EN ISO/IEC 27006:2020

Information technology - Security techniques - Requirements for bodies providing audit and certification of information security management systems (ISO/IEC 27006:2015, including Amd 1:2020)

ISO/IEC 27006:2015 specifies requirements and provides guidance for bodies providing audit and certification of an information security management system (ISMS), in addition to the requirements contained within ISO/IEC 17021‑1 and ISO/IEC 27001. It is primarily intended to support the accreditation of certification bodies providing ISMS certification.
The requirements contained in this International Standard need to be demonstrated in terms of competence and reliability by any body providing ISMS certification, and the guidance contained in this International Standard provides additional interpretation of these requirements for any body providing ISMS certification.
NOTE          This International Standard can be used as a criteria document for accreditation, peer assessment or other audit processes.

Informationstechnik - IT-Sicherheitsverfahren - Anforderungen an Institutionen, die Audits und Zertifizierungen von Informationssicherheits-Managementsystemen anbieten (ISO/IEC 27006:2015, einschließlich Amd.1:2020)

Diese Internationale Norm legt Anforderungen fest und bietet Anleitung für Stellen, die Audits und Zertifizierungen von Informationssicherheitsmanagementsystemen (ISMS), vornehmen. Zusätzlich gelten die Anforderungen nach ISO/IEC 17021-1 und ISO/IEC 27001. Sie dient hauptsächlich der Unterstützung der Akkreditierung von Zertifizierungsstellen, die ISMS-Zertifizierungen durchführen.
Die Anforderungen in dieser Norm bedürfen im Hinblick auf Kompetenz und Zuverlässigkeit von jeder Stelle, die ISMS-Zertifizierungen durchführt, eines Nachweises, und die Anleitungen in dieser Internationalen Norm erlauben die weitere Interpretation dieser Anforderungen für jede Stelle, die ISMS-Zertifizierungen durchführt.
ANMERKUNG Diese Internationale Norm kann als Kriteriendokument für die Akkreditierung, die Bewertung unter Gleichrangigen oder für andere Auditprozesse verwendet werden.

Technologies de l'information - Techniques de sécurité - Exigences pour les organismes procédant à l'audit et à la certification des systèmes de management de la sécurité de l'information (ISO/IEC 27006:2015, y compris Amd 1:2020)

La présente Norme internationale spécifie les exigences et fournit des recommandations pour les organismes procédant à l'audit et à la certification d'un système de management de la sécurité de l'information (SMSI), en plus des exigences contenues dans l'ISO/IEC 17021‑1 et l'ISO/IEC 27001. Elle a pour principal objet de soutenir l'accréditation des organismes de certification qui procèdent à la certification de SMSI.
Il est nécessaire que tout organisme qui procède à la certification de SMSI démontre qu'il respecte les exigences stipulées dans la présente Norme internationale en termes de compétences et de fiabilité, et les recommandations contenues dans la présente Norme internationale fournissent une interprétation supplémentaire de ces exigences pour tout organisme procédant à la certification de SMSI.
NOTE       La présente Norme internationale peut être utilisée comme référentiel pour l'accréditation, l'évaluation par des pairs ou d'autres processus d'audit.

Informacijska tehnologija - Varnostne tehnike - Zahteve za organe, ki izvajajo presojanje in certificiranje sistemov upravljanja informacijske varnosti (ISO/IEC 27006:2015, vključno z dopolnilom 1:2020)

General Information

• Status: Withdrawn
• Publication Date: 24-Nov-2020
• Withdrawal Date: 12-Mar-2024
• ICS: 03.120.20 - Product and company certification. Conformity assessment
• ICS: 35.030 - IT Security
• Technical Committee: CEN/CLC/TC 13 - Cybersecurity and Data Protection
• Drafting Committee: CEN/CLC/TC 13 - Cybersecurity and Data Protection
• Ref Project: SIST EN ISO/IEC 27006:2021 - Information technology - Security techniques - Requirements for bodies providing audit and certification of information security management systems (ISO/IEC 27006:2015, including Amd 1:2020)

Relations

• Replaced By: EN ISO/IEC 27006-1:2024 - Information security, cybersecurity and privacy protection - Requirements for bodies providing audit and certification of information security management systems - Part 1: General (ISO/IEC 27006-1:2024)
• Effective Date: 18-Mar-2024

Standards Content (Sample)

SLOVENSKI STANDARD
01-februar-2021
Informacijska tehnologija - Varnostne tehnike - Zahteve za organe, ki izvajajo
presojanje in certificiranje sistemov upravljanja informacijske varnosti (ISO/IEC
27006:2015, vključno z dopolnilom 1:2020)
Information technology - Security techniques - Requirements for bodies providing audit
and certification of information security management systems (ISO/IEC 27006:2015,
including Amd 1:2020)
Informationstechnik - IT-Sicherheitsverfahren - Anforderungen an Institutionen, die Audits
und Zertifizierungen von Informationssicherheits-Managmentsystemen anbieten
(ISO/IEC 27006:2015, einschließlich Amd 1:2020)
Technologies de l'information - Techniques de sécurité - Exigences pour les organismes
procédant à l'audit et à la certification des systèmes de management de la sécurité de
l'information (ISO/IEC 27006:2015, y compris Amd 1:2020)
Ta slovenski standard je istoveten z: EN ISO/IEC 27006:2020
ICS:
03.100.70 Sistemi vodenja Management systems
03.120.20 Certificiranje proizvodov in Product and company
podjetij. Ugotavljanje certification. Conformity
skladnosti assessment
35.030 Informacijska varnost IT Security
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

EUROPEAN STANDARD
EN ISO/IEC 27006
NORME EUROPÉENNE
EUROPÄISCHE NORM
November 2020
ICS 03.120.20; 35.030
English version
Information technology - Security techniques -
Requirements for bodies providing audit and certification
of information security management systems (ISO/IEC
27006:2015, including Amd 1:2020)
Technologies de l'information - Techniques de sécurité Informationstechnik - IT-Sicherheitsverfahren -
- Exigences pour les organismes procédant à l'audit et Anforderungen an Institutionen, die Audits und
à la certification des systèmes de management de la Zertifizierungen von Informationssicherheits-
sécurité de l'information (ISO/IEC 27006:2015, y Managmentsystemen anbieten (ISO/IEC 27006:2015,
compris Amd 1:2020) einschließlich Amd 1:2020)
This European Standard was approved by CEN on 16 November 2020.

CEN and CENELEC members are bound to comply with the CEN/CENELEC Internal Regulations which stipulate the conditions for
giving this European Standard the status of a national standard without any alteration. Up-to-date lists and bibliographical
references concerning such national standards may be obtained on application to the CEN-CENELEC Management Centre or to
any CEN and CENELEC member.
This European Standard exists in three official versions (English, French, German). A version in any other language made by
translation under the responsibility of a CEN and CENELEC member into its own language and notified to the CEN-CENELEC
Management Centre has the same status as the official versions.

CEN and CENELEC members are the national standards bodies and national electrotechnical committees of Austria, Belgium,
Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy,
Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Republic of North Macedonia, Romania, Serbia,
Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and United Kingdom.

CEN-CENELEC Management Centre:
Rue de la Science 23, B-1040 Brussels
© 2020 CEN/CENELEC All rights of exploitation in any form and by any means Ref. No. EN ISO/IEC 27006:2020 E
reserved worldwide for CEN national Members and for
CENELEC Members.
Contents Page
European foreword . 3

European foreword
The text of ISO/IEC 27006:2015 has been prepared by Technical Committee ISO/IEC JTC 1 "Information
technology” of the International Organization for Standardization (ISO) and has been taken over as
the secretariat of which is held by DIN.
This European Standard shall be given the status of a national standard, either by publication of an
identical text or by endorsement, at the latest by May 2021, and conflicting national standards shall be
withdrawn at the latest by May 2021.
Attention is drawn to the possibility that some of the elements of this document may be the subject of
patent rights. CEN shall not be held responsible for identifying any or all such patent rights.
According to the CEN-CENELEC Internal Regulations, the national standards organizations of the
following countries are bound to implement this European Standard: Austria, Belgium, Bulgaria,
Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland,
Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Republic of
North Macedonia, Romania, Serbia, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and the
United Kingdom.
Endorsement notice
The text of ISO/IEC 27006:2015 has been approved by CEN as EN ISO/IEC 27006:2020 without any
modification.
INTERNATIONAL ISO/IEC
STANDARD 27006
Third edition
2015-10-01
Information technology — Security
techniques — Requirements
for bodies providing audit and
certification of information security
management systems
Technologies de l’information — Techniques de sécurité — Exigences
pour les organismes procédant à l’audit et à la certification des
systèmes de management de la sécurité de l’information
Reference number
ISO/IEC 27006:2015(E)
©
ISO/IEC 2015
ISO/IEC 27006:2015(E)
© ISO/IEC 2015, Published in Switzerland
All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized otherwise in any form
or by any means, electronic or mechanical, including photocopying, or posting on the internet or an intranet, without prior
written permission. Permission can be requested from either ISO at the address below or ISO’s member body in the country of
the requester.
ISO copyright office
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Tel. [phone]
Fax [phone]
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ii © ISO/IEC 2015 – All rights reserved

ISO/IEC 27006:2015(E)
Contents Page
Foreword .v
Introduction .vi
1 Scope . 1
2 Normative references . 1
3 Terms and definitions . 1
4 Principles . 1
5 General requirements . 2
5.1 Legal and contractual matters . 2
5.2 Management of impartiality . 2
5.2.1 IS 5.2 Conflicts of interest . 2
5.3 Liability and financing . 2
6 Structural requirements . 2
7 Resource requirements . 2
7.1 Competence of personnel . 2
7.1.1 IS 7.1.1 General considerations . 3
7.1.2 IS 7.1.2 Determination of Competence Criteria . 3
7.2 Personnel involved in the certification activities . 6
7.2.1 IS 7.2 Demonstration of auditor knowledge and experience . 6
7.3 Use of individual external auditors and external technical experts . 7
7.3.1 IS 7.3 Using external auditors or external technical experts as part of the
audit team . 7
7.4 Personnel records. 7
7.5 Outsourcing. 7
8 Information requirements . 8
8.1 Public information . 8
8.2 Certification documents . 8
8.2.1 IS 8.2 ISMS Certification documents . 8
8.3 Reference to certification and use of marks . 8
8.4 Confidentiality . 8
8.4.1 IS 8.4 Access to organizational records . 8
8.5 Information exchange between a certification body and its clients . 8
9 Process requirements . 8
9.1 Pre-certification activities . 8
9.1.1 Application . 8
9.1.2 Application review . 9
9.1.3 Audit programme . 9
9.1.4 Determining audit time .10
9.1.5 Multi-site sampling .10
9.1.6 Multiple management systems .11
9.2 Planning audits .11
9.2.1 Determining audit objectives, scope and criteria .11
9.2.2 Audit team selection and assignments .12
9.2.3 Audit plan .
...