Information technology — IT asset management — Part 5: Overview and vocabulary

ISO/IEC 19770-5:2015 provides a) an overview of the ISO/IEC 19770 family of standards, b) an introduction to IT asset management (ITAM) and software asset management (SAM), c) a brief description of the foundation principles and approaches on which SAM is based, and d) consistent terms and definitions for use throughout the ISO/IEC 19770 family of standards. ISO/IEC 19770-5:2015 is applicable to all types of organization (e.g. commercial enterprises, government agencies, and non-profit organizations).

Technologies de l'information — Gestion de biens de logiciel — Partie 5: Vue d'ensemble et vocabulaire

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30-Jul-2015
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INTERNATIONAL ISO/IEC
STANDARD 19770-5
Second edition
2015-08-01
Information technology — IT asset
management — Overview and
vocabulary
Technologies de l’information — Gestion de biens de logiciel — Vue
d’ensemble et vocabulaire
Reference number
©
ISO/IEC 2015
© ISO/IEC 2015, Published in Switzerland
All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized otherwise in any form
or by any means, electronic or mechanical, including photocopying, or posting on the internet or an intranet, without prior
written permission. Permission can be requested from either ISO at the address below or ISO’s member body in the country of
the requester.
ISO copyright office
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Tel. +41 22 749 01 11
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copyright@iso.org
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ii © ISO/IEC 2015 – All rights reserved

Contents Page
Foreword .iv
Introduction .v
1 Scope . 1
2 Normative references . 1
3 Terms and definitions . 1
4 IT asset management (ITAM) and software asset management (SAM) .8
4.1 Introduction . 8
4.2 The need to manage software assets . 9
4.2.1 General. 9
4.2.2 Direct benefits . 9
4.2.3 Cost control .10
4.2.4 Risk management and mitigation .10
4.3 Foundation principles .11
4.4 Relationships to principles defined in other standards .11
4.4.1 Introduction .11
4.4.2 Relationship to ISO 9001 principles .11
4.4.3 Relationship to ISO/IEC 20000 principles .11
4.4.4 Relationship to ISO/IEC 27000 principles .11
4.4.5 Relationship to ISO 55000 principles .12
4.5 Principles of process definitions .12
4.6 Evaluation of process definition conformance .12
4.7 Principles of information structures .13
4.8 Evaluation of information structure definition conformance .13
4.9 Critical success factors .13
5 ITAM family of standards .14
5.1 General information .14
5.2 Standards specifying processes .14
5.2.1 ISO/IEC 19770-1:2006 .14
5.2.2 ISO/IEC 19770-1:2012 .15
5.2.3 ISO/IEC 19770-1:201x .15
5.3 Technical reports providing guidance for process standards .15
5.3.1 ISO/IEC 19770-8:201x .15
5.3.2 ISO/IEC 19770-11:201x .15
5.4 Standards specifying information structures .16
5.4.1 ISO/IEC 19770-2:2009 .16
5.4.2 ISO/IEC 19770-2:201x .16
5.4.3 ISO/IEC 19770-3:201x .16
5.4.4 ISO/IEC 19770-4:201x .17
5.4.5 ISO/IEC 19770-6:201x .17
5.5 Technical reports providing guidance for information structure standards.17
5.5.1 ISO/IEC 19770-7:201x .17
5.5.2 ISO/IEC 19770-22:201x .17
5.6 Overview standards .18
5.6.1 ISO/IEC 19770-5:2013 .18
5.6.2 ISO/IEC 19770-5:2015 (this standard).18
Bibliography .19
© ISO/IEC 2015 – All rights reserved iii

Foreword
ISO (the International Organization for Standardization) and IEC (the International Electrotechnical
Commission) form the specialized system for worldwide standardization. National bodies that are
members of ISO or IEC participate in the development of International Standards through technical
committees established by the respective organization to deal with particular fields of technical
activity. ISO and IEC technical committees collaborate in fields of mutual interest. Other international
organizations, governmental and non-governmental, in liaison with ISO and IEC, also take part in the
work. In the field of information technology, ISO and IEC have established a joint technical committee,
ISO/IEC JTC 1.
The procedures used to develop this document and those intended for its further maintenance are
described in the ISO/IEC Directives, Part 1. In particular the different approval criteria needed for
the different types of document should be noted. This document was drafted in accordance with the
editorial rules of the ISO/IEC Directives, Part 2 (see www.iso.org/directives).
Attention is drawn to the possibility that some of the elements of this document may be the subject
of patent rights. ISO and IEC shall not be held responsible for identifying any or all such patent
rights. Details of any patent rights identified during the development of the document will be in the
Introduction and/or on the ISO list of patent declarations received (see www.iso.org/patents).
Any trade name used in this document is information given for the convenience of users and does not
constitute an endorsement.
For an explanation on the meaning of ISO specific terms and expressions related to conformity
assessment, as well as information about ISO’s adherence to the WTO principles in the Technical
Barriers to Trade (TBT) see the following URL: Foreword - Supplementary information
The committee responsible for this document is ISO/IEC JTC 1, Information technology, Subcommittee
SC 7, Software and systems engineering.
This second edition cancels and replaces the first edition (ISO/IEC 19770-5:2013), which has been
technically revised.
ISO/IEC 19770 consists of the following parts, under the general title Information technology — Software
asset management:
— Part 1: Processes and tiered assessment of conformance
— Part 2: Software identification tag
— Part 3: Software entitlement schema
— Part 5: Overview and vocabulary
The following parts are under preparation:
— Part 4: Resource Utilization Measurement (RUM)
— Part 7: Tag management
iv © ISO/IEC 2015 – All rights reserved

Introduction
Overview
International Standards in the ISO/IEC 19770 family of standards for software asset management
(SAM) address both the processes and technology for managing software assets and related IT assets.
Because IT is an essential enabler for almost all activity in today’s world, these standards must integrate
tightly into all of IT. For example, from a process perspective, SAM standards must be able to be used
with all Management System Standards, because software and software management are essential
components of any modern Management System. From a technology perspective, SAM standards for
information structures provide not only for data interoperability of software management data, but
also provide the basis for many related benefits such as more effective security in the use of software.
SAM standards for information structures also facilitate significant automation of IT functionality,
such as improved authentication of software and linking to national vulnerability databases for more
automated exposure identification and mitigation.
SAM family of standards
The ISO/IEC 19770 family of standards is intended to assist organizations of all types to implement and
operate a software asset management system using both process and technology. The ISO/IEC 19770
family of standards consists of the parts listed in the Foreword.
NOTE ISO/IEC 19770-4, ISO/IEC 19770-6, ISO/IEC 19770-9 and ISO/IEC 19770-10 are either related to
projects that have been withdrawn, or are reserved for future use.
Purpose of this part of ISO/IEC 19770
This part of ISO/IEC 19770 provides an overview of software asset management, which is the subject of
the ISO/IEC 19770 family of standards, and defines related terms.
This part of ISO/IEC 19770 is divided into the following clauses:
— Clause 1 is the scope;
— Clause 2 describes the normative references;
— Clause 3 describes the terms, definitions, symbols, and abbreviations;
— Clause 4 introduces software asset management, describes the alignment of SAM standards with
other ISO and ISO/IEC standards, and defines principles of SAM processes and data structures;
— Clause 5 gives an overview of the SAM standards family.
The terms and definitions provided in this part of ISO/IEC 19770
a) cover commonly used terms and definitions in the ISO/IEC 19770 family of standards,
b) will not cover all terms and definitions applied within the ISO/IEC 19770 family of standards, and
c) do not limit the ISO/IEC 19770 family of standards in defining terms for their own use.
To reflect the changing status of the SAM family of standards, this part of ISO/IEC 19770 is expected to
be updated on a more frequent basis than would normally be the case for other ISO/IEC standards.
© ISO/IEC 2015 – All rights reserved v

INTERNATIONAL STANDARD ISO/IEC 19770-5:2015(E)
Information technology — IT ass
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