ETSI ETS 300 394-5-2 ed.1 (1999-07)

Terrestrial Trunked Radio (TETRA); Conformance testing specification; Part 5: Security; Sub-part 2: Protocol testing specification for TETRA security

DE/TETRA-06009-5-2

Prizemni snopovni radio (TETRA) - Specifikacija za preskušanje skladnosti - 5. del: Varnost - 2. poddel: Specifikacija za preskušanje protokola za varnost v sistemu TETRA

General Information

• Status: Published
• Publication Date: 07-Jul-1999
• Technical Committee: TCCE 6 - TCCE Security
• Current Stage: 13 - TB decision to make document historical
• Due Date: 20-Mar-2003
• Completion Date: 20-Mar-2003
• Mandate: BC-T-344
• Ref Project: SIST ETS 300 394-5-2 E1:2003 - Terrestrial Trunked Radio (TETRA); Conformance testing specification; Part 5: Security; Sub-part 2: Protocol testing specification for TETRA security

Standards Content (Sample)

SLOVENSKI STANDARD
SIST ETS 300 394-5-2 E1:2003
01-december-2003
Prizemni snopovni radio (TETRA) - Specifikacija za preskušanje skladnosti - 5. del:
Varnost - 2. poddel: Specifikacija za preskušanje protokola za varnost v sistemu
TETRA
Terrestrial Trunked Radio (TETRA); Conformance testing specification; Part 5: Security;
Sub-part 2: Protocol testing specification for TETRA security
Ta slovenski standard je istoveten z: ETS 300 394-5-2 Edition 1
ICS:
33.070.10 Prizemni snopovni radio Terrestrial Trunked Radio
(TETRA) (TETRA)
SIST ETS 300 394-5-2 E1:2003 en
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

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SIST ETS 300 394-5-2 E1:2003

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SIST ETS 300 394-5-2 E1:2003
EUROPEAN ETS 300 394-5-2
TELECOMMUNICATION July 1999
STANDARD
Source: TETRA Reference: DE/TETRA-06009-5-2
ICS: 33.020
Key words: TETRA, security, voice, data, V+D, testing, protocol
Terrestrial Trunked Radio (TETRA);
Conformance testing specification;
Part 5: Security;
Sub-part 2: Protocol testing specification for TETRA security
ETSI
European Telecommunications Standards Institute
ETSI Secretariat
Postal address: F-06921 Sophia Antipolis CEDEX - FRANCE
Office address: 650 Route des Lucioles - Sophia Antipolis - Valbonne - FRANCE
Internet: [e-mail] - http://www.etsi.org
Tel.: [phone] - Fax: [phone]
Copyright Notification: No part may be reproduced except as authorized by written permission. The copyright and the
foregoing restriction extend to reproduction in all media.
© European Telecommunications Standards Institute 1999. All rights reserved.

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Whilst every care has been taken in the preparation and publication of this document, errors in content,
typographical or otherwise, may occur. If you have comments concerning its accuracy, please write to
"ETSI Standards Making Support Dept." at the address shown on the title page.

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Contents
Foreword . 7
1 Scope. 9
2 Normative references . 9
3 Definitions and abbreviations. 10
3.1 TETRA definitions . 10
3.2 TETRA abbreviations . 10
3.3 ISO 9646 abbreviations. 10
4 Test Suite Structure (TSS). 11
4.1 Security TSS overview. 11
4.2 Security test groups. 12
4.2.1 V+D Security test group . 12
4.2.2 DM Security test group. 12
4.3 Test group description.13
5 Introduction to Test Purposes (TPs). 13
5.1 TP definition conventions . 13
5.2 TP naming conventions. 14
6 Test Purposes for V+D . 14
6.1 Steps . 14
6.1.1 Check encryption state . 15
6.1.2 Check enable state . 15
6.1.3 Check permanent disabled . 15
6.1.4 Check temporary disable . 15
6.2 Authentication. 15
6.2.1 Authentication initiated by the SwMI . 15
6.2.1.1 SwMI authenticates MS. 16
6.2.1.2 Authentication initiated by SwMI and made mutual by MS. 16
6.2.2 Authentication procedures initiated by the MS. 17
6.2.2.1 MS authenticates SwMI. 17
6.2.2.2 Authentication initiated by MS and made mutual by SwMI. 18
6.2.3 Authentication procedures during registration . 18
6.2.3.1 SwMI authenticates MS during registration. 18
6.2.3.2 MS authenticates SwMI during registration. 19
6.2.3.3 Authentication initiated by MS during registration made
mutual by SwMI. 20
6.2.3.4 SwMI authentication initiated during registration and
made mutual by the MS . 20
6.2.3.5 Authentication during registration with CCK delivery. 21
6.2.3.5.1 SwMI authenticates MS during
registration and delivers CCK. 21
6.2.3.5.2 MS authenticates SwMI during
registration and request CCK . 22
6.2.3.5.3 Authentication initiated by MS during
registration including a CCK request
and made mutual by SwMI. 22
6.2.3.5.4 SwMI authentication initiated during
registration and made mutual by the
MS with CCK exchange. 23
6.2.3.6 Authentication procedures during registration with TEI
exchange. 24

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6.2.3.6.1 SwMI authenticates MS during
registration and includes a TEI
request.24
6.2.3.6.2 MS authenticates SwMI during
registration and the SwMI request TEI .24
6.2.3.6.3 Authentication initiated by MS during
registration including a TEI exchange
and made mutual by SwMI .25
6.2.3.6.4 SwMI authentication initiated during
registration and made mutual by the
MS with TEI exchange.26
6.2.3.7 Authentication procedures during registration with TEI
and CCK exchange.26
6.2.3.7.1 SwMI authenticates MS during
registration, delivers CCK and
receives TEI.27
6.2.3.7.2 MS authenticates SwMI during
registration and delivers TEI and
request CCK .27
6.2.3.7.3 Authentication initiated by MS during
registration including TEI, CCK
exchange and made mutual by SwMI.28
6.2.3.7.4 SwMI authentication initiated during
registration and made mutual by the
MS with TEI and CCK exchange .29
6.2.4 Unsuccessful authentication procedures .29
6.2.4.1 Unsuccessful authentication initiated by MS .30
6.2.4.2 Unsuccessful MS authentication during mutual
authentication initiated by the SwMI .30
6.2.4.3 Unsuccessful SwMI authentication during mutual
authentication initiated by the SwMI .31
6.2.4.4 Unsuccessful mutual authentication initiated by MS.32
6.3 TEI delivery during registration without authentication.32
6.3.1 TEI delivery during registration without authentication.32
6.4 OTAR.33
6.4.1 CCK delivery functions .33
6.4.1.1 SwMI-initiated CCK provision .33
6.4.1.2 MS-initiated CCK provision.35
6.4.1.3 MS-initiated CCK provision in a U-PREPARE PDU .35
6.4.1.3.1 MS roams into a new cell in the same
LA and the same registration area.35
6.4.1.3.2 MS roams into a new cell in a different
LA and the same registration area.36
6.4.1.3.3 MS roams into a new cell in a different
LA and different registration area .36
6.4.1.4 SwMI provides an incorrect CCK to MS .37
6.4.2 OTAR protocol functions SCK.37
6.4.2.1 MS initiates provision of SCK .38
6.4.2.2 SwMI initiates SCK to MS.38
6.4.2.3 SwMI provides an incorrect SCK.39
6.4.3 OTAR protocol functions GCK .40
6.4.3.1 MS requests provision of GCK .40
6.4.3.2 SwMI provides GCK to MS.41
6.4.3.3 SwMI unable to provide GCK requested by MS .41
6.4.3.4 SwMI provides an incorrect GCK to MS .42
6.5 Enable and Disable.43
6.5.1 Disable procedures .43
6.5.1.1 Disable with mutual authentication .43
6.5.1.2 Disable without authentication .46
6.5.1.3 Disable failure.47
6.5.2 Enable procedures .51
6.5.2.1 Enable with mutual authentication.51
6.5.2.2 Enable without authentication.52

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6.5.2.3 Enable failure . 53
6.6 Mobility management for Air Interface Encryption. 54
6.6.1 MS registration at initial class 1 cell selection. 54
6.6.2 MS registration at initial class 2 or 3 cell selection. 55
7 Test purposes for DMO . 55
7.1 Layer 2. 55
7.2 Layer 3. 56
7.2.1 OTAR . 56
7.2.1.1 IUT requests SCK . 56
7.2.1.2 IUT provides SCK. 57
7.2.1.2.1 MS as a KH provides SCK to the KU . 57
7.2.1.2.2 IUT as a KH requests SCK to KG . 58
7.2.1.3 KH distributing SCK unsolicited. 58
7.2.1.4 Error scenario with SDS time-out from KH. 59
7.2.1.5 KG provides an incorrect SCKN. 59
7.2.2 Enable and disable. 60
7.2.2.1 Disable . 60
7.2.2.1.1 MS supports the target role . 60
7.2.2.1.2 MS supports the manager role. 62
7.2.2.2 Enable . 64
7.2.2.2.1 MS support the target role. 64
7.2.2.2.2 MS support the manager role. 65
7.2.2.3 TEI delivery . 66
7.2.2.4 Authentication failure in ENDIS exchange . 67
History . 68

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Foreword
This European Telecommunication Standard (ETS) has been produced by the Terrestrial Trunked Radio
(TETRA) Project of the European Telecommunications Standards Institute (ETSI).
Every ETS prepared by ETSI is a voluntary standard. This ETS contains text concerning conformance
testing of the equipment to which it relates. This text should be considered only as guidance and does not
make this ETS mandatory.
This ETS is a multi-part standard and will consist of the following parts:
Part 1: "Radio";
Part 2: "Protocol testing specification for Voice plus Data (V+D)";
Part 4: "Protocol testing specification for Direct Mode Operation (DMO)";
Part 5: "Security".
Transposition dates
Date of adoption of this ETS: 25 June 1999
Date of latest announcement of this ETS (doa): 30 September 1999
Date of latest publication of new National Standard
or endorsement of this ETS (dop/e): 31 March 2000
Date of withdrawal of any conflicting National Standard (dow): 31 March 2000

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1 Scope
This ETS contains the Test Suite Structure (TSS) and Test Purposes (TPs) to test the TETRA security
protocols for Voice + Data (V+D) and Direct Mode (DM).
The TPs presented in this ETS are applicable to TETRA terminals supporting security as specified in
ETS 300 392-2 [1], ETS 300 392-7 [2] and ETS 300 396-6 [3].
The objective of this test specification is to provide a basis for approval tests for TETRA equipment giving
a high probability of air interface inter-operability between different manufacturer's TETRA equipment.
The ISO standard for the methodology of conformance testing, ISO/IEC 9646-1 [5] and
ISO/IEC 9646-2 [6], as well as the ETSI methodology for conformance testing, ETS 300 406 [4], are used
as the basis for the test methodology.
2 Normative references
This ETS incorporates by dated and undated reference, provisions from other publications. These
normative references are cited at the appropriate places in the text and the publications are listed
hereafter. For dated references, subsequent amendments to or revisions of any of these publications
apply to this ETS only when incorporated in it by amendment or revision. For undated references the latest
edition of the publication referred to applies.
[1] ETS 300 392-2: "Terrestrial Trunked Radio (TETRA); Voice plus Data (V+D);
Part 2: Air Interface (AI)".
[2] ETS 300 392-7: "Terrestrial Trunked Radio (TETRA); Voice plus Data (V+D);
Part 7: Security".
[3] ETS 300 396-6: "Terrestrial Trunked Radio (TETRA); Direct Mode Operation
(DMO); Part 6: Security".
[4] ETS 300 406: "Methods for Testing and Specification (MTS); Protocol and
profile conformance testing specifications; Standardization methodology".
[5] ISO/IEC 9646-1 (1994): "Information technology - Open Systems
Interconnection - Conformance testing methodology and framework - Part 1:
General concepts". (See also CCITT Recommendation X.290 (1991))
[6] ISO/IEC 9646-2 (1991): "Information technology - Open Systems
Interconnection - Conformance testing methodology and framework - Part 2:
Abstract test suite specification". (See also
CCITT Recommendation X.291 (1991))
[7] ETS 300 394-5-1: "Terrestrial Trunked Radio (TETRA); Conformance testing
specification; Part 5: Security; Sub-part 1: Protocol Implementation
Conformance Statement (PICS) proforma specification".
[8] ETS 300 394-5-3: "Terrestrial Trunked Radio (TETRA); Conformance testing
specification; Part 5: Security; Sub-part 3: Abstract Test Suite (ATS)".

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3 Definitions and abbreviations
3.1 TETRA definitions
For the purposes of this ETS, the definitions given in ETS 300 392-7 [2] and ETS 300 396-6 [3] apply.
3.2 TETRA abbreviations
For the purposes of this ETS, the following TETRA abbreviations apply:
CCK Common Cipher Key
DM Direct Mode
DMO Direct Mode Operation
ITSI Individual TETRA Subscriber Identity
GCK Group Cipher Key
KG Key Generator
KH Key Holder
KU Key User
LA Location Area
MAC Medium Access Control
MM Mobility Management
MS Mobile Station
MSC Message Sequence Chart
SCK Static Cipher Key
SDS Short Data Services sub entity within CMCE
SDU Service Data Unit
SwMI Switching and Management Infrastructure
V+D Voice + Data
3.3 ISO 9646 abbreviations
For the purposes of this ETS, the following ISO 9646-1 [5] abbreviations apply:
ICS Implementation Conformance Statement
IUT Implementation Under Test
IXIT Implementation eXtra Information for Testing
PDU Protocol Data Unit
PICS Protocol Implementation Conformance Statement
PIXIT Protocol Implementation eXtra Information for Testing
TP Test Purpose
TSS Test Suite Structure

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4 Test Suite Structure (TSS)
4.1 Security TSS overview
The two security test suite, as illustrated in figure 1, are structured as a tree with a first level defined
representing the V+D or DM whole test suite for TETRA security protocols.
Sec_VD AU BV II
TI
REG CCK
TEI
TEI_CCK
BI
REG_TEI BV
OTAR BV CCK
GCK
SCK
BI CCK
GCK
SCK
SED BV TD
PD
EN
BI
AI MM
Sec_DM L2
L3 OTAR BV
BI
SED BV TD TAR
MNG
PD TAR
MNG
EN TAR
MNG
TEI
BI REJ
Figure 1: Security TSS

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4.2 Security test groups
4.2.1 V+D Security test group
The V+D test groups are organized in several levels. The first level separates protocol test into the
different functional capabilities: Authentication (AU), OTAR, Secure Enable/disable (SED) and Air
Interface encryption (AI). The second level generally separates protocol test into two functional test groups
according to the type of testing: Valid Behaviour (BV), and Invalid Behaviour (BI). The purpose of these
test groups is explained in subclause 4.4.
The following list defines the Sec_VD layer test group names and identifiers:
= > to review
- Voice + Data (Sec_VD):
- Authentication (AU):
- Valid Behaviour tests (BV):
- SwMI initiated (II);
- Terminal initiated (TI);
- Registration (REG)
- CCK
- TEI (TEI)
- TEI_CCK
- Invalid Behaviour tests (BI);
Registration with TEI (REG_TEI)
- Valid Behaviour tests (BV):
- Over The Air Rekeying (OTAR):
- Valid Behaviour tests (BV):
- Common Cipher Key (CCK);
- Group Cipher Key (GCK);
- Static Cipher Key (SCK);
- Invalid Behaviour tests (BI):
- Common Cipher Key (CCK);
- Group Cipher Key (GCK);
- Static Cipher Key (SCK);
- Secure Enable/Disable (SED):
- Valid Behaviour tests (BV):
- Temporary disable (TD);
- Permanent disable (PD);
- Enable (EN);
- Invalid Behaviour tests (BI);
- Air Interface encryption (AI)
- Mobility management (MM)
4.2.2 DM Security test group
The DM test groups are organized in several levels. The first level separates protocol test into the layer 2
and layer 3 configuration. The second level separates the different functional capabilities: OTAR and
Secure Enable/disable (SED). The third level generally separates protocol test into two functional test
groups according to the type of testing: Valid Behaviour (BV), and Invalid Behaviour (BI). The purpose of
these test groups is explained in subclause 4.4.

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The following list defines the S layer test group names and identifiers:
- DM (Sec_DM):
- Layer 2 (L2):
- Layer 3 (L3):
- Over The Air Rekeying (OTAR):
- Valid Behaviour tests (BV);
- Invalid Behaviour tests (BI);
- Secure Enable/Disable (SED):
- Valid Behaviour tests (BV):
- Temporary disable (TD):
- Target role (TAR);
- Manager role (MNG);
- Permanent disable (PD):
- Target role (TAR);
- Manager role (MNG);
- Enable (EN):
- Target role (TAR);
- Manager role (MNG);
- TEI delivery (TEI);
- ENDIS reject (REJ);
- Invalid Behaviour tests (BI).
4.3 Test group description
The Valid Behaviour (BV) group tests an IUT in response to valid behaviour of the test system. "Valid"
means that a test event is syntactically and contextually correct. All test cases in the valid behaviour group
are intended to verify as thoroughly as possible the various functions of the protocol.
The Invalid Behaviour (BI) group is intended to verify that the IUT is able to react properly in case an
invalid Protocol Data Unit (PDU) occurring. Invalid PDU here means syntactically or semantically invalid
test events generated by the test system. A syntactically or semantically invalid test event regardless of
the current state is not allowed. Inopportune test cases are also included in this test group. These are
intended to verify that the IUT is able to react properly in case an inopportune test event occurs. Such an
event is syntactically correct, but occurs when it is not allowed.
5 Introduction to Test Purposes (TPs)
Each TP is defined with the following assumptions:
- the Implementation Under Test (IUT) is a TETRA MS;
- for V+D tests, the test system is a simulation of the TETRA SwMI;
- for DM tests the test system is a simulation of a DM-MS;
- connection to the IUT is by either a test connector or by an RF connection.
The TPs are defined in clause 6 for TETRA V+D security and in clause 7 for DM.
5.1 TP definition conventions
The TPs are defined following particular rules as shown in table 1.

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Table 1: TP definition rules
TP Id Reference
Condition
Initial state
Stimulus
Expected behaviour of the test
TP Id: The TP Id is a unique identifier. It shall be specified according to the TP naming conventions
defined in subclause 5.2.
Reference: The reference should contain the references of the subject to be validated by the actual TP
(specification reference, clause, paragraph).
Condition: The conditions applying to selecting the test purpose
Initial State: Defines in which initial state the IUT has to be, in order to apply the TP.
Stimulus: The stimulus defines the test event to which the TP is related.
Expected behaviour: Definition of the events that are expected from the IUT to conform to the base
specification. Definition of the events generated by the test system to check the
behaviour of the IUT.
5.2 TP naming conventions
The identifier of the TP is built according to table 2:
Table 2: TP naming convention
TP////<//
= test suite Sec_VD Security for V+D
Sec_DM Security for DM
= layer L3 Layer 3 (not in the V+D part)
L2 Layer 2 (not in the V+D part)
= functional module For Sec layer:
AU Authentication
OTAR Over The Air Rekeying
SED Secure Enable/Disable
AI Air Interface Encryption
x = Type of testing BV Valid Behaviour Tests
BI Invalid Behaviour Tests
s = test subgroup as defined in the test suite structure
(as many subgroups as required)
= sequential number (01-99) Test Purpose Number
6 Test Purposes for V+D
NOTE: The MSCs given in this clause are for information only.
6.1 Steps
The following steps are defined to check specific states of the IUT.

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6.1.1 Check encryption state
There is no explicit (external observable) security protocol at layer 2 of TETRA protocol stack. Therefore
the encryption state should be taken care by the test system, and a procedure is defined to check if the
IUT and the test system are in the same encryption state.
Check_Encryption Objective: to check that the IUT is in the correct encryption state
The IUT is requested to initiate a CMCE call: depending on its capability it
shall send a U-SETUP to initiate an individual or a group call or it shall
send an U-SDS DATA to initiate an SDS call.
If one of these PDUs is correctly received, this indicates that the IUT and
test system are in the same encryption state.
6.1.2 Check enable state
Check_Enable Objective: to check that the IUT is in the enabled state
Depending on the capability of the IUT:
If IUT is enabled and supports individual call, when it receives an individual
call initiated by test system, it shall respond with U-ALERT or U-CONNECT
PDU.
If IUT is enabled and supports group call, when it is requested to initiate a
group call, it shall send a U-SETUP PDU.
6.1.3 Check permanent disabled
Check_Permanent_Disable Objective: to check that the IUT is permanently disabled
If the IUT is permanently disabled, after receipt of a D-LOCATION
UPDATE COMMAND PDU, it shall not respond.
6.1.4 Check temporary disable
Check_Temporary_Disable Objective: to check that the IUT is temporarily disabled
If the IUT is temporarily disabled, after receipt of a network initiated
individual call, it shall not respond.
6.2 Authentication
Test group objective:
To test the authentication capabilities and protocol of the IUT. This test group shall test all authentication
scenarios described in ETS 300 392-7 [2], clause 4, i.e. terminal initiated, SwMI initiated, and mutual.
6.2.1 Authentication initiated by the SwMI
Test group objective:
To test the authentication capabilities and protocol of the IUT when the authentication procedure is
initiated by the SwMI.

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6.2.1.1 SwMI authenticates MS
IUT Test system
D-AUTHENTICATION DEMAND [RS, RAND1]
U-AUTHENTICATION REPONSE [RES1]
D-AUTHENTICATION RESULT [R1]
Figure 2: Authentication of MS by SwMI
Test purpose (L3):
To verify correct operation at layer 3 of MS (IUT) when subjected to an authentication demand from the
SwMI (Test system).
TP/Sec_VD/AU/BV/II/01 Reference: ETS 300 392-7 [2], subclause 4.4.2.1
Condition: IUT supports SwMI initiated authentication
Initial state: IUT registered (see note)
Stimulus: Test system sends D-AUTHENTICATION DEMAND PDU
Verify that the IUT sends the U-AUTHENTICATION RESPONSE PDU with
the RES1 information element.
The CMCE step Check_Encryption is executed to confirm that encryption
state is maintained (see subclause 6.1.1).
NOTE: The encryption parameters established at registration shall be maintained.
6.2.1.2 Authentication initiated by SwMI and made mutual by MS
IUT Test system
D-AUTHENTICATION DEMAND [RS, RAND1]
U-AUTHENTICATION RESPONSE [RES1, RAND2]
D-AUTHENTICATION RESULT [R1, RES2]
U-AUTHENTICATION RESULT [R2]
Figure 3: Authentication initiated by SwMI and made mutual by MS
Test purpose:
To verify correct operation at layer 3 of MS (IUT) when subjected to an authentication demand from the
SwMI (test system). To also verify that when the MS is configured to counter any authentication demand
with a challenge that this operates correctly.

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TP/Sec_VD/AU/BV/II/02 Reference: ETS 300 392-7 [2], subclause 4.4.2.3
Condition: IUT supports SwMI initiated and made mutual by MS
Initial state: IUT registered (see note)
Stimulus: Test system sends D-AUTHENTICATION DEMAND PDU
Verify that, the IUT respond with U-AUTHENTICATION RESPONSE which
contains RAND2 and RES1. Verify that after receipt of a
D–AUTHENTICATION RESULT PDU, the IUT sends a
U–AUTHENTICATION RESULT PDU. Verify that R1 = R2 = true.
The CMCE step Check_Encryption is executed to confirm that encryption
state is maintained (see subclause 6.1.1).
NOTE: The encryption parameters established at registration shall be maint
...