ASTM E2334-09(2018)
(Practice)Standard Practice for Setting an Upper Confidence Bound for a Fraction or Number of Non-Conforming items, or a Rate of Occurrence for Non-Conformities, Using Attribute Data, When There is a Zero Response in the Sample
Standard Practice for Setting an Upper Confidence Bound for a Fraction or Number of Non-Conforming items, or a Rate of Occurrence for Non-Conformities, Using Attribute Data, When There is a Zero Response in the Sample
ABSTRACT
This practice presents methodology for the setting of an upper confidence bound regarding an unknown fraction or quantity non-conforming, or a rate of occurrence for nonconformities, in cases where the method of attributes is used and there is a zero response in a sample. Three cases are considered. In Case 1, the sample is selected from a process or a very large population of interest. In Case 2, a sample of n items is selected at random from a finite lot of N items. In Case 3, there is a process, but the output is a continuum, such as area (for example, a roll of paper or other material, a field of crop), volume (for example, a volume of liquid or gas), or time (for example, hours, days, quarterly, etc.) The sample size is defined as that portion of the “continuum” sampled, and the defined attribute may occur any number of times over the sampled portion.
In this practice, allowance is made for misclassification error but only when misclassification rates are well understood or known and can be approximated numerically. It is possible to impose the language of classical acceptance sampling theory on this method. Terms such as lot tolerance percent defective, acceptable quality level, and consumer quality level are not used in this practice.
SIGNIFICANCE AND USE
4.1 In Case 1, the sample is selected from a process or a very large population of interest. The population is essentially unlimited, and each item either has or has not the defined attribute. The population (process) has an unknown fraction of items p (long run average process non-conforming) having the attribute. The sample is a group of n discrete items selected at random from the process or population under consideration, and the attribute is not exhibited in the sample. The objective is to determine an upper confidence bound, pu, for the unknown fraction p whereby one can claim that p ≤ pu with some confidence coefficient (probability) C. The binomial distribution is the sampling distribution in this case.
4.2 In Case 2, a sample of n items is selected at random from a finite lot of N items. Like Case 1, each item either has or has not the defined attribute, and the population has an unknown number, D, of items having the attribute. The sample does not exhibit the attribute. The objective is to determine an upper confidence bound, Du, for the unknown number D, whereby one can claim that D ≤ Du with some confidence coefficient (probability) C. The hypergeometric distribution is the sampling distribution in this case.
4.3 In Case 3, there is a process, but the output is a continuum, such as area (for example, a roll of paper or other material, a field of crop), volume (for example, a volume of liquid or gas), or time (for example, hours, days, quarterly, etc.) The sample size is defined as that portion of the “continuum” sampled, and the defined attribute may occur any number of times over the sampled portion. There is an unknown average rate of occurrence, λ, for the defined attribute over the sampled interval of the continuum that is of interest. The sample does not exhibit the attribute. For a roll of paper, this might be blemishes per 100 ft2; for a volume of liquid, microbes per cubic litre; for a field of crop, spores per acre; for a time interval, ca...
SCOPE
1.1 This practice presents methodology for the setting of an upper confidence bound regarding a unknown fraction or quantity non-conforming, or a rate of occurrence for nonconformities, in cases where the method of attributes is used and there is a zero response in a sample. Three cases are considered.
1.1.1 The sample is selected from a process or a very large population of discrete items, and the number of non-conforming items in the sample is zero.
1.1.2 A sample of items is selected at random from a finite lot of discrete items, and the number of non-conforming items in the sample is zero.
1.1.3 The sample is a portion of a continuum (time, space, volume, a...
General Information
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Designation: E2334 − 09 (Reapproved 2018) An American National Standard
Standard Practice for
Setting an Upper Confidence Bound for a Fraction or
Number of Non-Conforming items, or a Rate of Occurrence
for Non-Conformities, Using Attribute Data, When There is a
1
Zero Response in the Sample
This standard is issued under the fixed designation E2334; the number immediately following the designation indicates the year of
original adoption or, in the case of revision, the year of last revision. A number in parentheses indicates the year of last reapproval. A
superscript epsilon (´) indicates an editorial change since the last revision or reapproval.
1. Scope 2. Referenced Documents
2
1.1 This practice presents methodology for the setting of an 2.1 ASTM Standards:
upper confidence bound regarding a unknown fraction or E141 Practice for Acceptance of Evidence Based on the
quantity non-conforming, or a rate of occurrence for Results of Probability Sampling
nonconformities, in cases where the method of attributes is E456 Terminology Relating to Quality and Statistics
used and there is a zero response in a sample. Three cases are E1402 Guide for Sampling Design
considered. E1994 Practice for Use of Process Oriented AOQL and
1.1.1 The sample is selected from a process or a very large LTPD Sampling Plans
population of discrete items, and the number of non- E2586 Practice for Calculating and Using Basic Statistics
3
conforming items in the sample is zero. 2.2 ISO Standards:
1.1.2 A sample of items is selected at random from a finite ISO 3534-1 Statistics—Vocabulary and Symbols, Part 1:
lot of discrete items, and the number of non-conforming items Probability and General Statistical Terms
in the sample is zero. ISO 3534-2 Statistics—Vocabulary and Symbols, Part 2:
1.1.3 The sample is a portion of a continuum (time, space, Statistical Quality Control
volume, area, etc.) and the number of non-conformities in the
NOTE 1—Samples discussed in this practice should meet the require-
sample is zero.
ments (or approximately so) of a probability sample as defined in Guide
E1402 or Terminology E456.
1.2 Allowance is made for misclassification error in this
practice, but only when misclassification rates are well under-
3. Terminology
stood or known and can be approximated numerically.
3.1 Definitions—Unless otherwise noted in this standard, all
1.3 The values stated in inch-pound units are to be regarded
terms relating to quality and statistics are defined in Terminol-
as standard. No other units of measurement are included in this
ogy E456.
standard.
3.1.1 attributes, method of, n—measurement of quality by
1.4 This international standard was developed in accor- the method of attributes consists of noting the presence (or
dance with internationally recognized principles on standard-
absence) of some characteristic or attribute in each of the units
ization established in the Decision on Principles for the in the group under consideration, and counting how many of
Development of International Standards, Guides and Recom-
the units do (or do not) possess the quality attribute, or how
mendations issued by the World Trade Organization Technical many such events occur in the unit, group or area.
Barriers to Trade (TBT) Committee.
3.1.2 confidence bound, n—see confidence limit. E2586
1 2
This practice is under the jurisdiction of ASTM Committee E11 on Quality and For referenced ASTM Standards, visit the ASTM website, www.astm.org, or
Statistics and is the direct responsibility of Subcommittee E11.30 on Statistical contact ASTM Customer Service at service@astm.org. For Annual Book of ASTM
Quality Control. Standards volume information, refer to the standard’s Document Summary page on
Current edition approved Sept. 1, 2018. Published September 2018. Originally the ASTM website.
ɛ2 3
approved in 2003. Last previous edition approved in 2013 as E2334 – 09 (2013) . Available from American National Standards Institute (ANSI), 25 W. 43rd St.,
DOI: 10.1520/E2334-09R18. 4th Floor, New York, NY 10036, http://www.ansi.org.
Copyright © ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959. United States
1
---------------------- Page: 1 ----------------------
E2334 − 09 (2018)
3.1.3 confidence coeffıcient, n—see confidence level. E2586 3.3.3 C —the confidence coefficient calculated that a pa-
d
rameter meets a certain requirement, that is, that p ≤ p , that
0
3.1.4 confidence interval, n—an interval estimate [L, U]
D ≤ D or that λ ≤ λ , when there is a zero response in the
0 0
with the statistics L and U as limits for the parameter θ and
sample.
with confidence level 1 – α, where Pr(L ≤ θ ≤ U) ≥ 1 – α.
3.3.4 D—the number of non-conforming items in a finite
E2586
population containing N items.
3.1.4.1 Discussion—The confidence level, 1 – α, reflects the
3
...
This document is not an ASTM standard and is intended only to provide the user of an ASTM standard an indication of what changes have been made to the previous version. Because
it may not be technically possible to adequately depict all changes accurately, ASTM recommends that users consult prior editions as appropriate. In all cases only the current version
of the standard as published by ASTM is to be considered the official document.
´2
Designation: E2334 − 09 (Reapproved 2013) E2334 − 09 (Reapproved 2018)An American National Standard
Standard Practice for
Setting an Upper Confidence Bound Forfor a Fraction or
Number of Non-Conforming items, or a Rate of Occurrence
for Non-conformities,Non-Conformities, Using Attribute
1
Data, When There is a Zero Response in the Sample
This standard is issued under the fixed designation E2334; the number immediately following the designation indicates the year of
original adoption or, in the case of revision, the year of last revision. A number in parentheses indicates the year of last reapproval. A
superscript epsilon (´) indicates an editorial change since the last revision or reapproval.
1
ε NOTE—Section 3 was editorially corrected in August 2013.
2
ε NOTE—Terms were editorially corrected in April 2016.
1. Scope
1.1 This practice presents methodology for the setting of an upper confidence bound regarding a unknown fraction or quantity
non-conforming, or a rate of occurrence for nonconformities, in cases where the method of attributes is used and there is a zero
response in a sample. Three cases are considered.
1.1.1 The sample is selected from a process or a very large population of discrete items, and the number of non-conforming
items in the sample is zero.
1.1.2 A sample of items is selected at random from a finite lot of discrete items, and the number of non-conforming items in
the sample is zero.
1.1.3 The sample is a portion of a continuum (time, space, volume, area, etc.) and the number of non-conformities in the sample
is zero.
1.2 Allowance is made for misclassification error in this standard,practice, but only when misclassification rates are well
understood or known and can be approximated numerically.
1.3 The values stated in inch-pound units are to be regarded as standard. No other units of measurement are included in this
standard.
1.4 This international standard was developed in accordance with internationally recognized principles on standardization
established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued
by the World Trade Organization Technical Barriers to Trade (TBT) Committee.
2. Referenced Documents
2
2.1 ASTM Standards:
E141 Practice for Acceptance of Evidence Based on the Results of Probability Sampling
E456 Terminology Relating to Quality and Statistics
E1402 Guide for Sampling Design
E1994 Practice for Use of Process Oriented AOQL and LTPD Sampling Plans
E2586 Practice for Calculating and Using Basic Statistics
3
2.2 ISO Standards:
ISO 3534-1 Statistics—Vocabulary and Symbols, Part 1: Probability and General Statistical Terms
ISO 3534-2 Statistics—Vocabulary and Symbols, Part 2: Statistical Quality Control
NOTE 1—Samples discussed in this standardpractice should meet the requirements (or approximately so) of a probability sample as defined in
TerminologiesGuide E1402 or Terminology E456.
1
This practice is under the jurisdiction of ASTM Committee E11 on Quality and Statistics and is the direct responsibility of Subcommittee E11.30 on Statistical Quality
Control.
Current edition approved April 1, 2013Sept. 1, 2018. Published April 2013September 2018. Originally approved in 2003. Last previous edition approved in 20092013 as
ɛ2
E2334 – 09.E2334 – 09 (2013) . DOI: 10.1520/E2334-09R13E02.10.1520/E2334-09R18.
2
For referenced ASTM Standards, visit the ASTM website, www.astm.org, or contact ASTM Customer Service at service@astm.org. For Annual Book of ASTM Standards
volume information, refer to thestandard’s the standard’s Document Summary page on the ASTM website.
3
Available from American National Standards Institute (ANSI), 25 W. 43rd St., 4th Floor, New York, NY 10036, http://www.ansi.org.
Copyright © ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959. United States
1
---------------------- Page: 1 ----------------------
E2334 − 09 (2018)
3. Terminology
3.1 Definitions—Unless otherwise noted in this standard, all terms relating to quality and statistics are defined in Terminology
E456.
3.1.1 attributes, method of, n—measurement of quality by the method of attributes consists of noting the presence (or absence)
of some characteristic or attribute in each of the units in the group under consideration, and counting how many of the units do
(or do not) possess the quality attribute, or how many such events occur in the unit, group or area.
3.1.2 confidence bound, n—see confidence limit. E2586
3.1.3 confidence coeffıcient, n—see confidence level. E2586
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