Standard Guide for Laboratory Information Management Systems (LIMS)

SIGNIFICANCE AND USE
Relevance—This guide is intended to educate those in the intended audience on many aspects of LIMS. Specifically, the guide may:
4.1.1 Help educate new users of LIMS;
4.1.2 Help educate general audiences in laboratories and other organizations that use LIMS;
4.1.3 Help educate instrument manufactures and producers of other commonly interfaced systems;
4.1.4 Provide standard terminology that can be used by LIMS vendors and end users;
4.1.5 Establish a minimum set of requirements for primary LIMS functions;
4.1.6 Provide guidance on the tasks performed and documentation created in the specification, evaluation, cost justification, implementation, project management, training, and documentation of LIMS; and
4.1.7 Provide high-level guidance for the integration of LIMS with the most commonly integrated systems such as laboratory instruments, CDS, ERP, ELN, SDMS and so forth.
How Used—This guide is intended to be used by all stakeholders involved in any aspect of LIMS implementation or maintenance.
4.2.1 It is intended to be used throughout the LIMS life cycle by individuals or groups responsible for LIMS including specification, build/configuration, validation, use, upgrades, retirement/decommissioning.
4.2.2 It is also intended to provide an example of a LIMS function checklist.
SCOPE
1.1 This guide covers issues commonly encountered at all stages in the life cycle of Laboratory Information Management Systems from inception to retirement. The sub-sections that follow describe details of scope of this document in specific areas.
1.2 High Level PurposeThe purpose of this guide includes: (1) help educate new users of Laboratory Information Management Systems (LIMS), (2) provide standard terminology that can be used by LIMS vendors and end users, (3) establish minimum requirements for primary LIMS functions, (4) provide guidance for the specification, evaluation, cost justification, implementation, project management, training, and documentation, and (5) provide an example of a LIMS function checklist.
1.3 LIMS DefinitionThe term Laboratory Information Management Systems (LIMS) describes the class of computer systems designed to manage laboratory information.
1.4 Laboratory CategoriesThe spectrum of laboratories that employ LIMS is wide spread. The following break down provides an overview of the laboratory categories that use LIMS as well as examples of laboratories in each category.
1.4.1 General Laboratories
Standards (ASTM, IEEE, ISO), and
Government (EPA, FDA, JPL, NASA, NRC, USDA, FERC).
1.4.2 Environmental
Environmental Monitoring.
1.4.3 Life Science Laboratories
Biotechnology,
Diagnostic,
Healthcare Medical,
Devices, and
Pharmaceuticals Vet/Animal.
1.4.4 Heavy Industry Laboratories
Energy Resources,
Manufacturing Construction,
Materials Chemicals, and
Transportation Shipping.
1.4.5 Food Beverage Laboratories
Agriculture,
Beverages,
Food, and
Food Service Hospitality.
1.4.6 Public Sector Laboratories
Law Enforcement,
State Local Government,
Education, and
Public Utilities (Water, Electric, Waste Treatment).
1.4.7 Laboratory Size
This guide covers topics regarding LIMS for a range of laboratory sizes ranging from small with simple requirements to large multi-site/global laboratories with complex requirements. Although the guide addresses complex issues that impact primarily large LIMS implementations, laboratories of all sizes will find this guide useful. The implementation times and recommendations listed in this guide are directed at medium and large laboratories.
1.5 IntegrationIntegration between LIMS and other external systems (document management, chromatography data systems, laboratory instruments, spectroscopic data systems, Enterprise Resource Planning (ERP), Manufacturing Execution Systems (MES), Corrective Action and Preventative Action (CAPA), Electronic Laboratory Notebooks (ELNs) and data archive) provides significant business...

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Publication Date
31-Aug-2006
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NOTICE: This standard has either been superseded and replaced by a new version or withdrawn.
Contact ASTM International (www.astm.org) for the latest information
Designation: E1578 − 06
StandardGuide for
1
Laboratory Information Management Systems (LIMS)
This standard is issued under the fixed designation E1578; the number immediately following the designation indicates the year of
original adoption or, in the case of revision, the year of last revision. A number in parentheses indicates the year of last reapproval. A
superscript epsilon (´) indicates an editorial change since the last revision or reapproval.
1. Scope 1.4.4.2 Manufacturing & Construction,
1.4.4.3 Materials & Chemicals, and
1.1 This guide covers issues commonly encountered at all
1.4.4.4 Transportation & Shipping.
stages in the life cycle of Laboratory Information Management
1.4.5 Food & Beverage Laboratories:
Systems from inception to retirement. The sub-sections that
1.4.5.1 Agriculture,
follow describe details of scope of this document in specific
1.4.5.2 Beverages,
areas.
1.4.5.3 Food, and
1.2 High Level Purpose—The purpose of this guide in-
1.4.5.4 Food Service & Hospitality.
cludes: (1) help educate new users of Laboratory Information
1.4.6 Public Sector Laboratories:
Management Systems (LIMS), (2) provide standard terminol-
1.4.6.1 Law Enforcement,
ogy that can be used by LIMS vendors and end users, (3)
1.4.6.2 State & Local Government,
establish minimum requirements for primary LIMS functions,
1.4.6.3 Education, and
(4) provide guidance for the specification, evaluation, cost
1.4.6.4 Public Utilities (Water, Electric, Waste Treatment).
justification, implementation, project management, training,
1.4.7 Laboratory Size:
and documentation, and (5) provide an example of a LIMS
1.4.7.1 This guide covers topics regarding LIMS for a range
function checklist.
of laboratory sizes ranging from small with simple require-
1.3 LIMS Definition—The term Laboratory Information
ments to large multi-site/global laboratories with complex
Management Systems (LIMS) describes the class of computer
requirements. Although the guide addresses complex issues
systems designed to manage laboratory information.
that impact primarily large LIMS implementations, laborato-
1.4 Laboratory Categories—The spectrum of laboratories
ries of all sizes will find this guide useful. The implementation
that employ LIMS is wide spread. The following break down
times and recommendations listed in this guide are directed at
provides an overview of the laboratory categories that use
medium and large laboratories.
LIMS as well as examples of laboratories in each category.
1.5 Integration—IntegrationbetweenLIMSandotherexter-
1.4.1 General Laboratories:
nal systems (document management, chromatography data
1.4.1.1 Standards (ASTM, IEEE, ISO), and
systems, laboratory instruments, spectroscopic data systems,
1.4.1.2 Government(EPA,FDA,JPL,NASA,NRC,USDA,
Enterprise Resource Planning (ERP), Manufacturing Execu-
FERC).
tion Systems (MES), Corrective Action and Preventative Ac-
1.4.2 Environmental:
tion (CAPA), Electronic Laboratory Notebooks (ELNs) and
1.4.2.1 Environmental Monitoring.
data archive) provides significant business benefits to any
1.4.3 Life Science Laboratories:
laboratory. Integration between LIMS and other external sys-
1.4.3.1 Biotechnology,
tems is discussed at a high level in this guide including data
1.4.3.2 Diagnostic,
interchange and XML standards.
1.4.3.3 Healthcare Medical,
1.6 Lifecycle Phases—The LIMS lifecycle described in this
1.4.3.4 Devices, and
guide includes the following phases: (1) project initiation, (2)
1.4.3.5 Pharmaceuticals Vet/Animal.
requirements analysis, (3) design, (4) build/configure, (5) test
1.4.4 Heavy Industry Laboratories:
and commission, (6) operation and maintenance, and (7)
1.4.4.1 Energy & Resources,
retirement. This guide is intended to provide an understanding
of the LIMS system life cycle and good practices for each of
1
the activities. It will help first time LIMS implementers plan
This guide is under the jurisdiction of ASTM Committee E13 on Molecular
Spectroscopy and Separation Science and is the direct responsibility of Subcom-
and manage their LIMS projects while seasoned LIMS users
mittee E13.15 on Analytical Data.
may use the LIMS system life cycle to maintain existing LIMS
Current edition approved Sept. 1, 2006. Published September 2006. Originally
and prepare for the implementation of the next generation
approved in 1993. Last previous edition approved in 1999 as E1578 – 93 (1999).
DOI: 10.1520/E1578-06. LIMS.
Copyright © ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959. United States
1

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E1578 − 06
1.7 Audience—This guide has been created with the needs EPA 2185 Good Automated Laboratory Practices Principles
of the following stakeholders in mind: (1) end users of LIMS, and Guidance to Regulations For Ensuring Data Integrity
(2) impleme
...

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