ISO/IEC FDIS 8183
(Main)Information technology — Artificial intelligence — Data life cycle framework
Information technology — Artificial intelligence — Data life cycle framework
This document provides an overarching data life cycle framework that is instantiable for any AI system from data ideation to decommission. This document is applicable to the data processing throughout the AI system life cycle including the acquisition, creation, development, deployment, maintenance and decommissioning. This document does not define specific services, platforms or tools. This document is applicable to all organizations, regardless of type, sizes and nature, that use data in the development and use of AI systems.
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DRAFT INTERNATIONAL STANDARD
ISO/IEC DIS 8183
ISO/IEC JTC 1/SC 42 Secretariat: ANSI
Voting begins on: Voting terminates on:
2022-07-26 2022-10-18
Information technology — Artificial intelligence — Data
life cycle framework
ICS: 35.020
THIS DOCUMENT IS A DRAFT CIRCULATED
FOR COMMENT AND APPROVAL. IT IS
THEREFORE SUBJECT TO CHANGE AND MAY
This document is circulated as received from the committee secretariat.
NOT BE REFERRED TO AS AN INTERNATIONAL
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NATIONAL REGULATIONS.
ISO/IEC DIS 8183:2022(E)
RECIPIENTS OF THIS DRAFT ARE INVITED
TO SUBMIT, WITH THEIR COMMENTS,
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ISO/IEC DIS 8183:2022(E)
DRAFT INTERNATIONAL STANDARD
ISO/IEC DIS 8183
ISO/IEC JTC 1/SC 42 Secretariat: ANSI
Voting begins on: Voting terminates on:
Information technology — Artificial intelligence — Data
life cycle framework
ICS: 35.020
COPYRIGHT PROTECTED DOCUMENT
THIS DOCUMENT IS A DRAFT CIRCULATED
FOR COMMENT AND APPROVAL. IT IS
© ISO/IEC 2022
THEREFORE SUBJECT TO CHANGE AND MAY
This document is circulated as received from the committee secretariat.
All rights reserved. Unless otherwise specified, or required in the context of its implementation, no part of this publication may
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NATIONAL REGULATIONS.
Website: www.iso.org ISO/IEC DIS 8183:2022(E)
RECIPIENTS OF THIS DRAFT ARE INVITED
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TO SUBMIT, WITH THEIR COMMENTS,
NOTIFICATION OF ANY RELEVANT PATENT
RIGHTS OF WHICH THEY ARE AWARE AND TO
© ISO/IEC 2022 – All rights reserved
PROVIDE SUPPORTING DOCUMENTATION. © ISO/IEC 2022
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ISO/IEC DIS 8183:2022(E)
30 Contents
31 Introduction ........................................................................................................................................................... v
32 1 Scope ................................................................................................................................................................. 1
33 2 Normative references ................................................................................................................................. 1
34 3 Terms and definitions ................................................................................................................................ 1
35 4 Symbols and abbreviated terms ............................................................................................................. 1
36 5 Data life cycle overview ............................................................................................................................. 2
37 6 Data life cycle framework ......................................................................................................................... 2
38 6.1 General ............................................................................................................................................................. 2
39 6.2 Stage 1: Idea conception ............................................................................................................................ 3
40 6.3 Stage 2: Business requirements ............................................................................................................. 4
41 6.4 Stage 3: Data planning ................................................................................................................................ 4
42 6.5 Stage 4: Data acquisition ........................................................................................................................... 5
43 6.6 Stage 5: Data preparation ......................................................................................................................... 5
44 6.7 Stage 6: Building a model .......................................................................................................................... 6
45 6.8 Stage 7: System deployment .................................................................................................................... 7
46 6.9 Stage 8: System operation ......................................................................................................................... 7
47 6.10 Stage 9: Data decommissioning ........................................................................................................ 8
48 6.11 Stage 10: System decommissioning ................................................................................................ 8
49 7 Stages and processes within the data life cycle ................................................................................. 8
50 7.1 General ............................................................................................................................................................. 8
51 Bibliography ....................................................................................................................................................... 11
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ISO/IEC DIS 8183:2022(E)
53 Foreword
54 ISO (the International Organization for Standardization) and IEC (the International Electrotechnical
55 Commission) form the specialized system for worldwide standardization. National bodies that are
56 members of ISO or IEC participate in the development of International Standards through technical
57 committees established by the respective organization to deal with particular fields of technical activity.
58 ISO and IEC technical committees collaborate in fields of mutual interest. Other international
59 organizations, governmental and non-governmental, in liaison with ISO and IEC, also take part in the
60 work. In the field of information technology, ISO and IEC have established a joint technical committee,
61 ISO/IEC JTC 1.62 The procedures used to develop this document and those intended for its further maintenance are
63 described in the ISO/IEC Directives, Part 1. In particular the different approval criteria needed for the
64 different types of document should be noted. This document was drafted in accordance with the editorial
65 rules of the ISO/IEC Directives, Part 2 (see www.iso.org/directives).66 Attention is drawn to the possibility that some of the elements of this document may be the subject of
67 patent rights. ISO and IEC will not be held responsible for identifying any or all such patent rights. Details
68 of any patent rights identified during the development of the document will be in the Introduction and/or
69 on the ISO list of patent declarations received (see www.iso.org/patents).70 Any trade name used in this document is information given for the convenience of users and does not
71 constitute an endorsement.72 For an explanation on the voluntary nature of standards, the meaning of ISO specific terms and
73 expressions related to conformity assessment, as well as information about ISO's adherence to the World
74 Trade Organization (WTO) principles in the Technical Barriers to Trade (TBT) see the following
75 URL: www.iso.org/iso/foreword.html.76 This document was prepared by Joint Technical Committee ISO/IEC JTC 1, Information technology,
77 Subcommittee SC 42, Artificial intelligence.78 Any feedback or questions on this document should be directed to the user’s national standards body. A
79 complete listing of these bodies can be found at www.iso.org/members.html.iv © ISO/IEC 2022 – All rights reserved
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ISO/IEC DIS 8183:2022(E)
80 Introduction
81 AI systems are being adopted by organizations of all types, sizes and purposes. Data is essential to the
82 development and operation of AI systems.83 In the field of AI systems, there are any number of data life cycles in use and under consideration for
84 different purposes (e.g. data quality, bias in data, data governance, development and use of AI systems).
85 Without an overarching framework, these different data life cycles can be challenging to correctly
86 interpret by those without previous knowledge, context and expertise. There is a risk that these multiple
87 data life cycles will not be applied as intended.88 The purpose of this document is to provide a data life cycle framework, including terms and concepts,
89 that can be referenced by specialized data life cycles. The aim is to make it easier for users in different
90 roles to understand and correlate specialized data life cycles and how they apply to their organization’s
91 needs by describing a set of high-level data life cycle stages.© ISO/IEC 2022 – All rights reserved v
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ISO/IEC DIS 8183:2022(E)
92 Information technology — Artificial intelligence — Data life cycle
93 framework
94 1 Scope
95 This document is applicable to the data processing throughout the AI system life cycle including the
96 acquisition, creation, development, deployment, maintenance and decommissioning. This document is
97 applicable to the acquisition, creation, development, deployment, maintenance and decommissioning of
98 data in AI systems. This document does not define specific services, platforms or tools. This document is
99 applicable to all organizations, regardless of type, sizes and nature, that use data in the development and
100 use of AI systems.101 2 Normative references
102 The following documents are referred to in the text in such a way that some or all of their content
103 constitutes requirements of this document. For dated references, only the edition cited applies. For
104 undated references, the latest edition of the referenced document (including any amendments) applies.
105 ISO/IEC 22989:-1), Information technology — Artificial intelligence — Artificial intelligence concepts and
106 terminology107 3 Terms and definitions
108 For the purposes of this document, the terms and definitions given in ISO/IEC DIS 22989:— apply.
109 ISO and IEC maintain terminological databases for use in standardization at the following addresses:
110 — ISO Online browsing platform: available at https://www.iso.org/obp111 — IEC Electropedia: available at http://www.electropedia.org/
112 4 Symbols and abbreviated terms
113 AI artificial intelligence
114 DPIA data protection impact assessment
115 JSON JavaScript object notation
116 ML machine learning
1) Under preparation. Stage at the time of publication: ISO/IEC FDIS 22989:2022
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117 OWL web ontology language
118 PII personally identifiable information
119 XML extensible markup language
120 5 Data life cycle overview
121 The data life cycle for AI systems encompasses the processing of data from the earliest conception of a
122 new AI system to the eventual decommissioning of the system and is separated into a number of distinct
123 stages. Each stage will often, but not always, be part of a data life cycle for an AI system.
124 A data life cycle represents all the stages through which data can pass within any system that uses data of
125 any kind. It is designed to support the achievement of objectives related to system governance, system
126 utility, data quality and data security, by ensuring that data processing is given due consideration during
127 the planning, development, use and decommissioning of the system.128 The detailed purpose and timing of use of these stages throughout the life cycle are influenced by multiple
129 factors, including societal, commercial, organizational and technical considerations, each of which can
130 vary during the life of a system. This document describes the following 10 stages:
131 Stage 1 - Idea conception ;132 Stage 2 - Business requirements ;
133 Stage 3 - Data planning;
134 Stage 4 - Data acquisition;
135 Stage 5 - Data preparation;
136 Stage 6 - Building model;
137 Stage 7 - System deployment;
138 Stage 8 - System operation;
139 Stage 9 - Data decommissioning;
140 Stage 10 - System decommissioning.
141 6 Data life cycle framework
142 6.1 General
143 The data life cycle framework, shown in Figure 1, identifies a set of distinct stages that data used in an AI
144 system go through from data planning to data decommissioning. Figure 1 also includes idea conception,
145 business requirements and system decommissioning which are system level life cycle stages.
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ISO/IEC DIS 8183:2022(E)
146 For information regarding datasets refer to FDIS ISO/IEC 23053:-2) [3]. Life cycle processes, appropriate
147 to a defined task, can be assigned to each stage. Life cycle processes describe the actions taken on the
148 data within the life cycle stage.149 Stage 9 (data decommissioning) and stage 10 (system decommissioning) both pertain to
150 decommissioning but stage 9 specifically covers what happens to the data (e.g. deletion, destruction,
151 return) while stage 10 covers what happens to the system irrespective of what happens to the data.
152153 Figure 1 — Data life cycle framework
154 NOTE 1 The single-headed arrows in Figure 1 depict a linear path through the life cycle stages while the double-
155 headed arrows show feedback paths between life cycle stages.156 NOTE 2 The verification and validation of the model refers to the internal development process whose output is
157 a model. The validation and verification of the system refers to the system as a whole extending through its entire
158 period of operation.159 6.2 Stage 1: Idea conception
160 Idea conception is when a need or requirement for a new or revised AI system is recognized. The AI
161 system can be used as a partial or a complete solution to an existing or potential problem or opportunity
162 faced by the organization.2) Under preparation. Stage at the time of publication: ISO/IEC FDIS 23053:—
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163 Idea conception can also be driven by broader organizational context needs (e.g. economic, technical,
164 strategic, market or legal requirements). Ultimately, this idea should be expressed as one or more
165 questions that the AI system can answer.166 6.3 Stage 2: Business requirements
167 The business requirements stage involves one or more stakeholders, with appropriate authority or
168 influence deciding 1) to investigate whether the idea can be turned into a functioning system and 2)
169 deciding whether to invest further in the idea. This stage involves:170 determining the ambition of the project (e.g. vision, goals and strategy);
171 determining assets including those available and those that need to be acquired;
172 specifying the data requirements, a key element for AI syste...
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