Next Generation Protocols (NGP); Self-Organizing Control and Management Planes

DGS/NGP-002

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Status
Published
Publication Date
23-May-2017
Current Stage
12 - Completion
Due Date
21-Apr-2017
Completion Date
24-May-2017
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ETSI GS NGP 002 V1.1.1 (2017-05) - Next Generation Protocols (NGP); Self-Organizing Control and Management Planes
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ETSI GS NGP 002 V1.1.1 (2017-05)






GROUP SPECIFICATION
Next Generation Protocols (NGP);
Self-Organizing Control and Management Planes
Disclaimer
The present document has been produced and approved by the Next Generation Protocols (NGP) ETSI Industry Specification
Group (ISG) and represents the views of those members who participated in this ISG.
It does not necessarily represent the views of the entire ETSI membership.

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2 ETSI GS NGP 002 V1.1.1 (2017-05)



Reference
DGS/NGP-002
Keywords
management plane, next generation protocol,
self-management, self-organizing

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3 ETSI GS NGP 002 V1.1.1 (2017-05)
Contents
Intellectual Property Rights . 5
Foreword . 5
Modal verbs terminology . 5
1 Scope . 6
2 References . 6
2.1 Normative references . 6
2.2 Informative references . 6
3 Definitions and abbreviations . 7
3.1 Definitions . 7
3.2 Abbreviations . 7
4 Overview . 8
5 Background . 9
5.1 Motivation of Self-Management and Control. 9
5.2 Evolution History of Network Control and Management . 9
5.3 Relationship with Existing Work . 10
6 Vision of Self-X Networks . 11
6.1 Overview . 11
6.2 Self Configuration . 11
6.3 Self Service Orchestration . 11
6.4 Self Fault Management . 12
6.5 Self Optimization . 12
6.6 Self Defence . 12
7 Considerations for Realizing Self-X Networks . 12
7.1 Request for New Protocols and Enhanced Infrastructure . 12
7.2 Distributed and Centralized Approaches . 13
7.3 Transition Considerations . 13
7.4 Security Considerations . 13
8 Architecture of Self-X Network . 14
8.1 Architecture Overview . 14
8.2 Self Knowledge on Autonomic Node . 14
8.3 Interaction Functions on Autonomic Node . 14
8.4 Autonomic Service Agents on Autonomic Node . 15
8.5 Network-wide Knowledge. 15
8.6 Interaction with External Input/Intervention . 15
8.7 Negotiation between Autonomic Nodes for Autonomic Decision . 15
8.8 AI Technologies for Autonomic Decision . 16
9 Autonomic Service Agents (ASAs) . 16
9.1 ASAs for Basic Connectivity . 16
9.2 ASAs for Management Infrastructure . 23
9.3 ASAs for Management Functions . 24
9.4 ASAs for Service Provisioning . 27
10 Use Cases of Self-X Network . 28
10.1 IP-based Radio Access Network Self-configuration (IPRANconf) . 28
10.2 Automated Cluster Organization (ACOr) . 30
10.3 Automated Cluster Optimization/re-organization (ACOp) . 30
11 Future Protocol and API Requirements . 31
11.1 Protocol Requirements . 31
11.2 API Requirements . 32
Annex A (informative): Authors & contributors . 33
ETSI

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4 ETSI GS NGP 002 V1.1.1 (2017-05)
Annex B (informative): Bibliography . 34
Annex C (informative): Change history . 35
History . 36


ETSI

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5 ETSI GS NGP 002 V1.1.1 (2017-05)
Intellectual Property Rights
IPRs essential or potentially essential to the present document may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
server (https://ipr.etsi.org/).
Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee
can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
server) which are, or may be, or may become, essential to the present document.
Foreword
This Group Specification (GS) has been produced by ETSI Industry Specification Group (ISG) Next Generation
Protocols (NGP).
Modal verbs terminology
In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and
"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of
provisions).
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
ETSI

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6 ETSI GS NGP 002 V1.1.1 (2017-05)
1 Scope
The scope of the present document is to specify the self-organizing control and management planes for the Next
Generation Protocols (NGP), Industry Specific Group (ISG).
2 References
2.1 Normative references
References are either specific (identified by date of publication and/or edition number or version number) or
non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the
referenced document (including any amendments) applies.
Referenced documents which are not found to be publicly available in the expected location might be found at
https://docbox.etsi.org/Reference.
NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee
their long term validity.
The following referenced documents are necessary for the application of the present document.
[1] IETF RFC 7575: "Autonomic Networking: Definitions and Design Goals".
2.2 Informative references
References are either specific (identified by date of publication and/or edition number or version number) or
non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the
referenced document (including any amendments) applies.
NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee
their long term validity.
The following referenced documents are not necessary for the application of the present document but they assist the
user with regard to a particular subject area.
[i.1] ETSI GS AFI 002 (V1.1.1): "Autonomic network engineering for the self-managing Future
Internet (AFI); Generic Autonomic Network Architecture (An Architectural Reference Model for
Autonomic Networking, Cognitive Networking and Self-Management)".
[i.2] IETF draft-ietf-anima-reference-model: "Reference Model for Autonomic Networking",
April 2016.
[i.3] IETF draft-pritikin-anima-bootstrapping-keyinfra: "Bootstrapping Key Infrastructures",
October 2016.
[i.4] IETF draft-ietf-anima-grasp: "Generic Autonomic Signaling Protocol (GRASP)", December 2016.
[i.5] ETSI TR 121 905: "Digital cellular telecommunications system (Phase 2+) (GSM); Universal
Mobile Telecommunications System (UMTS); LTE; Vocabulary for 3GPP Specifications
(3GPP TR 21.905)".
[i.6] ETSI TS 132 501: "Universal Mobile Telecommunications System (UMTS); LTE;
Telecommunication management; Self-configuration of network elements; Concepts and
requirements (3GPP TS 32.501)".
[i.7] ETSI GS NGP 006: "Next Generation Protocol (NGP); Intelligence-defined Network".
[i.8] NTECH(17)000013: "Requirements for Protocols and APIs for Enabling GANA based
Autonomics, Cognitive Networking and Self-Management of Networks and Services in Evolving
and Future Networks".
ETSI

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[i.9] IETF RFC 4192: "Procedures for Renumbering an IPv6 Network without a Flag Day".
3 Definitions and abbreviations
3.1 Definitions
For the purposes of the present document, the following terms and definitions apply:
NOTE: Some definitions are inherited from IETF RFC 7575 [1].
autonomic node: network node that supports a set of basic Self-organizing functions
NOTE: E.g. the ASAs for basic connectivity as described in clause 9.1.
autonomic domain: set of autonomic nodes compose a domain within which the autonomic node could create stable
connectivity with each other and share the same intent
autonomic service agent: agent implemented on an autonomic node that implements an autonomic function, either in
part (in the case of a distributed function) or whole (IETF RFC 7575 [1])
intent: abstract, high-level policy used to operate the network
NOTE: Its scope is an autonomic domain (IETF RFC 7575 [1])
network-wide knowledge: valuable information extracted from the data in various nodes or some network-level
policies/information input from the administrators
self-X Network: network supports a set of "Self-" features such as Self-Configuration, Self-Orchestration, etc. (as
described in clause 6) to form a self-organizing control and management plane
3.2 Abbreviations
For the purposes of the present document, the abbreviations given in ETSI TR 121 905 [i.5] and the following apply:
NOTE: Should apply to scenarios that include mobile network architectures.
ACO Automatic Cluster Optimization
ACP Autonomic Control Plane
AFI Autonomic Future Internet
AI Artificial Intelligence
AN Autonomic Network
ANI Autonomic Networking Infrastructure
API Application Programming Interface
ASA Autonomic Service Agent
ASG Aggregation Site Gateway
BRSKI Bootstrapping Remote Secure Key Infrastructures
BSS Business Support System
CA Certificate Authority
CSG Cell Site Gateway
DE Decision Element
DHCP Dynamic Host Configuration Protocol
ECMP Equal-cost Multi-path Routing
FCAPS Fault, Configuration, Accounting, Performance, Security
GANA Generic Autonomic Networking Architecture
GRASP Generic Autonomic Signalling Protocol
IETF Internet Engineering Task Force
IGP Interior Gateway Protocol
IP Internet Protocol
IPRAN IP-based Radio Access Network
IRP Integration Reference Point
ETSI

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8 ETSI GS NGP 002 V1.1.1 (2017-05)
ISG Industry Specific Group
ISIS Intermediate System to Intermediate System
ISP Internet Service Provider
MPLS Multi-Protocol Label Switching
ND Neighbour Discovery
NGP Next Generation Protocols
NMS Network Management System
OAM Operations, Administration, and Maintenance
OSPF Open Shortest Path First
OSS Operation Support System
PW Pseudo-Wire
RQ Requirement
RSG Radio Service Gateway
SDN Software Defined Network
SLAAC Stateless Address Autoconfiguration
SMN Self-Managed Network
SON Self-Organizing Networks
SXN Self-X Network
TE Traffic Engineering
ULA Unique Local Address
VPN Virtual Private Network
4 Overview
The ISG Next Generation Protocols (NGP) aims to review the future landscape of Internet Protocols, identify and
document future requirements and trigger follow up activities to drive a vision of a considerably more efficient Internet
that is far more attentive to user demand and more responsive whether towards humans, machines or things.
A measure of the success of NGP would be to remove historic sub-optimized IP protocol stacks and allow all next
generation networks to inter-work in a way that accelerates a post-2020 connected world unencumbered by past
developments.
The NGP ISG is foreseen as having a transitional nature that is a vehicle for the 5G community and other related
communications markets to first gather their thoughts together and prepare the case for the Internet community's
engagement in a complementary and synchronized modernization effort.
Therefore NGP ISG aims to stimulate closer cooperation over standardization efforts for generational changes in
communications and networking technology.
The present document introduces the NGP, ISG view on how the network could get self-managed, through interaction
between devices based on a set of new protocols. One important principle is taking an incremental approach that the
Self-X Networks (SXN) should co-exist and interact with current network.
The present document presents the vision of Self-Managed Networks in clause 6. The vision is separated into several
goals, which are mainly inherited from the classic FCAPS model. In clause 7, the present document discusses a couple
of important principles of designing the SXN.
Then, according to clause 6 and clause 7, the architecture of SXN is introduced in clause 8. The architecture is angled
from a node perspective; and the node is called Autonomic Node (AN). The essential component in an AN is the
Autonomic Service Agent (ASA), which could be considered as applications running in network devices to fulfil
specific network management functions/tasks without human intervene. There could be various kinds of ASAs to fulfil
different functions/tasks; some ASAs, which are considered as basic and common functions in a network, are
introduced in clause 9.
There are also two use cases of the proposed architecture introduced in clause 10. At last, a summary of future protocol
requirements are documented in clause 11.
ETSI

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9 ETSI GS NGP 002 V1.1.1 (2017-05)
5 Background
5.1 Motivation of Self-Management and Control
The success of the Internet has made IP-based networks bigger and more complex. The scale of networks is quickly
increasing; the numbers of network devices are also quickly increasing. With the increasing of new features and
functionalities, network devices has been becoming more and more complicated and new network services have been
continuing emerging. Network controlling is becoming more multidimensional, beyond the routing reachability.
Diversified network management requirements are growing while the granularity of network management is required to
be finer and more precise. The controlled and managed objectives in the network have complicated relationships, which
have not yet been considered. The cooperation and interference among devices are complicated.
In the current IP based network systems, only routing functions may be considered as autonomic. Even that requires
manual provisioning of peer neighbours, route policies and other attributes to achieve the desired effect. It results in a
rigid network traffic management. Although several network management tools can automate repeatable work through
scripts, the overall network operations, control and management functions still require human intelligence and experts
with in-depth knowledge of all aspects.
Currently, the network controlling and management are mostly through the device parameters, which rely on the
decision and implement of network administrator. With the growing network infrastructures, network changes are more
frequent and impact vast geographies. A network administrator needs to modify configurations as often and in timely
manner. However, manual verification and validation processes are usually slow, painstaking and still error prone. It is
reported that most network problems (above 95 %) are caused by human's mis-configurations. The network
administrator is both the key and the bottleneck, even the source of problem.
All of the abovementioned situations are extremely demanding for dynamic management that needs to response to a
large amount of information. Human based management are not able to meet the requirements any more. A more
flexible, extensible and self-managing system is urgently needed. A completely automatic solution for network control
and management could simplify human management, avoid human errors, and reduce the cost of network maintenance.
Figure 1: Trend of Network Complexity and Impact of Introducing Self-managing Technologies
5.2 Evolution History of Network Control and Management
IP networking was initially designed with similar properties in mind. An IP network should be distributed and
redundant to withstand outages in any part of the network. Routing protocols such as OSPF and ISIS exhibit properties
of self-management and can thus be considered autonomic in the definition of the present document.
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However, as IP networking evolved, the ever-increasing intelligence of network elements was often not put into
protocols to follow this paradigm, but was put into external north-to-south configuration systems. This configuration
made network elements dependent on some process that manages them, either a human or a network management
system, which is still human based with some enhanced tools.
While the network scale keeps increasing, the complexity becomes a bigger issue. There are two diverted opinions
regarding to evolving directions:
a) Centralized control and management systems are introduced to ease the management of a large number of
devices and largely reduce the inconsistency/conflicts among devices However, centralization does not mean
more intelligence; rather, it only stands for the aggregation of information and the management is still
essentially relying on the intelligence of the administrators. The network complexity will increase beyond the
handling capability of human.
b) Distributed Intelligence should extend to other network aspects beyond the reachability. DHCP and ND are
also moving towards this direction, but these two protocols are only deployed in the edge network where the
end devices communicate with the network directly. This evolving direction emphasis more on sensing and
communication in the horizontal level among the network devices, and it can only deal with very limited
management tasks.
In a nutshell, to achieve a more self-managing network without increasing human burden, neither only aggregating
information and control centrally, nor simply increasing horizontal communication is enough. The essential thing is that
each of the network devices needs to be enhanced with more intelligence.
5.3 Relationship with Existing Work
1) 3GPP SON
3GPP has a set of technologies called "Self-Organizing Network (SON)". In one aspect, 3GPP SON focusing on
specific 3GPP systems while the SXN in the present document is more generic; in another aspect, current 3GPP SON is
mostly regarding to wireless interface self-optimization while the SXN could be the candidate architecture and technical
approaches for the 3GPP SON of the fixed network part.
2) AFI GANA
The AFI (Autonomic network engineering for the self-managing Future Internet) is an ETSI ISG that dedicated for
autonomic networking. AFI had launched the GANA (Generic Autonomic Network Architecture) reference model for
autonomic networking, cognitive networking and self-management in 2013 (the latest version, ETSI GS AFI 002 [i.1]).
GANA is a very generic and comprehensive model, of which the main objective is "to define, iteratively, a generic,
conceptual architectural reference model intended to serve as guideline for the design of the future generation networks
exhibiting autonomic characteristics or capabilities", as stated in the GANA document. The SXN essentially keeps
consistent with some important concepts in GANA. For example, the Autonomic Node defined in clause 8 is essentially
the same with Network Element in GANA; the ASAs described in clause 9 could be considered as specific instances of
the GANA Decision Element; the Network-wide Knowledge in clause 8 is a simple instance of Knowledge Plane
defined in GANA.
So, in general, the SXN is consistent with the GANA model, and there is no conflict. However, the SXN concepts and
technologies are not as generic as GANA; rather, they aim at defining specific components that much more closed to
implementation based on current network.
3) IETF Anima
Anima (Autonomic Networking Integrated Model and Approach) is an IETF working group aims at developing
protocols/mechanisms that could be directly implemented and integrated into current networks to improve the
autonomics. Anima's approach is to identify some very basic and common technical components that could be re-used
among different scenarios. These components are called ANI (Autonomic Network Infrastructure). Currently, there are
three technologies defined as ANI, as the following.
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11 ETSI GS NGP 002 V1.1.1 (2017-05)
• GRASP (GeneRic Autonomic Signalling Protocol):
GRASP is the protocol used between autonomic nodes to cooperate to fulfil management tasks. It provides
generic and basic communication schemes such as Discovery, Negotiation, Synchronization and Flood.
GRASP is a realization of the Discovery Agent and Information Distribution Agent in clause 9.
• ACP (Autonomic Control Plane):
ACP enables a secure and stable management channel between autonomic nodes without any manual
configuration. ACP is one realization fits into Autonomic Reliable Connectivity Agent in clause 9.
• BRSKI (Bootstrapping Remote Secure Key Infrastructures):
BRSKI allows new devices joining the Autonomic Domain by authentication of the device certificate; and also
makes the new devices assigned with Autonomic Domain certificates for secure communication afterwards. It
is a realization of Secure Bootstrap Agent in clause 9.
Overall, Anima provides specific IP-based realization of some functions specified in the present document; but the
present document has a more general scope and not binding to IP protocols. The present document only considers
Anima as an instance/reference of realizing corresponding self-managing functions.
6 Vision of Self-X Networks
6.1 Overview
This clause describes the high-level goals that are expected to be achieved by the SXN.
According to ISO FCAPS model, network management contains Fault Management, Configuration Management,
Accounting Management, Performance Management and Security Management. This classic model is also a very
suitable reference for setting up the high-level goals of the SON.
However, this c
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