ASTM D420-98(2003)
(Guide)Standard Guide to Site Characterization for Engineering Design and Construction Purposes (Withdrawn 2012)
Standard Guide to Site Characterization for Engineering Design and Construction Purposes (Withdrawn 2012)
SIGNIFICANCE AND USE
An adequate soil, rock, and groundwater investigation will provide pertinent information for decision making on one or more of the following subjects:
Optimum location of the structure, both vertically and horizontally, within the area of the proposed construction.
Location and preliminary evaluation of suitable borrow and other local sources of construction aggregates.
Need for special excavating and dewatering techniques with the corresponding need for information, even if only approximate, on the distribution of soil water content or pore pressure, or both, and on the piezometric heads and apparent permeability (hydraulic conductivity) of the various subsurface strata.
Investigation of slope stability in natural slopes, cuts, and embankments.
Conceptual selection of embankment types and hydraulic barrier requirements.
Conceptual selection of alternate foundation types and elevations of the corresponding suitable bearing strata.
Development of additional detailed subsurface investigations for specific structures or facilities.
The investigation may require the collection of sufficiently large soil and rock samples of such quality as to allow adequate testing to determine the soil or rock classification or mineralogic type, or both, and the engineering properties pertinent to the proposed design.
This guide is not meant to be an inflexible description of investigation requirements; methods defined by other ASTM standards or non-ASTM techniques may be appropriate in some circumstances. The intent is to provide a checklist to assist in the design of an exploration/investigation plan.
SCOPE
1.1 This guide refers to ASTM methods by which soil, rock, and groundwater conditions may be determined. The objective of the investigation should be to identify and locate, both horizontally and vertically, significant soil and rock types and groundwater conditions present within a given site area and to establish the characteristics of the subsurface materials by sampling or in situ testing, or both.
1.2 Laboratory testing of soil, rock, and groundwater samples is specified by other ASTM standards not listed herein. Subsurface exploration for environmental purposes will be the subject of a separate ASTM document.
1.3 Prior to commencement of any intrusive exploration the site should be checked for underground utilities. Should evidence of potentially hazardous or otherwise contaminated materials or conditions be encountered in the course of the investigation, work should be interrupted until the circumstances have been evaluated and revised instructions issued before resumption.
1.4 The values stated in (SI) inch-pound units are to be regarded as the standard.
1.5 This guide offers an organized collection of information or a series of options and does not recommend a specific course of action. This document cannot replace education or experience and should be used in conjunction with professional judgment. Not all aspects of this guide may be applicable in all circumstances. This ASTM standard is not intended to represent or replace the standard of care by which the adequacy of a given professional service must be judged, nor should this document be applied without consideration of a project's many unique aspects. The word“ Standard” in the title of this document means only that the document has been approved through the ASTM consensus process.
1.6 This guide does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety and health practices and determine the applicability of regulatory limitations prior to use.
WITHDRAWN RATIONALE
This guide refers to ASTM methods by which soil, rock, and ground water conditions may be determined. The objective of the investigation should be to identify and locate, both horizontally and vertically, significant soil and rock type...
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NOTICE: This standard has either been superseded and replaced by a new version or withdrawn.
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Designation:D420–98 (Reapproved 2003)
Standard Guide to
Site Characterization for Engineering Design and
Construction Purposes
This standard is issued under the fixed designation D420; the number immediately following the designation indicates the year of
original adoption or, in the case of revision, the year of last revision. A number in parentheses indicates the year of last reapproval. A
superscript epsilon (´) indicates an editorial change since the last revision or reapproval.
This standard has been approved for use by agencies of the Department of Defense.
INTRODUCTION
Investigation and identification of subsurface materials involves both simple and complex
techniques that may be accomplished by many different procedures and may be variously interpreted.
These studies are frequently site specific and are influenced by geological and geographical settings,
by the purpose of the investigation, by design requirements for the project proposed, and by the
background,training,andexperienceoftheinvestigator.Thisguidehasbeenextensivelyrewrittenand
enlarged since the version approved in 1987. Material has been added for clarification and for
expansion of concepts. Many newASTM standards are referenced and a bibliography of non-ASTM
references is appended.
This document is a guide to the selection of the various ASTM standards that are available for the
investigation of soil, rock, and groundwater for projects that involve surface or subsurface
construction, or both. It is intended to improve consistency of practice and to encourage rational
planning of a site characterization program. Since the subsurface conditions at a particular site are
usually the result of a combination of natural, geologic, topographic, and climatic factors, and of
historical modifications both natural and manmade, an adequate and internally consistent exploration
program will allow evaluation of the results of these influences.
1. Scope materials or conditions be encountered in the course of the
investigation, work should be interrupted until the circum-
1.1 This guide refers toASTM methods by which soil, rock,
stances have been evaluated and revised instructions issued
and groundwater conditions may be determined. The objective
before resumption.
of the investigation should be to identify and locate, both
1.4 The values stated in (SI) inch-pound units are to be
horizontally and vertically, significant soil and rock types and
regarded as the standard.
groundwater conditions present within a given site area and to
1.5 This guide offers an organized collection of information
establish the characteristics of the subsurface materials by
or a series of options and does not recommend a specific
sampling or in situ testing, or both.
course of action. This document cannot replace education or
1.2 Laboratory testing of soil, rock, and groundwater
experience and should be used in conjunction with professional
samplesisspecifiedbyotherASTMstandardsnotlistedherein.
judgment. Not all aspects of this guide may be applicable in all
Subsurface exploration for environmental purposes will be the
circumstances. This ASTM standard is not intended to repre-
subject of a separate ASTM document.
sent or replace the standard of care by which the adequacy of
1.3 Prior to commencement of any intrusive exploration the
a given professional service must be judged, nor should this
site should be checked for underground utilities. Should
document be applied without consideration of a project’s many
evidence of potentially hazardous or otherwise contaminated
unique aspects. The word“ Standard” in the title of this
document means only that the document has been approved
This guide is under the jurisdiction ofASTM Committee D18 on Soil and Rock
through the ASTM consensus process.
and is the direct responsibility of Subcommittee D18.01 on Surface and Subsurface
1.6 This guide does not purport to address all of the safety
Characterization.
concerns, if any, associated with its use. It is the responsibility
Current edition approved Nov. 1, 2003. Published January 2004. Originally
published as D425 – 65 T. Last previous edition D420 – 93. DOI: 10.1520/D0420-
of the user of this standard to establish appropriate safety and
98R03.
Copyright © ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959, United States.
D420–98 (2003)
health practices and determine the applicability of regulatory D3584 PracticeforIndexingPapersandReportsonSoiland
limitations prior to use. Rock for Engineering Purposes
D4083 Practice for Description of Frozen Soils (Visual-
2. Referenced Documents
Manual Procedure)
2.1 ASTM Standards: D4220 Practices for Preserving and Transporting Soil
Samples
C119 Terminology Relating to Dimension Stone
C294 Descriptive Nomenclature for Constituents of Con- D4394 Test Method for Determining In Situ Modulus of
crete Aggregates
Deformation of Rock Mass Using Rigid Plate Loading
C851 Practice for Estimating Scratch Hardness of Coarse Method
Aggregate Particles
D4395 Test Method for Determining In Situ Modulus of
D75 Practice for Sampling Aggregates Deformation of Rock Mass Using Flexible Plate Loading
D653 Terminology Relating to Soil, Rock, and Contained
Method
Fluids
D4403 Practice for Extensometers Used in Rock
D1194 Test Method for Bearing Capacity of Soil for Static
D4428/D4428M Test Methods for Crosshole Seismic Test-
Load and Spread Footings
ing
D1195 TestMethodforRepetitiveStaticPlateLoadTestsof
D4429 Test Method for CBR (California Bearing Ratio) of
Soils and Flexible Pavement Components, for Use in
Soils in Place
Evaluation and Design ofAirport and Highway Pavements
D4452 Practice for X-Ray Radiography of Soil Samples
D1196 Test Method for Nonrepetitive Static Plate Load
D4506 Test Method for Determining In Situ Modulus of
Tests of Soils and Flexible Pavement Components, for Use
Deformation of Rock Mass Using Radial Jacking Test
in Evaluation and Design of Airport and Highway Pave-
D4544 Practice for Estimating Peat Deposit Thickness
ments
D4553 Test Method for Determining In Situ Creep Charac-
D1452 PracticeforSoilExplorationandSamplingbyAuger
teristics of Rock
Borings
D4554 Test Method for In Situ Determination of Direct
D1586 Test Method for Penetration Test (SPT) and Split-
Shear Strength of Rock Discontinuities
Barrel Sampling of Soils
D4555 Test Method for Determining Deformability and
D1587 Practice forThin-WalledTube Sampling of Soils for
Strength of Weak Rock by an In Situ Uniaxial Compres-
Geotechnical Purposes
sive Test
D2113 Practice for Rock Core Drilling and Sampling of
D4622 Test Method for Rock Mass Monitoring Using
Rock for Site Investigation 3
Inclinometers (Discontinued 2000)
D2487 Practice for Classification of Soils for Engineering
D4623 Test Method for Determination of In Situ Stress in
Purposes (Unified Soil Classification System)
Rock Mass by Overcoring Method—USBM Borehole
D2488 Practice for Description and Identification of Soils
Deformation Gauge
(Visual-Manual Procedure)
D4630 Test Method for Determining Transmissivity and
D2573 Test Method for Field Vane Shear Test in Cohesive
Storage Coefficient of Low-Permeability Rocks by In Situ
Soil
Measurements Using the Constant Head Injection Test
D2607 Classification of Peats, Mosses, Humus, and Related
D4631 Test Method for Determining Transmissivity and
Products
Storativity of Low Permeability Rocks by In Situ Mea-
D3017 Test Method for Water Content of Soil and Rock in
surements Using Pressure Pulse Technique
Place by Nuclear Methods (Shallow Depth)
D4633 Test Method for Energy Measurement for Dynamic
D3213 Practices for Handling, Storing, and Preparing Soft
Penetrometers
Intact Marine Soil
D4645 Test Method for Determination of In-Situ Stress in
D3282 Practice for Classification of Soils and Soil-
Rock Using Hydraulic Fracturing Method
Aggregate Mixtures for Highway Construction Purposes
D4700 Guide for Soil Sampling from the Vadose Zone
D3385 Test Method for Infiltration Rate of Soils in Field
D4719 Test Methods for Prebored Pressuremeter Testing in
Using Double-Ring Infiltrometer
Soils
D3404 Guide for Measuring Matric Potential in Vadose
D4729 Test Method for In Situ Stress and Modulus of
Zone Using Tensiometers
Deformation Using Flatjack Method
D3441 Test Method for Mechanical Cone Penetration Tests
D4750 Test Method for Determining Subsurface Liquid
of Soil
Levels in a Borehole or Monitoring Well (Observation
D3550 Practice for Thick Wall, Ring-Lined, Split Barrel,
Well)
Drive Sampling of Soils
D4879 Guide for Geotechnical Mapping of Large Under-
ground Openings in Rock
D4971 Test Method for Determining In Situ Modulus of
For referenced ASTM standards, visit the ASTM website, www.astm.org, or
contact ASTM Customer Service at service@astm.org. For Annual Book of ASTM
Deformation of Rock Using Diametrically Loaded 76-mm
Standards volume information, refer to the standard’s Document Summary page on
(3-in.) Borehole Jack
the ASTM website.
D5079 Practices for Preserving and Transporting Rock
Withdrawn. The last approved version of this historical standard is referenced
on www.astm.org. Core Samples
D420–98 (2003)
D5088 Practice for Decontamination of Field Equipment resource surveys, and engineering soil maps covering the
Used at Waste Sites proposed project area. Reports of subsurface investigations of
D5092 PracticeforDesignandInstallationofGroundWater nearby or adjacent projects should be studied.
Monitoring Wells
NOTE 1—While certain of the older maps and reports may be obsolete
D5093 Test Method for Field Measurement of Infiltration
andoflimitedvalueinthelightofcurrentknowledge,acomparisonofthe
Rate Using Double-Ring Infiltrometer with Sealed-Inner
old with the new will often reveal valuable information.
Ring
4.1.1 The United States Geological Survey and the geologi-
D5126 Guide for Comparison of Field Methods for Deter-
cal surveys of the various states are the principal sources of
mining Hydraulic Conductivity in Vadose Zone
geologic maps and reports on mineral resources and ground-
D5195 Test Method for Density of Soil and Rock In-Place
water.
at Depths Below Surface by Nuclear Methods
4.1.2 United States Department of Agriculture Soil Conser-
E177 Practice for Use of the Terms Precision and Bias in
vation Service soil surveys, where available and of recent date,
ASTM Test Methods
should enable the investigator to estimate the range in soil
E380 Practice for the Use of the International System of
profilecharacteristicstodepthsof5or6ft(1.5or2m)foreach
Units (SI) (the Modernized Metric System)
soil mapped.
G51 Test Method for Measuring pH of Soil for Use in
Corrosion Testing
NOTE 2—Each soil type has a distinctive soil profile due to age, parent
G57 Test Method for Field Measurement of Soil Resistivity material, relief, climatic condition, and biological activity. Consideration
of these factors can assist in identifying the various soil types, each
Using the Wenner Four-Electrode Method
requiring special engineering considerations and treatment. Similar engi-
neering soil properties are often found where similar soil profiles
3. Significance and Use
characteristics exist. Changes in soil properties in adjacent areas often
3.1 An adequate soil, rock, and groundwater investigation
indicate changes in parent material or relief.
will provide pertinent information for decision making on one
4.2 In areas where descriptive data are limited by insuffi-
or more of the following subjects:
cientgeologicorsoilmaps,thesoilandrockinopencutsinthe
3.1.1 Optimum location of the structure, both vertically and
vicinity of the proposed project should be studied and various
horizontally, within the area of the proposed construction.
soil and rock profiles noted. Field notes of such studies should
3.1.2 Location and preliminary evaluation of suitable bor-
include data outlined in 10.6.
row and other local sources of construction aggregates.
4.3 Where a preliminary map covering the area of the
3.1.3 Need for special excavating and dewatering tech-
project is desired, it can be prepared on maps compiled from
niques with the corresponding need for information, even if
aerial photography that show the ground conditions. The
only approximate, on the distribution of soil water content or
distribution of the predominant soil and rock deposits likely to
pore pressure, or both, and on the piezometric heads and
be encountered during the investigation may be shown using
apparent permeability (hydraulic conductivity) of the various
data obtained from geologic maps, landform analysis and
subsurface strata.
limited ground reconnaissance. Experienced photo-interpreters
3.1.4 Investigation of slope stability in natural slopes, cuts,
can deduce much subsurface data from a study of black and
and embankments.
white, color, and infrared photographs because similar soil or
3.1.5 Conceptual selection of embankment types and hy-
rock conditions, or both, usually have similar patterns of
draulic barrier requirements.
appearance in regions of similar climate or vegetation.
3.1.6 Conceptual selection of alternate foundation types and
elevations of the corresponding suitable bearing strata.
NOTE 3—This preliminary map may be expanded into a detailed
3.1.7 Development of additional detailed subsurface inves-
engineering map by locating all test holes, pits, and sampling stations and
tigations for specific structures or facilities.
by revising boundaries as determined from the detailed subsurface survey.
3.2 The investigation may require the collection of suffi-
4.4 In areas where documentary information is insufficient,
ciently large soil and rock samples of such quality as to allow
some knowledge of subsurface conditions may be obtained
adequate testing to determine the soil or rock classification or
from land owners, local well drillers, and representatives of the
mineralogic type, or both, and the engineering properties
local construction industry.
pertinent to the proposed design.
3.3 This guide is not meant to be an inflexible description of
5. Exploration Plan
investigation requirements; methods defined by other ASTM
5.1 Available project design and performance requirements
standards or non-ASTM techniques may be appropriate in
must be reviewed prior to final development of the exploration
some circumstances. The intent is to provide a checklist to
plan. Preliminary exploration should be planned to indicate the
assist in the design of an exploration/investigation plan.
areas of conditions needing further investigation. A complete
4. Reconnaissance of Project Area
soil,rock,andgroundwaterinvestigationshouldencompassthe
4.1 Available technical data from the literature or from following activities:
personal communication should be r
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