Standard Guide for Assessment of the Ultra High Molecular Weight Polyethylene (UHMWPE) Used in Orthopedic and Spinal Devices

SIGNIFICANCE AND USE
This guide aims to provide guidance for a range of various assessments and evaluations to aid in preclinical research and device development of various UHMWPE components in orthopedic and spinal devices used for the repair of musculoskeletal disorders.
This guide includes brief descriptions of various assessments, representative data, processing conditions, and intended use or uses, as well as the qualitative and quantitative analyses of the UHMWPE powder to a finished product component.
The user is encouraged to use appropriate ASTM International and other standards to conduct the physical, chemical, mechanical, biocompatibility, and preclinical tests on UHMWPE materials, device components, or devices before assessment of an in vivo model.
Assessments of UHMWPE should be performed in accordance with the provisions of 21 CFR 58 where feasible.
Studies to support investigational device exemption (IDE), premarket approval (PMA), or 510K submissions should conform to appropriate Food and Drug Administration (FDA) guidelines for the development of medical devices.
Assessments with physical, chemical, mechanical, biocompatibility, and preclinical tests on UHMWPE components are not necessarily predictive of human results and should be, therefore, interpreted cautiously with respect to potential applicability to human conditions. Referenced UHMWPE publications can be found in the References section at the end of this guide for further review.
SCOPE
1.1 This guide covers general guidelines for the physical, chemical, biocompatibility, mechanical, and preclinical assessments of ultra-high molecular weight polyethylene (UHMWPE) in implantable orthopedic and spinal devices intended to replace a musculoskeletal joint. The UHMWPE components may include knee, hip, shoulder, elbow, ankle, total disc replacement, toe, finger, and wrist joint implant devices. This guide does not cover UHMWPE in fiber or tape forms.
1.2 This guide includes a description and rationale of assessments for the various UHMWPE types and processing conditions. Assessment testing based on physical, chemical, biocompatibility, mechanical, and preclinical analyses are briefly described and referenced. The user should refer to specific test methods for additional details.
1.3 This guide does not attempt to define all of the assessment methods associated with UHMWPE components in orthopedic and spinal devices.
1.4 Units—The values given in SI units are to be regarded as the standard. No other units of measurement are included in this standard.
1.5 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety and health practices and determine the applicability of regulatory limitations prior to use.

General Information

Status
Historical
Publication Date
31-Jan-2009
Current Stage
Ref Project

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ASTM F2759-09 - Standard Guide for Assessment of the Ultra High Molecular Weight Polyethylene (UHMWPE) Used in Orthopedic and Spinal Devices
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NOTICE: This standard has either been superseded and replaced by a new version or withdrawn.
Contact ASTM International (www.astm.org) for the latest information
Designation:F2759–09
Standard Guide for
Assessment of the Ultra High Molecular Weight
Polyethylene (UHMWPE) Used in Orthopedic and Spinal
Devices
This standard is issued under the fixed designation F2759; the number immediately following the designation indicates the year of
original adoption or, in the case of revision, the year of last revision. A number in parentheses indicates the year of last reapproval. A
superscript epsilon (´) indicates an editorial change since the last revision or reapproval.
1. Scope D1621 Test Method for Compressive Properties of Rigid
Cellular Plastics
1.1 This guide covers general guidelines for the physical,
D2765 Test Methods for Determination of Gel Content and
chemical, biocompatibility, mechanical, and preclinical assess-
Swell Ratio of Crosslinked Ethylene Plastics
ments of ultra-high molecular weight polyethylene (UHM-
D4020 Specification for Ultra-High-Molecular-Weight
WPE) in implantable orthopedic and spinal devices intended to
Polyethylene Molding and Extrusion Materials
replace a musculoskeletal joint. The UHMWPE components
E132 Test Method for Poisson’s Ratio at Room Tempera-
may include knee, hip, shoulder, elbow, ankle, total disc
ture
replacement, toe, finger, and wrist joint implant devices. This
E647 Test Method for Measurement of Fatigue Crack
guide does not cover UHMWPE in fiber or tape forms.
Growth Rates
1.2 This guide includes a description and rationale of
F619 Practice for Extraction of Medical Plastics
assessments for the various UHMWPE types and processing
F648 Specification for Ultra-High-Molecular-Weight Poly-
conditions. Assessment testing based on physical, chemical,
ethylene Powder and Fabricated Form for Surgical Im-
biocompatibility, mechanical, and preclinical analyses are
plants
briefly described and referenced. The user should refer to
F732 Test Method for Wear Testing of Polymeric Materials
specific test methods for additional details.
Used in Total Joint Prostheses
1.3 This guide does not attempt to define all of the assess-
F748 Practice for Selecting Generic Biological Test Meth-
ment methods associated with UHMWPE components in
ods for Materials and Devices
orthopedic and spinal devices.
F749 Practice for Evaluating Material Extracts by Intracu-
1.4 Units—The values given in SI units are to be regarded
taneous Injection in the Rabbit
as the standard. No other units of measurement are included in
F756 Practice for Assessment of Hemolytic Properties of
this standard.
Materials
1.5 This standard does not purport to address all of the
F763 Practice for Short-Term Screening of Implant Materi-
safety concerns, if any, associated with its use. It is the
als
responsibility of the user of this standard to establish appro-
F813 Practice for Direct Contact Cell Culture Evaluation of
priate safety and health practices and determine the applica-
Materials for Medical Devices
bility of regulatory limitations prior to use.
F895 Test Method for Agar Diffusion Cell Culture Screen-
2. Referenced Documents
ing for Cytotoxicity
F981 Practice forAssessment of Compatibility of Biomate-
2.1 ASTM Standards:
rials for Surgical Implants with Respect to Effect of
D256 Test Methods for Determining the Izod Pendulum
Materials on Muscle and Bone
Impact Resistance of Plastics
F1714 Guide for Gravimetric Wear Assessment of Pros-
D638 Test Method for Tensile Properties of Plastics
thetic Hip Designs in Simulator Devices
D883 Terminology Relating to Plastics
F1715 Guide for Wear Assessment of Prosthetic Knee
Designs in Simulator Devices
F2003 Practice for Accelerated Aging of Ultra-High Mo-
This guide is under the jurisdiction of ASTM Committee F04 on Medical and
Surgical Materials and Devices and is the direct responsibility of Subcommittee
lecularWeightPolyethyleneafterGammaIrradiationinAir
F04.11 on Polymeric Materials.
F2025 Practice for Gravimetric Measurement of Polymeric
Current edition approved Feb. 1, 2009. Published February 2009. DOI: 10.1520/
Components for Wear Assessment
F2759-09.
For referenced ASTM standards, visit the ASTM website, www.astm.org, or
contact ASTM Customer Service at service@astm.org. For Annual Book of ASTM
Standards volume information, refer to the standard’s Document Summary page on
Withdrawn. The last approved version of this historical standard is referenced
the ASTM website.
on www.astm.org.
Copyright ©ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA19428-2959, United States.
F2759–09
F2102 Guide for Evaluating the Extent of Oxidation in 2.3 Federal Standard:
Ultra-High-Molecular-Weight Polyethylene Fabricated 21 CFR 58 Good Laboratory Practices Regulations
Forms Intended for Surgical Implants
3. Terminology
F2183 Test Method for Small Punch Testing of Ultra-High
3.1 Definitions—Additional terminology related to ultra
Molecular Weight Polyethylene Used in Surgical Implants
high molecular weight polyethylene (UHMWPE) and plastics
F2214 Test Method for In Situ Determination of Network
can be found in Terminology D883 and Specifications D4020
Parameters of Crosslinked Ultra High Molecular Weight
and F648 and referenced publications (1-7).
Polyethylene (UHMWPE)
3.2 Definition of Term Specific to This Standard:
F2381 Test Method for Evaluating Trans-Vinylene Yield in
3.2.1 fabricated form, n—any bulk shape of UHMWPE
IrradiatedUltra-High-Molecular-WeightPolyethyleneFab-
fabricated from the virgin polymer powder with or without
ricated Forms Intended for Surgical Implants by Infrared
additives or prior irradiation and used during the process of
Spectroscopy
fabricating surgical implants before packaging and steriliza-
F2423 Guide for Functional, Kinematic, and Wear Assess-
tion.
ment of Total Disc Prostheses
3.2.1.1 Discussion—This form results from the application
F2625 Test Method for Measurement of Enthalpy of Fu-
of heat and pressure to the virgin polymer powder, and the
sion, Percent Crystallinity, and Melting Point of Ultra-
material characteristics of this form are subject to the appli-
High-Molecular Weight Polyethylene by Means of Differ-
cable requirements of this guide. In present practice, this
ential Scanning Calorimetry
includes ram-extruded bars, compression-molded sheets, and
F2695 Specification for Ultra-High MolecularWeight Poly-
direct-molded shapes that are subsequently trimmed.
ethylenePowderBlendedWithAlpha-Tocopherol(Vitamin
E) and Fabricated Forms for Surgical ImplantApplications
4. Significance and Use
2.2 ISO Standards:
4.1 This guide aims to provide guidance for a range of
ISO 527 Plastics: Determination of Tensile Properties
various assessments and evaluations to aid in preclinical
ISO 3451–1 Plastics: Determination of Ash Part 1: General
research and device development of various UHMWPE com-
Methods
ponents in orthopedic and spinal devices used for the repair of
ISO 5834–1 Implants for Surgery—Ultra High Molecular
musculoskeletal disorders.
Weight Polyethylene. Part 1: Powder Form
4.2 This guide includes brief descriptions of various assess-
ISO 5834–2 Implants for Surgery—Ultra High Molecular
ments, representative data, processing conditions, and intended
Weight Polyethylene. Part 2: Molded Forms
use or uses, as well as the qualitative and quantitative analyses
ISO 11542–2 Plastics—Ultra-High-Molecular-Weight-
of the UHMWPE powder to a finished product component.
Polyethylene (PE-UHMWPE) Molding and Extrusion
4.3 The user is encouraged to use appropriate ASTM
Materials. Part 2: Preparation of Test Specimens and
International and other standards to conduct the physical,
Determination of Properties
chemical, mechanical, biocompatibility, and preclinical tests
ISO 10993 Biological Evaluation of Medical Devices
on UHMWPE materials, device components, or devices before
ISO 14242–1 Implants for Surgery—Wear of Total Hip-
assessment of an in vivo model.
Joint Prostheses. Part 1: Loading and Displacement Pa-
4.4 Assessments of UHMWPE should be performed in
rameters for Wear-Testing Machines and Corresponding
accordance with the provisions of 21 CFR 58 where feasible.
Environmental Conditions for Test
4.5 Studies to support investigational device exemption
ISO 14242–2 Implants for Surgery—Wear of Total Hip-
(IDE), premarket approval (PMA), or 510K submissions
Joint Prostheses. Part 2: Methods of Measurement
should conform to appropriate Food and Drug Administration
ISO 14243–1 Implants for Surgery—Wear of Total Knee-
(FDA) guidelines for the development of medical devices.
Joint Prostheses. Part 1: Load and Displacement Param-
4.6 Assessments with physical, chemical, mechanical, bio-
eters for Wear-Testing Machines with Load Control and
compatibility, and preclinical tests on UHMWPE components
Corresponding Environmental Conditions for Test
are not necessarily predictive of human results and should be,
ISO 14243–2 Implants for Surgery—Wear of Total Knee-
therefore, interpreted cautiously with respect to potential ap-
Joint Prostheses. Part 2: Methods of Measurement
plicability to human conditions. Referenced UHMWPE publi-
ISO 14243–3 Implants for Surgery—Wear of Total Knee-
cationscanbefoundintheReferencessectionattheendofthis
Joint Prostheses. Part 3: Loading and Displacement Pa-
guide for further review.
rameters for Wear-Testing Machines with Displacement
Control and Corresponding Environmental Conditions for
5. UHMWPE Fabricated Forms and Conditions
Test
5.1 Conventional UHMWPE is manufactured by compres-
ISO18192–1 ImplantsforSurgery—WearofTotalInterver-
sion molding or ram extrusion and has not been intentionally
tebral Disc Prostheses. Part 1: Loading and Displacement
cross-linked before terminal sterilization.
Parameters for Wear Testing and Corresponding Environ-
mental Conditions for Test
AvailablefromU.S.GovernmentPrintingOfficeSuperintendentofDocuments,
732 N. Capitol St., NW, Mail Stop: SDE, Washington, DC 20401, http://
www.access.gpo.gov.
4 6
Available fromAmerican National Standards Institute (ANSI), 25 W. 43rd St., The boldface numbers in parentheses refer to the list of references at the end of
4th Floor, New York, NY 10036, http://www.ansi.org. this standard.
F2759–09
TABLE 1 UHMWPE Fabricated Forms and Conditions
Extensively
Test Method Group Conventional Cross-Linked Antioxidant
(Irradiation)
Virgin powder (7.1)X X X
Mechanical and physical—Part 1 (7.2)X X X
A
Mechanical and physical—Part 2 (7.3)X XX
A
Preclinical wear simulation (7.4)X XX
Antioxidant assessment (7.5) X
Packaging and sterilization rationale (Section 8)X X X
Biocompatibility (Section 9)X X X
A
For materials terminally sterilized by gamma or e-beam irradiation.
5.2 Extensively radiation-cross-linked UHMWPE is manu- should be conducted on the UHMWPE types d
...

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