Packaging - Design for recycling for plastic packaging - Part 11: Recyclability evaluation process for plastic packaging - Protocols for PET rigid packaging (except bottles)

This document covers the design of PET pots and trays with respect to compatibility of the design with recycling processes.
Packaging constituents and packaging components made of other materials than PET are also covered by this document as they need to be evaluated on compatibility with polymer recycling.

Verpackung - Recyclingorientierte Gestaltung von Kunststoffverpackungsprodukten - Teil 11: Verfahren zur Bewertung der Recyclingfähigkeit von Kunststoffverpackungen - Protokolle für starre Verpackungen aus PET (außer Flaschen)

Dieses Dokument behandelt die Gestaltung von PET-Bechern und -trays im Hinblick auf die Kompatibilität der Gestaltung mit Recyclingprozessen.
Verpackungselemente und -bestandteile aus anderen Materialien als PE werden ebenfalls durch dieses Dokument behandelt, da sie hinsichtlich ihrer Kompatibilität mit dem Polymer-Recycling bewertet werden müssen.

Emballages - Conception des emballages plastiques en vue de leur recyclage - Partie 11 : Processus d’évaluation de la recyclabilité des emballages plastiques - Protocoles pour les emballages rigides en PET (hors bouteilles)

Le présent document traite de la conception de pots et barquettes en PET, et plus particulièrement de la compatibilité de la conception avec les processus de recyclage.
Les constituants et composants d’emballages fabriqués à partir de matériaux autres que le PET sont également couverts par le présent document, car il est nécessaire d’évaluer leur compatibilité avec le recyclage des polymères.

Embalaža - Načrtovanje, ki omogoča recikliranje plastične embalaže - 11. del: Postopek za ocenjevanje možnosti recikliranja plastične embalaže - Protokoli za togo plastično embalažo iz polietilen tereftalata (razen PET-plastenk)

General Information

Status
Not Published
Publication Date
31-Aug-2025
Current Stage
4020 - Submission to enquiry - Enquiry
Start Date
19-Sep-2024
Due Date
08-Jan-2024
Completion Date
19-Sep-2024

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prEN 18120-11:2024
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SLOVENSKI STANDARD
01-oktober-2024
Embalaža - Načrtovanje, ki omogoča recikliranje plastične embalaže - 11. del:
Postopek za ocenjevanje možnosti recikliranja plastične embalaže - Protokoli za
togo plastično embalažo iz polietilen tereftalata (razen PET-plastenk)
Packaging - Design for recycling for plastic packaging - Part 11: Recyclability evaluation
process for plastic packaging - Protocols for PET rigid packaging (except bottles)
Verpackung - Recyclingorientierte Gestaltung von Kunststoffverpackungsprodukten - Teil
11: Verfahren zur Bewertung der Recyclingfähigkeit von Kunststoffverpackungen -
Protokolle für starre Verpackungen aus PET (außer Flaschen)
Ta slovenski standard je istoveten z: prEN 18120-11
ICS:
13.030.50 Recikliranje Recycling
55.020 Pakiranje in distribucija blaga Packaging and distribution of
na splošno goods in general
83.080.20 Plastomeri Thermoplastic materials
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

DRAFT
EUROPEAN STANDARD
NORME EUROPÉENNE
EUROPÄISCHE NORM
September 2024
ICS 55.020; 13.030.50; 83.080.20
English Version
Packaging - Design for recycling for plastic packaging -
Part 11: Recyclability evaluation process for plastic
packaging - Protocols for PET rigid packaging (except
bottles)
Verpackung - Recyclingorientierte Gestaltung von
Kunststoffverpackungsprodukten - Teil 11: Verfahren
zur Bewertung der Recyclingfähigkeit von
Kunststoffverpackungen - Protokolle für starre
Verpackungen aus PET (außer Flaschen)
This draft European Standard is submitted to CEN members for enquiry. It has been drawn up by the Technical Committee
CEN/TC 261.
If this draft becomes a European Standard, CEN members are bound to comply with the CEN/CENELEC Internal Regulations
which stipulate the conditions for giving this European Standard the status of a national standard without any alteration.

This draft European Standard was established by CEN in three official versions (English, French, German). A version in any other
language made by translation under the responsibility of a CEN member into its own language and notified to the CEN-CENELEC
Management Centre has the same status as the official versions.

CEN members are the national standards bodies of Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia,
Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway,
Poland, Portugal, Republic of North Macedonia, Romania, Serbia, Slovakia, Slovenia, Spain, Sweden, Switzerland, Türkiye and
United Kingdom.
Recipients of this draft are invited to submit, with their comments, notification of any relevant patent rights of which they are
aware and to provide supporting documentation.

Warning : This document is not a European Standard. It is distributed for review and comments. It is subject to change without
notice and shall not be referred to as a European Standard.

EUROPEAN COMMITTEE FOR STANDARDIZATION
COMITÉ EUROPÉEN DE NORMALISATION

EUROPÄISCHES KOMITEE FÜR NORMUNG

CEN-CENELEC Management Centre: Rue de la Science 23, B-1040 Brussels
© 2024 CEN All rights of exploitation in any form and by any means reserved Ref. No. prEN 18120-11:2024 E
worldwide for CEN national Members.

Contents Page
European foreword . 3
Introduction . 4
1 Scope . 6
2 Normative references . 6
3 Terms and definitions . 6
4 Recyclability evaluation process . 6
4.1 Principle . 6
4.2 Testing procedures for pretreatment- Flake preparation . 10
4.2.1 Pretreatment grinding . 10
4.2.2 Pretreatment description for pre-washing, washing, and rinsing . 10
4.2.3 Procedure for pre-washing . 10
4.2.4 Procedure for washing . 11
4.2.5 Procedure for hot rinsing . 11
4.2.6 Procedure for cold rinsing and floatation . 11
4.2.7 Procedure for drying . 12
4.2.8 Procedure for air elutriation . 13
4.2.9 Assessment report, standard testing procedure and recommended benchmark values . 13
4.3 Testing procedures for treatment – Pellet extrusion . 14
4.3.1 Flakes blending for subsequent extrusion . 14
4.3.2 Extrusion – Pellet production . 15
4.3.3 Solid state polymerization (SSP) . 15
4.3.4 Crystallization . 16
4.3.5 Assessment report, standard testing procedures and recommended benchmark values 16
4.4 Testing procedures for conversion into test samples . 18
4.4.1 Pellet blends preparation . 18
4.4.2 Conversion Route 1- Plaque injection moulding . 18
4.4.3 Conversion Route 2 -Sheet extrusion . 19
4.4.4 Assessment report, standard testing procedure and recommended benchmark values . 19
Bibliography . 21

European foreword
This document (prEN 18120-11:2024) has been prepared by Technical Committee CEN/TC 261
“Packaging”, the secretariat of which is held by AFNOR.
This document is currently submitted to the CEN Enquiry.
This document has been prepared under a standardization request addressed to CEN by the European
Commission. The Standing Committee of the EFTA States subsequently approves these requests for its
Member States.
Introduction
EN 18120 consisting of 15 parts aims via a series of guidelines and protocols to establish consistency and
improvement for the Design for Recycling of household, industrial and commercial plastic packaging.
— Part 1: Definitions and principles for design-for-recycling of plastic packaging
— Part 2: Process and governance to evaluate the recyclability of plastic packaging
— Part 3: Sortability evaluation process for plastic packaging
— Part 4: Guideline and protocols for PET bottles
— Part 5: Guideline and protocols for PET rigid packaging (except bottles)
— Part 6: Guideline and protocols for PE and PP rigid packaging
— Part 7: Guideline and protocols for PE and PP flexible packaging
— Part 8: Guideline and protocols for PS packaging
— Part 9: Guideline and protocols for EPS packaging
— Part 10: Recyclability evaluation process for plastic packaging — Protocols for PET bottles
— Part 11: Recyclability evaluation process for plastic packaging — Protocols for PET other rigid
packaging
— Part 12: Recyclability evaluation process for plastic packaging — Protocols for PE and PP rigid
packaging
— Part 13: Recyclability evaluation process for plastic packaging — Protocols for PE and PP flexible
packaging
— Part 14: Recyclability evaluation process for plastic packaging — Protocols for PS packaging
— Part 15: Recyclability evaluation process for plastic packaging — Protocols for EPS packaging
Design for recycling guidelines are a common way of describing compatibility with plastic packaging
collection, sorting and recycling into high quality recycled plastic into state-of-the-art facilities. They
provide guidance on the level compatibility, defined as:
— green: Packaging constituents with full compatibility with recycling;
— yellow: Packaging constituents with limited compatibility with recycling;
— red: Packaging constituents which are not compatible with recycling.
Recyclability guidelines will require regular review and improvement to reflect innovations in design,
collection, sorting and recycling.
The Design for recycling guidelines provided in this series of standards are representative of the state of
the art in Europe and cover all steps from design for recycling, packaging waste collection, sorting,
recycling into recycled plastic and to use in a new application.
Packaging recyclability is the combination of two parameters: packaging designed for recycling and the
existence of a recycling stream. Design for recycling guidelines act as a first indicator.

1 Scope
This document covers the design of PET pots and trays with respect to compatibility of the design with
recycling processes.
Packaging constituents and packaging components made of other materials than PET are also covered by
this document as they need to be evaluated on compatibility with polymer recycling.
2 Normative references
The following documents are referred to in the text in such a way that some or all of their content
constitutes requirements of this document. For dated references, only the edition cited applies. For
undated references, the latest edition of the referenced document (including any amendments) applies.
prEN 18120-1, Packaging — Design for recycling of plastic packaging — Part 1: Definitions and principles
for design-for-recycling of plastic packaging
prEN 18120-3, Packaging — Design for recycling of plastic packaging — Part 3: Sortability evaluation
process for plastic packaging
prEN 18120-5, Packaging — Design for recycling of plastic packaging — Part 5: Guideline for PET rigid
packaging (except bottles)
EN ISO 527-3, Plastics — Determination of tensile properties — Part 3: Test conditions for films and sheets
(ISO 527-3)
EN ISO 1133-1, Plastics — Determination of the melt mass-flow rate (MFR) and melt volume-flow rate
(MVR) of thermoplastics — Part 1: Standard method (ISO 1133-1)
EN ISO 1628-1, Plastics — Determination of the viscosity of polymers in dilute solution using capillary
viscometers — Part 1: General principles (ISO 1628-1)
EN ISO 18314-1, Analytical colourimetry — Part 1: Practical colour measurement (ISO 18314-1)
ISO 11357-3, Plastics — Differential scanning calorimetry (DSC) — Part 3: Determination of temperature
and enthalpy of melting and crystallization
3 Terms and definitions
For the purposes of this document, the terms and definitions given in prEN 18120-1 apply.
ISO and IEC maintain terminology databases for use in standardization at the following addresses:
— ISO Online browsing platform: available at https://www.iso.org/obp/
— IEC Electropedia: available at https://www.electropedia.org/
4 Recyclability evaluation process
4.1 Principle
This standard provides a method of evaluating the technical recyclability of a PET rigid packaging (except
bottles) sample in mechanical recycling processes as they are implemented in Europe. The results
characterize both the processability of the sample as well as the quality of the recycled plastic.
Depending on the choice of the sample, the method can either provide a technical recyclability
determination for a given packaging design or item, or it can be employed to selectively study the impact
of individual design elements of a PET rigid packaging on technical recyclability.
The latter approach may be employed to generate data for the updating of design-for-recycling
guidelines.
The test method follows the steps (unit operations) that occur in a mechanical recycling process for PET
rigid packaging (mainly thermoforms) and seeks to simulate each operation on a laboratory scale.
The relevant unit operations are shown in Table 1. Steps 0 to 5 describe the plastic recycling process itself
whereas step 6 represent the conversion of the recycled PET into articles, in this case plaques is preferred
because it offers greater repeatability at laboratory scale than the sheet extrusion.
As such, steps 0 to 4 provide information on the processabilit
...

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