ETSI EN 301 908-1 V5.2.1 (2011-05)
IMT cellular networks; Harmonized EN covering the essential requirements of article 3.2 of the R&TTE Directive; Part 1: Introduction and common requirements
IMT cellular networks; Harmonized EN covering the essential requirements of article 3.2 of the R&TTE Directive; Part 1: Introduction and common requirements
REN/MSG-TFES-006-1
Celična omrežja IMT - Harmonizirani EN, ki zajema bistvene zahteve člena 3.2 direktive R&TTE - 1. del: Uvod in splošne zahteve
Peta izdaja EN bo zajemala vse značilnosti UTRA in E-UTRA FDD do izdaje 9 3GPP in vključno z njo. Poleg tega zajema zahteve, določene v ETSI TS 102 735 v.7.1.0. Ta del bo zajemal osnovne zahteve člena 3.2 direktive R&TTE za ULTRA FDD UE kot dodatek preostalim splošnim zahtevam 1. dela.
General Information
Standards Content (Sample)
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.IMT cellular networks - Harmonized EN covering the essential requirements of article 3.2 of the R&TTE Directive - Part 1: Introduction and common requirements33.100.01Elektromagnetna združljivost na splošnoElectromagnetic compatibility in general33.060.99Druga oprema za radijske komunikacijeOther equipment for radiocommunicationsICS:Ta slovenski standard je istoveten z:EN 301 908-1 Version 5.2.1SIST EN 301 908-1 V5.2.1:2011en01-junij-2011SIST EN 301 908-1 V5.2.1:2011SLOVENSKI
STANDARD
SIST EN 301 908-1 V5.2.1:2011
ETSI EN 301 908-1 V5.2.1 (2011-05)Harmonized European Standard IMT cellular networks;Harmonized EN covering the essential requirementsof article 3.2 of the R&TTE Directive;Part 1: Introduction and common requirements SIST EN 301 908-1 V5.2.1:2011
ETSI ETSI EN 301 908-1 V5.2.1 (2011-05) 2
Reference REN/MSG-TFES-006-1 Keywords 3G, 3GPP, 3GPP2, cdma2000, cellular, digital, E-UTRA, IMT, IMT-2000, LTE, mobile, radio, regulation, UMTS, UTRA, WCDMA, WiMAX ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE
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Important notice Individual copies of the present document can be downloaded from: http://www.etsi.org The present document may be made available in more than one electronic version or in print. In any case of existing or perceived difference in contents between such versions, the reference version is the Portable Document Format (PDF). In case of dispute, the reference shall be the printing on ETSI printers of the PDF version kept on a specific network drive within ETSI Secretariat. Users of the present document should be aware that the document may be subject to revision or change of status. Information on the current status of this and other ETSI documents is available at http://portal.etsi.org/tb/status/status.asp If you find errors in the present document, please send your comment to one of the following services: http://portal.etsi.org/chaircor/ETSI_support.asp Copyright Notification No part may be reproduced except as authorized by written permission. The copyright and the foregoing restriction extend to reproduction in all media.
© European Telecommunications Standards Institute 2011. All rights reserved.
DECTTM, PLUGTESTSTM, UMTSTM, TIPHONTM, the TIPHON logo and the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members. 3GPPTM is a Trade Mark of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. LTE™ is a Trade Mark of ETSI currently being registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM® and the GSM logo are Trade Marks registered and owned by the GSM Association. SIST EN 301 908-1 V5.2.1:2011
ETSI ETSI EN 301 908-1 V5.2.1 (2011-05) 3 Contents Intellectual Property Rights . 4 Foreword . 4 Introduction . 5 1 Scope . 6 2 References . 6 2.1 Normative references . 6 2.2 Informative references . 7 3 Definitions, symbols and abbreviations . 7 3.1 Definitions . 7 3.2 Symbols . 9 3.3 Abbreviations . 9 4 Technical requirements specifications . 10 4.1 Environmental profile . 10 4.2 Conformance requirements . 10 4.2.1 Introduction. 10 4.2.2 Radiated emissions (UE) . 11 4.2.2.1 Definition . 11 4.2.2.2 Limits . 11 4.2.2.3 Conformance . 11 4.2.3 Radiated emissions (BS and repeater) . 12 4.2.3.1 Definition . 12 4.2.3.2 Limits . 12 4.2.3.3 Conformance . 12 4.2.4 Control and monitoring functions (UE) . 13 4.2.4.1 Definition . 13 4.2.4.2 Limits . 13 4.2.4.3 Conformance . 13 5 Testing for compliance with technical requirements . 13 5.1 Environmental conditions for testing . 13 5.2 Interpretation of the measurement results . 13 5.3 Essential radio test suites . 14 5.3.1 Radiated emissions (UE) . 14 5.3.1.1 Test method . 14 5.3.1.2 Test configurations . 15 5.3.2 Radiated emissions (BS and repeater) . 15 5.3.2.1 Test method . 15 5.3.2.2 Test configurations . 16 5.3.3 Control and monitoring functions (UE) . 16 5.3.3.1 Test method . 16 Annex A (normative): HS Requirements and conformance Test specifications Table (HS-RTT) . 18 Annex B (informative): Receiver sensitivity and correct operation of the equipment . 20 B.1 Receiver sensitivity . 20 B.2 Correct functioning of the equipment. 20 Annex C (informative): Overview and organization of EN 301 908 standard parts . 21 Annex D (informative): The EN title in the official languages . 24 Annex E (informative): Bibliography . 25 History . 26
SIST EN 301 908-1 V5.2.1:2011
ETSI ETSI EN 301 908-1 V5.2.1 (2011-05) 4 Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (http://webapp.etsi.org/IPR/home.asp). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Harmonized European Standard (EN) has been produced by ETSI Technical Committee Mobile Standards Group (MSG). The present document has been produced by ETSI in response to mandate M/284 from the European Commission issued under Council Directive 98/34/EC [i.1] (as amended) laying down a procedure for the provision of information in the field of technical standards and regulations. The title and reference to the present document are intended to be included in the publication in the Official Journal of the European Union of titles and references of Harmonized Standard under the Directive 1999/5/EC [i.2]. See article 5.1 of Directive 1999/5/EC [i.2] for information on presumption of conformity and Harmonised Standards or parts thereof the references of which have been published in the Official Journal of the European Union. The requirements relevant to Directive 1999/5/EC [i.2] are summarised in annex A. The present document is part 1 of a multi-part deliverable covering the essential requirements under article 3.2 of Directive 1999/5/EC [i.2] (R&TTE Directive) for Base Stations (BS), Repeaters and User Equipment (UE) for IMT cellular networks, as identified below: Part 1: "Introduction and common requirements"; Part 2: "CDMA Direct Spread (UTRA FDD) User Equipment (UE)"; Part 3: "CDMA Direct Spread (UTRA FDD) Base Stations (BS)"; Part 4: "CDMA Multi-Carrier (cdma2000) User Equipment (UE)"; Part 5: "CDMA Multi-Carrier (cdma2000) Base Stations (BS)"; Part 6: "CDMA TDD (UTRA TDD) User Equipment (UE)"; Part 7: "CDMA TDD (UTRA TDD) Base Stations (BS)"; Part 8: "Harmonized EN for IMT-2000, TDMA Single-Carrier (UWC 136) (UE) covering essential requirements of article 3.2 of the R&TTE Directive"; Part 9: "Harmonized EN for IMT-2000, TDMA Single-Carrier (UWC 136) (BS) covering essential requirements of article 3.2 of the R&TTE Directive"; Part 10: "Harmonized EN for IMT-2000, FDMA/TDMA (DECT) covering essential requirements of article 3.2 of the R&TTE Directive"; Part 11: "CDMA Direct Spread (UTRA FDD) (Repeaters)"; Part 12: "Harmonized EN for IMT-2000, CDMA Multi-Carrier (cdma2000) (Repeaters) covering the essential requirements of article 3.2 of the R&TTE Directive"; Part 13: "Evolved Universal Terrestrial Radio Access (E-UTRA) User Equipment (UE)"; SIST EN 301 908-1 V5.2.1:2011
ETSI ETSI EN 301 908-1 V5.2.1 (2011-05) 5 Part 14: "Evolved Universal Terrestrial Radio Access (E-UTRA) Base Stations (BS)"; Part 15: "Evolved Universal Terrestrial Radio Access (E-UTRA) (FDD Repeaters)"; Part 16: "Harmonized EN for IMT-2000, Evolved CDMA Multi-Carrier Ultra Mobile Broadband (UMB) (UE) covering the essential requirements of article 3.2 of the R&TTE Directive"; Part 17: "Harmonized EN for IMT-2000, Evolved CDMA Multi-Carrier Ultra Mobile Broadband (UMB) (BS) covering the essential requirements of article 3.2 of the R&TTE Directive"; Part 18: "E-UTRA, UTRA and GSM/EDGE Multi-Standard Radio (MSR) Base Station (BS)"; Part 19: "OFDMA TDD WMAN (Mobile WiMAX) TDD User Equipment (UE)"; Part 20: "OFDMA TDD WMAN (Mobile WiMAX) TDD Base Station (BS)"; Part 21: "OFDMA TDD WMAN (Mobile WiMAX) FDD User Equipment (UE)"; Part 22:
"OFDMA TDD WMAN (Mobile WiMAX) FDD Base Stations (BS)".
National transposition dates Date of adoption of this EN: 12 April 2011 Date of latest announcement of this EN (doa): 31 July 2011 Date of latest publication of new National Standard or endorsement of this EN (dop/e):
31 January 2012 Date of withdrawal of any conflicting National Standard (dow): 31 January 2013
Introduction The present document is part of a set of standards developed by ETSI and is designed to fit in a modular structure to cover all radio and telecommunications terminal equipment within the scope of the R&TTE Directive [i.2]. The modular structure is shown in EG 201 399 [i.3]. SIST EN 301 908-1 V5.2.1:2011
ETSI ETSI EN 301 908-1 V5.2.1 (2011-05) 6 1 Scope The present document applies to user equipment, repeaters and base stations for IMT, falling within the scope of one of the other parts of EN 301 908, except for IMT-2000 FDMA/TDMA (DECT). The present document also covers the corresponding ancillary equipment.
NOTE 1: EN 301 908-10 [5] contains in particular requirements for radiated spurious emissions and control and monitoring functions applicable to IMT-2000 FDMA/TDMA (DECT) equipment. The present document includes technical requirements which are common to equipment falling within the scope of several of the other parts. NOTE 2: The other parts of EN 301 908, which are listed in the foreword of the present document, specify technical requirements in respect of a particular type of IMT equipment. NOTE 3: ITU-R Recommendation M.1457-9 [1] defines the characteristics of the members of the IMT-2000 family by means of references to technical specifications developed by Standards Development organizations. The present document applies to equipment designed to meet any version of the terrestrial specifications referenced in ITU-R Recommendation M.1457-9 [1]. The present document is intended to cover the provisions of Directive 1999/5/EC [i.2] (R&TTE Directive), article 3.2, which states that "… radio equipment shall be so constructed that it effectively uses the spectrum allocated to terrestrial/space radio communications and orbital resources so as to avoid harmful interference." In addition to the present document, other ENs that specify technical requirements in respect of essential requirements under other parts of article 3 of the R&TTE Directive [i.2] may apply to equipment within the scope of the present document. NOTE 4: A list of such ENs is included on the web site http://www.newapproach.org. 2 References References are either specific (identified by date of publication and/or edition number or version number) or non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the reference document (including any amendments) applies. Referenced documents which are not found to be publicly available in the expected location might be found at http://docbox.etsi.org/Reference. NOTE: While any hyperlinks included in this clause were valid at the time of publication ETSI cannot guarantee their long term validity. 2.1 Normative references The following referenced documents are necessary for the application of the present document. [1] ITU-R Recommendation M.1457-9 (2010): "Detailed specifications of the terrestrial radio interfaces of International Mobile Telecommunications 2000 (IMT-2000)". [2] Void. [3] ITU-R Recommendation SM.329-10 (2003): "Unwanted emissions in the spurious domain". [4] ITU-R Recommendation SM.1539-1 (2002): "Variation of the boundary between the out-of-band and spurious domains required for the application of Recommendations ITU-R SM.1541 and ITU-R SM.329". SIST EN 301 908-1 V5.2.1:2011
ETSI ETSI EN 301 908-1 V5.2.1 (2011-05) 7 [5] ETSI EN 301 908-10 (V4.1.1): "Electromagnetic compatibility and Radio spectrum Matters (ERM); Base Stations (BS), Repeaters and User Equipment (UE) for IMT-2000 Third-Generation cellular networks; Part 10: Harmonized EN for IMT-2000, FDMA/TDMA (DECT) covering essential requirements of article 3.2 of the R&TTE Directive". [6] ETSI EN 301 502 (V9.2.1): "Global System for Mobile communications (GSM); Harmonized EN for Base Station Equipment covering the essential requirements of article 3.2 of the R&TTE Directive". 2.2 Informative references The following referenced documents are not necessary for the application of the present document but they assist the user with regard to a particular subject area. [i.1] Directive 98/34/EC of the European Parliament and of the Council of 22 June 1998 laying down a procedure for the provision of information in the field of technical standards and regulations. [i.2] Directive 1999/5/EC of the European Parliament and of the Council of 9 March 1999 on radio equipment and telecommunications terminal equipment and the mutual recognition of their conformity (R&TTE Directive). [i.3] ETSI EG 201 399: "Electromagnetic compatibility and Radio spectrum Matters (ERM); A guide to the production of Harmonized Standards for application under the R&TTE Directive". [i.4] ETSI TR 102 215 (V1.3.1): "Electromagnetic compatibility and Radio spectrum Matters (ERM); Recommended approach, and possible limits for measurement uncertainty for the measurement of radiated electromagnetic fields above 1 GHz". [i.5] ETSI TR 100 028 (all parts) (V1.4.1): "Electromagnetic compatibility and Radio spectrum Matters (ERM); Uncertainties in the measurement of mobile radio equipment characteristics". 3 Definitions, symbols and abbreviations 3.1 Definitions For the purposes of the present document, the terms and definitions given in the R&TTE Directive [i.2] and the following apply: ancillary equipment: equipment (apparatus), used in connection with a User Equipment (UE), Repeater or Base Station (BS) is considered as an ancillary equipment (apparatus) if: • the equipment is intended for use in conjunction with a user equipment UE, repeater or BS to provide additional operational and/or control features to the radio equipment, (e.g. to extend control to another position or location); and • the equipment cannot be used on a stand alone basis to provide user functions independently of a UE, BS or combination of BS and repeater; and • the UE, BS or combination of BS and repeater to which it is connected, is capable of providing some intended operation, such as transmitting and/or receiving without the ancillary equipment (i.e. it is not a sub-unit of the main equipment essential to the main equipment basic functions). applicable part: part of the multi-part deliverable, of which the present document is the first part, for which the scope of that document includes the equipment to be tested Base Station RF bandwidth: bandwidth in which a Base Station transmits and receives multiple carriers and/or RATs simultaneously SIST EN 301 908-1 V5.2.1:2011
ETSI ETSI EN 301 908-1 V5.2.1 (2011-05) 8 channel bandwidth: RF bandwidth supporting a single E-UTRA, Mobile WiMAX or UMB RF carrier with the transmission bandwidth configured in the uplink or downlink of a cell NOTE: The channel bandwidth is measured in MHz and is used as a reference for transmitter and receiver RF requirements. enclosure port: physical boundary of the apparatus through which electromagnetic fields may radiate or impinge NOTE: In the case of integral antenna equipment, this port is inseparable from the antenna port. environmental profile: range of environmental conditions under which equipment within the scope of the present document is required to comply with the provisions of the present document idle mode: state of User Equipment (UE) when switched on but with no Radio Resource Control (RRC) connection IMT-2000: third generation mobile systems which are scheduled to start service around the year 2000 subject to market considerations NOTE: ITU-R Recommendation M.1457-9 [1] identifies the detailed specifications for the IMT-2000 radio interfaces. Lower RF bandwidth edge: frequency of the lower edge of the Base Station RF bandwidth, used as a frequency reference point for transmitter and receiver requirements MSR Base Station: Base Station characterized by the ability of its receiver and transmitter to process two or more carriers in common active RF components simultaneously in a declared RF bandwidth, where at least one carrier is of a different RAT than the other carrier(s) port: particular interface, of the specified equipment (apparatus), with the electromagnetic environment NOTE: For example, any connection point on an equipment intended for connection of cables to or from that equipment is considered as a port (see figure 3.1-1).
Enclosure port
Apparatus
DC Power port
AC Power port
Earth port Antenna port
Signal/Control port
Telecommunications port
Figure 3.1-1: Examples of ports Radio Equipment BS Equipment
Figure 3.1-2: BS with single enclosure solution SIST EN 301 908-1 V5.2.1:2011
ETSI ETSI EN 301 908-1 V5.2.1 (2011-05) 9 Radio digital unit Radio Equipment Radio unit BS Equipment
Figure 3.1-3: BS with multiple enclosure solution radio communications equipment: telecommunications equipment which includes one or more transmitters and/or receivers and/or parts thereof for use in a fixed, mobile or portable application NOTE: It can be operated with ancillary equipment but if so, is not dependent on it for basic functionality. radio digital unit: equipment which contains base band and functionality for controlling Radio unit radio equipment: equipment which contains Radio digital unit and Radio unit radio unit: equipment which contains transmitter and receiver signal and control port: port which carries information or control signals, excluding antenna ports telecommunication port: port which is intended to be connected to telecommunication networks (e.g. public switched telecommunication networks, integrated services digital networks), local area networks (e.g. Ethernet, token ring) and similar networks traffic mode: state of User Equipment (UE) when switched on and with Radio Resource Control (RRC) connection established Upper RF bandwidth edge: frequency of the upper edge of the Base Station RF bandwidth, used as a frequency reference point for transmitter and receiver requirements WiMAX: trade marked name for the OFDMA TDD WMAN IMT technology 3.2 Symbols For the purposes of the present document, the following symbols apply: BWChannel Channel bandwidth FBW RF, high Upper RF bandwidth edge FBW RF, low Lower RF bandwidth edge 3.3 Abbreviations For the purposes of the present document, the following abbreviations apply: BS Base Station CDMA Code Division Multiple Access CW Continuous Wave DECT Digital Enhanced Cordless Telecommunication EDGE Enhanced Data rates for GSM Evolution e.i.r.p. equivalent isotropically radiated power EMC ElectroMagnetic Compatibility ERM Electromagnetic compatibility and Radio spectrum Matters SIST EN 301 908-1 V5.2.1:2011
ETSI ETSI EN 301 908-1 V5.2.1 (2011-05) 10 e.r.p. effective radiated power EUT Equipment Under Test E-UTRA Evolved Universal Terrestrial Radio Access NOTE: Also known as LTE. FDD Frequency Division Duplex FDMA Frequency Division Multiple Access GSM Global System for Mobile communications IMT-2000 International Mobile Telecommunications 2000 LTE Long Term Evolution
NOTE: Also known as E-UTRA. MSG Mobile Standards Group MSR Multi-Standard Radio OFDMA Orthogonal Frequency Division Multiple Access R&TTE Radio Telecommunications and Terminal Equipment RF Radio Frequency RAT Radio Access Technology RIT Radio Interface Technology RMS Root Mean Square RRC Radio Resource Control TFES Task Force for European Standards for IMT TDD Time Division Duplex TDMA Time Division Multiple Access UE User Equipment UMB Ultra Mobile Broadband UTRA Universal Terrestrial Radio Access WMAN Wireless Metropolitan Area Network 4 Technical requirements specifications 4.1 Environmental profile The technical requirements of the present document apply under the environmental profile for operation of the equipment, which shall be declared by the supplier. The equipment shall comply with all the technical requirements of the present document at all times when operating within the boundary limits of the declared operational environmental profile. 4.2 Conformance requirements The requirements in the present document are based on the assumption that the operating band is shared between systems of the IMT family or systems having compatible characteristics. 4.2.1 Introduction To meet the essential requirement under article 3.2 of Directive 1999/5/EC [i.2] (R&TTE Directive) for IMT equipment three common essential parameters have been identified. Tables 4.2.1-1 and 4.2.1-2 provide cross-references, for UE, repeater and BS respectively, between these essential parameters and the corresponding technical requirements for equipment within the scope of the present document. Table 4.2.1-1: Cross references for User Equipment (UE) Essential parameter Corresponding technical requirements Radiated emissions 4.2.2 Radiated emissions (UE) Control and monitoring functions 4.2.4 Control and monitoring functions (UE)
SIST EN 301 908-1 V5.2.1:2011
ETSI ETSI EN 301 908-1 V5.2.1 (2011-05) 11 Table 4.2.1-2: Cross references for Base Stations (BS), and repeaters Essential parameter Corresponding technical requirements Radiated emissions 4.2.3 Radiated emissions (BS and repeater)
NOTE: Receiver sensitivity, use of correct timing and use of correct code are covered in clauses B.1 and B.2 respectively. 4.2.2 Radiated emissions (UE) 4.2.2.1 Definition This test assesses the ability of radio communications equipment and ancillary equipment to limit unwanted emissions from the enclosure port. This test is applicable to radio communications equipment and ancillary equipment. This test shall be performed on the radio communications equipment and/or a representative configuration of the ancillary equipment. 4.2.2.2 Limits The frequency boundary and reference bandwidths for the detailed transitions of the limits between the requirements for out-of-band emissions and spurious emissions are based on ITU-R Recommendations SM.329-10 [3] and
SM.1539-1 [4]. The requirements shown in table 4.2.2.2-1 are only applicable for frequencies in the spurious domain. Table 4.2.2.2-1: Radiated spurious emissions requirements (UE) Frequency
Minimum requirement (e.r.p.)/ reference bandwidth idle mode Minimum requirement (e.r.p.)/ reference bandwidth traffic mode Applicability 30 MHz ≤ f < 1 000 MHz -57 dBm/100 kHz -36 dBm/100 kHz All 1 GHz ≤ f < 12,75 GHz -47 dBm/1 MHz
-30 dBm/1 MHz All fc - 2,5 × 5 MHz < f < fc + 2,5 × 5 MHz
Not defined UTRA FDD, UTRA TDD, 3,84 Mcps option, cdma2000, spreading rate 3 fc - 2,5 × BWChannel MHz < f < fc + 2,5 × BWChannel MHz
Not defined E-UTRA FDD, E-UTRA TDD,
Mobile WiMAX, UMB fc - 2,5 × 10 MHz < f < fc1 + 2,5 × 10 MHz
Not defined UTRA TDD, 7,68 Mcps option fc - 4 MHz < f < fc + 4 MHz
Not defined UTRA TDD, 1,28 Mcps option cdma2000, spreading rate 1 fc - 500 kHz < f < fc + 500 kHz
Not defined UWC 136, 200 kHz option fc - 250 kHz < f < fc + 250 kHz
Not defined UWC 136, 30 kHz option NOTE: fc is the UE transmit centre frequency.
4.2.2.3 Conformance Conformance tests described in clause 5.3.1 shall be carried out. SIST EN 301 908-1 V5.2.1:2011
ETSI ETSI EN 301 908-1 V5.2.1 (2011-05) 12 4.2.3 Radiated emissions (BS and repeater) 4.2.3.1 Definition This test assesses the ability of BS and repeater to limit unwanted emission from the enclos
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