ISO/IEC TS 8200:2024
(Main)Information technology — Artificial intelligence — Controllability of automated artificial intelligence systems
Information technology — Artificial intelligence — Controllability of automated artificial intelligence systems
This document specifies a basic framework with principles, characteristics and approaches for the realization and enhancement for automated artificial intelligence (AI) systems’ controllability. The following areas are covered: — state observability and state transition; — control transfer process and cost; — reaction to uncertainty during control transfer; — verification and validation approaches. This document is applicable to all types of organizations (e.g. commercial enterprises, government agencies, not-for-profit organizations) developing and using AI systems during their whole life cycle.
Technologies de l'information — Intelligence artificielle — Contrôlabilité des systèmes d'intelligence artificiels automatisés
General Information
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Technical
Specification
ISO/IEC TS 8200
First edition
Information technology —
2024-04
Artificial intelligence —
Controllability of automated
artificial intelligence systems
Technologies de l'information — Intelligence artificielle —
Contrôlabilité des systèmes d'intelligence artificiels automatisés
Reference number
ISO/IEC TS 8200:2024(en) © ISO/IEC 2024
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ISO/IEC TS 8200:2024(en)
COPYRIGHT PROTECTED DOCUMENT
© ISO/IEC 2024
All rights reserved. Unless otherwise specified, or required in the context of its implementation, no part of this publication may
be reproduced or utilized otherwise in any form or by any means, electronic or mechanical, including photocopying, or posting on
the internet or an intranet, without prior written permission. Permission can be requested from either ISO at the address below
or ISO’s member body in the country of the requester.
ISO copyright office
CP 401 • Ch. de Blandonnet 8
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Phone: +41 22 749 01 11
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Website: www.iso.org
Published in Switzerland
© ISO/IEC 2024 – All rights reserved
ii
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ISO/IEC TS 8200:2024(en)
Contents Page
Foreword .v
Introduction .vi
1 Scope . 1
2 Normative references . 1
3 Terms and definitions . 1
4 Abbreviations . 5
5 Overview . 5
5.1 Concept of controllability of an AI system .5
5.2 System state .6
5.3 System state transition .7
5.3.1 Target of system state transition.7
5.3.2 Criteria of system state transition .7
5.3.3 Process of system state transition .7
5.3.4 Effects .8
5.3.5 Side effects .8
5.4 Closed-loop and open-loop systems .8
6 Characteristics of AI system controllability . 9
6.1 Control over an AI system .
...
FINAL DRAFT
Technical
Specification
ISO/IEC DTS 8200
ISO/IEC JTC 1/SC 42
Information technology — Artificial
Secretariat: ANSI
intelligence — Controllability of
Voting begins on:
automated artificial intelligence
2023-12-26
systems
Voting terminates on:
2024-02-20
Technologies de l'information — Intelligence artificielle —
Contrôlabilité des systèmes d'intelligence artificiels automatisés
RECIPIENTS OF THIS DRAFT ARE INVITED TO SUBMIT,
WITH THEIR COMMENTS, NOTIFICATION OF ANY
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LOGICAL, COMMERCIAL AND USER PURPOSES, DRAFT
INTERNATIONAL STANDARDS MAY ON OCCASION HAVE
TO BE CONSIDERED IN THE LIGHT OF THEIR POTENTIAL
TO BECOME STAN DARDS TO WHICH REFERENCE MAY BE
MADE IN NATIONAL REGULATIONS.
Reference number
ISO/IEC DTS 8200:2023(en) © ISO/IEC 2023
---------------------- Page: 1 ----------------------
FINAL DRAFT
ISO/IEC DTS 8200:2023(en)
Technical
Specification
ISO/IEC DTS 8200
ISO/IEC JTC 1/SC 42
Information technology — Artificial
Secretariat: ANSI
intelligence — Controllability of
Voting begins on:
automated artificial intelligence
systems
Voting terminates on:
Technologies de l'information — Intelligence artificielle —
Contrôlabilité des systèmes d'intelligence artificiels automatisés
RECIPIENTS OF THIS DRAFT ARE INVITED TO SUBMIT,
COPYRIGHT PROTECTED DOCUMENT
WITH THEIR COMMENTS, NOTIFICATION OF ANY
RELEVANT PATENT RIGHTS OF WHICH THEY ARE AWARE
AND TO PROVIDE SUPPOR TING DOCUMENTATION.
© ISO/IEC 2023
IN ADDITION TO THEIR EVALUATION AS
All rights reserved. Unless otherwise specified, or required in the context of its implementation, no part of this publication may
BEING ACCEPTABLE FOR INDUSTRIAL, TECHNO
LOGICAL, COMMERCIAL AND USER PURPOSES, DRAFT
be reproduced or utilized otherwise in any form or by any means, electronic or mechanical, including photocopying, or posting on
INTERNATIONAL STANDARDS MAY ON OCCASION HAVE
the internet or an intranet, without prior written permission. Permission can be requested from either ISO at the address below
TO BE CONSIDERED IN THE LIGHT OF THEIR POTENTIAL
or ISO’s member body in the country of the requester.
TO BECOME STAN DARDS TO WHICH REFERENCE MAY BE
MADE IN NATIONAL REGULATIONS.
ISO copyright office
CP 401 • Ch. de Blandonnet 8
CH-1214 Vernier, Geneva
Phone: +41 22 749 01 11
Email: copyright@iso.org
Website: www.iso.org
Published in Switzerland Reference number
ISO/IEC DTS 8200:2023(en) © ISO/IEC 2023
© ISO/IEC 2023 – All rights reserved
ii
---------------------- Page: 2 ----------------------
ISO/IEC DTS 8200:2023(en)
Contents Page
Foreword .v
Introduction .vi
1 Scope . 1
2 Normative references . 1
3 Terms and definitions . 1
4 Abbreviations . 5
5 Overview . 5
5.1 Concept of controllability of an AI system .5
5.2 System state .6
5.3 System state transition .
...
ISO/IEC DTS 8200:2023
ISO/IEC JTC 1 /SC 42/WG 3
Secretariat: ANSI
Date: 2023-10-1012-11
Information technology — Artificial intelligence — Controllability
of automated artificial intelligence systems
DTSTechnologies de l'information — Intelligence artificielle — Contrôlabilité des systèmes
d'intelligence artificiels automatisés
FDIS stage
Warning for WDs and CDs
This document is not an ISO International Standard. It is distributed for review and comment. It is subject to
change without notice and may not be referred to as an International Standard.
Recipients of this draft are invited to submit, with their comments, notification of any relevant patent rights of
which they are aware and to provide supporting documentation.
© ISO 2023 – All rights reserved
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ISO #####-#:####(X)
A model manuscript of a draft International Standard (known as “The Rice Model”) is available at
https://www.iso.org/iso/model_-rice_model.pdf
2 © ISO #### – All rights reserved
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ISO/IEC DTS 8200:2023(X:(E)
© ISO 20XX/IEC 2023
All rights reserved. Unless otherwise specified, or required in the context of its implementation, no part of this
publication may be reproduced or utilized otherwise in any form or by any means, electronic or mechanical,
including photocopying, or posting on the internet or an intranet, without prior written permission. Permission can
be requested from either ISO at the address below or ISO’s member body in the country of the requester.
ISO copyright office
CP 401 • Ch. de Blandonnet 8
CH-1214 Vernier, Geneva
Phone: + 41 22 749 01 11
EmailE-mail: copyright@iso.org
Website: www.iso.orgwww.iso.org
Published in Switzerland
© ISO /IEC 2023 – All rights reserved
iii
---------------------- Page: 3 ----------------------
ISO/IEC DTS 8200:2023(X:(E)
Contents
Foreword . vi
Introduction . vii
1 Scope . 1
2 Normative references . 1
3 Terms and definitions . 1
4 Abbreviations . 6
5 Overview . 6
5.1 Concept of controllability of an AI system . 6
5.2 System state . 7
5.3 System state transition . 8
5.3.1 Target of system state transition . 8
5.3.2 Criteria of system state transition . 8
5.3.3 Process of system state transition . 9
5.3.4 Effects . 9
5.3.5 Side effects . 9
5.4 Closed-loop and open-loop systems . 9
6 Characteristics of AI system controllability .
...
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