Electromagnetic compatibility and Radio spectrum Matters (ERM); Base Stations (BS) and User Equipment (UE) for IMT-2000 Third-Generation cellular networks; Part 1: Harmonized EN for IMT-2000, introduction and common requirements, covering essential requirements of article 3.2 of the R&TTE Directive

DEN/ERM-TFES-001-1

Elektromagnetna združljivost (EMC) in zadeve v zvezi z radijskim spektrom (ERM) - Bazne postaje (BS) in uporabniška oprema (UE) za celično omrežje IMT-2000 tretje generacije - 1. del: Harmonizirani EN za IMT-2000, uvod in splošne zahteve člena 3.2 direktive R&TTE

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Status
Published
Publication Date
08-Mar-2002
Current Stage
12 - Completion
Due Date
11-Jan-2002
Completion Date
17-Jan-2002
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EN 301 908-1:2002
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2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.Electromagnetic compatibility and Radio spectrum Matters (ERM); Base Stations (BS) and User Equipment (UE) for IMT-2000 Third-Generation cellular networks; Part 1: Harmonized EN for IMT-2000, introduction and common requirements, covering essential requirements of article 3.2 of the R&TTE Directive33.100.01Elektromagnetna združljivost na splošnoElectromagnetic compatibility in general33.060.99Druga oprema za radijske komunikacijeOther equipment for radiocommunicationsICS:Ta slovenski standard je istoveten z:EN 301 908-1 Version 1.1.1SIST EN 301 908-1:2002en01-november-2002SIST EN 301 908-1:2002SLOVENSKI
STANDARD



SIST EN 301 908-1:2002



ETSI EN 301 908-1 V1.1.1 (2002-01)Candidate Harmonized European Standard (Telecommunications series) Electromagnetic compatibilityand Radio spectrum Matters (ERM);Base Stations (BS) and User Equipment (UE) forIMT-2000 Third-Generation cellular networks;Part 1: Harmonized EN for IMT-2000,introduction and common requirements,covering essential requirementsof article 3.2 of the R&TTE Directive SIST EN 301 908-1:2002



ETSI ETSI EN 301 908-1 V1.1.1 (2002-01) 2
Reference DEN/ERM-TFES-001-1 Keywords 3G, cellular, digital, IMT-2000, mobile, radio, regulation, UMTS ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE
Tel.: +33 4 92 94 42 00
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Important notice Individual copies of the present document can be downloaded from: http://www.etsi.org The present document may be made available in more than one electronic version or in print. In any case of existing or perceived difference in contents between such versions, the reference version is the Portable Document Format (PDF). In case of dispute, the reference shall be the printing on ETSI printers of the PDF version kept on a specific network drive within ETSI Secretariat. Users of the present document should be aware that the document may be subject to revision or change of status. Information on the current status of this and other ETSI documents is available at http://portal.etsi.org/tb/status/status.asp If you find errors in the present document, send your comment to: editor@etsi.fr Copyright Notification No part may be reproduced except as authorized by written permission. The copyright and the foregoing restriction extend to reproduction in all media.
© European Telecommunications Standards Institute 2002. All rights reserved.
SIST EN 301 908-1:2002



ETSI ETSI EN 301 908-1 V1.1.1 (2002-01) 3 Contents Intellectual Property Rights.4 Foreword.4 Introduction.6 1 Scope.8 2 References.8 3 Definitions and abbreviations.9 3.1 Definitions.9 3.2 Abbreviations.10 4 Technical requirements specifications.10 4.1 Environmental profile.10 4.2 Conformance requirements.10 4.2.1 Introduction.10 4.2.2 Radiated emissions (UE).11 4.2.2.1 Definition.11 4.2.2.2 Limits.11 4.2.2.3 Conformance.11 4.2.3 Radiated emissions (BS).11 4.2.3.1 Definition.11 4.2.3.2 Limits.12 4.2.3.3 Conformance.12 4.2.4 Control and monitoring functions (UE).12 4.2.4.1 Definition.12 4.2.4.2 Limits.12 4.2.4.3 Conformance.12 5 Testing for compliance with technical requirements.12 5.1 Environmental conditions for testing.12 5.2 Interpretation of the measurement results.13 5.3 Essential radio test suites.13 5.3.1 Radiated emissions (UE).13 5.3.1.1 Test method.13 5.3.1.2 Test configurations.14 5.3.2 Radiated emissions (BS).14 5.3.2.1 Test method.14 5.3.2.2 Test configurations.15 5.3.3 Control and monitoring functions (UE).15 5.3.3.1 Test method.15 Annex A (normative): The EN Requirements Table (EN-RT).16 Annex B (informative): Receiver sensitivity and correct operation of the equipment.17 B.1 Receiver sensitivity.17 B.2 Correct functioning of the equipment.17 Annex C (informative): The EN title in the official languages.18 Annex D (informative): Bibliography.19 History.20
SIST EN 301 908-1:2002



ETSI ETSI EN 301 908-1 V1.1.1 (2002-01) 4 Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (http://webapp.etsi.org/IPR/home.asp). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Candidate Harmonized European Standard (Telecommunications series) has been produced by ETSI Technical Committee Electromagnetic compatibility and Radio spectrum Matters (ERM). The present document has been produced by ETSI in response to a mandate from the European Commission issued under Council Directive 98/34/EC (as amended) laying down a procedure for the provision of information in the field of technical standards and regulations. The present document is intended to become a Harmonized Standard, the reference of which will be published in the Official Journal of the European Communities referencing the Directive 1999/5/EC [1] of the European Parliament and of the Council of 9 March 1999 on radio equipment and telecommunications terminal equipment and the mutual recognition of their conformity ("the R&TTE Directive"). The present document is part 1 of a multi-part deliverable covering the Base Stations (BS) and User Equipment (UE) for IMT-2000 Third-Generation cellular networks, as identified below: Part 1: "Harmonized EN for IMT-2000, introduction and common requirements, covering essential requirements of article 3.2 of the R&TTE Directive"; Part 2: "Harmonized EN for IMT-2000, CDMA Direct Spread (UTRA FDD) (UE) covering essential requirements of article 3.2 of the R&TTE Directive"; Part 3: "Harmonized EN for IMT-2000, CDMA Direct Spread (UTRA FDD) (BS) covering essential requirements of article 3.2 of the R&TTE Directive"; Part 4: "Harmonized EN for IMT-2000, CDMA Multi-Carrier (cdma2000) (UE) covering essential requirements of article 3.2 of the R&TTE Directive"; Part 5: "Harmonized EN for IMT-2000, CDMA Multi-Carrier (cdma2000) (BS) covering essential requirements of article 3.2 of the R&TTE Directive"; Part 6: "Harmonized EN for IMT-2000, CDMA TDD (UTRA TDD) (UE) covering essential requirements of article 3.2 of the R&TTE Directive"; Part 7: "Harmonized EN for IMT-2000, CDMA TDD (UTRA TDD) (BS) covering essential requirements of article 3.2 of the R&TTE Directive"; Part 8: "Harmonized EN for IMT-2000, TDMA Single-Carrier (UWC 136) (UE) covering essential requirements of article 3.2 of the R&TTE Directive"; Part 9: "Harmonized EN for IMT-2000, TDMA Single-Carrier (UWC 136) (BS) covering essential requirements of article 3.2 of the R&TTE Directive"; Part 10: "Harmonized EN for IMT-2000 FDMA/TDMA (DECT) covering essential requirements of article 3.2 of the R&TTE Directive". SIST EN 301 908-1:2002



ETSI ETSI EN 301 908-1 V1.1.1 (2002-01) 5 Technical specifications relevant to Directive 1999/5/EC [1] are given in annex A.
National transposition dates Date of adoption of this EN: 4 January 2002 Date of latest announcement of this EN (doa): 30 April 2002 Date of latest publication of new National Standard or endorsement of this EN (dop/e):
31 October 2002 Date of withdrawal of any conflicting National Standard (dow): 31 October 2003
SIST EN 301 908-1:2002



ETSI ETSI EN 301 908-1 V1.1.1 (2002-01) 6 Introduction The present document is part of a set of standards designed to fit in a modular structure to cover all radio and telecommunications terminal equipment under the R&TTE Directive [1]. Each standard is a module in the structure. The modular structure is shown in figure 1.
- If needed, new standards for human exposure to Electromagnetic Fields, - if needed, new standards for acoustic safety Use of spectrum * If needed Scoped by
equipment
class or type Scoped by frequency and/or equipment type Disability* Privacy* Fraud* No harm to the network* Emergency* Interworking via
the network* Interworking with the network Non-radio Radio (RE) Non-TTE TTE 3.1b 3.2 3.3c 3.3b 3.3a 3.3d 3.3e 3.3f Radio Product EMC EN 301 489 multi-part EMC standard Generic and product standards also notified under EMC Directive Standards also notified under LV Directive 3.1a New radio harmonized standards Spectrum EMC Safety
Figure 1: Modular structure for the various standards used under the R&TTE Directive SIST EN 301 908-1:2002



ETSI ETSI EN 301 908-1 V1.1.1 (2002-01) 7 The left hand edge of the figure 1 shows the different clauses of article 3 of the R&TTE Directive [1]. For article 3.3 various horizontal boxes are shown. Dotted lines indicate that at the time of publication of the present document essential requirements in these areas have to be adopted by the Commission. If such essential requirements are adopted, and as far and as long as they are applicable, they will justify individual standards whose scope is likely to be specified by function or interface type. The vertical boxes show the standards under article 3.2 for the use of the radio spectrum by radio equipment. The scopes of these standards are specified either by frequency (normally in the case where frequency bands are harmonized) or by radio equipment type. For article 3.1b, figure 1 shows EN 301 489 [7], the multi-part product EMC standard for radio used under the EMC Directive [2]. For article 3.1a, figure 1 shows the existing safety standards currently used under the LV Directive [3] and new standards covering human exposure to electromagnetic fields. New standards covering acoustic safety may also be required. The bottom of figure 1 shows the relationship of the standards to radio equipment and telecommunications terminal equipment. A particular equipment may be radio equipment, telecommunications terminal equipment or both. A radio spectrum standard will apply if it is radio equipment. An article 3.3 standard will apply as well only if the relevant essential requirement under the R&TTE Directive is adopted by the Commission and if the equipment in question is covered by the scope of the corresponding standard. Thus, depending on the nature of the equipment, the essential requirements under the R&TTE Directive may be covered in a set of standards. The modularity principle has been taken because: •
it minimizes the number of standards needed. Because equipment may, in fact, have multiple interfaces and functions it is not practicable to produce a single standard for each possible combination of functions that may occur in an equipment; •
it provides scope for standards to be added: - under article 3.2 when new frequency bands are agreed; or - under article 3.3 should the Commission take the necessary decisions without requiring alteration of standards that are already published; • it clarifies, simplifies and promotes the usage of Harmonized Standards as the relevant means of conformity assessment. The product specifications upon which all parts of EN 301 908 are based differ in presentation, and this is reflected in the present document. SIST EN 301 908-1:2002



ETSI ETSI EN 301 908-1 V1.1.1 (2002-01) 8 1 Scope The present document applies to the following radio equipment types:
User equipment and base stations for IMT-2000, except for IMT-2000 FDMA/TDMA (DECT), falling within the scope of one of the following parts of EN 301 908, and ancillary equipment which is intended to be used together with it. NOTE 1: EN 301 908-10 contains requirements for radiated spurious emissions and control and monitoring functions applicable to IMT-2000 FDMA/TDMA (DECT) equipment. The present document includes technical requirements which are common to equipment falling within the scope of several of the following parts. NOTE 2: The following parts of EN 301 908, which are listed in the foreword of the present document, specify technical requirements in respect of a particular class of IMT-2000 equipment. NOTE 3: ITU-R Recommendation M.1457 [4] defines the characteristics of the members of the IMT-2000 family by means of references to technical specifications developed by Standards Development organizations. The present document applies to equipment designed to meet any version of the specifications referenced in ITU-R Recommendation M.1457 [4]. The present document is intended to cover the provisions of Directive 1999/5/EC [1] (R&TTE Directive) article 3.2, which states that "…. radio equipment shall be so constructed that it effectively uses the spectrum allocated to terrestrial/space radio communications and orbital resources so as to avoid harmful interference". In addition to the present document, other ENs that specify technical requirements in respect of essential requirements under other parts of article 3 of the R&TTE Directive [1] will apply to equipment within the scope of the present document. NOTE 4: A list of such ENs is included on the web site http://www.newapproach.org. 2 References The following documents contain provisions which, through reference in this text, constitute provisions of the present document. • References are either specific (identified by date of publication and/or edition number or version number) or non-specific. • For a specific reference, subsequent revisions do not apply. • For a non-specific reference, the latest version applies. [1] Directive 1999/5/EC of the European Parliament and of the Council of 9 March 1999 on radio equipment and telecommunications terminal equipment and the mutual recognition of their conformity. [2] Council Directive 89/336/EEC of 3 May 1989 on the approximation of the laws of the Member States relating to electromagnetic compatibility. [3] Council Directive 73/23/EEC of 19 February 1973 on the harmonization of the laws of Member States relating to electrical equipment designed for use within certain voltage limits. [4] ITU-R Recommendation M.1457 (2000): "Detailed specifications of the radio interfaces of International Mobile Telecommunications-2000 (IMT-2000)". [5] ETSI TR 100 028 (all parts) (V1.3.1): "ElectroMagnetic Compatibility and Radio Spectrum Matters (ERM); Uncertainties in the measurement of mobile radio equipment characteristics". SIST EN 301 908-1:2002



ETSI ETSI EN 301 908-1 V1.1.1 (2002-01) 9 [6] ITU-R Recommendation SM.329-8 (2000): "Spurious emissions". [7] ETSI EN 301 489 (all parts): "Electromagnetic compatibility and Radio spectrum Matters (ERM); ElectroMagnetic Compatibility (EMC) standard for radio equipment and services". 3 Definitions and abbreviations 3.1 Definitions For the purposes of the present document, the terms and definitions given in the R&TTE Directive [1] and the following apply: ancillary equipment: equipment (apparatus), used in connection with a User Equipment (UE) or Base Station (BS) is considered as an ancillary equipment (apparatus) if: - the equipment is intended for use in conjunction with a user equipment UE or BS to provide additional operational and/or control features to the radio equipment, (e.g. to extend control to another position or location); and - the equipment cannot be used on a stand alone basis to provide user functions independently of a UE or BS; and - the UE or BS to which it is connected, is capable of providing some intended operation such as transmitting and/or receiving without the ancillary equipment (i.e. it is not a sub-unit of the main equipment essential to the main equipment basic functions). applicable part: part of the multi-part deliverable, of which the present document is the first part, for which the scope of that document includes the equipment to be tested enclosure port: physical boundary of the apparatus through which electromagnetic fields may radiate or impinge In the case of integral antenna equipment, this port is inseparable from the antenna port environmental profile: range of environmental conditions under which equipment within the scope of the present document is required to comply with the provisions of the present document IMT-2000: IMT-2000s are third generation mobile systems which are scheduled to start service around the year 2000 subject to market considerations NOTE: ITU-R Recommendation M.1457 [4] identifies the detailed specifications for the IMT-2000 radio interfaces. idle mode: state of User Equipment (UE) when switched on but with no Radio Resource Control (RRC) connection maximum average power: average transmitter output power obtained over any specified time interval, including periods with no transmission, when the transmit time slots are at the maximum power setting port: particular interface, of the specified equipment (apparatus), with the electromagnetic environment NOTE: For example, any connection point on an equipment intended for connection of cables to or from that equipment is considered as a port (see figure 2).
Enclosure port
Apparatus DC Power port
AC Power port
Earth port Antenna port
Signal/Control port
Telecommunications port
Figure 2: Examples of ports SIST EN 301 908-1:2002



ETSI ETSI EN 301 908-1 V1.1.1 (2002-01) 10 radio communications equipment: telecommunications equipment which includes one or more transmitters and/or receivers and/or parts thereof for use in a fixed, mobile or portable application NOTE: It can be operated with ancillary equipment but if so, is not dependent on it for basic functionality. signal and control port: port which carries information or control signals, excluding antenna ports telecommunication port: port which is intended to be connected to telecommunication networks (e.g. public switched telecommunication networks, integrated services digital networks), local area networks (e.g. Ethernet, Token Ring) and similar networks traffic mode: state of user equipment (UE) when switched on and with Radio Resource Control (RRC) connection established 3.2 Abbreviations For the purposes of the present document, the following abbreviations apply: BS Base Station E.I.R.P Equivalent Isotropically Radiated Power EMC Electro-Magnetic Compatibility E.R.P Effective Radiated Power EUT Equipment Under Test FDD Frequency Division Duplex LV Low Voltage R&TTE Radio Equipment and Telecommunications Terminals Equipment RF Radio Frequency TDD Time Division Duplex UE User Equipment 4 Technical requirements specifications 4.1 Environmental profile The technical requirements of the present document apply under the environmental profile for operation of the equipment, as defined in the applicable part. The equipment shall comply with all the technical requirements of the present document at all times when operating within the boundary limits of the operational environmental profile. 4.2 Conformance requirements 4.2.1 Introduction To meet the essential requirement under article 3.2 of the R&TTE Directive [1] for IMT-2000 equipment three essential parameters have been identified. Tables 1 and 2 provide cross-references, for UE and BS respectively, between these essential parameters and the corresponding technical requirements for equipment within the scope of the present document. Table 1: Cross references for user equipment (UE) Essential parameter Corresponding technical requirements Radiated emissions 4.2.2 Radiated emissions (UE) Control and monitoring functions 4.2.4 Control and monitoring functions (UE)
SIST EN 301 908-1:2002



ETSI ETSI EN 301 908-1 V1.1.1 (2002-01) 11 Table 2: Cross references for base stations (BS) Essential parameter Corresponding technical requirements Radiated emissions 4.2.3 Radiated emissions (BS)
NOTE: Receiver sensitivity, use of correct timing and use of correct code are covered in clauses B.1 and B.2 respectively. 4.2.2 Radiated emissions (UE) 4.2.2.1 Definition This test assesses the ability of radio communications equipment and ancillary equipment to limit unwanted emissions from the enclosure port. This test is applicable to radio communications equipment and ancillary equipment. This test shall be performed on the radio communications equipment and/or a representative configuration of the ancillary equipment. 4.2.2.2 Limits The frequency boundary and reference bandwidths for the detailed transitions of the limits between the requirements for out of band emissions and spurious emissions are based on ITU-R Recommendation SM.329-8 [6]. The requirements shown in table 3 are only applicable for frequencies, which are greater than 12,5 MHz away from the UE centre carrier frequency (fc). Table 3: Radiated spurious emissions requirements (UE) Frequency
Minimum requirement (E.R.P)/ Reference Bandwidth Idle mode Minimum requirement (E.R.P)/ Reference Bandwidth Traffic mode 30 MHz ≤ f < 1 000 MHz -57 dBm/100 kHz -36 dBm/100 kHz 1 GHz ≤ f < 12,75 GHz fc - 12,5 MHz < f < fc + 12,5 MHz -47 dBm/1 MHz
Not defined -30 dBm/1 MHz Not defined
4.2.2.3 Conformance Conformance tests described in clause 5.3.1 shall be carried out. 4.2.3 Radiated emissions (BS) 4.2.3.1 Definition
This test assesses the ability of BS to limit unwanted emission from the enclosure port. This test is applicable to base stations. This test shall be performed on a representative configuration of the base station. SIST EN 301 908-1:2002



ETSI ETSI EN 301 908-1 V1.1.1 (2002-01) 12 4.2.3.2 Limits The frequency boundary and reference bandwidths for the detailed transitions of the limits between the requirements for out of band emissions and spurious emissions are based on ITU-R Recommendation SM.329-8 [6]. The requirements, shown in table 4, are applicable for the frequency range 30 MHz to 12,75 GHz, excluding 12,5 MHz below the first carrier frequency to 12,5 MHz above the last carrier frequency used. The BS shall meet the limits given in table 4. Table 4: Radiated spurious emissions requirements (BS) Frequency
Minimum requirement (E.R.P)/ Reference Bandwidth 30 MHz ≤ f < 1 000 MHz -36 dBm/100 kHz 1 GHz ≤ f < 12,75 GHz Fc1 – 12,5 MHz < f < Fc2 + 12,5 MHz -30 dBm/1 MHz Not defined Key: Fc1: Centre frequency of first carrier frequency used by the BS. Fc2: Centre frequency of last carrier frequency used by the BS.
4.2.3.3 Conformance Conformance tests described in clause 5.3.2 shall be carried out. 4.2.4 Control and monitoring functions (UE) 4.2.4.1 Definition This requirement, together with other control and monitoring technical requirements identified in the table of cross references in the applicable part, verifies that the control and monitoring functions of the UE prevent it from transmitting when it is not receiving a signal from a valid network. This test is applicable to radio communications equipment and ancillary equipment. This test shall be performed on the radio communications equipment and/or a representative configuration of the ancillary equipment. 4.2.4.2 Limits The maximum measured power during the duration of the test shall not exceed -30 dBm. 4.2.4.3 Conformance Conformance tests described in clause 5.3.3 shall be carried out. 5 Testing for compliance with technical requirements 5.1 Environmental conditions for testing Tests defined in the present document shall be carried out at representative points within the boundary limits of the operational environmental profile, as defined in clause 4.1. Where technical performance varies subject to environmental conditions, tests shall be carried out under a sufficient variety of environmental conditions (within the boundary limits of the declared operational environmental profile) to give confidence of compliance for the affected technical requirements. Normally it should be sufficient for all tests to be conducted using normal test conditions except where otherwise stated. SIST EN 301 908-1:2002



ETSI ETSI EN 301 908-1 V1.1.1 (2002-01) 13 5.2 Interpretation of the measurement results The interpretation of the results recorded in a test report for the measurements described in the present document shall be as follows: - the measured value related to the corresponding limit will be used to decide whether an equipment meets the requirements of the present document; - the value of the measurement uncertainty for the measurement of each parameter shall be included in the test report; - the recorded value of the measurement uncertainty shall be,
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