Non-active surgical implants - Joint replacement implants - Specific requirements for hip-joint replacement implants (ISO/DIS 21535:2021)

Nichtaktive chirurgische Implantate - Implantate zum Gelenkersatz - Besondere Anforderungen an Implantate für den Hüftgelenkersatz (ISO/DIS 21535:2021)

Dieses Dokument legt Anforderungen an Implantate für den Hüftgelenkersatz fest. Im Hinblick auf Sicherheit legt dieses Dokument Anforderungen an die vorgesehene Funktion, Konstruktionsmerkmale, Werkstoffe, Designprüfung, Herstellung, Sterilisation, Verpackung, die Bereitstellung von Informationen durch den Hersteller und Prüfverfahren fest.
Dieses Dokument gilt für Implantate sowohl zum totalen als auch zum partiellen Hüftgelenkersatz. Es gilt für Komponenten aus metallischen und nichtmetallischen Werkstoffen.
Dieses Dokument gilt für eine Vielzahl von Hüftgelenkersatzimplantaten. Auf einige spezifische Typen von Hüftgelenkersatzimplantaten können jedoch bestimmte Überlegungen zutreffen, die in diesem Dokument nicht spezifisch abgedeckt sind. Weitere Einzelheiten sind in 7.2.1.2 angegeben.
Hinter den in diesem Dokument festgelegten Anforderungen steht nicht die Absicht, eine Neukonstruktion oder erneute Prüfung von Implantaten zu verlangen, die rechtmäßig in Verkehr gebracht wurden und die über eine Vorgeschichte der ausreichenden und sicheren klinischen Anwendung verfügen. Die Übereinstimmung solcher Implantate mit diesem Dokument kann durch den Nachweis der ausreichenden und sicheren klinischen Anwendung des Implantats belegt werden.

Implants chirurgicaux non actifs - Implants de remplacement d'articulation - Exigences spécifiques relatives aux implants de remplacement de l'articulation de la hanche (ISO/DIS 21535:2021)

Neaktivni kirurški vsadki (implantati) - Sklepne proteze - Posebne zahteve za umetni kolk (ISO/DIS 21535:2021)

General Information

Status
Not Published
Public Enquiry End Date
12-Oct-2021
Technical Committee
Current Stage
4020 - Public enquire (PE) (Adopted Project)
Start Date
28-Jul-2021
Due Date
15-Dec-2021
Completion Date
14-Oct-2021

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SLOVENSKI STANDARD
oSIST prEN ISO 21535:2021
01-oktober-2021
Neaktivni kirurški vsadki (implantati) - Sklepne proteze - Posebne zahteve za
umetni kolk (ISO/DIS 21535:2021)

Non-active surgical implants - Joint replacement implants - Specific requirements for hip-

joint replacement implants (ISO/DIS 21535:2021)
Nichtaktive chirurgische Implantate - Implantate zum Gelenkersatz - Besondere
Anforderungen an Implantate für den Hüftgelenkersatz (ISO/DIS 21535:2021)

Implants chirurgicaux non actifs - Implants de remplacement d'articulation - Exigences

spécifiques relatives aux implants de remplacement de l'articulation de la hanche

(ISO/DIS 21535:2021)
Ta slovenski standard je istoveten z: prEN ISO 21535
ICS:
11.040.40 Implantanti za kirurgijo, Implants for surgery,
protetiko in ortetiko prosthetics and orthotics
oSIST prEN ISO 21535:2021 en,fr,de

2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

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oSIST prEN ISO 21535:2021
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oSIST prEN ISO 21535:2021
DRAFT INTERNATIONAL STANDARD
ISO/DIS 21535
ISO/TC 150/SC 4 Secretariat: BSI
Voting begins on: Voting terminates on:
2021-07-22 2021-10-14
Non-active surgical implants — Joint replacement implants
— Specific requirements for hip-joint replacement
implants
ICS: 11.040.40
THIS DOCUMENT IS A DRAFT CIRCULATED
This document is circulated as received from the committee secretariat.
FOR COMMENT AND APPROVAL. IT IS
THEREFORE SUBJECT TO CHANGE AND MAY
NOT BE REFERRED TO AS AN INTERNATIONAL
STANDARD UNTIL PUBLISHED AS SUCH.
IN ADDITION TO THEIR EVALUATION AS
ISO/CEN PARALLEL PROCESSING
BEING ACCEPTABLE FOR INDUSTRIAL,
TECHNOLOGICAL, COMMERCIAL AND
USER PURPOSES, DRAFT INTERNATIONAL
STANDARDS MAY ON OCCASION HAVE TO
BE CONSIDERED IN THE LIGHT OF THEIR
POTENTIAL TO BECOME STANDARDS TO
WHICH REFERENCE MAY BE MADE IN
Reference number
NATIONAL REGULATIONS.
ISO/DIS 21535:2021(E)
RECIPIENTS OF THIS DRAFT ARE INVITED
TO SUBMIT, WITH THEIR COMMENTS,
NOTIFICATION OF ANY RELEVANT PATENT
RIGHTS OF WHICH THEY ARE AWARE AND TO
PROVIDE SUPPORTING DOCUMENTATION. ISO 2021
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oSIST prEN ISO 21535:2021
ISO/DIS 21535:2021(E)
COPYRIGHT PROTECTED DOCUMENT
© ISO 2021

All rights reserved. Unless otherwise specified, or required in the context of its implementation, no part of this publication may

be reproduced or utilized otherwise in any form or by any means, electronic or mechanical, including photocopying, or posting

on the internet or an intranet, without prior written permission. Permission can be requested from either ISO at the address

below or ISO’s member body in the country of the requester.
ISO copyright office
CP 401 • Ch. de Blandonnet 8
CH-1214 Vernier, Geneva
Phone: +41 22 749 01 11
Email: copyright@iso.org
Website: www.iso.org
Published in Switzerland
ii © ISO 2021 – All rights reserved
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oSIST prEN ISO 21535:2021
ISO/DIS 21535:2021(E)
Contents Page

Foreword ........................................................................................................................................................................................................................................iv

Introduction ..................................................................................................................................................................................................................................v

1 Scope ................................................................................................................................................................................................................................. 1

2 Normative references ...................................................................................................................................................................................... 1

3 Terms and definitions ..................................................................................................................................................................................... 2

4 Intended performance ................................................................................................................................................................................... 6

5 Design attributes .................................................................................................................................................................................................. 7

5.1 General ........................................................................................................................................................................................................... 7

5.2 Tolerances and dimensions .......................................................................................................................................................... 8

5.2.1 Tolerances and dimensions of taper connections ............................................................................... 8

5.2.2 Tolerances on diameters of articulating surfaces, sphericity of articulating

surfaces and surface finish of articulating surfaces .......................................................................... 8

5.3 Thickness of acetabular components, bipolar heads, and dual mobility heads ............................. 8

5.3.1 General...................................................................................................................................................................................... 8

5.3.2 Thickness of UHMWPE in acetabular components, bipolar heads, and dual

mobility heads ........................................................................................................................................... ......................... 9

5.3.3 Thickness of metal and ceramic acetabular shell and acetabular liner

components; and, bipolar heads and dual mobility heads .......................................................... 9

6 Materials ....................................................................................................................................................................................................................10

7 Design evaluation .............................................................................................................................................................................................10

7.1 General ........................................................................................................................................................................................................10

7.2 Pre-clinical evaluation ...................................................................................................................................................................10

7.2.1 General...................................................................................................................................................................................10

7.2.2 Test methods and performance requirements ...................................................................................12

7.3 Clinical investigation .......................................................................................................................................................................19

8 Manufacture ...........................................................................................................................................................................................................19

9 Sterilization ............................................................................................................................................................................................................19

10 Packaging ..................................................................................................................................................................................................................19

11 Information to be supplied by the manufacturer ............................................................................................................19

11.1 General ........................................................................................................................................................................................................19

11.2 Product type and dimensions .................................................................................................................................................20

11.3 Structural and functional compatibility of components ..................................................................................20

11.4 Marking ......................................................................................................................................................................................................20

11.5 Information for the patient .......................................................................................................................................................20

11.6 Information for the surgeon .....................................................................................................................................................21

11.7 Electronic instructions for use ...............................................................................................................................................21

Annex A (informative) Evaluation of range of relative angular motion of the femoral and

acetabular components of a total hip replacement ......................................................................................................22

Annex ZA (informative) Relationship between this European standard and the General

Safety and Performance Requirements of Regulation (EU) 2017/745 aimed to be

covered ......... ................................................................................................................................................................................................................25

Bibliography .............................................................................................................................................................................................................................28

© ISO 2021 – All rights reserved iii
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oSIST prEN ISO 21535:2021
ISO/DIS 21535:2021(E)
Foreword

ISO (the International Organization for Standardization) is a worldwide federation of national standards

bodies (ISO member bodies). The work of preparing International Standards is normally carried out

through ISO technical committees. Each member body interested in a subject for which a technical

committee has been established has the right to be represented on that committee. International

organizations, governmental and non-governmental, in liaison with ISO, also take part in the work.

ISO collaborates closely with the International Electrotechnical Commission (IEC) on all matters of

electrotechnical standardization.

International Standards are drafted in accordance with the rules given in the ISO/IEC Directives, Part

The main task of technical committees is to prepare International Standards. Draft International

Standards adopted by the technical committees are circulated to the member bodies for voting.

Publication as an International Standard requires approval by at least 75 % of the member bodies

casting a vote.

Attention is drawn to the possibility that some of the elements of this document may be the subject of

patent rights. ISO shall not be held responsible for identifying any or all such patent rights.

ISO 21535 was prepared by Technical Committee ISO/TC 150, Implants for surgery, Subcommittee SC 4,

Bone and joint replacements.

This third edition cancels and replaces the second edition (ISO 21535:2007), which has been technically

revised.
iv © ISO 2021 – All rights reserved
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oSIST prEN ISO 21535:2021
ISO/DIS 21535:2021(E)
Introduction
There are three levels of standards dealing with non-active surgical implants.
These are as follows, with level 1 being the highest:

— level 1: general requirements for non-active surgical implants and instrumentation used in

association with implants;
— level 2: particular requirements for families of non-active surgical implants;
— level 3: specific requirements for types of non-active surgical implant.

This standard is a level 3 standard and contains requirements applying specifically to hip joint

replacements.

The level 1 standard, ISO 14630, contains requirements that apply to all non-active surgical implants. It

also indicates that there are additional requirements in the level 2 and level 3 standards.

The level 2 standards apply to more restricted sets or families of implants such as those designed for

use in osteosynthesis, cardiovascular surgery or joint replacement. For joint replacement implants the

level 2 standard is ISO 21534.

To address all requirements, it is recommended that a standard of the lowest available level be consulted

first.
© ISO 2021 – All rights reserved v
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oSIST prEN ISO 21535:2021
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oSIST prEN ISO 21535:2021
DRAFT INTERNATIONAL STANDARD ISO/DIS 21535:2021(E)
Non-active surgical implants — Joint replacement implants
— Specific requirements for hip-joint replacement
implants
1 Scope

This document provides specific requirements for hip joint replacement implants. With regard to

safety, this document specifies requirements for intended performance, design attributes, materials,

design evaluation, manufacture, sterilization, packaging, information supplied by the manufacturer,

and methods of test.

This document applies to both total and partial hip joint replacement implants. It applies to components

made of metallic and non-metallic materials.

This document applies to a wide variety of hip replacement implants, but for some specific hip

replacement implant types, some considerations, not specifically covered in this document, may be

applicable. Further details are given in Clause 7.2.1.1.

The requirements which are specified in this document are not intended to require the re-design or

re-testing of devices which have been legally marketed and for which there is a history of sufficient and

safe clinical use. For such devices compliance with this document shall be demonstrated by providing

evidence of the sufficient and safe clinical use.
2 Normative references

The following referenced documents are indispensable for the application of this document. For dated

references, only the edition cited applies. For undated references, the latest edition of the referenced

document (including any amendments) applies.

ISO 6475, Implants for surgery — Metal bone screws with asymmetrical thread and spherical under-

surface — Mechanical requirements and test methods

ISO 7206-1:2008, Implants for surgery — Partial and total hip joint prostheses — Part 1: Classification and

designation of dimensions

ISO 7206-2, Implants for surgery — Partial and total hip joint prostheses — Part 2: Articulating surfaces

made of metallic, ceramic and plastics materials

ISO 7206-4, Implants for surgery — Partial and total hip joint prostheses — Part 4: Determination of

endurance properties and performance of stemmed femoral components

ISO 7206-6, Implants for surgery — Partial and total hip joint prostheses — Part 6: Endurance properties

testing and performance requirements of neck region of stemmed femoral components

ISO 7206-10, Implants for surgery — Partial and total hip-joint prostheses — Part 10: Determination of

resistance to static load of modular femoral heads

ISO 7206-12, Implants for surgery — Partial and total hip joint prostheses — Part 12: Deformation test

method for acetabular shells

ISO 7206-13, Implants for surgery — Partial and total hip joint prostheses — Part 13: Determination of

resistance to torque of head fixation of stemmed femoral components

ISO 11491, Implants for surgery — Determination of impact resistance of ceramic femoral heads for hip

joint prostheses
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oSIST prEN ISO 21535:2021
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ISO 14242-1, Implants for surgery — Wear of total hip-joint prostheses — Part 1: Loading and displacement

parameters for wear-testing machines and corresponding environmental conditions for test

ISO 14242-2, Implants for surgery — Wear of total hip-joint prostheses — Part 2: Methods of measurement

ISO 14242-3, Implants for surgery — Wear of total hip-joint prostheses — Part 3: Loading and displacement

parameters for orbital bearing type wear testing machines and corresponding environmental conditions

for test

ISO 14242-4, Implants for surgery — Wear of total hip-joint prostheses — Part 4: Testing hip prostheses

under variations in component positioning which results in direct edge loading
ISO 14630, Non-active surgical implants — General requirements

ISO 17853, Wear of implant materials — Polymer and metal wear particles — Isolation and characterization

ISO 21534:2007, Non-active surgical implants — Joint replacement implants — Particular requirements

ASTM F543, Standard Specification and Test Methods for Metallic Medical Bone Screws

ASTM F1820, Standard Test Method for Determining the Forces for Disassembly of Modular Acetabular

Devices

ASTM F1875, Standard Practice for Fretting Corrosion Testing of Modular Implant Interfaces: Hip Femoral

Head-Bore and Cone Taper Interface
ASTM F1877, Standard Practice for Characterization of Particles

ASTM F2009, Standard Test Method for Determining the Axial Disassembly Force of Taper Connections of

Modular Prostheses

ASTM F2033, Standard Specification for Total Hip Joint Prosthesis and Hip Endoprosthesis Bearing Surfaces

Made of Metallic, Ceramic, and Polymeric Materials

ASTM F2345, Standard Test Methods for Determination of Static and Cyclic Fatigue Strength of Ceramic

Modular Femoral Heads

ASTM F2580, Standard Practice for Evaluation of Modular Connection of Proximally Fixed Femoral Hip

Prosthesis
ASTM F2582, Standard Test Method for Impingement of Acetabular Prostheses

ASTM F3018, Standard Guide for Assessment of Hard-on-Hard Articulation Total Hip Replacement and Hip

Resurfacing Arthroplasty Devices

ASTM F3047M, Standard Guide for High Demand Hip Simulator Wear Testing of Hard-on-hard Articulations

ASTM F3090, Standard Test Method for Fatigue Testing of Acetabular Devices for Total Hip Replacement

ASTM F3143, Standard Test Method for Determination of Frictional Torque and Friction Factor for Hip

Replacement Bearings Under Standard Conditions Using a Reciprocal Friction Simulator

ASTM F3446, Standard Test Method for Determination of Frictional Torque and Friction Factor for Hip

Implants Using an Anatomical Motion Hip Simulator
3 Terms and definitions

For the purposes of this document the terms and definitions in ISO 21534, ISO 7206-1, ISO 7206-2 and

ISO 7206-10 and the following apply.

ISO and IEC maintain terminological databases for use in standardization at the following addresses:

— ISO Online browsing platform: available from https:// www .iso .org/ obp
2 © ISO 2021 – All rights reserved
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ISO/DIS 21535:2021(E)
— IEC Electropedia: available from https:// www .electropedia .org/
3.1
acetabular component
implant intended to be fixed to the prepared biological acetabulum

Note 1 to entry: The acetabular component can be of monobloc or modular construction. If modular, typically

there can be two sub-components, each fulfilling a different function: one is the bearing surface and the other

provides the means of fixation to the prepared biological acetabulum. The bearing surface is also referred to as

the liner (or the insert) and the other sub-component is sometimes referred to as the shell.

3.2
bipolar femoral hip

type of partial hip joint replacement consisting of a bipolar femoral component and a femoral component

3.3
bipolar head
bipolar femoral component

component of a partial hip joint replacement with a concave (inner) surface intended to articulate

with the spherical head of the femoral component and a convex (outer) spherical surface intended to

articulate with the biological acetabulum

Note 1 to entry: The bipolar head can be a monobloc component or a modular component.

3.4
constrained hip

type of total hip joint replacement intended to prevent hip dislocation in more than one anatomic plane,

which consists of femoral and acetabular components, which are connected across the joint

Note 1 to entry: A dual mobility constrained hip is a type of constrained hip which consists of a femoral component

(3.7), a dual mobility head (3.5), and a modular constrained acetabular component, which are connected across

the joint. This type of constrained hip is also called a “tripolar hip”. Although the term “tripolar” is used to

describe the construct, there are only two bearings.
3.5
dual mobility head
dual mobility femoral component

component of a total hip joint replacement with a concave (inner) surface intended to articulate with the

spherical head of the femoral component and a convex (outer) spherical surface intended to articulate

with an acetabular component

Note 1 to entry: The dual mobility head can be a monobloc component or a modular component.

3.6
dual mobility hip

type of total hip joint replacement consisting of a femoral component (3.7), dual mobility head (3.5) and

an acetabular component (3.1)
3.7
femoral component

part of a total or partial hip joint replacement which is intended to be fixed to the proximal femur

Note 1 to entry: The femoral component fulfills two different functions: one is to provide the bearing surface and

the other is to provide the means of fixation to the proximal femur.

Note 2 to entry: The femoral component can be monobloc or modular. If modular, typically there are 2 sub-

components, each fulfilling a different function: one is the modular femoral head (3.8) and the other is the

modular femoral stem.

Note 3 to entry: A modular femoral stem (see Note 2 to entry) can itself be modular, consisting of a single or

multi-component modular femoral stem and a single or multi-component modular femoral neck and taper

connection(s).
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ISO/DIS 21535:2021(E)

Note 4 to entry: The femoral component of a resurfacing hip joint replacement can also be referred to as the

femoral cap.
3.8
femoral head
the part of a total or partial hip joint replacement which articulates with:

a) the natural acetabulum or a bipolar head (3.3), in the case of a partial hip joint replacement (3.12);

b) the acetabular component (3.1) or a dual mobility head (3.5), in the case of a total hip joint

replacement (3.16)
3.9
hip joint replacement

implant used to replace one or both of the articulating surfaces of the hip joint

Note 1 to entry: An implant intended to replace only the femoral articulating surface of the hip joint is referred to

as partial hip joint replacement (see 3.12).

Note 2 to entry: An implant intended to replace the femoral and acetabular surfaces of the hip joint is referred to

as total hip joint replacement (see 3.16).

Note 3 to entry: The term hip arthroplasty refers to the act of implanting a hip joint replacement.

3.10
modular component
femoral or acetabular component that consists of two or more sub-components

Note 1 to entry: A modular component can be supplied preassembled or as separate components to be assembled

by the user.
3.11
monobloc component
component that consists of a single part with no modularity
Note 1 to entry: Derived from ISO 7206-1:2008, 3.6
3.12
partial hip joint replacement

implant comprising a femoral component (3.7) intended to replace the femoral articulating surface of

the hip joint

Note 1 to entry: Modular partial hip joint replacement implants incorporate either a bipolar or a unipolar head.

Note 2 to entry: The term hip hemiarthroplasty refers to the act of implanting a partial hip joint replacement.

Note 3 to entry: A partial hip joint replacement is sometimes referred to as a “hemi”.

3.13
reference device

a legally-marketed device which, when compared to the device under investigation, satisfies both of the

following conditions:

1) it has the same intended use, similar materials and a similar design with regard to the specific

dimensional or performance criteria under evaluation to address the same clinical and technical

requirements; and

2) there is evidence of clinical use in sufficient numbers; for a sufficient period of time; and, at a

minimum, without known or reasonably-known evidence of device-related recalls with regard to

the specific dimensional or performance criteria under evaluation.
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ISO/DIS 21535:2021(E)

Note 1 to entry: The term “reference” is not intended to imply that the device under investigation and the

reference device are “equivalent” or that the reference device is a “predicate” device. This is because in some

regulatory regimes the terms “equivalent” and “predicate” have a meaning, which is beyond that intended by the

term “reference” as used in this document.

Note 2 to entry: For the purposes of this document, a reference device is the comparison device for the performance

parameter under consideration. For each performance parameter there can be a different reference device. The

reference device can be different from the device under investigation with respect to other parameters.

Note 3 to entry: Some regulatory regimes require that a legally-marketed device is one that is legally marketed in

their own country or jurisdiction. This fact may need to be taken into account when selecting a reference device

for the purposes of this document.

Note 4 to entry: There is no agreed interpretation for what constitutes “sufficient numbers” or a “sufficient

period of time” in the above definition. ISO 21534:2007, Clause 6.1, Note 3 gives an example of what may be a

sufficient number of implants and a sufficient number of years of evidence. The example in ISO 21534: 2007,

Clause 6.1 is not included here as a requirement, only as an example which may be useful when interpreting what

may be “sufficient clinical evidence”. Typically, a determination of what constitutes “sufficient numbers” and a

“sufficient period of time” is demonstrated by using statistical methods and clinical judgement in the evaluation

of device performance.

Note 5 to entry: A justification for a “similar material” might include information that although the materials

are not the same, the material(s) used for the device under investigation can be shown to perform similarly with

regard to the test or its underlying clinical concern.

Note 6 to entry: Examples of design features that may be taken into consideration when evaluating whether a

device has ‘similar design’ to the device under investigation include means of fixation, modularity, constraint,

key dimensions, processing, surface treatment, etc. A justification for a “similar design” therefore might include

information that although the designs are not the same, the design of the device under investigation can be

shown to perform similarly with regard to the test or its underlying clinical concern.

Note 7 to entry: Identification of a reference device is at the discretion of the manufacturer and regulatory body

in accordance with the regulatory requirements in the jurisdictions where the device is marketed.

3.14
resurfacing hip joint replacement

type of total or partial hip joint replacement intended to replace (1) only the femoral articulating surface

of the joint in a partial hip replacement, which usually consists of a monobloc femoral cap component,

with a central stem, that is placed over the head of a prepared biological femoral head and intended to

articulate with the biological acetabulum; or (2) both the femoral and acetabular articulating surfaces

of the joint in a total hip replacement, which consists of a monobloc femoral cap component; and a

matching monobloc or modular acetabular component (3.1)
3.15
sufficient and safe clinical use

Clinical use of a legally-marketed device a) in sufficient numbers, b) for a sufficient period of time and c)

at a minimum, without known or reasonably-known evidence of device-related recalls.

Note 1 to entry: There is no agreed interpretation for what constitutes “sufficient numbers” or “sufficient period

of time” in the above definition. Typically, these are demonstrated by using statistical methods and clinical

judgement in the evaluation of device performance.

Note 2 to entry: Some regulatory regimes require that a legally-marketed device is one which is legally marketed

in their country or jurisdiction.

Note 3 to entry: For a legally-marketed system of hip replacement implants there may be evidence to demonstrate

sufficient and safe clinical use for some parts of the system (e.g. some components and some sizes) but not for

others. For those parts of the system for which there is sufficient evidence the requirements of this document

relating to design and testing shall not apply.
Note 4 to entry: This document does apply to those parts o
...

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