EN 16228-1:2014

Drilling and foundation equipment - Safety - Part 1: Common requirements

This European Standard specifies the common safety requirements for drilling and foundation equipment.
Part 1 of this European Standard deals with the significant hazards common to drilling and foundation equipment (see Annex A), when they are used as intended and under the conditions of misuse which are reasonably foreseeable by the manufacturer associated with the whole life time of the machine (transport, assembly, dismantling, equipment in service and out of service, maintenance, moving on site, storage, disabling and scrapping).
NOTE 1   The requirements specified in this part of the standard are common to two or more families of drilling and foundation equipment.
This document gives safety requirements for all types of drilling and foundation equipment and is intended to be used in conjunction with one of parts 2 to 7. These machine specific parts do not repeat the requirements from part 1 but supplement or modify the requirements for the type of drilling and foundation equipment in question.
For multipurpose machinery, the parts of the standard that cover the specific functions and applications are used, e.g. a drilling machine also used as a piling machine will use the relevant requirements of EN 16228 parts 1, 2, and 4.
The following machines are excluded from the scope of this standard:
   tunnelling machines, unshielded tunnel boring machines and rodless shaft boring machines for rock according to prEN 16191;
   raise boring machines;
   drill rigs used in oil and gas industry.
NOTE 2   Specific requirements for offshore applications are not covered by this European Standard.
Where a drilling or foundation equipment of fixed configuration that is not intended to be separated is assembled using a carrier based on earth-moving equipment, agricultural equipment, or a crane, then the completed assembly will conform to the requirements specified in this drilling and foundation equipment standard.
Drilling and foundation equipment within the scope of EN 16228 parts 1 to 6 may include interchangeable auxiliary equipment within the scope of EN 16228 part 7, either as an integral part of its construction or as interchangeably fitted equipment.
If drilling and foundation equipment is intended to be used in a potentially explosive atmosphere, additional requirements will need to be met which are not covered by this standard.

Geräte für Bohr- und Gründungsarbeiten - Sicherheit - Teil 1: Gemeinsame Anforderungen

Diese Europäische Norm legt die gemeinsamen sicherheitstechnischen Anforderungen an Geräte für Bohr- und Gründungsarbeiten fest.
Teil 1 dieser Europäischen Norm behandelt die signifikanten Gefährdungen im Zusammenhang mit Geräten für Bohr- und Gründungsarbeiten, wenn sie wie vorgesehen und unter den vom Hersteller vernünftigerweise vorhersehbaren Bedingungen der Fehlanwendung verwendet werden (siehe Anhang A), die mit der gesamten Lebensdauer der Maschine in Verbindung stehen (Transport, Montage, Demontage, Gerät in Betrieb und außer Betrieb, Instandhaltung, Bewegung am Einsatzort, Lagerung, außer Betrieb setzen und Verschrotten).
ANMERKUNG 1   Die in diesem Teil der Norm festgelegten Anforderungen gelten gemeinsam für zwei oder mehrere Gattungen von Geräten für Bohr- und Gründungsarbeiten.
Dieses Dokument enthält sicherheitstechnische Anforderungen an alle Arten von Geräten für Bohr- und Gründungsarbeiten und ist in Zusammenhang mit einem der Teile 2 bis 7 zu verwenden. Diese maschinenspezifischen Teile wiederholen nicht die Anforderungen aus Teil 1, sondern ersetzen oder fügen Anforderungen für die Art des betreffenden Geräts für Bohr- und Gründungsarbeiten hinzu.
Für Mehrzweckgeräte werden die Teile der Norm angewendet, welche besondere Funktionen und Anwendungen umfassen, wenn z. B. ein Bohrgerät zusätzlich als Rammgerät verwendet wird, werden die entsprechenden Anforderungen aus EN 16228-1, EN 16228-2 und EN 16228-4, angewandt.
Folgende Maschinen fallen nicht in den Anwendungsbereich dieser Norm:
Folgende Maschinen sind aus dem Anwendungsbereich dieser Norm ausgeschlossen:
-   Tunnelbaumaschinen, Tunnelbohrmaschinen ohne Schild und gestängelose Schachtbohrmaschinen für Gestein entsprechend prEN 16191;
-   Aufbruchbohrmaschinen;
-   Bohrgeräte, die in der Öl- und Gasindustrie verwendet werden.
ANMERKUNG 2   Besondere Anforderungen an Offshore-Anwendungen werden in dieser Europäischen Norm nicht behandelt.
Wenn ein Gerät für Bohr- oder Gründungsarbeiten in befestigter Konfiguration, deren Trennung nicht vorgesehen ist, auf einen Träger montiert wird, der auf Erdbaumaschinen, landwirtschaftlichen Geräten oder Kränen steht, so muss der gesamte Aufbau den in dieser Norm festgelegten Anforderungen an Geräte für Bohr- und Gründungsarbeiten entsprechen.
Geräte für Bohr- und Gründungsarbeiten innerhalb des Anwendungsbereiches von EN 16228, Teile 1 bis 6, können auswechselbare Zusatzausrüstung enthalten, die vom Anwendungsbereich der EN 16228-7, abgedeckt ist, entweder als integrierter Teil des Geräts oder als auswechselbare befestigte Ausrüstung.
Wenn vorgesehen ist, die Maschine für Bohr- und Gründungsarbeiten in explosionsfähiger Umgebung zu verwenden, müssen zusätzliche Anforderungen erfüllt werden, die in dieser Norm nicht behandelt werden.

Machines de forage et de fondation - Sécurité - Partie 1: Prescriptions communes

La présente Norme européenne spécifie les prescriptions de sécurité communes pour les machines de forage et de fondation.
La partie 1 de la présente Norme européenne traite des phénomènes dangereux significatifs communs aux machines de forage et de fondation (voir l'Annexe A), lorsqu'elles sont utilisées normalement et dans les conditions prévues par le fabricant associés à toute la durée de vie des machines (transport, montage, démontage, matériel en service et hors service, maintenance, déplacement sur le chantier, stockage, mise hors service et mise au rebut).
NOTE 1   Les prescriptions spécifiées dans la présente partie de la norme sont communes à plusieurs familles de machines de forage et de fondation.
Le présent document donne les prescriptions de sécurité applicables à tous les types de machine de forage et de fondation et est destiné à être utilisé conjointement aux parties 2 à 7. Ces parties qui sont spécifiques à différentes machines ne répètent pas les prescriptions de la partie 1, mais complètent ou modifient certaines prescriptions pour le type de machine de forage et de fondation concerné.
Pour les machines multifonctions, les parties de la présente norme couvrant les fonctions et applications spécifiques sont utilisées, par exemple une machine de forage également utilisée comme machine pour foncer les pieux utilisera les prescriptions pertinentes du FprEN 16228 parties 1, 2 et 4.
Les machines suivantes sont exclues du domaine d'application de la présente norme :
   les tunneliers, les tunneliers sans bouclier et les machines foreuses pour puits sans tige de traction conformément au prEN 16191 ;
   les machines pour forage montant de type raise boring ;
   les appareils de forage utilisés dans l'industrie pétrolière et gazière.
NOTE 2   La présente Norme européenne ne couvre pas les prescriptions spécifiques aux applications offshore.
Lorsqu'une machine de forage ou de fondation de configuration fixe qui n'est pas destinée à être séparée est montée au moyen d'un porteur basé sur un engin de terrassement, une machine agricole, ou une grue, le montage complet sera conforme aux prescriptions spécifiées dans la présente norme sur les machines de forage et de fondation.
Les machines de forage et de fondation entrant dans le domaine d'application des FprEN 16228 parties 1 à 6 peuvent inclure des équipements interchangeables entrant dans le domaine d'application du FprEN 16228 partie 7, soit en tant que partie intégrante de leur construction, soit comme des équipements interchangeables fournis.
Si les machines de forage et de fondation sont destinées à être utilisées dans une atmosphère explosible, des prescriptions supplémentaires non couvertes par la présente norme devront  être respectées.

Oprema za vrtanje in temeljenje - Varnost - 1. del: Splošne zahteve

Standard EN 16228-1 določa splošne varnostne zahteve za opremo za vrtanje in temeljenje. V 1. delu tega evropskega standarda so obravnavana večja tveganja, skupna opremi za vrtanje in temeljenje (glej dodatek A), če se uporablja, kot je bilo predvideno, in pod pogoji nepravilne uporabe, ki jih je razumno predvidel proizvajalec, v zvezi s celotno življenjsko dobo opreme (prevoz, sestavljanje, razstavljanje, oprema med obratovanjem in mirovanjem, vzdrževanje, selitev na gradbišče, skladiščenje, onemogočanje ter razrezovanje).

General Information

• Status: Withdrawn
• Publication Date: 20-May-2014
• Withdrawal Date: 13-Apr-2025
• ICS: 93.020 - Earthworks. Excavations. Foundation construction. Underground works
• Technical Committee: CEN/TC 151 - Construction equipment and building material machines - Safety
• Drafting Committee: CEN/TC 151/WG 3 - Drilling equipment - Safety
• Current Stage: 9960 - Withdrawal effective - Withdrawal
• Start Date: 22-Dec-2021
• Completion Date: 14-Apr-2025
• Directive: 2006/42/EC - Directive 2006/42/EC of the European Parliament and of the Council of 17 May 2006 on machinery, and amending Directive 95/16/EC (recast)
• Directive: 98/37/EC - Machinery
• Mandate: M/079 - Mandate to CEN and CENELEC for standardization in the field of machines
• Mandate: M/396 - Mandate to CEN and Cenelec for standardisation in the field of machinery
• Ref Project: SIST EN 16228-1:2014 - Drilling and foundation equipment - Safety - Part 1: Common requirements

Relations

• Replaces: EN 996:1995+A3:2009 - Piling equipment - Safety requirements
• Effective Date: 08-Jun-2022
• Replaces: EN 791:1995+A1:2009 - Drill rigs - Safety
• Effective Date: 08-Jun-2022
• Merged Into: EN 16228-1:2014+A1:2021 - Drilling and foundation equipment - Safety - Part 1: Common requirements
• Effective Date: 03-Nov-2021
• Amended By: EN 16228-1:2014/FprA1 - Drilling and foundation equipment - Safety - Part 1: Common requirements
• Effective Date: 09-Nov-2016

Standards Content (Sample)

2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.Oprema za vrtanje in temeljenje - Varnost - 1. del: Splošne zahteveGeräte für Bohr- und Gründungsarbeiten - Sicherheit - Teil 1: Gemeinsame AnforderungenMachines de forage et de fondation - Sécurité - Partie 1: Prescriptions communesDrilling and foundation equipment - Safety - Part 1: Common requirements93.020Zemeljska dela. Izkopavanja. Gradnja temeljev. Dela pod zemljoEarthworks. Excavations. Foundation construction. Underground works53.100Stroji za zemeljska delaEarth-moving machineryICS:Ta slovenski standard je istoveten z:EN 16228-1:2014SIST EN 16228-1:2014en,fr,de01-oktober-2014SIST EN 16228-1:2014SLOVENSKI
STANDARDSIST EN 996:2000+A3:2009SIST EN 791:2000+A1:20091DGRPHãþD

EUROPEAN STANDARD NORME EUROPÉENNE EUROPÄISCHE NORM
EN 16228-1
May 2014 ICS 93.020 Supersedes EN 791:1995+A1:2009, EN 996:1995+A3:2009English Version
Drilling and foundation equipment - Safety - Part 1: Common requirements
Machines de forage et de fondation - Sécurité - Partie 1: Prescriptions communes
Geräte für Bohr- und Gründungsarbeiten - Sicherheit - Teil 1: Gemeinsame Anforderungen This European Standard was approved by CEN on 6 March 2014.
CEN members are bound to comply with the CEN/CENELEC Internal Regulations which stipulate the conditions for giving this European Standard the status of a national standard without any alteration. Up-to-date lists and bibliographical references concerning such national standards may be obtained on application to the CEN-CENELEC Management Centre or to any CEN member.
This European Standard exists in three official versions (English, French, German). A version in any other language made by translation under the responsibility of a CEN member into its own language and notified to the CEN-CENELEC Management Centre has the same status as the official versions.
CEN members are the national standards bodies of Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and United Kingdom.
EUROPEAN COMMITTEE FOR STANDARDIZATION
COMITÉ EUROPÉEN DE NORMALISATION EUROPÄISCHES KOMITEE FÜR NORMUNG
CEN-CENELEC Management Centre:
Avenue Marnix 17,
B-1000 Brussels © 2014 CEN All rights of exploitation in any form and by any means reserved worldwide for CEN national Members. Ref. No. EN 16228-1:2014 ESIST EN 16228-1:2014

Foreword .6 Introduction .7 1 Scope .8 2 Normative references .8 3 Terms and definitions . 11 4 List of significant hazards . 15 5 Safety requirements and/or protective measures . 19 5.1 General . 19 5.2 Requirements for strength and stability . 20 5.2.1 Loads . 20 5.2.2 Structural calculations . 21 5.2.3 Rigid body stability . 22 5.2.4 Floating ship, barge or pontoon . 31 5.3 Electrotechnical systems . 31 5.3.1 General . 31 5.3.2 Battery installation. 31 5.4 Hydraulic and pneumatic systems. 32 5.4.1 Hydraulic systems . 32 5.4.2 Pneumatic systems . 32 5.4.3 Hoses, pipes and fittings under pressure . 32 5.5 Failure of the power supply . 33 5.6 Uncontrolled motion . 33 5.7 Brakes of the carrier machine . 33 5.7.1 Brakes for travelling . 33 5.7.2 Brakes for slewing . 33 5.8 Winches, draw-works and ropes . 33 5.8.1 General . 33 5.8.2 Winches and pulleys . 34 5.8.3 Pulley and drum diameters . 35 5.8.4 Ropes and rope end terminations . 35 5.8.5 Roller and leaf chains . 35 5.9 Masts, derricks and feed beams . 36 5.10 Indicating/limiting devices for inclination . 36 5.10.1 Inclination of leader, mast or boom . 36 5.10.2 Inclination of the carrier . 36 5.10.3 Stroke limiting devices . 36 5.11 Ergonomics for control stations and servicing points . 36 5.12 Access to operating positions, intervention and servicing points . 37 5.13 Platforms on masts and leaders. . 37 5.13.1 General . 37 5.13.2 Working platform for lifting personnel . 37 5.13.3 Movable platform . 39 5.14 Operating position(s) . 39 5.14.1 General . 39 5.14.2 Visibility . 41 5.15 Control systems . 41 5.15.1 General . 41 5.15.2 Required performance levels for safety related parts of control systems . 41 5.15.3 Starting . 43 5.15.4 Stopping . 43 SIST EN 16228-1:2014

List of drilling and foundation equipment . 71 A.1 General . 71 A.2 Illustrations . 72 Annex B (normative)
Noise test code . 124 B.1 General . 124 B.2 Operation of the drilling and foundation equipment during noise tests . 124 B.2.1 General . 124 B.2.2 Multiple power units . 124 B.2.3 Fan speed . 125 B.2.4 Different types of drilling and foundation equipment . 125 B.3 Determination of the sound power level . 125 B.3.1 Basic noise emission standards . 125 B.3.2 Determination according to EN ISO 3744 . 127 B.4 Measurement of emission sound pressure level at the operator’s position . 127 B.4.1 General . 127 B.4.2 Performance of test at a fixed operator's position . 127 B.4.3 Performance of test for operator's and assistant(s) position for remote-controlled machines . 128 B.4.4 Acceptance criteria of measurements . 128 B.5 Uncertainty of measurements . 128 B.6 Information to be recorded and reported . 128 B.7 Noise declaration . 129 Annex C (normative)
Whole-body and hand-arm vibration test . 130 C.1 General . 130 C.2 Measurement . 130 Annex D (informative)
Symbols and signs . 131 D.1 Introduction . 131 D.2 General safety and warning signs . 131 D.3 General control symbols . 133 D.4 Symbols for information . 134 D.5 Symbols to be used for the control of the engine, fuel, brake transmission systems and hydraulic system. 135 D.6 Symbols to be used for the control of the drilling operation . 135 D.6.1 General symbols . 135 D.6.2 Symbols for general machine functions . 136 D.6.3 Rod handling system . 137 D.6.4 Mast erection and positioning . 138 D.6.5 Winch and slip rope drum . 141 D.6.6 Tramming . 141 D.7 Miscellaneous symbols . 142 Annex E (normative)
Instruction selecting and fitting of wire rope grips for free fall application . 143 E.1 General . 143 E.2 Installation . 143 E.3 Number of grips . 143 E.4 Tightening torque . 143 E.5 Detachable connections . 144 Annex F (normative)
Ground pressure calculation for crawler mounted drilling and foundation equipment . 145 F.1 General . 145 F.2 Calculation of ground pressures . 145 SIST EN 16228-1:2014

Test conditions of the stopping performances of the rotation of the drilling head . 148 G.1 General . 148 G.2 Conditions of measure . 148 G.3 Measures implementation . 148 G.3.1 General . 148 G.3.2 Measurements . 149 G.3.3 Data to be recorded . 149 G.3.4 Evaluation of results . 149 Annex ZA (informative)
Relationship between this European Standard and the Essential Requirements of EU Directive 2006/42/EC . 150 Bibliography . 151
EN 474-1:2006+A4:2013, Earth-moving machinery — Safety — Part 1: General requirements EN 474-5:2006+A3:2013, Earth-moving machinery — Safety — Part 5: Requirements for hydraulic excavators EN 795:2012, Personal fall protection equipment — Anchor devices SIST EN 16228-1:2014

1) This document is impacted by a Corrigendum issued in 2010. SIST EN 16228-1:2014

2) This document is impacted by stand-alone Amendment 1 published in 2010. 3) This document is impacted by stand-alone Amendment 1 published in 2010. SIST EN 16228-1:2014

4) This document is impacted by stand-alone Amendment 1, Additional Symbols, published in 2010. SIST EN 16228-1:2014

Note 2 to entry: A carrier machine may also accommodate the necessary power source and controls of the drilling and foundation equipment. Apart from stationary carrier machines, wheel, crawler or rail mounted, together with fixed or movable floating carrier machines can be considered. 3.6 horizontal directional drilling
HDD steerable system for the installation of pipes, conduits and cables in shallow arc using a surface or pit launched drilling rig Note 1 to entry: Traditionally the term applies to large scale crossings in which a fluid filled pilot bore is drilled by rotating the drill string and this is then enlarged by a wash-over pipe and back reamer to the size required for the product pipe. 3.7 piling rig carrier machine complete with leader attachment and leader but without pile installation and other equipment 3.8 piling equipment assembly of machines and components used for installation or extraction of pile elements 3.9 diaphragm walling rig carrier machine and cutting tools to cut panels for diaphragm walls 3.10 jetting, grouting and injection equipment machine for mixing, pumping or injecting grout, cement, concrete and drilling fluids 3.11 interchangeable auxiliary equipment separate equipment that can be attached to a carrier machine to allow it to be used for drilling and foundation operations
3.12 kelly bar transmission part constituted with a specific steel bar or tube designed for transferring torques and forces onto the drilling tool Note 1 to entry: A kelly bar may be telescopic with an interlockable function. Tools are attached to the lower end of the Kelly. SIST E
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