance and Interoperability; Part 2: Test suites for testing interoperability of
XAdES baseline signatures".
[8] IETF RFC 4998: "Evidence Record Syntax (ERS)".
[9] IETF RFC 6283: "Extensible Markup Language Evidence Record Syntax (XMLERS)".
ETSI

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6 ETSI TS 119 164-3 V1.1.1 (2016-06)
2.2 Informative references
References are either specific (identified by date of publication and/or edition number or version number) or
non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the
referenced document (including any amendments) applies.
NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee
their long term validity.
The following referenced documents are not necessary for the application of the present document but they assist the
user with regard to a particular subject area.
[i.1] ETSI TR 119 001: "Electronic Signatures and Infrastructures (ESI); The framework for
standardization of signatures; Definitions and abbreviations".
[i.2] ETSI TS 119 164-2: "Electronic Signatures and Infrastructures (ESI); Associated Signature
Containers (ASiC) - Testing Compliance & Interoperability; Part 2: Test Suite for ASiC
interoperability test events".
[i.3] ETSI EN 319 122-2: "Electronic Signatures and Infrastructures (ESI); CAdES digital signatures;
Part 2: Extended CAdES signatures".
[i.4] ETSI EN 319 132-2: "Electronic Signatures and Infrastructures (ESI); XAdES digital signatures;
Part 2: Extended XAdES signatures".
[i.5] ETSI TR 119 164-1: "Electronic Signatures and Infrastructures (ESI); Associated Signature
Containers (ASiC) - Testing Conformance and Interoperability; Part 1: Overview".
[i.6] ETSI EN 319 102-1: "Electronic Signatures and Infrastructures (ESI); Procedures for Creation and
Validation of AdES Digital Signatures; Part 1: Creation and Validation".
3 Definitions and abbreviations
3.1 Definitions
For the purposes of the present document, the terms and definitions given in ETSI TR 119 001 [i.1] and the following
apply:
negative test case: test case either for a container including signature(s) that are not extended CAdES signatures [i.3] or
extended XAdES signatures [i.4] whose validation according to ETSI EN 319 102-1 [i.6] would not result in
TOTAL_PASSED
3.2 Abbreviations
For the purposes of the present document, the abbreviations given in ETSI TR 119 001 [i.1] and the following apply:
CS Container Structure
SC Syntactical Conformance
STV Signature Time-stamp token Value
TC Test Case
ETSI

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7 ETSI TS 119 164-3 V1.1.1 (2016-06)
4 ASiC additional container interoperability test
specification overview
The present document complements ETSI TS 119 164-2 [i.2] (interoperability testing of ASiC baseline containers) by
specifying test suites for interoperability testing of ASiC containers supporting specific requirements not supported by
ASiC baseline containers but still complying with the ASiC building blocks specified in ETSI EN 319 162-1 [1]. This
clause describes the overall approach used to specify test suites for interoperability testing of these additional
containers.
In particular, the following extensions of ASiC baseline containers are considered:
• extend ASiC baseline containers allowing use of extended XAdES signatures (ETSI EN 319 122-2 [i.3]) and
extended CAdES signatures (ETSI EN 319 132-2 [i.4]);
• additional containers specified in ETSI EN 319 162-2 [2].
The test suites define:
• extending ETSI TS 119 164-2 [i.2] with test cases defined for extended CAdES digital signatures defined in
ETSI TS 119 124-3 [5] and test cases defined for extended XAdES digital signatures defined in ETSI
TS 119 134-3 [6]; and
• defining test cases considering the additional container types specified in ETSI EN 319 162-2 [2].
5 Test suite for testing interoperability of ASiC-S
containers
5.1 Introduction to testing ASiC-S containers
The test suite for testing interoperability of ASiC-S containers is specified in the next clauses as follows:
• a set of test cases common to all ASiC-S forms is specified in clause 5.2;
• a set of test cases for ASiC-S with extended CAdES signature (ETSI EN 319 122-2 [i.3]) is specified in
clause 5.3;
• a set of test cases for ASiC-S with extended XAdES signature (ETSI EN 319 132-2 [i.4]) is specified in
clause 5.4;
• a set of test cases for ASiC-S with time assertion (ETSI EN 319 162-2 [2], clause 4.2.1) is specified in
clause 5.5.
5.2 Test cases common to all ASiC-S forms
The test cases common to all ASiC-S container forms are specified in Table 1.
Table 1: Test cases common to all ASiC-S baseline containers
TC ID Description Pass criteria Interop. Level
ASiC-S/CS/1 This test case tests if the The container content shall comply with the Container
container ZIP format is correct. ZIP file format specification [4] and be Structure
successfully extracted.
ASiC-S/CS/2 Verify if the container format is The container file extension shall be as Container
identifiable. specified in ASiC [1], clause 4.3.3.1 item 2) Structure
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8 ETSI TS 119 164-3 V1.1.1 (2016-06)
TC ID Description Pass criteria Interop. Level
ASiC-S/CS/3 mimetype is set appropriately. mimetype value shall comply with ASiC [1], Container
Prerequisites: clauses 4.3.3.1, item 1) and A.1. Structure
• ASiC-S/BCS/1 and
ASiC-S/BCS/2 passed;
• mimetype is present
ASiC-S/CS/4 This test case tests that one A META-INF folder in the root folder shall be Container
signature or one time assertion present and contain one file whose name Structure
is present in the container. shall comply with ASiC [1], clause 4.3.3.2
item 4.
ASiC-S/CS/5 Presence of the signed file. A single file, in addition to the optional Container
mimetype, shall be present in the root folder. Structure

5.3 Test cases for ASiC-S containers with CAdES extended
signatures
5.3.1 Positive test cases
The test cases for ASiC-S with CAdES containers shall be as specified in Table 2. The test cases specified in clause 5.2
and the presence of signature.p7s file ASiC [1], clause 4.3.3.2 item 3b) are a prerequisite.
A test suite for augmentation of extended CAdES signatures in an ASiC-S container can be defined by applying the
augmentation test suites defined in ETSI TS 119 124-3 [5] as follows:
• a test suite for ASiC-S containers including a CAdES-E-BES or CAdES-E-T signature to be augmented to
CAdES-E-C signature shall conform to ETSI TS 119 124-3 [5], clause 6.2;
• a test suite for ASiC-S containers including a CAdES-E-BES, CAdES-E-T or CAdES-E-C signature to be
augmented to CAdES-E-X signatures shall conform to ETSI TS 119 124-3 [5], clause 6.3;
• a test suite for ASiC-S containers including a CAdES-E-BES, CAdES-E-T or CAdES-E-C signature to be
augmented to CAdES-E-XL signatures shall conform to ETSI TS 119 124-3 [5], clause 6.4;
• a test suite for ASiC-S containers including a CAdES-E-BES, CAdES-E-T or CAdES-E-C signature to be
augmented to CAdES-E-A signatures shall conform to ETSI TS 119 124-3 [5], clause 6.5.
The Test Case Identifier (TC-ID) for the augmentation of extended CAdES signatures shall be "ASiC-S/" followed by
the TC-ID defined for the corresponding CAdES augmentation test case.
Table 2: Test cases for all ASiC-S container levels with extended CAdES signature
TC ID Description Pass criteria
ASiC-S/CAdES-E-BES This group of test cases tests a set of ASiC-S All the CAdES/BES/* test cases in
container including each a signature created according ASiC-S/CAdES-E-BES shall be
to all the CAdES/BES/* test cases defined in the Test passed according to the criteria
suites for testing interoperability of CAdES extended specified in [5], clause 5.1.
signatures ETSI TS 119 124-3 [5], clause 5.1.
ASiC-S/CAdES-E-EPES This group of test cases tests a set of ASiC-S All the CAdES/EPES/* test cases in
container including each a signature created according ASiC-S/CAdES-E-EPES shall be
to all the CAdES/EPES/* test cases defined in the Test passed according to the criteria
suites for testing interoperability of CAdES extended specified in [5], clause 5.2.
signatures ETSI TS 119 124-3 [5], clause 5.2.
ASiC-S/CAdES-E-T This group of test cases tests a set of ASiC-S All the CAdES/T/* test cases in
container including each a signature created according ASiC-S/CAdES-E-T shall be
to all the CAdES/T/* test cases defined in the Test passed according to the criteria
suites for testing interoperability of CAdES extended specified in [5], clause 5.3.
signatures ETSI TS 119 124-3 [5], clause 5.3.
ASiC-S/CAdES-E-C This group of test cases tests a set of ASiC-S All the CAdES/C/* test cases in
container including each a signature created according ASiC-S/CAdES-E-C shall be
to all the CAdES/C/* test cases defined in the Test passed according to the criteria
suites for testing interoperability of CAdES extended specified in [5], clause 5.4.
signatures ETSI TS 119 124-3 [5], clause 5.4.
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9 ETSI TS 119 164-3 V1.1.1 (2016-06)
TC ID Description Pass criteria
ASiC-S/CAdES-E-X This group of test cases tests a set of ASiC-S All the CAdES/X/* test cases in
container including each a signature created according ASiC-S/CAdES-E-X shall be
to all the CAdES/X/* test cases defined in the Test passed according to the criteria
suites for testing interoperability of CAdES extended specified in [5], clause 5.5.
signatures ETSI TS 119 124-3 [5], clause 5.5.
ASiC-S/CAdES-E-XL This group of test cases tests a set of ASiC-S All the CAdES/XL/* test cases in
container including each a signature created according ASiC-S/CAdES-E-XL shall be
to all the CAdES/XL/* test cases defined in the Test passed according to the criteria
suites for testing interoperability of CAdES extended specified in [5], clause 5.6.
signatures ETSI TS 119 124-3 [5], clause 5.6.
ASiC-S/CAdES-E-A This group of test cases tests a set of ASiC-S All the CAdES/A/* test cases in
container including each a signature created according ASiC-S/CAdES-E-A shall be
to all the CAdES/A/* test cases defined in the Test passed according to the criteria
suites for testing interoperability of CAdES extended specified in [5], clause 5.7.
signatures ETSI TS 119 124-3 [5], clause 5.7.

5.3.2 Negative test cases
The test cases in this clause are specified in table 3 and have been defined according to ETSI TS 119 124-3 [5],
clause 7.
Table 3: Negative test cases for ASiC-S containers with extended CAdES signature
TC ID Description Pass criteria
ASiC-S/CAdES-E-BESN This group of test cases tests a set of ASiC-S All the CAdES/BESN/* test cases in
container including each a signature created according ASiC-S/CAdES-E-BESN shall be
to all the CAdES/BESN/* test cases defined in the Test passed according to the criteria
suites for testing interoperability of CAdES extended specified in [5], clause 7.2.
signatures ETSI TS 119 124-3 [5], clause 7.2.
ASiC-S/CAdES-E- This group of test cases tests a set of ASiC-S All the CAdES/EPESN/* test cases
EPESN container including each a signature created according in ASiC-S/CAdES-E-EPESN shall
to all the CAdES/EPESN/* test cases defined in the be passed according to the criteria
Test suites for testing interoperability of CAdES specified in [5], clause 7.3.
extended signatures ETSI TS 119 124-3 [5],
clause 7.3.
ASiC-S/CAdES-E-TN This group of test cases tests a set of ASiC-S All the CAdES/TN/* test cases in
container including each a signature created according ASiC-S/CAdES-E-TN shall be
to all the CAdES/TN/* test cases defined in the Test passed according to the criteria
suites for testing interoperability of CAdES extended specified in [5], clause 7.4.
signatures ETSI TS 119 124-3 [5], clause 7.4.
ASiC-S/CAdES-E-AN This group of test cases tests a set of ASiC-S All the CAdES/AN/* test cases in
container including each a signature created according ASiC-S/CAdES-E-AN shall be
to all the CAdES/AN/* test cases defined in the Test passed according to the criteria
suites for testing interoperability of CAdES extended specified in [5], clause 7.5.
signatures ETSI TS 119 124-3 [5], clause 7.5.

5.4 Test cases for ASiC-S containers with extended XAdES
signature
5.4.1 Positive test cases
The test cases for ASiC-S containers with advanced XAdES signature shall be as specified in Table 4. The test cases
specified in clause 5.2 and the presence of signatures.xml file ASiC [1], clause 4.3.3.2 item 3c) are a prerequisite.
A test suite for augmentation of extended XAdES signatures in an ASiC-S container can be defined by applying the
augmentation test suites defined in ETSI TS 119 134-3 [6] as follows:
• a test suite for ASiC-S containers including a XAdES-E-BES or XAdES-E-T signature to be augmented to
XAdES-E-C signature shall conform to ETSI TS 119 134-3 [6], clause 6.2;
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10 ETSI TS 119 164-3 V1.1.1 (2016-06)
• a test suite for ASiC-S containers including a XAdES-E-BES or XAdES-E-T signature to be augmented to
XAdES-E-X signatures shall conform to ETSI TS 119 134-3 [6], clause 6.3;
• a test suite for ASiC-S containers including a XAdES-E-BES, XAdES-E-T, XAdES-E-C or XAdES-E-X
signature to be augmented to XAdES-E-X-L signatures shall conform to ETSI TS 119 134-3 [6], clause 6.4;
• a test suite for ASiC-S containers including a XAdES-E-BES, XAdES-E-T, XAdES-E-C, XAdES-E-X,
XAdES-E-X-L signature to be augmented to XAdES-E-A signatures shall conform to ETSI TS 119 134-3 [6],
clause 6.5.
The Test Case Identifier (TC-ID) for the augmentation of extended XAdES signatures shall be "ASiC-S/" followed by
the TC-ID defined for the corresponding XAdES augmentation test case.
Table 4: Test cases for ASiC-S container with extended XAdES signature
TC ID Description Pass criteria
ASiC-S/XAdES-E-BES This group of test cases tests a set of ASiC-S All the XAdES/EBES/* test cases in
container including each a signature created according ASiC-S/XAdES-E-BES shall be
to all the XAdES/EBES/* test cases defined in the Test passed according to the criteria
suites for testing interoperability of XAdES extended specified in [6], clause 5.2.
signatures ETSI TS 119 134-3 [6], clause 5.2.
ASiC-S/XAdES-E-EPES This group of test cases tests a set of ASiC-S All the XAdES/EEPES/* test cases
container including each a signature created according in ASiC-S/XAdES-E-EPES shall be
to all the XAdES/EEPES/* test cases defined in the passed according to the criteria
Test suites for testing interoperability of XAdES specified in [6], clause 5.3.
extended signatures ETSI TS 119 134-3 [6],
clause 5.3.
ASiC-S/XAdES-E-T This group of test cases tests a set of ASiC-S All the XAdES/ET/* test cases in
container including each a signature created according ASiC-S/XAdES-E-T shall be
to all the XAdES/ET/* test cases defined in the Test passed according to the criteria
suites for testing interoperability of XAdES extended specified in [6], clause 5.4.
signatures ETSI TS 119 134-3 [6], clause 5.4.
ASiC-S/XAdES-E-C This group of test cases tests a set of ASiC-S All the XAdES/EC/* test cases in
container including each a signature created according ASiC-S/XAdES-E-C shall be
to all the XAdES/EC/* test cases defined in the Test passed according to the criteria
suites for testing interoperability of XAdES extended specified in [6], clause 5.5.
signatures ETSI TS 119 134-3 [6], clause 5.5.
ASiC-S/XAdES-E-X This group of test cases tests a set of ASiC-S All the XAdES/EX/* test cases in
container including each a signature created according ASiC-S/XAdES-E-X shall be
to all the XAdES/EX/* test cases defined in the Test passed according to the criteria
suites for testing interoperability of XAdES extended specified in [6], clause 5.6.
signatures ETSI TS 119 134-3 [6], clause 5.6.
ASiC-S/XAdES-E-XLong This group of test cases tests a set of ASiC-S All the XAdES/EXLong/* test cases
container including each a signature created according in ASiC-S/XAdES-E-XLong shall be
to all the XAdES/EXLong/* test cases defined in the passed according to the criteria
Test suites for testing interoperability of XAdES specified in [6], clause 5.7.
extended signatures ETSI TS 119 134-3 [6],
clause 5.7.
ASiC-S/XAdES-E-XL This group of test cases tests a set of ASiC-S All the XAdES/EXLong/* test cases
container including each a signature created according in ASiC-S/XAdES-E-XL shall be
to all the XAdES/EXLong/* test cases defined in the passed according to the criteria
Test suites for testing interoperability of XAdES specified in [6], clause 5.8.
extended signatures ETSI TS 119 134-3 [6],
clause 5.8.
ASiC-S/XAdES-E-A This group of test cases tests a set of ASiC-S All the CAdES/EA/* test cases in
container including each a signature created according ASiC-S/XAdES-E-A shall be
to all the XAdES/EA/* test cases defined in the Test passed according to the criteria
suites for testing interoperability of XAdES extended specified in [6], clause 5.9.
signatures ETSI TS 119 134-3 [6], clause 5.9.

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11 ETSI TS 119 164-3 V1.1.1 (2016-06)
5.4.2 Negative test cases
The test cases in this clause are specified in table 5 and have been defined according to ETSI TS 119 134-3 [6],
clause 7.
Table 5: Negative test cases for ASiC-S container with extended XAdES signatures
TC ID Description Pass criteria
ASiC-S/XAdES-N This test case test an ASiC-S container including a The ASiC-S/XAdES-N shall be
signature generated from the XAdES/NB/4 test case passed according to the criteria
defined in ETSI TS 119 134-2 [7], clause 7.2 that is not specified in 7.2 (negative
a XAdES signature. validation).
ASiC-S/XAdES-E-BESN This group of test cases tests a set of ASiC-S All the XAdES/EBESN/* test cases
container, one for each test case specified below, in ASiC-S/XAdES-E-BESN shall be
includ
...