ISO/IEC 11770-3:2021
(Main)Information security — Key management — Part 3: Mechanisms using asymmetric techniques
Information security — Key management — Part 3: Mechanisms using asymmetric techniques
This document defines key management mechanisms based on asymmetric cryptographic techniques. It specifically addresses the use of asymmetric techniques to achieve the following goals. a) Establish a shared secret key for use in a symmetric cryptographic technique between two entities A and B by key agreement. In a secret key agreement mechanism, the secret key is computed as the result of a data exchange between the two entities A and B. Neither of them is able to predetermine the value of the shared secret key. b) Establish a shared secret key for use in a symmetric cryptographic technique between two entities A and B via key transport. In a secret key transport mechanism, the secret key is chosen by one entity A and is transferred to another entity B, suitably protected by asymmetric techniques. c) Make an entity's public key available to other entities via key transport. In a public key transport mechanism, the public key of entity A is transferred to other entities in an authenticated way, but not requiring secrecy. Some of the mechanisms of this document are based on the corresponding authentication mechanisms in ISO/IEC 9798‑3. This document does not cover certain aspects of key management, such as: — key lifecycle management; — mechanisms to generate or validate asymmetric key pairs; and — mechanisms to store, archive, delete, destroy, etc., keys. While this document does not explicitly cover the distribution of an entity's private key (of an asymmetric key pair) from a trusted third party to a requesting entity, the key transport mechanisms described can be used to achieve this. A private key can in all cases be distributed with these mechanisms where an existing, non-compromised key already exists. However, in practice the distribution of private keys is usually a manual process that relies on technological means such as smart cards, etc. This document does not specify the transformations used in the key management mechanisms. NOTE To provide origin authentication for key management messages, it is possible to make provisions for authenticity within the key establishment protocol or to use a public key signature system to sign the key exchange messages.
Sécurité de l'information — Gestion de clés — Partie 3: Mécanismes utilisant des techniques asymétriques
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INTERNATIONAL ISO/IEC
STANDARD 11770-3
Fourth edition
2021-10
Information security — Key
management —
Part 3:
Mechanisms using asymmetric
techniques
Sécurité de l'information — Gestion de clés —
Partie 3: Mécanismes utilisant des techniques asymétriques
Reference number
ISO/IEC 11770-3:2021(E)
© ISO/IEC 2021
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ISO/IEC 11770-3:2021(E)
COPYRIGHT PROTECTED DOCUMENT
© ISO/IEC 2021
All rights reserved. Unless otherwise specified, or required in the context of its implementation, no part of this publication may
be reproduced or utilized otherwise in any form or by any means, electronic or mechanical, including photocopying, or posting on
the internet or an intranet, without prior written permission. Permission can be requested from either ISO at the address below
or ISO’s member body in the country of the requester.
ISO copyright office
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Phone: +41 22 749 01 11
Email: copyright@iso.org
Website: www.iso.org
Published in Switzerland
ii
© ISO/IEC 2021 – All rights reserved
---------------------- Page: 2 ----------------------
ISO/IEC 11770-3:2021(E)
Contents Page
Foreword . 5
Introduction . 6
1 Scope . 1
2 Normative references . 2
3 Terms and definitions . 2
4 Symbols and abbreviations . 8
5 Requirements . 10
6 Key derivation functions . 11
7 Cofactor multiplication . 11
8 Key commitment . 12
9 Key confirmation . 12
10 Framework for key management . 13
10.1 General . 13
10.2 Key agreement between two parties . 14
10.3 Key agreement between three parties . 14
10.4 Secret key transport . 15
10.5 Public key transport . 15
11 Key agreement . 15
11.1 Key agreement mechanism 1 . 15
11.2 Key agreement mechanism 2 . 17
11.3 Key agreement mechanism 3 . 17
11.4 Key agreement mechanism 4 . 19
11.5 Key agreement mechanism 5 . 20
11.6 Key agreement mechanism 6 . 21
11.7 Key agreement mechanism 7 . 23
11.8 Key agreement mechanism 8 . 24
11.9 Key agreement mechanism 9 . 25
11.10 Key agreement mechanism 10 . 26
11.11 Key agreement mechanism 11 . 27
11.12 Key agreement mechanism 12 . 28
11.13 Key agreement mechanism 13 . 29
11.14 Key agreement mechanism 14 . 30
11.15 Key agreement mechanism 15 . 31
12 Secret key transport . 32
12.1 Secret key transport mechanism 1 . 32
12.2 Secret key transport mechanism 2 . 34
12.3 Secret key transport mechanism 3 . 35
12.4 Secret key transport mechanism 4 . 37
12.5 Secret key transport mechanism 5 . 38
12.6 Secret key transport mechanism 6 . 41
13 Public key transport . 42
13.1 Public key transport mechanism 1 . 42
13.2 Public key transport mechanism 2 . 43
13.3 Public key transport mechanism 3 . 44
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ISO/IEC 11770-3:2021(E)
Annex A (normative) Object identifiers . 46
Annex B (informative) Properties of key establishment mechanisms . 55
Annex C (informative) Examples of key derivation functions . 58
Annex D (informative) Examples of key establishment mechanisms . 66
Annex E (informative) Examples of elliptic curve based key establishment mechanisms . 70
Annex F (informative) Example of bilinear pairing based key establishment mechanisms . 80
Annex G (informative) Secret key transport . 84
Bibliography . 88
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ISO/IEC 11770-3:2021(E)
Foreword
ISO (the International Organization for Standardization) and IEC (the International Electrotechnical
Commission) form the specialized system for worldwide standardization. National bodies that are
members of ISO or IEC participate in the development of International Standards through technical
committees established by the respective organization to deal with particular fields of technical activity.
ISO and IEC technical committees collaborate in fields of mutual interest. Other international
organizations, governmental and non-governmental, in liaison with ISO and IEC, also take part in the
work.
The procedures used to develop this document and those intended for its further maintenance are
described in the ISO/IEC Directives, Part 1. In particular, the different approval criteria needed for the
different types of document should be noted. This document was drafted in accordance with the editorial
rules of the ISO/IEC Directives, Part 2 (see www.iso.org/directives or
www.iec.ch/members_experts/refdocs).
Attention is drawn to the possibility that some of the elements of this document may be the subject of
patent rights. ISO and IEC shall not be held responsible for identifying any or all such patent rights. Details
of any patent rights identified during the development of the document will be in the Introduction and/or
on the ISO list of patent declarations received (see www.iso.org/patents) or the IEC list of patent
declarations received (see patents.iec.ch).
Any trade name used in this document is information given for the convenience of users and does not
constitute an endorsement.
For an explanation of the voluntary nature of standards, the meaning of ISO specific terms and
expressions related to conformity assessment, as well as information about ISO's adherence to the World
Trade Organization (WTO) principles in the Technical Barriers to Trade (TBT) see
www.iso.org/iso/foreword.html. In the IEC, see www.iec.ch/understanding-standards.
This document was prepared by Joint Technical Committee ISO/IEC JTC 1, Information technology,
Subcommittee SC 27, Information security, cybersecurity and privacy protection.
This fourth edition cancels and replaces the third edition (ISO/IEC 11770-3:2015), which has been
technically revised. It also incorporates Technical Corrigenda ISO/IEC 11770-3:2015/Cor1:2016 and
ISO/IEC 11770-3:2015/Amd.1:2017.
The main changes compared to the previous edition are as follows:
— the blinded Diffie-Hellman key agreements are added as key agreement mechanism 13 and 14 and
examples of the mechanisms are included in Annex E;
— key agreement mechanism 15 is added and the SM9 key agreement protocol as an example of the
mechanism is included in Annex F.
A list of all parts in the ISO/IEC 11770 series can be found on the ISO and IEC websites.
Any feedback or questions on this document should be directed to the user's national standards body. A
complete listing of these bodies can be found at www.iso.org/members.html and www.iec.ch/national-
committees.
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ISO/IEC 11770-3:2021(E)
Introduction
This document describes schemes that can be used for key agreement and schemes that can be used for
key transport.
Public key cryptosystems were first proposed in the seminal paper by Diffie and Hellman in 1976. The
security of many such cryptosystems is based on the presumed intractability of solving the discrete
logarithm problem over certain finite fields. Other public key cryptosystems such as RSA are based on
the difficulty of the integer factorization problem.
A third class of public key cryptosystems is based on elliptic curves. The security of such a public key
system depends on the difficulty of determining discrete logarithms in the group of points of an elliptic
curve. When based on a carefully chosen elliptic curve, this problem is, with current knowledge, much
harder than the factorization of integers or the computation of discrete logarithms in a finite field of
comparable size. All known general purpose algorithms for determining elliptic curve discrete logarithms
take exponential time. Thus, it is possible for elliptic curve based public key systems to use much shorter
parameters than the RSA system or the classical discrete logarithm based systems that make use of the
multiplicative group of some finite field. This yields significantly shorter digital signatures, as well as
system parameters, and allows for computations using smaller integers.
This document includes mechanisms based on the following:
— finite fields;
— elliptic curves;
— bilinear pairings.
The International Organization for Standardization (ISO) and International Electrotechnical Commission
(IEC) draw attention to the fact that it is claimed that compliance with this document may involve the use
of a patent.
ISO and IEC take no position concerning the evidence, validity and scope of this patent right.
The holder of this patent right has assured ISO and IEC that he/she is willing to negotiate licences under
reasonable and non-discriminatory terms and conditions with applicants throughout the world. In this
respect, the statement of the holder of this patent right is registered with ISO and IEC. Information may
be obtained from the patent database available at www.iso.org/patents and http://patents.iec.ch.
Attention is drawn to the possibility that some of the elements of this document may be the subject of
patent rights other than those in the patent database. ISO and IEC shall not be held responsible for
identifying any or all such patent rights.
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INTERNATIONAL STANDARD ISO/IEC 11770-3:2021(E)
Information security — Key management —
Part 3:
Mechanisms using asymmetric techniques
1 Scope
This document defines key management mechanisms based on asymmetric cryptographic techniques. It
specifically addresses the use of asymmetric techniques to achieve the following goals.
a) Establish a shared secret key for use in a symmetric cryptographic technique between two entities A
and B by key agreement. In a secret key agreement mechanism, the secret key is computed as the
result of a data exchange between the two entities A and B. Neither of them is able to predetermine
the value of the shared secret key.
b) Establish a shared secret key for use in a symmetric cryptographic technique between two entities A
and B via key transport. In a secret key transport mechanism, the secret key is chosen by one entity
A and is transferred to another entity B, suitably protected by asymmetric techniques.
c) Make an entity's public key available to other entities via key transport. In a public key transport
mechanism, the public key of entity A is transferred to other entities in an authenticated way, but not
requiring secrecy.
Some of the mechanisms of this document are based on the corresponding authentication mechanisms in
ISO/IEC 9798-3.
This document does not cover certain aspects of key management, such as:
— key lifecycle management;
— mechanisms to generate or validate asymmetric key pairs; and
— mechanisms to store, archive, delete, destroy, etc., keys.
While this document does not explicitly cover the distribution of an entity's private key (of an asymmetric
key pair) from a trusted third party to a requesting entity, the key transport mechanisms described can
be used to achieve this. A private key can in all cases be distributed with these mechanisms where an
existing, non-compromised key already exists. However, in practice the distribution of private keys is
usually a manual process that relies on technological means such as smart cards, etc.
This document does not specify the transformations used in the key management mechanisms.
NOTE To provide origin authentication for key management messages, it is possible to make provisions for
authenticity within the key establishment protocol or to use a public key signature system to sign the key exchange
messages.
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ISO/IEC 11770-3:2021(E)
2 Normative references
The following documents are referred to in the text in such a way that some or all of their content
constitutes requirements of this document. For dated references, only the edition cited applies. For
undated references, the latest edition of the referenced document (including any amendments) applies.
ISO/IEC 10118-1, Information technology — Security techniques — Hash-functions — Part 1: General
ISO/IEC 11770-1, Information technology — Security techniques — Key management — Part 1:
Framework
ISO/IEC 11770-6, Information technology — Security techniques — Key management — Part 6: Key
derivation
ISO/IEC 15946-1, Information technology — Security techniques — Cryptographic techniques based on
elliptic curves — Part 1: General
ISO/IEC 18031, Information technology — Security techniques — Random bit generation
ISO/IEC 19772, Information security — Authenticated encryption
3 Terms and definitions
For the purposes of this document, the following terms and definitions apply.
ISO and IEC maintain terminological databases for use in standardization at the following addresses:
— ISO Online browsing platform: available at https://www.iso.org/obp
— IEC Electropedia: available at https://www.electropedia.org/
3.1
asymmetric cryptographic technique
cryptographic technique that uses two related transformations, a public transformation [defined by the
public key (3.33)] and a private transformation [defined by the private key (3.32)], and has the property
that given the public transformation, then it is computationally infeasible to derive the private
transformation
Note 1 to entry: A system based on asymmetric cryptographic techniques can either be an encryption system, a
signature system, a combined encryption and signature system, or a key agreement scheme. With asymmetric
cryptographic techniques there are four elementary transformations: signature and verification for signature
systems, encryption and decryption for encryption systems. The signature and the decryption transformations are
kept private by the owning entity, whereas the corresponding verification and encryption transformations are
published. There exist asymmetric cryptosystems (e.g. RSA) where the four elementary functions can be achieved
by only two transformations: one private transformation suffices for both signing and decrypting messages, and
one public transformation suffices for both verifying and encrypting messages. However, since this does not
conform to the principle of key separation, throughout this document the four elementary transformations and the
corresponding keys are kept separate.
3.2
asymmetric encryption system
system based on asymmetric cryptographic techniques (3.1) whose public transformation is used for
encryption (3.9) and whose private transformation is used for decryption (3.6)
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ISO/IEC 11770-3:2021(E)
3.3
asymmetric key pair
pair of related keys (3.17) where the private key (3.32) defines the private transformation and the public
key (3.33) defines the public transformation
3.4
certification authority
CA
centre trusted to create and assign public key (3.33) certificates
3.5
collision-resistant hash-function
hash-function (3.15) satisfying the following property: it is computationally infeasible to find any two
distinct inputs which map to the same output
Note 1 to entry: Computational feasibility depends on the specific security requirements and environment.
[SOURCE: ISO/IEC 10118-1:2016, 3.1]
3.6
decryption
reversal of a corresponding encryption (3.9)
[SOURCE: ISO/IEC 11770-1:2010, 2.6]
3.7
digital signature
data unit appended to, or a cryptographic transformation of, a data unit that allows a recipient of the data
unit to verify the origin and integrity of the data unit and protect the sender and the recipient of the data
unit against forgery by third parties, and the sender against forgery by the recipient
3.8
distinguishing identifier
information which unambiguously distinguishes an entity
[SOURCE: ISO/IEC 11770-1:2010, 2.9]
3.9
encryption
(reversible) transformation of data by a cryptographic algorithm to produce ciphertext, i.e. to hide the
information content of the data
[SOURCE: ISO/IEC 11770-1:2010, 2.10]
3.10
entity authentication
corroboration that an entity is the one claimed
[SOURCE: ISO/IEC 9798-1:2010, 3.14]
3.11
entity authentication of entity A to entity B
assurance of the identity of entity A for entity B
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ISO/IEC 11770-3:2021(E)
3.12
explicit key authentication from entity A to entity B
assurance for entity B that entity A is the only other entity that is in possession of the correct key (3.17)
Note 1 to entry: Implicit key authentication from entity A to entity B and key confirmation from entity A to entity B
together imply explicit key authentication from entity A to entity B.
3.13
forward secrecy with respect to both entity A and entity B individually
property that knowledge of entity A's long-term private key (3.32) or knowledge of entity B's long-term
private key (3.32) subsequent to a key agreement (3.18) operation does not enable an opponent to
recompute previously derived keys (3.17)
Note 1 to entry: This differs from mutual forward secrecy in which knowledge of both entity A's and entity B's long-
term private keys do not enable recomputation of previously derived keys.
3.14
forward secrecy with respect to entity A
property that knowledge of entity A's long-term private key (3.32) subsequent to a key agreement (3.18)
operation does not enable an opponent to recompute previously derived keys (3.17)
3.15
hash-function
function which maps strings of bits of variable (but usually upper bounded) length to fixed-length strings
of bits, satisfying the following two properties:
— for a given output, it is computationally infeasible to find an input which maps to this output;
— for a given input, it is computationally infeasible to find a second input which maps to the same
output
Note 1 to entry: Computational feasibility depends on the specific security requirements and environment.
Note 2 to entry: For the purposes of this document all hash-functions are assumed to be collision-resistant hash-
functions.
[SOURCE: ISO/IEC 10118-1:2016, 3.4]
3.16
implicit key authentication from entity A to entity B
assurance for entity B that entity A is the only other entity that can possibly be in possession of the correct
key (3.17)
3.17
key
sequence of symbols that controls the operation of a cryptographic transformation (e.g. encryption (3.9),
decryption (3.6), cryptographic check function computation, signature calculation, or signature
verification)
[SOURCE: ISO/IEC 11770-1:2010, 2.12]
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ISO/IEC 11770-3:2021(E)
3.18
key agreement
process of establishing a shared secret key (3.38) between entities in such a way that neither of them can
predetermine the value of that key (3.17)
Note 1 to entry: By predetermine it is meant that neither entity A nor entity B can, in a computationally efficient
way, choose a smaller key space and force the computed key in the protocol to fall into that key space.
3.19
key commitment
process of committing to use specific keys (3.17) in the operation of a key agreement (3.18) scheme before
revealing the specified keys (3.17)
3.20
key confirmation from entity A to entity B
assurance for entity B that entity A is in possession of the correct key (3.17)
3.21
key control
ability to choose the key (3.17) or the parameters used in the key (3.17) computation
3.22
key derivation function
function that outputs one or more shared secrets, for use as keys (3.17), given shared secrets and other
mutually known parameters as input
3.23
key establishment
process of making available a shared secret key (3.38) to one or more entities, where the process includes
key agreement (3.18) and key transport (3.25)
3.24
key token
key (3.17) management message sent from one entity to another entity during the execution of a key
(3.17) management mechanism
3.25
key transport
process of transferring a key (3.17) from one entity to another entity, suitably protected
3.26
message authentication code
MAC
string of bits which is the output of a MAC algorithm (3.27)
Note 1 to entry: A MAC is sometimes called a cryptographic check value (see for example ISO 7498-2).
[SOURCE: ISO/IEC 9797-1:2011, 3.9]
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ISO/IEC 11770-3:2021(E)
3.27
message authentication code algorithm
MAC algorithm
algorithm for computing a function which maps strings of bits and a secret key (3.38) to fixed-length
strings of bits, satisfying the following two properties:
— for any key (3.17) and any input string, the function can be computed efficiently;
— for any fixed key (3.17), and given no prior knowledge of the key (3.17), it is computationally
infeasible to compute the function value on any new input string, even given knowledge of a set of
input strings and corresponding function values, where the value of the ith input string can have been
chosen after observing the value of the first i – 1 function values (for integers i > 1)
Note 1 to entry: A MAC algorithm is sometimes called a cryptographic check function (see for example ISO 7498-2).
Note 2 to entry: Computational feasibility depends on the user's specific security requirements and environment.
[SOURCE: ISO/IEC 9797-1:2011, 3.10]
3.28
mutual entity authentication
entity authentication (3.10) which provides both entities with assurance of each other's identity
3.29
mutual forward secrecy
property that knowledge of both entity A's and entity B's long-term private keys (3.32) subsequent to a
key agreement (3.18) operation does not enable an opponent to recompute previously derived keys (3.17)
3.30
one-way function
function with the property that it is easy to compute the output for a given input but it is computationally
infeasible to find an input which maps to a given output
3.31
prefix free representation
representation of a data element for which concatenation with any other data does not produce a valid
representation
3.32
private key
key (3.17) of an entity's asymmetric key pair (3.3) that is kept private
Note 1 to entry: The security of an asymmetric system depends on the privacy of this key.
[SOURCE: ISO/IEC 11770-1:2010, 2.35]
3.33
public key
key (3.17) of an entity's asymmetric key pair (3.3) which can usually be made public without
compromising security
Note 1 to entry: In the case of an asymmetric signature system, the public key defines the verification
transformation. In the case of an asymmetric encryption system, the public key defines the encryption
transformation, conditional on the inclusion of randomisation elements. A key that is “publicly known” is not
necessarily globally available. The key can only be available to all members of a pre-specified group.
[SOURCE: ISO/IEC 11770-1:2010, 2.36]
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ISO/IEC 11770-3:2021(E)
3.34
public key certificate
public key information (3.35) of an entity signed by the certification authority (3.4) and thereby rendered
unforgeable
3.35
public key information
information containing at least the entity's distinguishing identifier (3.8) and public key (3.33), but can
include other static information regarding the certification authority (3.4), the entity, restrictions on key
(3.17) usage, the validity period, or the involved algorithms
3.36
resilience to key compromise impersonation attack on A
resilience to attacks in which an adversary exploits knowledge of the long-term private key (3.32) of A to
impersonate any entity in subsequent communication with A
3.37
resilience to unknown key share attack for A and B
resilience to attacks in which only A and B know the session key (3.17) K; however, A and B disagree on
who they share K with
N
...
FINAL
INTERNATIONAL ISO/IEC
DRAFT
STANDARD FDIS
11770-3
ISO/IEC JTC 1/SC 27
Information security — Key
Secretariat: DIN
management —
Voting begins on:
2021-06-14
Part 3:
Voting terminates on:
Mechanisms using asymmetric
2021-08-09
techniques
Sécurité de l'information — Gestion de clés —
Partie 3: Mécanismes utilisant des techniques asymétriques
RECIPIENTS OF THIS DRAFT ARE INVITED TO
SUBMIT, WITH THEIR COMMENTS, NOTIFICATION
OF ANY RELEVANT PATENT RIGHTS OF WHICH
THEY ARE AWARE AND TO PROVIDE SUPPOR TING
DOCUMENTATION.
IN ADDITION TO THEIR EVALUATION AS
Reference number
BEING ACCEPTABLE FOR INDUSTRIAL, TECHNO-
ISO/IEC FDIS 11770-3:2021(E)
LOGICAL, COMMERCIAL AND USER PURPOSES,
DRAFT INTERNATIONAL STANDARDS MAY ON
OCCASION HAVE TO BE CONSIDERED IN THE
LIGHT OF THEIR POTENTIAL TO BECOME STAN-
DARDS TO WHICH REFERENCE MAY BE MADE IN
©
NATIONAL REGULATIONS. ISO/IEC 2021
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ISO/IEC FDIS 11770-3:2021(E)
COPYRIGHT PROTECTED DOCUMENT
© ISO/IEC 2021
All rights reserved. Unless otherwise specified, or required in the context of its implementation, no part of this publication may
be reproduced or utilized otherwise in any form or by any means, electronic or mechanical, including photocopying, or posting
on the internet or an intranet, without prior written permission. Permission can be requested from either ISO at the address
below or ISO’s member body in the country of the requester.
ISO copyright office
CP 401 • Ch. de Blandonnet 8
CH-1214 Vernier, Geneva
Phone: +41 22 749 01 11
Email: copyright@iso.org
Website: www.iso.org
Published in Switzerland
ii © ISO/IEC 2021 – All rights reserved
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ISO/IEC FDIS 11770-3:2021(E)
Contents Page
Foreword .v
Introduction .vi
1 Scope . 1
2 Normative references . 1
3 Terms and definitions . 2
4 Symbols and abbreviations . 7
5 Requirements . 9
6 Key derivation functions .10
7 Cofactor multiplication .10
8 Key commitment .11
9 Key confirmation .11
10 Framework for key management .12
10.1 General .12
10.2 Key agreement between two parties .12
10.3 Key agreement between three parties.13
10.4 Secret key transport .14
10.5 Public key transport .14
11 Key agreement .14
11.1 Key agreement mechanism 1.14
11.2 Key agreement mechanism 2.15
11.3 Key agreement mechanism 3.16
11.4 Key agreement mechanism 4.18
11.5 Key agreement mechanism 5.19
11.6 Key agreement mechanism 6.19
11.7 Key agreement mechanism 7.21
11.8 Key agreement mechanism 8.23
11.9 Key agreement mechanism 9.23
11.10 Key agreement mechanism 10 .24
11.11 Key agreement mechanism 11 .25
11.12 Key agreement mechanism 12 .26
11.13 Key agreement mechanism 13 .27
11.14 Key agreement mechanism 14 .28
11.15 Key agreement mechanism 15 .29
12 Secret key transport .30
12.1 Secret key transport mechanism 1 .30
12.2 Secret key transport mechanism 2 .32
12.3 Secret key transport mechanism 3 .33
12.4 Secret key transport mechanism 4 .35
12.5 Secret key transport mechanism 5 .36
12.6 Secret key transport mechanism 6 .39
13 Public key transport .40
13.1 Public key transport mechanism 1 .40
13.2 Public key transport mechanism 2 .41
13.3 Public key transport mechanism 3 .42
Annex A (normative) Object identifiers .44
Annex B (informative) Properties of key establishment mechanisms .51
Annex C (informative) Examples of key derivation functions .54
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ISO/IEC FDIS 11770-3:2021(E)
Annex D (informative) Examples of key establishment mechanisms .61
Annex E (informative) Examples of elliptic curve based key establishment mechanisms.65
Annex F (informative) Example of bilinear pairing based key establishment mechanisms .75
Annex G (informative) Secret key transport .79
Bibliography .84
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ISO/IEC FDIS 11770-3:2021(E)
Foreword
ISO (the International Organization for Standardization) and IEC (the International Electrotechnical
Commission) form the specialized system for worldwide standardization. National bodies that are
members of ISO or IEC participate in the development of International Standards through technical
committees established by the respective organization to deal with particular fields of technical
activity. ISO and IEC technical committees collaborate in fields of mutual interest. Other international
organizations, governmental and non-governmental, in liaison with ISO and IEC, also take part in the
work.
The procedures used to develop this document and those intended for its further maintenance are
described in the ISO/IEC Directives, Part 1. In particular, the different approval criteria needed for
the different types of document should be noted. This document was drafted in accordance with the
editorial rules of the ISO/IEC Directives, Part 2 (see www .iso .org/ directives or www .iec .ch/ members
_experts/ refdocs).
Attention is drawn to the possibility that some of the elements of this document may be the subject
of patent rights. ISO and IEC shall not be held responsible for identifying any or all such patent
rights. Details of any patent rights identified during the development of the document will be in the
Introduction and/or on the ISO list of patent declarations received (see www .iso .org/ patents) or the IEC
list of patent declarations received (see patents.iec.ch).
Any trade name used in this document is information given for the convenience of users and does not
constitute an endorsement.
For an explanation of the voluntary nature of standards, the meaning of ISO specific terms and
expressions related to conformity assessment, as well as information about ISO's adherence to the
World Trade Organization (WTO) principles in the Technical Barriers to Trade (TBT) see www .iso .org/
iso/ foreword .html. In the IEC, see www .iec .ch/ understanding -standards.
This document was prepared by Joint Technical Committee ISO/IEC JTC 1, Information technology,
Subcommittee SC 27, Information security, cybersecurity and privacy protection.
This fourth edition cancels and replaces the third edition (ISO/IEC 11770-3:2015), which has been
technically revised. It aso incorporates Technical Corrigenda ISO/IEC 11770-3:2015/Cor1: 2016 and
ISO/IEC 11770-3:2015/Amd.1:2017).
The main changes compared to the previous edition are as follows:
— the blinded Diffie-Hellman key agreements are added as key agreement mechanism 13 and 14 and
examples of the mechanisms are included in Annex E;
— key agreement mechanism 15 is added and the SM9 key agreement protocol as an example of the
mechanism is included in Annex F.
A list of all parts in the ISO/IEC 11770 series can be found on the ISO website.
Any feedback or questions on this document should be directed to the user's national standards body. A
complete listing of these bodies can be found at www .iso .org/ members .html.
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ISO/IEC FDIS 11770-3:2021(E)
Introduction
This document describes schemes that can be used for key agreement and schemes that can be used for
key transport.
Public key cryptosystems were first proposed in the seminal paper by Diffie and Hellman in 1976. The
security of many such cryptosystems is based on the presumed intractability of solving the discrete
logarithm problem over certain finite fields. Other public key cryptosystems such as RSA are based on
the difficulty of the integer factorization problem.
A third class of public key cryptosystems is based on elliptic curves. The security of such a public
key system depends on the difficulty of determining discrete logarithms in the group of points of an
elliptic curve. When based on a carefully chosen elliptic curve, this problem is, with current knowledge,
much harder than the factorization of integers or the computation of discrete logarithms in a finite
field of comparable size. All known general purpose algorithms for determining elliptic curve discrete
logarithms take exponential time. Thus, it is possible for elliptic curve based public key systems to
use much shorter parameters than the RSA system or the classical discrete logarithm based systems
that make use of the multiplicative group of some finite field. This yields significantly shorter digital
signatures, as well as system parameters, and allows for computations using smaller integers.
This document includes mechanisms based on the following:
— finite fields;
— elliptic curves;
— bilinear pairings.
The International Organization for Standardization (ISO) and International Electrotechnical
Commission (IEC) draw attention to the fact that it is claimed that compliance with this document may
involve the use of a patent.
ISO and IEC take no position concerning the evidence, validity and scope of this patent right.
The holder of this patent right has assured ISO and IEC that he/she is willing to negotiate licences under
reasonable and non-discriminatory terms and conditions with applicants throughout the world. In this
respect, the statement of the holder of this patent right is registered with ISO and IEC. Information may
be obtained from the patent database available at www .iso .org/ patents and http:// patents .iec .ch.
Attention is drawn to the possibility that some of the elements of this document may be the subject
of patent rights other than those in the patent database. ISO and IEC shall not be held responsible for
identifying any or all such patent rights.
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FINAL DRAFT INTERNATIONAL STANDARD ISO/IEC FDIS 11770-3:2021(E)
Information security — Key management —
Part 3:
Mechanisms using asymmetric techniques
1 Scope
This document defines key management mechanisms based on asymmetric cryptographic techniques.
It specifically addresses the use of asymmetric techniques to achieve the following goals.
a) Establish a shared secret key for use in a symmetric cryptographic technique between two entities
A and B by key agreement. In a secret key agreement mechanism, the secret key is computed as the
result of a data exchange between the two entities A and B. Neither of them is able to predetermine
the value of the shared secret key.
b) Establish a shared secret key for use in a symmetric cryptographic technique between two entities
A and B via key transport. In a secret key transport mechanism, the secret key is chosen by one
entity A and is transferred to another entity B, suitably protected by asymmetric techniques.
c) Make an entity's public key available to other entities via key transport. In a public key transport
mechanism, the public key of entity A is transferred to other entities in an authenticated way, but
not requiring secrecy.
Some of the mechanisms of this document are based on the corresponding authentication mechanisms
in ISO/IEC 9798-3.
This document does not cover certain aspects of key management, such as:
— key lifecycle management;
— mechanisms to generate or validate asymmetric key pairs; and
— mechanisms to store, archive, delete, destroy, etc., keys.
While this document does not explicitly cover the distribution of an entity's private key (of an asymmetric
key pair) from a trusted third party to a requesting entity, the key transport mechanisms described can
be used to achieve this. A private key can in all cases be distributed with these mechanisms where an
existing, non-compromised key already exists. However, in practice the distribution of private keys is
usually a manual process that relies on technological means such as smart cards, etc.
This document does not specify the transformations used in the key management mechanisms.
NOTE To provide origin authentication for key management messages, it is possible to make provisions
for authenticity within the key establishment protocol or to use a public key signature system to sign the key
exchange messages.
2 Normative references
The following documents are referred to in the text in such a way that some or all of their content
constitutes requirements of this document. For dated references, only the edition cited applies. For
undated references, the latest edition of the referenced document (including any amendments) applies.
ISO/IEC 10118-1, Information technology — Security techniques — Hash-functions — Part 1: General
ISO/IEC 11770-1, Information technology — Security techniques — Key management — Part 1: Framework
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ISO/IEC FDIS 11770-3:2021(E)
ISO/IEC 11770-6, Information technology — Security techniques — Key management — Part 6: Key
derivation
ISO/IEC 15946-1, Information technology — Security techniques — Cryptographic techniques based on
elliptic curves — Part 1: General
ISO/IEC 18031, Information technology — Security techniques — Random bit generation
ISO/IEC 19772, Information security — Authenticated encryption
3 Terms and definitions
For the purposes of this document, the following terms and definitions apply.
ISO and IEC maintain terminological databases for use in standardization at the following addresses:
— ISO Online browsing platform: available at https:// www .iso .org/ obp
— IEC Electropedia: available at https:// www .electropedia .org/
3.1
asymmetric cryptographic technique
cryptographic technique that uses two related transformations, a public transformation [defined by
the public key (3.33)] and a private transformation [defined by the private key (3.32)], and has the
property that given the public transformation, then it is computationally infeasible to derive the private
transformation
Note 1 to entry: A system based on asymmetric cryptographic techniques can either be an encryption system,
a signature system, a combined encryption and signature system, or a key agreement scheme. With asymmetric
cryptographic techniques there are four elementary transformations: signature and verification for signature
systems, encryption and decryption for encryption systems. The signature and the decryption transformations
are kept private by the owning entity, whereas the corresponding verification and encryption transformations
are published. There exist asymmetric cryptosystems (e.g. RSA) where the four elementary functions can be
achieved by only two transformations: one private transformation suffices for both signing and decrypting
messages, and one public transformation suffices for both verifying and encrypting messages. However,
since this does not conform to the principle of key separation, throughout this document the four elementary
transformations and the corresponding keys are kept separate.
3.2
asymmetric encryption system
system based on asymmetric cryptographic techniques (3.1) whose public transformation is used for
encryption (3.9) and whose private transformation is used for decryption (3.6)
3.3
asymmetric key pair
pair of related keys (3.17) where the private key (3.32) defines the private transformation and the public
key (3.33) defines the public transformation
3.4
certification authority
CA
centre trusted to create and assign public key (3.33) certificates
3.5
collision-resistant hash-function
hash-function (3.15) satisfying the following property: it is computationally infeasible to find any two
distinct inputs which map to the same output
Note 1 to entry: Computational feasibility depends on the specific security requirements and environment.
[SOURCE: ISO/IEC 10118-1:2016, 3.1]
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ISO/IEC FDIS 11770-3:2021(E)
3.6
decryption
reversal of a corresponding encryption (3.9)
[SOURCE: ISO/IEC 11770-1:2010, 2.6]
3.7
digital signature
data unit appended to, or a cryptographic transformation of, a data unit that allows a recipient of the
data unit to verify the origin and integrity of the data unit and protect the sender and the recipient of
the data unit against forgery by third parties, and the sender against forgery by the recipient
3.8
distinguishing identifier
information which unambiguously distinguishes an entity
[SOURCE: ISO/IEC 11770-1:2010, 2.9]
3.9
encryption
(reversible) transformation of data by a cryptographic algorithm to produce ciphertext, i.e. to hide the
information content of the data
[SOURCE: ISO/IEC 11770-1:2010, 2.10]
3.10
entity authentication
corroboration that an entity is the one claimed
[SOURCE: ISO/IEC 9798-1:2010, 3.14]
3.11
entity authentication of entity A to entity B
assurance of the identity of entity A for entity B
3.12
explicit key authentication from entity A to entity B
assurance for entity B that entity A is the only other entity that is in possession of the correct key (3.17)
Note 1 to entry: Implicit key authentication from entity A to entity B and key confirmation from entity A to entity
B together imply explicit key authentication from entity A to entity B.
3.13
forward secrecy with respect to both entity A and entity B individually
property that knowledge of entity A's long-term private key (3.32) or knowledge of entity B's long-
term private key (3.32) subsequent to a key agreement (3.18) operation does not enable an opponent to
recompute previously derived keys (3.17)
Note 1 to entry: This differs from mutual forward secrecy in which knowledge of both entity A's and entity B's
long-term private keys do not enable recomputation of previously derived keys.
3.14
forward secrecy with respect to entity A
property that knowledge of entity A's long-term private key (3.32) subsequent to a key agreement (3.18)
operation does not enable an opponent to recompute previously derived keys (3.17)
3.15
hash-function
function which maps strings of bits of variable (but usually upper bounded) length to fixed-length
strings of bits, satisfying the following two properties:
— for a given output, it is computationally infeasible to find an input which maps to this output;
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ISO/IEC FDIS 11770-3:2021(E)
— for a given input, it is computationally infeasible to find a second input which maps to the same
output
Note 1 to entry: Computational feasibility depends on the specific security requirements and environment.
Note 2 to entry: For the purposes of this document all hash-functions are assumed to be collision-resistant hash-
functions.
[SOURCE: ISO/IEC 10118-1:2016, 3.4]
3.16
implicit key authentication from entity A to entity B
assurance for entity B that entity A is the only other entity that can possibly be in possession of the
correct key (3.17)
3.17
key
sequence of symbols that controls the operation of a cryptographic transformation (e.g. encryption
(3.9), decryption (3.6), cryptographic check function computation, signature calculation, or signature
verification)
[SOURCE: ISO/IEC 11770-1:2010, 2.12]
3.18
key agreement
process of establishing a shared secret key (3.38) between entities in such a way that neither of them
can predetermine the value of that key (3.17)
Note 1 to entry: By predetermine it is meant that neither entity A nor entity B can, in a computationally efficient
way, choose a smaller key space and force the computed key in the protocol to fall into that key space.
3.19
key commitment
process of committing to use specific keys (3.17) in the operation of a key agreement (3.18) scheme
before revealing the specified keys (3.17)
3.20
key confirmation from entity A to entity B
assurance for entity B that entity A is in possession of the correct key (3.17)
3.21
key control
ability to choose the key (3.17) or the parameters used in the key (3.17) computation
3.22
key derivation function
function that outputs one or more shared secrets, for use as keys (3.17), given shared secrets and other
mutually known parameters as input
3.23
key establishment
process of making available a shared secret key (3.38) to one or more entities, where the process
includes key agreement (3.18) and key transport (3.25)
3.24
key token
key (3.17) management message sent from one entity to another entity during the execution of a key
(3.17) management mechanism
3.25
key transport
process of transferring a key (3.17) from one entity to another entity, suitably protected
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ISO/IEC FDIS 11770-3:2021(E)
3.26
message authentication code
MAC
string of bits which is the output of a MAC algorithm (3.27)
Note 1 to entry: A MAC is sometimes called a cryptographic check value (see for example ISO 7498-2).
[SOURCE: ISO/IEC 9797-1:2011, 3.9]
3.27
message authentication code algorithm
MAC algorithm
algorithm for computing a function which maps strings of bits and a secret key (3.38) to fixed-length
strings of bits, satisfying the following two properties:
— for any key (3.17) and any input string, the function can be computed efficiently;
— for any fixed key (3.17), and given no prior knowledge of the key (3.17), it is computationally
infeasible to compute the function value on any new input string, even given knowledge of a set of
input strings and corresponding function values, where the value of the ith input string can have
been chosen after observing the value of the first i – 1 function values (for integers i > 1)
Note 1 to entry: A MAC algorithm is sometimes called a cryptographic check function (see for example
ISO 7498-2).
Note 2 to entry: Computational feasibility depends on the user's specific security requirements and environment.
[SOURCE: ISO/IEC 9797-1:2011, 3.10]
3.28
mutual entity authentication
entity authentication (3.10) which provides both entities with assurance of each other's identity
3.29
mutual forward secrecy
property that knowledge of both entity A's and entity B's long-term private keys (3.32) subsequent to
a key agreement (3.18) operation does not enable an opponent to recompute previously derived keys
(3.17)
3.30
one-way func
...
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