Information technology — Coding of audio-visual objects — Part 15: Advanced Video Coding (AVC) file format

The Advanced Video Coding (AVC) standard, jointly developed by the ITU-T and ISO/IEC SC29/WG11 (MPEG), offers not only increased coding efficiency and enhanced robustness, but also many features for the systems that use it. To enable the best visibility of, and access to, those features, and to enhance the opportunities for the interchange and interoperability of media, ISO/IEC 14496-15:2004 defines a storage format for video streams compressed using AVC. ISO/IEC 14496-15:2004 specifies how Advanced Video Coding (AVC) streams are stored in file formats derived from ISO/IEC 14496-12 & 15444-12 (The ISO Base Media File Format). As a result, it therefore also defines how AVC streams are stored in ISO/IEC 14496-14 (The MP4 File Format). ISO/IEC 14496-15:2004 can be used as a stand-alone specification, but it is normally expected that it will be used in the context of other standards using both the ISO Base Media File Format and AVC. ISO/IEC 14496-15:2004 enables but does not require the use of MPEG-4 systems structures. In ISO/IEC 14496-15:2004 extensions to the ISO Base Media File Format are also defined, to support some of the new features offered by AVC. It is possible that these extensions will in the future be applied to a revision of the ISO Base Media File Format. Simple use of AVC is possible without using any of these structural extensions. ISO/IEC 14496-15:2004 enables AVC video streams to: be used in conjunction with other media streams, such as audio; be formatted for delivery by a streaming server, using hint tracks; inherit all the use cases and features of the ISO Base Media File Format on which MP4 and MJ2 are based.

Technologies de l'information — Codage des objets audiovisuels — Partie 15: Format de fichier de codage vidéo avancé (AVC)

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INTERNATIONAL ISO/IEC
STANDARD 14496-15
First edition
2004-04-15


Information technology — Coding of
audio-visual objects —
Part 15:
Advanced Video Coding (AVC) file format
Technologies de l'information — Codage des objets audiovisuels —
Partie 15: Format de fichier de codage vidéo avancé (AVC)




Reference number
ISO/IEC 14496-15:2004(E)
©
ISO/IEC 2004

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ISO/IEC 14496-15:2004(E)
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©  ISO/IEC 2004
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ISO/IEC 14496-15:2004(E)
Contents Page
Foreword. iv
Introduction . v
1 Scope. 1
2 Normative references. 1
3 Terms, definitions, symbols and abbreviated terms. 1
3.1 Terms and definitions. 1
3.2 Symbols and abbreviated terms. 2
4 Extensions to the ISO Base Media File Format.2
4.1 Introduction. 2
4.2 File identification. 2
4.3 Independent and Disposable Samples Box . 2
4.4 Sample groups. 3
4.4.1 Introduction. 3
4.4.2 SampleToGroup Box. 4
4.4.3 SampleGroupDescription Box. 5
4.5 Random access recovery points. 6
4.5.1 Syntax. 6
4.5.2 Semantics. 6
4.6 Representation of new structures in movie fragments. 7
5 AVC elementary streams and sample definitions . 7
5.1 Elementary stream structure. 7
5.2 Sample and Configuration definition . 9
5.2.1 Introduction. 9
5.2.2 Canonical order and restrictions. 9
5.2.3 AVC sample structure definition . 11
5.2.4 Decoder configuration information. 11
5.3 Derivation from ISO Base Media File Format. 13
5.3.1 Introduction. 13
5.3.2 AVC File type and identification . 13
5.3.3 AVC Track Structure . 13
5.3.4 AVC Video Stream Definition. 13
5.3.5 AVC parameter set stream definition. 15
5.3.6 Template fields used. 16
5.3.7 Visual width and height. 16
5.3.8 Parameter sets. 17
5.3.9 Decoding time (DTS) and composition time (CTS). 17
5.3.10 Sync sample (IDR). 17
5.3.11 Shadow sync. 17
5.3.12 Layering and sub-sequences . 18
5.3.13 Alternate streams and switching pictures. 21
5.3.14 Random access recovery points. 23
5.3.15 Hinting. 23



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ISO/IEC 14496-15:2004(E)
Foreword
ISO (the International Organization for Standardization) and IEC (the International Electrotechnical
Commission) form the specialized system for worldwide standardization. National bodies that are members of
ISO or IEC participate in the development of International Standards through technical committees
established by the respective organization to deal with particular fields of technical activity. ISO and IEC
technical committees collaborate in fields of mutual interest. Other international organizations, governmental
and non-governmental, in liaison with ISO and IEC, also take part in the work. In the field of information
technology, ISO and IEC have established a joint technical committee, ISO/IEC JTC 1.
International Standards are drafted in accordance with the rules given in the ISO/IEC Directives, Part 2.
The main task of the joint technical committee is to prepare International Standards. Draft International
Standards adopted by the joint technical committee are circulated to national bodies for voting. Publication as
an International Standard requires approval by at least 75 % of the national bodies casting a vote.
Attention is drawn to the possibility that some of the elements of this document may be the subject of patent
rights. ISO and IEC shall not be held responsible for identifying any or all such patent rights.
ISO/IEC 14496-15 was prepared by Joint Technical Committee ISO/IEC JTC 1, Information technology,
Subcommittee SC 29, Coding of audio, picture, multimedia and hypermedia information.
ISO/IEC 14496 consists of the following parts, under the general title Information technology — Coding of
audio-visual objects:
 Part 1: Systems
 Part 2: Visual
 Part 3: Audio
 Part 4: Conformance testing
 Part 5: Reference software
 Part 6: Delivery Multimedia Integration Framework (DMIF)
 Part 7: Optimized reference software for coding of audio-visual objects [Technical Report]
 Part 8: Carriage of ISO/IEC 14496 contents over IP networks
 Part 9: Reference hardware description [Technical Report]
 Part 10: Advanced Video Coding
 Part 11: Scene description and application engine
 Part 12: ISO base media file format
 Part 13: Intellectual Property Management and Protection (IPMP) extensions
 Part 14: MP4 file format
 Part 15: Advanced Video Coding (AVC) file format
 Part 16: Animation Framework eXtension (AFX)
 Part 17: Streaming text format
 Part 18: Font compression and streaming
 Part 19: Synthesized texture stream
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ISO/IEC 14496-15:2004(E)
Introduction
The Advanced Video Coding (AVC) standard, jointly developed by the ITU-T and ISO/IEC SC29/WG11
(MPEG), offers not only increased coding efficiency and enhanced robustness, but also many features for the
systems that use it. To enable the best visibility of, and access to, those features, and to enhance the
opportunities for the interchange and interoperability of media, this part of ISO/IEC 14496 defines a storage
format for video streams compressed using AVC.
This part of ISO/IEC 14496 defines a storage format based on, and compatible with, the ISO Base Media File
Format (ISO/IEC 14496-12 and ISO/IEC 15444-12), which is used by the MP4 file format (ISO/IEC 14496-14)
and the Motion JPEG 2000 file format (ISO/IEC 15444-3) among others. This part of ISO/IEC 14496 enables
AVC video streams to:
• be used in conjunction with other media streams, such as audio;
• be used in an MPEG-4 systems environment, if desired;
• be formatted for delivery by a streaming server, using hint tracks;
• inherit all the use cases and features of the ISO Base Media File Format on which MP4 and MJ2 are
based.
This part of ISO/IEC 14496 may be used as a standalone specification; it specifies how AVC content shall be
stored in an ISO Base Media File Format compliant format. However, it is normally used in the context of a
specification, such as the MP4 file format, derived from the ISO Base Media File Format, that permits the use
of AVC video.
The ISO Base Media File Format is becoming increasingly common as a general-purpose media container
format for the exchange of digital media, and its use in this context should accelerate both adoption and
interoperability.
Extensions to the ISO Base Media File Format are defined here to support the new systems aspects of the
AVC codec.

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INTERNATIONAL STANDARD ISO/IEC 14496-15:2004(E)

Information technology — Coding of audio-visual objects —
Part 15:
Advanced Video Coding (AVC) file format
1 Scope
This part of ISO/IEC 14496 specifies the storage format for AVC (ISO/IEC 14496-10 | ITU-T Rec. H.264)
video streams.
The storage of AVC content uses the existing capabilities of the ISO Base Media File Format but also defines
extensions to support the following features of the AVC codec:
• Switching pictures: To enable switching between different coded streams and substitution of pictures
within the same stream.
• Sub-sequences and layers: Provides a structuring of the dependencies of a group of pictures to
provide for a flexible stream structure (e.g. in terms of temporal scalability and layering).
• Parameter sets: The sequence and picture parameter set mechanism decouples the transmission of
infrequently changing information from the transmission of coded macroblock data. Each slice
containing the coded macroblock data references the picture parameter set containing its decoding
parameters. In turn, the picture parameter set references a sequence parameter set that contains
sequence level decoding parameter information.
2 Normative references
The following referenced documents are indispensable for the application of this document. For dated
references, only the edition cited applies. For undated references, the latest edition of the referenced
document (including any amendments) applies.
ISO/IEC 14496-1:2001, Information technology — Coding of audio-visual objects — Part 1: Systems
ISO/IEC 14496-10, Information technology — Coding of audio-visual objects — Part 10: Advanced video
coding | ITU-T Rec. H.264, Advanced video coding for generic audiovisual services
ISO/IEC 14496-12, Information technology — Coding of audio-visual objects — Part 12: ISO base media file
format (technically identical to ISO/IEC 15444-12)
3 Terms, definitions, symbols and abbreviated terms
3.1 Terms and definitions
For the purposes of this document, the terms and definitions given in ISO/IEC 14496-1,
ISO/IEC 14496-10 | ITU-T Rec. H.264 and the following apply.
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ISO/IEC 14496-15:2004(E)
3.1.1
parameter set
a sequence parameter set or a picture parameter set, as defined in ISO/IEC 14496-10
NOTE This term is used to refer to both types of parameter sets.
3.1.2
parameter set elementary stream
elementary stream containing samples made up of only sequence and picture parameter set NAL units
synchronized with the video elementary stream
3.1.3
video elementary stream
elementary stream containing access units made up of NAL units for coded picture data
3.2 Symbols and abbreviated terms
AVC Advanced Video Coding [ISO/IEC 14496-10]
HRD Hypothetical Reference Decoder
IDR Instantaneous Decoding Refresh
NAL Network Abstraction Layer
PPS Picture Parameter Set
SEI Supplementary Enhancement Information
SPS Sequence Parameter Set
4 Extensions to the ISO Base Media File Format
4.1 Introduction
This clause documents technical additions to the ISO Base Media File Format, which can be used when
storing AVC streams. However, these additions could also be used by other media, if they are defined to use
them. They are therefore documented here separately.
4.2 File identification
The brand ‘avc1’ shall be used to indicate that extensions conformant with this section are used in a file. The
use of ‘avc1’ as a major-brand may be permitted by specifications; in that case, that specification defines the
file extension and required behaviour.
4.3 Independent and Disposable Samples Box
Box Types: ‘sdtp’
Container: Sample Table Box (‘stbl’)
Mandatory: No
Quantity: Exactly one
This optional table answers three questions about sample dependency:
1) Does this sample depend on others (is it an I-picture)?
2) Do no other samples depend on this one?
3) Does this sample contain multiple (redundant) encodings of the data at this time-instant (possibly
with different dependencies)?
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ISO/IEC 14496-15:2004(E)
In the absence of this table:
1) the sync sample table answers the first question; in most video codecs, I-pictures are also sync
points,
2) the dependency of other samples on this one is unknown,
3) the existence of redundant coding is unknown.
When performing ‘trick’ modes, such as fast-forward, it is possible to use the first piece of information to locate
independently decodable samples. Similarly, when performing random access, it may be necessary to locate
the previous sync point or random access recovery point, and roll-forward from the sync point or the pre-roll
starting point of the random access recovery point to the desired point. While rolling forward, samples on
which no others depend need not be retrieved or decoded.
The value of ‘sample-is-depended-on’ is independent of the existence of redundant codings. However, a
redundant coding may have different dependencies from the primary coding; if redundant codings are
available, the value of ‘sample-depends-on’ documents only the primary coding.
The size of the table, sample_count is taken from the sample_count in the Sample Size Box ('stsz') or
Compact Sample Size Box (‘stz2’).
4.3.1.1 Syntax
aligned(8) class SampleDependencyTypeBox
extends FullBox(‘sdtp’, version = 0, 0) {
for (i=0; i < sample_count; i++){
 unsigned int(2) reserved = 0;
 unsigned int(2) sample-depends-on;
 unsigned int(2) sample-is-depended-on;
 unsigned int(2) sample-has-redundancy;
}
}

4.3.1.2 Semantics
sample-depends-on takes one of the following four values:
0: the dependency of this sample is unknown;
1: this sample does depend on others (not an I picture);
2: this sample does not depend on others (I picture);
3: reserved.
sample-is-depended-on takes one of the following four values:
0: the dependency of other samples on this sample is unknown;
1: other samples depend on this one (not disposable);
2: no other sample depends on this one (disposable);
3: reserved.
sample-has-redundancy takes one of the following four values:
0: it is unknown whether there is redundant coding in this sample;
1: there is redundant coding in this sample;
2: there is no redundant coding in this sample;
3: reserved.

4.4 Sample groups
4.4.1 Introduction
This clause specifies a generic mechanism for representing a partition of the samples in a track. A sample
grouping is an assignment of each sample in a track to be a member of one sample group, based on a
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ISO/IEC 14496-15:2004(E)
grouping criterion. A sample group in a sample grouping is not limited to being contiguous samples and may
contain non-adjacent samples. As there may be more than one sample grouping for the samples in a track,
each sample grouping has a type field to indicate the type of grouping. For example, a file might contain two
sample groupings for the same track: one based on an assignment of sample to layers and another to sub-
sequences.
Sample groupings are represented by two linked data structures: (1) a SampleToGroup box represents the
assignment of samples to sample groups; (2) a SampleGroupDescription box contains a sample group
entry for each sample group describing the properties of the group. There may be multiple instances of the
SampleToGroup and SampleGroupDescription boxes based on different grouping criteria. These are
distinguished by a type field used to indicate the type of grouping.
One example of using these tables is to represent the assignments of samples to layers. In this case each
sample group represents one layer, with an instance of the SampleToGroup box describing which layer a
sample belongs to. For more details, please refer to 5.3.12
4.4.2 SampleToGroup Box
4.4.2.1 Definition
Box Type: ‘sbgp’
Container: Sample Table Box (‘stbl’)
Mandatory: No
Quantity: Zero or more.
This table can be used to find the group that a sample belongs to and the associated description of that
sample group. The table is compactly coded with each entry giving the index of the first sample of a run of
samples with the same sample group descriptor. The sample group description ID is an index that refers to a
SampleGroupDescription box, which contains entries describing the characteristics of each sample group.
There may be multiple instances of this box if there is more than one sample grouping for the samples in a
track. Each instance of the SampleToGroup box has a type code that distinguishes different sample
groupings. Within a track, there shall be at most one instance of this box with a particular grouping type. The
associated SampleGroupDescription shall indicate the same value for the grouping type.
4.4.2.2 Syntax
aligned(8) class SampleToGroupBox
extends FullBox(‘sbgp’, version = 0, 0)
{
unsigned int(32) grouping_type;
unsigned int(32) entry_count;
for (i=1; i <= entry_count; i++)
{
 unsigned int(32) sample_count;
 unsigned int(32) group_description_index;
}
}
4.4.2.3 Semantics
version is an integer that specifies the version of this box.
grouping_type is an integer that identifies the type (i.e. criterion used to form the sample groups) of
the sample grouping and links it to its sample group description table with the same value for grouping
type. At most one occurrence of this box with the same value for grouping_type shall exist for a
track.
entry_count is an integer that gives the number of entries in the following table.
sample_count is an integer that gives the number of consecutive samples with the same sample group
descriptor.
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ISO/IEC 14496-15:2004(E)
group_description_index is an integer that gives the index of the sample group entry which
describes the samples in this group. The index ranges from 1 to the number of sample group entries
in the SampleGroupDescription Box, or takes the value 0 to indicate that this sample is a member
of no group of this type.
4.4.3 SampleGroupDescription Box
4.4.3.1 Definition
Box Types: ‘sgpd’
Container: Sample Table Box (‘stbl’)
Mandatory: No
Quantity: Zero or more, with one for each SampleToGroup Box.
This description table gives information about the characteristics of sample groups. The descriptive
information is any other information needed to define or characterize the sample group.
There may be multiple instances of this box if there is more than one sample grouping for the samples in a
track. Each instance of the SampleGroupDescription box has a type code that distinguishes different
sample groupings. Within a track, there shall be at most one instance of this box with a particular grouping
type. The associated SampleToGroup shall indicate the same value for the grouping type.
The information is stored in the sample group description box after the entry-count. An abstract entry type is
defined and sample groupings shall define derived types to represent the description of each sample group.
For video tracks, an abstract VisualSampleGroupEntry is used with similar types for audio and hint tracks.
4.4.3.2 Syntax
// Sequence Entry
abstract class SampleGroupDescriptionEntry (unsigned int(32) handler_type)
{
}

// Visual Sequence
abstract class VisualSampleGroupEntry (type) extends SampleGroupDescriptionEntry
(type)
{
}

// Audio Sequences
abstract class AudioSampleGroupEntry (type) extends SampleGroupDescriptionEntry
(type)
{
}

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ISO/IEC 14496-15:2004(E)
aligned(8) class SampleGroupDescriptionBox (unsigned int(32) handler_type)
extends FullBox('sgpd', 0, 0){
unsigned int(32) grouping_type;
unsigned int(32) entry_count;
int i;
for (i = 1 ; i <= entry_count ; i++){
 switch (handler_type){
  case ‘vide’: // for video tracks
  VisualSampleGroupEntry ();
  break;
  case ‘soun’: // for audio tracks
  AudioSampleGroupEntry();
  break;
  case ‘hint’: // for hint tracks
  HintSampleGroupEntry();
  break;
 }
}
}

4.4.3.3 Semantics
version is an integer that specifies the version of this box.
grouping_type is an integer that identifies the SampleToGroup box that is associated with this
sample group description.
entry_count is an integer that gives the number of entries in the following table.

4.5 Random access recovery points
In some coding systems it is possible to random access into a stream and achieve correct decoding after
having decoded a number of samples. This is known as gradual decoding refresh. For example, in video, the
encoder might encode intra-coded macroblocks in the stream, such that it knows that within a certain period
the entire picture consists of pixels that are only dependent on intra-coded macroblocks supplied during that
period.
Samples for which such gradual refresh is possible are marked by being a member of this group. The
definition of the group allows the marking to occur at either the beginning of the period or the end. However,
when used with a particular media type, the usage of this group may be restricted to marking only one end
(i.e. restricted to only positive or negative roll values). A roll-group is defined as that group of samples having
the same roll distance.
4.5.1 Syntax
class VisualRollRecoveryEntry() extends VisualSampleGroupEntry (’roll’)
{
signed int(16) roll-distance;
}
4.5.2 Semantics
roll-distance is a signed integer that gives the number of samples that must be decoded in order for
a sample to be decoded correctly. A positive value indicates the number of samples after the sample
that is a group member that must be decoded before recovery is complete. A negative value indicates
the number of samples before the sample that is a group member that must be decoded in order for
recovery to be complete at the marked sample. The value zero must not be used; the sync sample
table documents random access points for which no recovery roll is needed.
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ISO/IEC 14496-15:2004(E)
4.6 Representation of new structures in movie fragments
Support for new SampleGroup structures within movie fragments is provided by the use of the
SampleToGroup Box with the container for this Box being the Track Fragment Box (‘traf’). The definition,
syntax and semantics of this Box is as specified in 4.4.2.
The SampleToGroup Box can be used to find the group that a sample in a track fragment belongs to and the
associated description of that sample group. The table is compactly coded with each entry giving the index of
the first sample of a run of samples with the same sample group descriptor. The sample group description ID
is an index that refers to a SampleGroupDescription Box, which contains entries describing the
characteristics of each sample group and present in the SampleTableBox.
There may be multiple instances of the SampleToGroup Box if there is more than one sample grouping for
the samples in a track fragment. Each instance of the SampleToGroup Box has a type code that
distinguishes different sample groupings. The associated SampleGroupDescription shall indicate the
same value for the grouping type.
To provide for further possible compaction, default sample groupings can be provided at a global level (per
track), within the Track Extends Box. There can be multiple instances of the SampleToGroup Box within
the Track Extends Box, if there are more than one default sample groupings for the samples in a track
fragment. The presence of a SampleToGroup Box, within a Track Fragment Box, overrides the default
values provided at the global level for that particular fragment.
The total number of samples represented in any SampleToGroup Box in the track fragment must match the
total number of samples in all the track fragment runs. Each SampleToGroup Box documents a different
grouping of the same samples.
A sample dependency Box may also occur in the track fragment Box. The 12-bit reserved field in movie
fragments, as documented in ISO/IEC 14496-12, 8.31.1, is re-defined to include the sample-dependency-type
information as defined above in 4.3, with a preceding 6-bit reserved field.
5 AVC elementary streams and sample definitions
This clause specifies the elementary stream and sample structure used to store AVC visual content inside the
AVC file format.
5.1 Elementary stream structure
AVC specifies a set of Network Abstraction Layer (NAL) units, which contain different types of data. This
subclause specifies the format of the
...

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