Standard Practice for Quality Control of Psychophysiological Detection of Deception (Polygraph) Examinations

ABSTRACT
This practice establishes essential and recommended procedures for the conduct of quality control for a Psychophysiological Detection of Deception (PDD) examination, or polygraph examinations. The procedures state that all PDD examinations may be subjected to a quality control review. Experienced examiners who are trained in the PDD format utilized by the original examiner are qualified to conduct a quality control review of an examination. A quality control review shall be independent and objective and meet all applicable ASTM standards. The quality control process should involve the review of test data analysis of all charts collected, questions and answers utilized, the PDD report, among others. The person conducting the quality control review shall attest, in writing, as to whether the test data supports the conclusion rendered by the original examiner. All PDD documents and test data shall remain available for a quality control review for no less than a year or until the incident or circumstance requiring the examination to be conducted has been completely adjudicated.
SCOPE
1.1 This practice establishes essential and recommended procedures for the conduct of quality control for a Psychophysiological Detection of Deception (PDD) examination.

General Information

Status
Published
Publication Date
31-Dec-2015
Drafting Committee
Current Stage
Ref Project

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ASTM E2031-99(2016) - Standard Practice for Quality Control of Psychophysiological Detection of Deception (Polygraph) Examinations
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This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the
Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.
Designation: E2031 − 99 (Reapproved 2016)
Standard Practice for
Quality Control of Psychophysiological Detection of
Deception (Polygraph) Examinations
This standard is issued under the fixed designation E2031; the number immediately following the designation indicates the year of
original adoption or, in the case of revision, the year of last revision. A number in parentheses indicates the year of last reapproval. A
superscript epsilon (´) indicates an editorial change since the last revision or reapproval.
1. Scope necessary by the examiner. For a specific issue examination, all
relevant questions and the examinee’s answers shall be in-
1.1 This practice establishes essential and recommended
cluded.
procedures for the conduct of quality control for a Psycho-
3.1.4 quality control—a systematic, independent, and objec-
physiological Detection of Deception (PDD) examination.
tive review, evaluation, and critique of a PDD examination by
2. Referenced Documents
a qualified examiner. This review is designed to ensure each
2 examiner maintains professional standards.
2.1 ASTM Standards:
E2035 Terminology Relating to Forensic Psychophysiology
4. Summary of Practice
4.1 All PDD examinations may be subjected to a quality
3. Terminology
control review. Prior to a PDD examination being considered
3.1 Definitions—For additional terminology relating to
by any court or judicial tribunal, in order to ensure each
PDD, refer to Terminology E2035.
examination meets appropriate standards, each examination
3.1.1 independent quality control review—an evaluation of
should undergo a quality control review.
the PDD examination that is free of undue influence from the
4.2 Experienced examiners who are trained in the PDD
original examiner or other persons.
format utilized by the original examiner are qualified to
3.1.2 objective quality control review—an evaluation of
conduct a quality control review of an examination.
PDD test data based upon established analysis procedures
4.3 A quality control review shall be independent and
which meet ASTM standards.
objective and meet all applicableASTM standards. The quality
3.1.3 PDD report—a written account to the person or
control process should involve, but is not limited to a review
agency requesting the examination which summarizes the
of: the test data analysis of all charts collected during the
details of an individual PDD examination. The report should
examination; all questions and answers utilized during the
include, but is not limited to: the details of the incident or the
examination to produce the data which were evaluated; the
circumstances for which the examination was conducted;
PDD report; any available electronic recordings; and all allied
identifying information of the examinee; the purpose of the
pap
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