Electrical interface specifications for self ballasted lamps and controlgear in phase-cut dimmed lighting systems

IEC TR 63037:2019 is available as IEC TR 63037:2019 RLV which contains the International Standard and its Redline version, showing all changes of the technical content compared to the previous edition.
IEC TR 63037:2019 provides guidance to controlgear/integrated lamp designers for the development of products suitable to operate with future phase-cut dimmers. It describes the possible voltage signals and the expected response of the controlgear/integrated lamps. This document describes the expected response of controlgear during all operation states of a phase-cut lighting system and provides a complete understanding of the requirements for phase-cut dimmers. The response of a phase-cut dimmer is described in IEC 60669-2‑1:—, Annex EE. This document specifies the system performance aspects and test procedures for the control by mains voltage phase-cut dimming of the brightness of mains operated electronic lighting equipment intended to be controlled by mains voltage phase-cut dimmers, such as LED integrated lamps and light sources with external controlgear. Safety requirements are not covered by this document, but by respective product standards. This second edition cancels and replaces the first edition published in 2016. This edition constitutes a technical revision. This edition includes the following significant technical changes with respect to the previous edition:
- emission of audible noise;
- ghosting caused by issues that are not related to the power supply of the dimmer or synchronization;
- stability of phase angle waveform (for the dimmer), including symmetry and stability tests;
- flicker of light loads;
- repetitive ring up voltage;
- dimming range; and
- number of switching cycles have been added.

General Information

Status
Published
Publication Date
09-Jul-2019
Technical Committee
Drafting Committee
Current Stage
PPUB - Publication issued
Start Date
19-Jul-2019
Completion Date
10-Jul-2019
Ref Project

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IEC TR 63037 ®
Edition 2.0 2019-07
TECHNICAL
REPORT
Electrical interface specifications for self ballasted lamps and controlgear
in phase-cut dimmed lighting systems

All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized in any form
or by any means, electronic or mechanical, including photocopying and microfilm, without permission in writing from
either IEC or IEC's member National Committee in the country of the requester. If you have any questions about IEC
copyright or have an enquiry about obtaining additional rights to this publication, please contact the address below or
your local IEC member National Committee for further information.

IEC Central Office Tel.: +41 22 919 02 11
3, rue de Varembé info@iec.ch
CH-1211 Geneva 20 www.iec.ch
Switzerland
About the IEC
The International Electrotechnical Commission (IEC) is the leading global organization that prepares and publishes
International Standards for all electrical, electronic and related technologies.

About IEC publications
The technical content of IEC publications is kept under constant review by the IEC. Please make sure that you have the
latest edition, a corrigendum or an amendment might have been published.

IEC publications search - webstore.iec.ch/advsearchform Electropedia - www.electropedia.org
The advanced search enables to find IEC publications by a The world's leading online dictionary on electrotechnology,
variety of criteria (reference number, text, technical containing more than 22 000 terminological entries in English
committee,…). It also gives information on projects, replaced and French, with equivalent terms in 16 additional languages.
and withdrawn publications. Also known as the International Electrotechnical Vocabulary

(IEV) online.
IEC Just Published - webstore.iec.ch/justpublished
Stay up to date on all new IEC publications. Just Published IEC Glossary - std.iec.ch/glossary
details all new publications released. Available online and 67 000 electrotechnical terminology entries in English and
once a month by email. French extracted from the Terms and Definitions clause of
IEC publications issued since 2002. Some entries have been
IEC Customer Service Centre - webstore.iec.ch/csc collected from earlier publications of IEC TC 37, 77, 86 and
If you wish to give us your feedback on this publication or CISPR.

need further assistance, please contact the Customer Service

Centre: sales@iec.ch.
IEC TR 63037 ®
Edition 2.0 2019-07
TECHNICAL
REPORT
Electrical interface specifications for self ballasted lamps and controlgear

in phase-cut dimmed lighting systems

INTERNATIONAL
ELECTROTECHNICAL
COMMISSION
ICS 29.140.99 ISBN 978-2-8322-7095-0

– 2 – IEC TR 63037:2019 © IEC 2019
CONTENTS
FOREWORD . 4
INTRODUCTION . 6
1 Scope . 7
2 Normative references . 7
3 Terms, definitions, abbreviated terms and symbols . 7
3.1 Terms and definitions . 7
3.2 Abbreviated terms and symbols . 9
4 General description . 11
5 General requirements . 11
5.1 Voltage rating . 11
5.2 Frequency rating . 11
5.3 Marking of controlgear . 11
6 Description of the lighting system and its components . 12
6.1 Wiring method . 12
6.2 Wiring diagram . 12
7 Specifications . 12
7.1 General . 12
7.2 Electrical characteristics during the on-state of a lighting system . 13
7.2.1 General . 13
7.2.2 Electrical characteristics for leading edge dimming method . 13
7.2.3 Electrical characteristics for trailing edge dimming method . 18
7.3 Electrical characteristics during the off-state of a lighting system . 23
7.4 Audible noise . 24
7.5 Ghosting . 24
7.6 Flicker of light output . 25
7.7 Dimming range. 25
7.8 Maximum number of cycles . 25
8 Test procedures . 26
8.1 General . 26
8.2 Parameters . 26
8.3 Tests for leading edge dimmable devices . 26
8.3.1 General . 26
8.3.2 Test related to the non-conducting phase . 26
8.3.3 Test related to the conducting phase and to the transition from the non-
conducting to the conducting phase . 27
8.4 Tests for trailing edge dimmable devices . 27
8.4.1 General . 27
8.4.2 Test related to the conducting phase . 27
8.4.3 Test related to the transition from the conducting phase to the non-
conducting phase . 28
8.4.4 Test related to the non-conducting phase . 28
8.5 Tests for characteristics during electronic off-state . 28
8.6 Testing audible noise . 29
8.6.1 General . 29
8.6.2 Test setup . 29
8.6.3 Test procedures . 31

8.7 Testing ghosting . 31
8.8 Measurement method for determining flicker . 31
8.9 Measurement method for determining dimming range . 32
Annex A (informative) Voltage shapes to be used for tests . 34
A.1 General . 34
A.2 Waveform description . 34
Annex B (informative) Equivalent phase-cut dimmer circuit . 35
Bibliography . 36

Figure 1 – Example of wiring diagram . 12
Figure 2 – Timing leading edge dimming method . 14
Figure 3 – Timing trailing edge dimming method . 19
Figure 4 – Test setup for testing the conducting phase . 27
Figure 5 – Test setup for the transition from conducting to the non-conducting phase . 28
Figure 6 – Test setup for the non-conducting phase . 29
Figure 7 – Test enclosure . 30
Figure 8 – Geometry of microphone placement in relation to the DUT . 30
Figure 9 – Test setup for determination of RMLO . 32
Figure A.1 – Waveform of AC voltage . 34
Figure A.2 – Waveform of AC voltage source . 34
Figure B.1 – Schematic diagram of EC_D circuit . 35

Table 1 – Nominal mains voltage 100 V; frequency 50 Hz or 60 Hz . 15
Table 2 – Nominal mains voltage 120 V; frequency 50 Hz or 60 Hz . 15
Table 3 – Nominal mains voltage 200 V; frequency 50 Hz or 60 Hz . 15
Table 4 – Nominal mains voltage 230 V; frequency 50 Hz or 60 Hz . 15
Table 5 – Nominal mains voltage 277 V; frequency 50 Hz or 60 Hz . 16
Table 6 – Slew rate for voltage decrease across the phase-cut dimmer . 16
Table 7 – Nominal mains voltage 100 V; frequency 50 Hz or 60 Hz . 17
Table 8 – Nominal mains voltage 120 V; frequency 50 Hz or 60 Hz . 17
Table 9 – Nominal mains voltage 200 V; frequency 50 Hz or 60 Hz . 17
Table 10 – Nominal mains voltage 230 V; frequency 50 Hz or 60 Hz . 18
Table 11 – Nominal mains voltage 277 V; frequency 50 Hz or 60 Hz . 18
Table 12 – Nominal mains voltage from 100 V to 277 V; frequency 50 Hz or 60 Hz . 20
Table 13 – Nominal mains voltage 100 V; frequency 50 Hz or 60 Hz . 21
Table 14 – Nominal mains voltage 120 V; frequency 50 Hz or 60 Hz . 21
Table 15 – Nominal mains voltage 200 V; frequency 50 Hz or 60 Hz . 22
Table 16 – Nominal mains voltage 230 V; frequency 50 Hz or 60 Hz . 22
Table 17 – Nominal mains voltage 277 V; frequency 50 Hz or 60 Hz . 23
Table 18 – Currents and voltages for controlgear during the electronic off-state . 24
Table 19 – Light output when connected to a dimmer . 25
Table 20 – Parameters for testing purposes . 26

– 4 – IEC TR 63037:2019 © IEC 2019
INTERNATIONAL ELECTROTECHNICAL COMMISSION
____________
ELECTRICAL INTERFACE SPECIFICATIONS
FOR SELF BALLASTED LAMPS AND CONTROLGEAR IN PHASE-CUT
DIMMED LIGHTING SYSTEMS
FOREWORD
1) The International Electrotechnical Commission (IEC) is a worldwide organization for standardization comprising
all national electrotechnical committees (IEC National Committees). The object of IEC is to promote
international co-operation on all questions concerning standardization in the electrical and electronic fields. To
this end and in addition to other activities, IEC publishes International Standards, Technical Specifications,
Technical Reports, Publicly Available Specifications (PAS) and Guides (hereafter referred to as “IEC
Publication(s)”). Their preparation is entrusted to technical committees; any IEC National Committee interested
in the subject dealt with may participate in this preparatory work. International, governmental and non-
governmental organizations liaising with the IEC also participate in this preparation. IEC collaborates closely
with the International Organization for Standardization (ISO) in accordance with conditions determined by
agreement between the two organizations.
2) The formal decisions or agreements of IEC on technical matters express, as nearly as possible, an international
consensus of opinion on the relevant subjects since each technical
...


IEC TR 63037 ®
Edition 2.0 2019-06
REDLINE VERSION
TECHNICAL
REPORT
colourcolour
insinsiidede
Electrical interface specifications for self ballasted lamps and controlgear in
phase-cut dimmed lighting systems

All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized in any form
or by any means, electronic or mechanical, including photocopying and microfilm, without permission in writing from
either IEC or IEC's member National Committee in the country of the requester. If you have any questions about IEC
copyright or have an enquiry about obtaining additional rights to this publication, please contact the address below or
your local IEC member National Committee for further information.

IEC Central Office Tel.: +41 22 919 02 11
3, rue de Varembé info@iec.ch
CH-1211 Geneva 20 www.iec.ch
Switzerland
About the IEC
The International Electrotechnical Commission (IEC) is the leading global organization that prepares and publishes
International Standards for all electrical, electronic and related technologies.

About IEC publications
The technical content of IEC publications is kept under constant review by the IEC. Please make sure that you have the
latest edition, a corrigendum or an amendment might have been published.

IEC publications search - webstore.iec.ch/advsearchform Electropedia - www.electropedia.org
The advanced search enables to find IEC publications by a The world's leading online dictionary on electrotechnology,
variety of criteria (reference number, text, technical containing more than 22 000 terminological entries in English
committee,…). It also gives information on projects, replaced and French, with equivalent terms in 16 additional languages.
and withdrawn publications. Also known as the International Electrotechnical Vocabulary

(IEV) online.
IEC Just Published - webstore.iec.ch/justpublished
Stay up to date on all new IEC publications. Just Published IEC Glossary - std.iec.ch/glossary
details all new publications released. Available online and 67 000 electrotechnical terminology entries in English and
once a month by email. French extracted from the Terms and Definitions clause of
IEC publications issued since 2002. Some entries have been
IEC Customer Service Centre - webstore.iec.ch/csc collected from earlier publications of IEC TC 37, 77, 86 and
If you wish to give us your feedback on this publication or CISPR.

need further assistance, please contact the Customer Service

Centre: sales@iec.ch.
IEC TR 63037 ®
Edition 2.0 2019-06
REDLINE VERSION
TECHNICAL
REPORT
colour
inside
Electrical interface specifications for self ballasted lamps and controlgear in

phase-cut dimmed lighting systems

INTERNATIONAL
ELECTROTECHNICAL
COMMISSION
ICS 29.140.99 ISBN 978-2-8322-7095-0

– 2 – IEC TR 63037:2019 RLV © IEC 2019
CONTENTS
FOREWORD . 4
INTRODUCTION . 2
1 Scope . 7
2 Normative references . 7
3 Terms, definitions, abbreviated terms and symbols . 7
3.1 Terms and definitions . 7
3.2 Abbreviated terms and symbols . 9
4 General description . 11
5 General requirements . 11
5.1 Voltage rating . 11
5.2 Frequency rating . 12
5.3 Marking of controlgear . 12
6 Description of the lighting system and its components . 12
6.1 Wiring method . 12
6.2 Wiring diagram . 12
7 Electrical Specifications . 13
7.1 General . 13
7.2 Electrical characteristics during the on-state of a phase-cut dimming lighting
system . 13
7.2.1 General . 13
7.2.2 Electrical characteristics for leading edge dimming method . 14
7.2.3 Electrical characteristics for trailing edge dimming method . 18
7.3 Electrical characteristics during the off-state of a phase-cut dimming lighting
system . 23
7.4 Audible noise . 24
7.5 Ghosting . 24
7.6 Flicker of light output . 25
7.7 Dimming range. 25
7.8 Maximum number of cycles . 26
8 Test procedures . 26
8.1 General . 26
8.2 Parameters . 26
8.3 Tests for leading edge dimmable devices . 26
8.3.1 General . 26
8.3.2 Test related to the non-conducting phase . 27
8.3.3 Test related to the conducting phase and to the transition from the non-
conducting to the conducting phase . 27
8.4 Tests for trailing edge dimmable devices . 28
8.4.1 General . 28
8.4.2 Test related to the conducting phase . 28
8.4.3 Test related to the transition from the conducting phase to the non-
conducting phase . 28
8.4.4 Test related to the non-conducting phase . 29
8.5 Tests for characteristics during electronic off-state . 29
8.6 Testing audible noise . 29
8.6.1 General . 29

8.6.2 Test setup . 30
8.6.3 Test procedures . 31
8.7 Testing ghosting . 32
8.8 Measurement method for determining flicker . 32
8.9 Measurement method for determining dimming range . 32
Annex A (informative) Voltage shapes to be used for tests in IEC TR 63037 . 34
A.1 General . 34
A.2 Waveform description . 34
Annex B (informative) Equivalent phase-cut dimmer circuit . 35
Bibliography . 36

Figure 1 – Example of wiring diagram . 13
Figure 2 – Timing leading edge dimming method . 14
Figure 3 – Timing trailing edge dimming method . 19
Figure 4 – Test setup for testing the conducting phase . 27
Figure 5 – Test setup for the transition from conducting to the non-conducting phase . 28
Figure 6 – Test setup for the non-conducting phase . 29
Figure 7 – Test enclosure . 30
Figure 8 – Geometry of microphone placement in relation to the DUT . 31
Figure 9 – Test setup for determination of RMLO . 33
Figure A.1 – Waveform of AC voltage source . 34
Figure A.2 – Waveform of AC voltage source . 34
Figure B.1 – Scheme Schematic diagram of EC_D circuit . 35

Table 1 – Nominal mains voltage 100 V; frequency 50 Hz or 60 Hz . 15
Table 2 – Nominal mains voltage 120 V; frequency 50 Hz or 60 Hz . 15
Table 3 – Nominal mains voltage 200 V; frequency 50 Hz or 60 Hz . 15
Table 4 – Nominal mains voltage 230 V; frequency 50 Hz or 60 Hz . 16
Table 5 – Nominal mains voltage 277 V; frequency 50 Hz or 60 Hz . 16
Table 6 – Slew rate for voltage decrease across the phase-cut dimmer . 17
Table 7 – Nominal mains voltage 100 V; frequency 50 Hz or 60 Hz . 17
Table 8 – Nominal mains voltage 120 V; frequency 50 Hz or 60 Hz . 17
Table 9 – Nominal mains voltage 200 V; frequency 50 Hz or 60 Hz . 18
Table 10 – Nominal mains voltage 230 V; frequency 50 Hz or 60 Hz . 18
Table 11 – Nominal mains voltage 277 V; frequency 50 Hz or 60 Hz . 18
Table 12 – Nominal mains voltage from 100 V to 277 V; frequency 50 Hz or 60 Hz . 20
Table 13 – Nominal mains voltage 100 V; frequency 50 Hz or 60 Hz . 21
Table 14 – Nominal mains voltage 120 V; frequency 50 Hz or 60 Hz . 21
Table 15 – Nominal mains voltage 200 V; frequency 50 Hz or 60 Hz . 22
Table 16 – Nominal mains voltage 230 V; frequency 50 Hz or 60 Hz . 22
Table 17 – Nominal mains voltage 277 V; frequency 50 Hz or 60 Hz . 23
Table 18 – Currents and voltages for controlgear during the electronic off-state . 24
Table 19 – Light output when connected to a dimmer . 25
Table 20 – Parameters for testing purposes . 26

– 4 – IEC TR 63037:2019 RLV © IEC 2019
INTERNATIONAL ELECTROTECHNICAL COMMISSION
____________
ELECTRICAL INTERFACE SPECIFICATIONS
FOR SELF BALLASTED LAMPS AND CONTROLGEAR IN PHASE-CUT
DIMMED LIGHTING SYSTEMS
FOREWORD
1) The International Electrotechnical Commission (IEC) is a worldwide organization for standardization comprising
all national electrotechnical committees (IEC National Committees). The object of IEC is to promote
international co-operation on all questions concerning standardization in the electrical and electronic fields. To
this end and in addition to other activities, IEC publishes International Standards, Technical Specifications,
Technical Reports, Publicly Available Specifications (PAS) and Guides (hereafter referred to as “IEC
Publication(s)”). Their preparation is entrusted to technical committees; any IEC National Committee interested
in the subject dealt with may participate in this preparatory work. International, governmental and non-
governmental organizations liaising with the IEC also participate in this preparation. IEC collaborates closely
with the International Organization for Standardizati
...

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