Health Informatics — Identification of subjects of health care

ISO/TS 22220:2009 indicates the data elements and structure suited to accurate and procedurally appropriate and sensitive identification of individuals in health care in a face-to-face setting supported by computer technology, or through interactions between computer systems. It provides guidelines for improving the positive identification of subjects of care within and between health care organizations. ISO/TS 22220:2009 defines demographic and other identifying data elements suited to capture, and the wide variety of manual and computer-enhanced procedures used for subject of care identification in health care settings. It also provides guidance on their application in the manual and the computer environment and makes recommendations about the nature and form of health care identifiers, the management organization to oversee subject of care identification, and computer support to be provided for the identification process. The objective of ISO/TS 22220:2009 is to promote uniform good practice in: identifying individuals in a face-to-face or paper-based environment, as well as in and between automated systems; recording and reporting of subject of care identifying data; ensuring that data being associated with any given subject of care, and upon which clinical communication and data aggregation are based, are appropriately associated with that individual or organization and no other. ISO/TS 22220:2009 is primarily concerned with the use of subject of care identification data to support patient care. It should be used by health and health related establishments that create, use or maintain records on subjects of care. Health care organizations should use this Technical Specification where appropriate, for collecting data when registering subjects of care or potential subjects of care and when reporting patient information to other systems, both clinical and administrative.

Informatique de santé — Identification des sujets de soins sanitaires

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Status
Withdrawn
Publication Date
10-Mar-2009
Withdrawal Date
10-Mar-2009
Current Stage
9599 - Withdrawal of International Standard
Completion Date
13-Dec-2011
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ISO/TS 22220:2009 - Health Informatics -- Identification of subjects of health care
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TECHNICAL ISO/TS
SPECIFICATION 22220
First edition
2009-03-15

Health Informatics — Identification of
subjects of health care
Informatique de la santé — Identification des sujets de soins sanitaires




Reference number
ISO/TS 22220:2009(E)
©
ISO 2009

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ISO/TS 22220:2009(E)
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©  ISO 2009
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ii © ISO 2009 – All rights reserved

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ISO/TS 22220:2009(E)
Contents Page
Foreword. v
Introduction . vi
1 Scope . 1
1.1 Introduction . 1
1.2 Objective. 1
1.3 Application . 1
2 Normative references . 2
3 Terms and definitions. 3
4 Responsibilities . 3
5 Training. 3
6 Business processes . 4
7 Components of data elements . 4
7.1 General. 4
7.2 Data element structure. 4
7.3 Summary structure. 6
8 Subject of care identifiers. 7
8.1 General. 7
8.2 Subject of care identifier designation. 9
8.3 Subject of care identifier geographic area. 10
8.4 Subject of care identifier issuer . 10
8.5 Subject of care identifier type . 11
9 Subject of care name. 11
9.1 General. 11
9.2 Family name group. 17
9.3 Preferred name. 21
9.4 Conditional use . 21
9.5 Name title group. 23
9.6 Given name group . 26
9.7 Name suffix group . 29
9.8 Name usage group. 30
9.9 Alternative name representation. 33
10 Additional demographic data . 34
10.1 General. 34
10.2 Date of birth. 36
10.3 Date of death . 39
10.4 Sex. 41
10.5 Mother’s original family name . 42
10.6 Country (place) of birth . 43
10.7 Birth plurality. 43
10.8 Birth order . 44
10.9 Identification comment. 44
11 Subject of care address . 45
11.1 General. 45
11.2 Address line . 47
11.3 Suburb/town/locality. 55
11.4 State/territory/province identifier . 56
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ISO/TS 22220:2009(E)
11.5 Postal code (ZIP code). 56
11.6 Delivery point identifier . 57
11.7 Country identifier . 57
11.8 Address type. 58
12 Subject of care electronic communications. 63
12.1 Introduction . 63
12.2 Electronic communication medium . 64
12.3 Electronic contact preference code . 64
12.4 Electronic communication details. 65
12.5 Electronic contact usage code . 65
13 Biometric identifiers . 66
13.1 General . 66
13.2 Type of biometric . 68
13.3 Biometric data template . 68
13.4 Biometric enrolment quality. 69
13.5 Biometric creating authority . 69
13.6 Location of biometric identifier . 70
13.7 Biometric schema . 70
13.8 Biometric device identification. 70
13.9 Biometric version. 71
13.10 Biometric date of creation. 71
14 Subject of care linkage . 71
14.1 General . 71
14.2 Subject of care linkage identifier. 72
14.3 Subject of care linkage relationship . 72
Annex A (informative) Collection of data . 73
Annex B (informative) Messaging. 76
Annex C (informative) Data matching. 78
Annex D (informative) Guide for implementation of subject of care master indices . 82
Annex E (informative) Guidelines for searching for a subject of care. 85
Annex F (informative) Names condensed guide . 87
Bibliography . 89

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ISO/TS 22220:2009(E)
Foreword
ISO (the International Organization for Standardization) is a worldwide federation of national standards bodies
(ISO member bodies). The work of preparing International Standards is normally carried out through ISO
technical committees. Each member body interested in a subject for which a technical committee has been
established has the right to be represented on that committee. International organizations, governmental and
non-governmental, in liaison with ISO, also take part in the work. ISO collaborates closely with the
International Electrotechnical Commission (IEC) on all matters of electrotechnical standardization.
International Standards are drafted in accordance with the rules given in the ISO/IEC Directives, Part 2.
The main task of technical committees is to prepare International Standards. Draft International Standards
adopted by the technical committees are circulated to the member bodies for voting. Publication as an
International Standard requires approval by at least 75 % of the member bodies casting a vote.
In other circumstances, particularly when there is an urgent market requirement for such documents, a
technical committee may decide to publish other types of document:
— an ISO Publicly Available Specification (ISO/PAS) represents an agreement between technical experts in
an ISO working group and is accepted for publication if it is approved by more than 50 % of the members
of the parent committee casting a vote;
— an ISO Technical Specification (ISO/TS) represents an agreement between the members of a technical
committee and is accepted for publication if it is approved by 2/3 of the members of the committee casting
a vote.
An ISO/PAS or ISO/TS is reviewed after three years in order to decide whether it will be confirmed for a
further three years, revised to become an International Standard, or withdrawn. If the ISO/PAS or ISO/TS is
confirmed, it is reviewed again after a further three years, at which time it must either be transformed into an
International Standard or be withdrawn.
Attention is drawn to the possibility that some of the elements of this document may be the subject of patent
rights. ISO shall not be held responsible for identifying any or all such patent rights.
ISO/TS 22220 was prepared by Technical Committee ISO/TC 215, Health Informatics.
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ISO/TS 22220:2009(E)
Introduction
The health care system relies heavily on the ability to uniquely and accurately identify a person when they
attend for care. The introduction of computerization into this process requires the clear specification of all
elements of information used to support the procedural as well as the computerized identification of a subject
of care so that the current person is associated with previous health information and to support
communication between health care professionals. Developments in the health care system and the
emergence of health networks have amplified the importance of collecting, sharing and exchanging data
concerning individual subjects of care between different health care providers and between different
information systems.
More effective communication between health care professionals is key to securing closer co-operation,
improving the handling of subjects of care in terms of quality and continuity of care, and prevention and
promoting health system efficiency.
Reliable identification of the individual has always been a critical part of the health care process. The ability of
computerized systems to support and enhance the manual process of identification is vital in addition to the
ability of these systems to identify individuals when communicating patient information electronically. High
quality identification is necessary to ensure that health care professionals have access to patient information,
facilitating closer co-ordination and continuity of care and improving service in terms of prevention and follow-
up. Modern service delivery networks result in greater flows of subjects of care and services across national,
functional, jurisdictional and professional boundaries. However, high quality identification can be very complex
in a more integrated health care environment.
Within health care service delivery environments, the process of positively identifying subjects of care entails
matching data supplied manually and/or electronically, or through hard documentation by those subjects of
care against data the service provider holds about those subjects. This process occurs both manually,
increasingly with computer support, and electronically where systems have to communicate information about
individuals securely and accurately. Impediments to high quality identification include variable data quality,
inadequately considered manual identification processes, differing data capture requirements and
mechanisms, and varying data matching methods.
This Technical Specification identifies the data elements and relevant structure and content of the data used
to manually identify individuals in a health care setting and provides support to the identification of individuals
in a consistent manner between systems that will support the natural changes in usage and application of the
various names used by people over time.
This Technical Specification addresses the business requirements of identification as well as the data needed
to improve the confidence of health service providers in subjects of care identification. It defines the data used
to identify subjects of care, and the business processes associated with this activity, whether computerized or
manual. This Technical Specification is intended to be used both to support the processes of the identification
of subjects of care by individuals and computerized identification in automated matching systems.
Usage
Within a health care service delivery context, the process of positively identifying individuals entails matching
data supplied by those individuals against data the service provider holds about them.
The ability to positively identify individuals and to locate their relevant details is critical to the provision of
speedy, safe, high quality, comprehensive and efficient health care. The benefits of positive identification
include the following:
⎯ less time wasted and inconvenience generated in hunting for and/or re-gathering information about the
individual, which translates to more efficient health care;
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ISO/TS 22220:2009(E)
⎯ more complete and accurate information on which to base potentially life-critical clinical decisions;
⎯ fewer duplicate entries for an individual leading to less duplication of testing and prescribing;
⎯ safer treatment from having clinical details for the right individual.
The delivery of health care is undergoing a paradigm change, brought about by changing consumer
expectations, technological advances, economic pressures, socio-demographic change and changes in the
patterns of health and ill health in communities.
These changes include the following:
⎯ a shift from institution-centred care to subject-centred care, together with greater empowerment of the
subjects of care;
⎯ greater emphasis on continuity of services supporting quality and safety, health promotion and
maintenance;
⎯ more integrated health care, in which organizational and administrative barriers are invisible to subjects of
care.
These new service directions will necessitate a much greater flow of information on subjects of care and
services across functional, jurisdictional, administrative and professional boundaries. In a more integrated
health care environment, positive identification is no less critical, but is much more complex. Population
mobility and multiple points of access to the health care system lead to the accumulation of subject-related
data in a variety of fragmented, unrelated repositories. Positive subject of care identification is recognized
around the world as a critical success factor for health care reform.
There are many barriers to successfully identifying individuals in health care settings, including the following.
⎯ Variable data quality and changes in key identifying information over time.
⎯ The patient’s capacity to provide information. In a health care environment the identification system must
be able to cope with the fact that people’s memories and capacity to communicate vary according to their
mental and physical capacity and to their willingness to seek and receive care. Information is often
provided by third parties (family and friends) who might know the person by a preferred name rather than
by the person’s formal name.
⎯ Differing data capture requirements and mechanisms, and varying data matching methods. This
Technical Specification provides a framework for improving the confidence of health service providers
and subjects of care alike, that the data being associated with any given individual, and upon which
clinical decisions are made, is appropriately associated and suited to the flexibility of the health care
setting.
⎯ The need to respect the wishes of the subject of care. If an individual prefers that others not know their
full name, or that they be known by a preferred or nickname, then this should be able to be respected by
the system, allowing the system to communicate the formal name, when required, to other systems, but
also to ensure that the preferred name is used so as not to unnecessarily stress the subject of care or
confuse family and/or friends.
Where permitted by law, data matching may be undertaken in a variety of contexts and settings, including for
administrative purposes. However, the specific focus of this Technical Specification is the positive
identification of subjects of care for health care service delivery purposes. It is recognized that
implementations in different systems and national settings may need to establish the elements of this
document best suited to these local needs.
It is recognized that this document may support national client registry projects in health care, but does not
represent a registry content or structural specification.
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TECHNICAL SPECIFICATION ISO/TS 22220:2009(E)

Health Informatics — Identification of subjects of health care
1 Scope
1.1 Introduction
This Technical Specification indicates the data elements and structure suited to accurate and procedurally
appropriate and sensitive identification of individuals in health care in a face-to-face setting supported by
computer technology, or through interactions between computer systems. It provides guidelines for improving
the positive identification of subjects of care within and between health care organizations.
It defines demographic and other identifying data elements suited to capture, and the wide variety of manual
and computer-enhanced procedures used for subject of care identification in health care settings. It also
provides guidance on their application in the manual and the computer environment and makes
recommendations about the nature and form of health care identifiers, the management organization to
oversee subject of care identification, and computer support to be provided for the identification process.
There are additional factors to be considered in providing access to distributed subject of care data, including
privacy, security and data transfer mechanisms. These are outside the scope of this Technical Specification.
Application of this Technical Specification will increase the capacity for data access. Authorization of such
access is determined by the application of legislation, organizational policies and guidelines and professional
ethics.
It is recognized that specific applications may require additional data to fulfil their purpose. This Technical
Specification provides a generic set of identifying information, which is application-independent.
Implementations in different health care environments and national settings may require the establishment of
data sub-sets or priorities.
1.2 Objective
The objective of this Technical Specification is to promote uniform good practice in:
a) identifying individuals in a face-to-face or paper-based environment, as well as in and between automated
systems;
b) recording and reporting of subject of care identifying data;
c) ensuring that data being associated with any given subject of care, and upon which clinical
communication and data aggregation are based, are appropriately associated with that individual or
organization and no other.
1.3 Application
This Technical Specification is primarily concerned with the use of subject of care identification data to support
patient care. It should be used by health and health-related establishments that create, use or maintain
records on subjects of care. Health care organizations should use this Technical Specification where
appropriate, for collecting data when registering subjects of care or potential subjects of care and when
reporting patient information to other systems, both clinical and administrative.
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ISO/TS 22220:2009(E)
Informative guides are provided in the following annexes.
a) Annex A (Collection of data) provides guidance on basic business principles for management of
identification information collection.
b) Annex B (Messaging) is provided to assist in the implementation of this Technical Specification in a
messaging environment.
c) Annex C (Data matching) provides guidance on manual searching for a subject of care within a master
index. The use of appropriate and thorough searching techniques is important in ensuring that any
existing client data will be linked to the relevant health care client.
d) Annex D (Guide for implementation of subject of care master indices) provides guidance on master
indices that form the key client directory within health care establishments. They are central to health care
client identification.
e) Annex E (Guidelines for searching for a subject of care).
f) Annex F (Names — Condensed guide).
2 Normative references
The following referenced documents are indispensable for the application of this document. For dated
references, only the edition cited applies. For undated references, the latest edition of the referenced
document (including any amendments) applies.
ISO/IEC 2022, Information technology — Character code structure and extension techniques
ISO 3166-1, Codes for the representation of names of countries and their subdivisions — Part 1: Country
codes
ISO/IEC 11179-3, Information technology — Metadata registries (MDR) — Part 3: Registry metamodel and
basic attributes
ISO/IEC 19785-1, Information technology — Common Biometric Exchange Formats Framework — Part 1:
Data element specification
ISO/IEC 19785-2, Information technology — Common Biometric Exchange Formats Framework — Part 2:
Procedures for the operation of the Biometric Registration Authority
AS 4846-2006, Health Care Provider Identification
AS 4590-2006, Interchange of client information
ASTM E1714-00, Standard Guide for Properties of a Universal Health Care Identifier (UHID)
HL7 V2.4, Health Level Seven Version 2.4
HL7 V3, Health Level Seven Version 3
Australian Institute of Health and Welfare, National Health Data Dictionary (NHDD). Available at:
http://www.aihw.gov.au
HealthNet/BC Provider ID Standard, British Columbia Health Information Standards Council, B.C. Ministry of
Health and Ministry Responsible for Seniors, June 1999
HNBC 98-10, HealthNet/BC Provide
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