Geotechnics — Array measurement of microtremors to estimate shear wave velocity profile

This document specifies requirements for equipment, survey procedure, data analysis and reporting of array measurement of microtremors which is one of the non-destructive testing methods with an array of sensors deployed on the ground surface. This document applies to the array measurement of microtremors to estimate a 1D shear wave velocity profile. This document specifically describes array measurement of microtremors using vertical ground vibration to estimate an S-wave velocity profile by processing microtremor records based on the fundamental mode of Rayleigh waves.

Géotechnique — Mesure du bruit de fond sismique en réseau pour estimer un profil de vitesse des ondes de cisaillement

Ce document spécifie les exigences relatives au matériel, à la procédure d’acquisition, d'analyse et au rapport d’étude de la mesure du bruit de fond sismique en réseau, qui est l'une des méthodes d’essais non destructives à l’aide d’un réseau de capteurs déployés à la surface du sol. Ce document s'applique à la mesure du bruit de fond en réseau pour estimer un profil de vitesse d'onde de cisaillement 1D. Plus particulièrement, ce document décrit la mesure du bruit de fond en réseau par l’enregistrement des vibrations verticales du sol et de l'analyse du mode fondamental des ondes de Rayleigh.

General Information

Status
Published
Publication Date
03-Nov-2022
Current Stage
6060 - International Standard published
Start Date
04-Nov-2022
Due Date
11-Oct-2022
Completion Date
04-Nov-2022
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INTERNATIONAL ISO
STANDARD 24057
First edition
2022-11
Geotechnics — Array measurement of
microtremors to estimate shear wave
velocity profile
Géotechnique — Mesure en réseau des microtrémors pour estimer un
profil de vitesse des ondes de cisaillement
Reference number
ISO 24057:2022(E)
© ISO 2022

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ISO 24057:2022(E)
COPYRIGHT PROTECTED DOCUMENT
© ISO 2022
All rights reserved. Unless otherwise specified, or required in the context of its implementation, no part of this publication may
be reproduced or utilized otherwise in any form or by any means, electronic or mechanical, including photocopying, or posting on
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Published in Switzerland
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ISO 24057:2022(E)
Contents Page
Foreword .iv
Introduction .v
1 Scope . 1
2 Normative references . 1
3 Terms, definitions, symbols and abbreviated terms . 1
3.1 Terms and definitions . 1
3.2 Symbols and abbreviated terms . 2
4 Equipment . 3
4.1 General . 3
4.2 Sensor . 3
4.3 Time calibration equipment . 4
4.4 Data logger . 4
4.5 Distance and location measuring instrument . 4
4.6 Protective products . 4
5 Survey procedure .5
5.1 General . 5
5.2 Preparation . 6
5.2.1 Desk study . 6
5.2.2 Array design . 6
5.3 Field observation . 6
5.3.1 Huddle test . 6
5.3.2 Setting of sensors. 7
5.3.3 Recording . 7
5.4 Data organization after field observation . 8
5.4.1 Quality control of the microtremor record. 8
5.4.2 Data storage . 8
6 Data Analysis . 8
6.1 Data organization after field observation . 8
6.2 Phase velocity analysis. 8
6.3 Inversion analysis to S-wave velocity profile . 10
6.4 Uncertainty of phase velocity and S-wave velocity profile . 10
7 Reporting .11
7.1 General . 11
7.2 Field report . 11
7.3 Analysis report . 13
Annex A (informative) Example of a figure and a table schematic figure of array
measurement of microtremors .15
Annex B (informative) Example of microtremor records and analysis results .16
Annex C (normative) Array design .18
Annex D (informative) Frequency characteristics of sensors in huddle test .22
Annex E (informative) Examples of good and poor quality microtremor records .23
Annex F (informative) Methods for phase velocity analysis .25
Annex G (informative) Method for inversion analysis to S-wave velocity profile .32
Annex H (informative) Uncertainty .34
Bibliography .38
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ISO 24057:2022(E)
Foreword
ISO (the International Organization for Standardization) is a worldwide federation of national standards
bodies (ISO member bodies). The work of preparing International Standards is normally carried out
through ISO technical committees. Each member body interested in a subject for which a technical
committee has been established has the right to be represented on that committee. International
organizations, governmental and non-governmental, in liaison with ISO, also take part in the work.
ISO collaborates closely with the International Electrotechnical Commission (IEC) on all matters of
electrotechnical standardization.
The procedures used to develop this document and those intended for its further maintenance are
described in the ISO/IEC Directives, Part 1. In particular, the different approval criteria needed for the
different types of ISO documents should be noted. This document was drafted in accordance with the
editorial rules of the ISO/IEC Directives, Part 2 (see www.iso.org/directives).
Attention is drawn to the possibility that some of the elements of this document may be the subject of
patent rights. ISO shall not be held responsible for identifying any or all such patent rights. Details of
any patent rights identified during the development of the document will be in the Introduction and/or
on the ISO list of patent declarations received (see www.iso.org/patents).
Any trade name used in this document is information given for the convenience of users and does not
constitute an endorsement.
For an explanation of the voluntary nature of standards, the meaning of ISO specific terms and
expressions related to conformity assessment, as well as information about ISO's adherence to
the World Trade Organization (WTO) principles in the Technical Barriers to Trade (TBT), see
www.iso.org/iso/foreword.html.
This document was prepared by Technical Committee ISO/TC 182, Geotechnics.
Any feedback or questions on this document should be directed to the user’s national standards body. A
complete listing of these bodies can be found at www.iso.org/members.html.
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ISO 24057:2022(E)
Introduction
This document provides the specifications on the equipment, survey and analysis procedure of array
measurement of microtremors in order to estimate shear wave velocity profile.
This document is intended for use by administrators of infrastructure facilities (public sector
institutions, such as national and local governments, and private institutions), building constructors,
house builders, consultants, academia, and public/private research institutions. The array measurement
of microtremors deliverable described in this document can be useful in various engineering fields such
as the
— estimation of geotechnical site conditions for construction;
— stability assessment of foundations;
— evaluation of the risk for soil liquefaction;
— evaluation/prediction of earthquake ground motions.
Array measurement of microtremors is one of the geophysical measurements using surface waves,
and it is a non-destructive testing method described in an application manual of geophysical methods
[5]
to engineering and environmental problems for estimating S-wave velocity profile from dispersive
characteristics of the surface waves. Reliability of the method has been evaluated by blind tests and
[6],[12]
numerical simulations in several international projects .
The array measurement of microtremors is a passive method using natural and artificial ambient
vibrations. Since power of the ambient vibrations is highly variable from one site to the other, it
will possibly not be applicable to a site where the ambient vibration level is less than internal noise
of measuring instruments. The array measurement of microtremors using vertical ground vibration
to estimate an S-wave velocity profile by processing microtremor records based on the fundamental
mode of Rayleigh waves is the most common surface wave method. In addition to the fundamental
mode, including the processing of higher modes of the Rayleigh waves improves the reliability of
the estimated S-wave velocity profile. However, a procedure for identifying the higher modes from
observed microtremors is not authorized in academics yet. Hence, analysing the higher mode of the
Rayleigh waves is out of scope in this document. Love waves is another type of surface waves extracted
from horizontal ground vibration. Joint use of the Rayleigh waves and the Love waves also improves
the reliability of the estimated S-wave velocity profile. However, the surface wave method using Love
waves is not widely used in practice. Hence, the measurement and the analysing of the Love waves are
out of scope in this document. Therefore, the array measurement of microtremors using vertical ground
vibration and the data analysis of the microtremor records with an assumption of the fundamental
mode of Rayleigh waves are described in this document.
This method provides a vertical S-wave velocity profile. The depth range of the S-wave velocity profile
varies depending on the wavelength of observed surface waves. The profile estimated using surface
wave has an uncertainty caused by estimation errors of the observed phase velocity. Therefore, it is
important to include additional information from soundings [e.g. cone penetration test (CPT), standard
penetration test (SPT)], borehole data and a prior geological information to reduce the uncertainty in
the S-wave velocity profile by electing a reliable initial model or search area in the inversion analysis.
Active method using artificial sources such as sledgehammer and weight drop is also useful to improve
the accuracy of estimated S-wave velocity profile, particularly at very shallow depth of the profile from
the additional phase velocity in high frequency. Additionally, horizontal-to-vertical (H/V) spectral ratio
is useful to reduce the uncertainty of S-wave velocity profile estimated by the array measurement of
microtremors from a peak frequency of the spectral ratio.
Regardless of the uncertainty in the estimated S-wave velocity profile, array measurement of
microtremors has a great advantage in time, cost and environmental impact for the investigation
compared to borehole measurements and soundings. Therefore, this method is expected to be widely
applied in the field such as evaluation of soil structure and geotechnical site characteristics described
above.
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INTERNATIONAL STANDARD ISO 24057:2022(E)
Geotechnics — Array measurement of microtremors to
estimate shear wave velocity profile
1 Scope
This document specifies requirements for equipment, survey procedure, data analysis and reporting of
array measurement of microtremors which is one of the non-destructive testing methods with an array
of sensors deployed on the ground surface.
This document applies to the array measurement of microtremors to estimate a 1D shear wave velocity
profile. This document specifically describes array measurement of microtremors using vertical
ground vibration to estimate an S-wave velocity profile by processing microtremor records based on
the fundamental mode of Rayleigh waves.
2 Normative references
There are no normative references in this document.
3 Terms, definitions, symbols and abbreviated terms
For the purposes of this document, the following terms and definitions apply.
ISO and IEC maintain terminology databases for use in standardization at the following addresses:
— ISO Online browsing platform: available at https:// www .iso .org/ obp
— IEC Electropedia: available at https:// www .electropedia .org/
3.1 Terms and definitions
3.1.1
amplifier
device amplifying signals detected by a sensor
3.1.2
array measurement of microtremors
simultaneous recording of microtremors by a set of sensors and data analysis
3.1.3
array size
distance between two sensors in the array
Note 1 to entry: For a circular array, the array size is expressed as a radius of the array.
3.1.4
data logger
device storing outputs from a sensor and time clock from a global navigation satellite system (GNSS)
receiver
3.1.5
dispersion curve
phase velocity of surface waves as a function of frequency
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ISO 24057:2022(E)
3.1.6
huddle test
simultaneous recordings by all sensors placed as close as possible to each other, used for the array
measurements of microtremors to confirm the consistency of frequency characteristics of the sensors
Note 1 to entry: In general, the consistency among sensors is evaluated in terms of the coherency, phase difference
and power spectrum in the frequency range of interest.
3.1.7
microtremors
small amplitude vibration of the ground generated by either human activities or natural phenomena
Note 1 to entry: Human activities have dominant periods shorter than one second (frequency higher than 1 Hz).
Natural phenomena such as climatic and oceanic conditions, have dominant periods greater than one second
(frequency lower than 1 Hz).
3.1.8
operator
qualified person who carries out the array measurement of microtremors
3.1.9
phase velocity
velocity of a seismic wave at a single frequency traveling in the subsurface structure
3.1.10
sensor
instrument capable of measuring vibration
Note 1 to entry: Different types of sensors including accelerometers and velocity meters are used depending on
the frequency range of interest.
3.1.11
signal-to-noise ratio
SNR
ratio of the level of a signal to the level of a noise
Note 1 to entry: The signal is what is analysed, and the noise is what is disturbing, such as sensor instrumental
self-noise, weather actions on the sensor and vibrations caused by bad coupling with soil.
3.1.12
surface wave
seismic wave that travels along the surface of the ground
Note 1 to entry: The surface wave has dispersive characteristics that the phase velocity changes as a function of
frequency. There are two types of surface waves: Rayleigh wave and Love wave.
3.1.13
S-wave velocity
shear wave velocity
true speed at which the S-wave of a seismic wave travels in the soil material
Note 1 to entry: The S-wave velocity is related to shear modulus and density of the soil.
3.2 Symbols and abbreviated terms
Symbol Name Unit
U Displacement m
V Velocity m/s
2
A Acceleration m/s
r Radius of circular array m
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ISO 24057:2022(E)
Symbol Name Unit
x Aperture of two sensors m
SNR Signal-to-noise ratio -
NS Noise-to-Signal -
c Phase velocity m/s
Vp P-wave velocity m/s
Vs S-wave velocity m/s
3
DEN Density kg/m
h Thickness of layer m
λ Wavelength m
ρ Coherency -
f Frequency Hz
PSD Power spectrum density dB
4 Equipment
4.1 General
To carry out an array measurement of microtremors, equipment which consists of several devices, as
shown in Figure 1, is generally required, and the equipment shall satisfy the performance detailed in
4.2 to 4.6.
Key
1 sensor 4 data logger
2 time calibration equipment 5 protective products
3 distance and location-measuring instrument
Figure 1 — Example devices for an array measurement of microtremors
4.2 Sensor
A highly sensitive sensor, which is capable of measuring microtremors in the frequency range of interest
corresponding to a depth of shear wave velocity profile to be investigated, shall be used. The sensor
shall be installed horizontally using a level. The instrument noise level should be less than the targeted
amplitude level of the power spectrum calculated from microtremor records at each frequency.
In the array measurement of microtremors, the same type of sensors which have the similar
specification in the frequency range of interest should be used.
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ISO 24057:2022(E)
4.3 Time calibration equipment
The time clock of all data loggers shall be synchronous during the array measurement of microtremors,
and the time calibration among the data loggers is required. Precise time synchronization shall be
carried out by using appropriate devices such as time clock in GNSS. Otherwise, all the sensors shall be
connected to a data logger by cables to ensure that the time is synchronous.
4.4 Data logger
A data logger should equip an internal or external amplifier that has a capability to amplify a weak
analog signal in case that instrumental noise level is close to the target amplitude level and signal-to-
noise ratio (SNR) is low.
A data logger shall convert the analog signal from a sensor to digital value with an appropriate filter
with high linearity and store it in a digital form. The conversion resolution shall be 16 bits or higher.
The stored digital record (e.g. Volt) is normally used for transforming to physical properties such as
2
acceleration, velocity and displacement [A (m/s ), V (m/s), U (m)].
4.5 Distance and location measuring instrument
The distances between the sensors or locations of the sensors in an array measurement of microtremors
shall be measured by using appropriate measuring instruments such as tape measure, laser range
finder and GNSS. The distance and location measuring instruments shall be selected to satisfy the
accuracy. The sensors should be deployed to designated locations within at least 5 % error of array size
[5]
or investigation depth .
4.6 Protective products
Because wind and rain can be unwanted noise generators, protective products should be used as
windshields and rain guards, when necessary. These items are also used for a safe installation of a
sensor (see Figure 2 left).
— Windshield/rain guard.
— Weights.
Sensor may be buried in the ground as a substitute of using the windshield (see Figure 2 right).
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ISO 24057:2022(E)
Key
1 sensor 3 windshield and rain guard
2 weight 4 rain guard
Figure 2 — Example of protection of sensor from wind and rain
5 Survey procedure
5.1 General
Clause 5 describes basic requirements for a survey procedure including preparation, field observation
and data organization after the field observation. The survey procedure of the array measurement of
microtremors is illustrated in Figure 3. Annex B shows an example of records and analysis results for
the array measurement of microtremors.
Figure 3 — Typical flow chart of a survey procedure of array measurement of microtremors
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ISO 24057:2022(E)
5.2 Preparation
5.2.1 Desk study
A desk study shall be performed to plan for an array measurement of microtremors at the beginning of
a project.
Pre-existing information such as geological map and geotechnical borehole data shall be collected when
they are available.
— Geological map.
— Geological condition.
— Geotechnical borehole data.
— Characteristics of the surface layer.
— Surface elevation.
— Underground facilities.
— Any other information available on the surrounding environment.
The field observation site shall be selected to obtain microtremor records with high quality, avoiding,
if possible, contaminations from nearby traffic, industrial machinery in factories, construction, and
pedestrians.
The operator shall check for special environmental conditions of installation (e.g. potentially explosive
atmospheres (ATEX), safety hazard) to adapt the survey or prepare specific changes to the installation
procedure.
Applications for a permission to enter a site shall be prepared and submitted to responsible
organizations such as the police and local government or land-owners before carrying out a field
observation if necessary.
5.2.2 Array design
Array configuration and array size shall be determined as described in Annex C by taking into account
the wavelength corresponding to the depth range of shear wave velocity profile to be investigated in
the project. In case that one array does not cover the depth range to be investigated, multiple array
measurements shall be carried out within the perimeter delimited by the largest array, whenever
possible. The location of each sensor shall be determined on a map according to the appropriate array
configuration and array size designed for the project.
5.3 Field observation
5.3.1 Huddle test
A huddle test shall be carried out to confirm the consistency of frequency characteristics of the
measurement equipment including all sensors and data logger in the frequency range of interest on site
immediately before starting array measurement of microtremors at each site.
In the huddle test, all sensors shall be deployed within several meters in and/or nearby a site for array
measurement of microtremors and record microtremor data simultaneously.
A huddle test shall be carried out in a quiet place where there are no sources of strong disturbances and
a place likely to be homogeneous and without void (e.g. sewer, reservoir).
Setting of the sensors shall follow to the procedure described in 5.3.2.
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ISO 24057:2022(E)
As for the consistency of the frequency characteristics of all the sensors, coherency of observed
microtremor records between each pair of sensors shall be confirmed as shown in Annex D. When
the coherency between a pair of sensors is significantly low, it is possible that one of the sensors is
malfunctioned and shall be replaced.
After it has been confirmed that the power spectrums of microtremors during the huddle test is
sufficiently larger than those internal noises, the array measurement of microtremors shall be carried
out. Each time sensors or some of the acquisition parameters, such as amplifier gain and sampling
frequency of data logger, are changed in the array measurement of microtremors, the huddle test shall
be carried out each time.
5.3.2 Setting of sensors
Each sensor shall be installed at the location described in 5.2.2. Installation on gentle slopes and mildly
irregular topography are permitted, but sites with unusual topographic features (e.g. surface cracks,
scarps, karstic dolines) should be avoided. The sensors of the array should be deployed in areas with
[6]
topographic variations less than about 10 % of the targeted wavelengths .
Each sensor shall be set according to procedures as follows:
— Installation of sensors on the ground without much grass and roots to ensure good coupling with
[11]
the ground by following a guideline such as SESAME .
— Adjusting horizontal level.
— The operator checks the recording by dropping a weight nearby or knocking a sensor and check the
signal polarity.
— Measuring azimuth of sensors and aligning to the same orientation when three component sensors
are used.
— Noting local/global coordinates at the locations of sensors using distance, and location-measuring
instrument described in 4.5.
— Noting distance from possible sources of traffic, industrial machinery in factories, construction and
pedestrians.
— Taking photos of installation of the sensors and surrounding the environment at each sensor.
In case local disturbance unavoidably occurs, an operator shall take a detailed note of possible sources.
In case of bad climate, sensors shall be protected from wind and rain using the protective products
described in 4.6. Climate during array measurement of microtremors shall be noted. When the
protective products are used or sensors are buried in the ground, the sensor installation condition shall
be noted.
5.3.3 Recording
5.3.3.1 Recording duration
Recording duration shall be set according to the wavelength related to array size of array measurement
of microtremors. An indication of the recording duration for the different array sizes is as follows:
a) Array size smaller than 30 m: 30 min.
b) Array size from 30 m to 100 m: 30 min to 1 h.
c) Array size larger than 100 m: longer than 1 h to
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