ASTM E2385-11(2016)
(Guide)Standard Guide for Estimating Wildlife Exposure Using Measures of Habitat Quality
Standard Guide for Estimating Wildlife Exposure Using Measures of Habitat Quality
SIGNIFICANCE AND USE
6.1 Explicit consideration of landscape features to characterize the quality of habitat for assessment species can enhance the ecological relevance of an EcoRA. This can help avoid assessing exposure in areas in which a wildlife species would be absent because of a lack of habitat or to bound exposure estimates in areas with low habitat quality. The measure of habitat quality is used in place of the commonly used Area Use Factor (AUF). Greater ecological realism and more informed management decisions can be realized through better use of landscape features to characterize sites.
SCOPE
1.1 Ecological Risk Assessments (EcoRAs) typically focus on valued wildlife populations. Regulatory authority for conducting EcoRAs derives from various federal laws [for example, Comprehensive Environmental Response, Compensation and Liability Act 1981, (CERCLA), Resource Conservation Recovery Act (RCRA), and Federal Insecticide, Fungicide, and Rodenticide Act, (FIFRA)]. Certain procedures for conducting EcoRAs (1-4)2 have been standardized [E1689-95(2003) Standard Guide for Developing Conceptual Site Models for Contaminated Sites; E1848-96(2003) Standard Guide for Selecting and Using Ecological Endpoints for Contaminated Sites; E2020-99a Standard Guide for Data and Information Options for Conducting an Ecological Risk Assessment at Contaminated Sites; E2205/E2205M-02 Standard Guide for Risk-Based Corrective Action for Protection of Ecological resources; E1739-95(2002) Standard Guide for Risk-Based Corrective Action Applied at Petroleum Release Sites]. Specialized cases for reporting data have also been standardized [E1849-96(2002) Standard Guide for Fish and Wildlife Incident Monitoring and Reporting] as have sampling procedures to characterize vegetation [E1923-97(2003) Standard Guide for Sampling Terrestrial and Wetlands Vegetation].
1.2 Most states have enacted laws modeled after the federal acts and follow similar procedures. Typically, estimates of likely exposure levels to constituents of potential concern (CoPC) are compared to toxicity benchmark values or concentration-response profiles to establish the magnitude of risk posed by the CoPC and to inform risk managers considering potential mitigation/remediation options. The likelihood of exposure is influenced greatly by the foraging behavior and residence time of the animals of interest in the areas containing significant concentrations of the CoPC. Foraging behavior and residence time of the animals are related to landscape features (vegetation and physiognomy) that comprise suitable habitat for the species. This guide presents a framework for incorporating habitat quality into the calculation of exposure levels for use in EcoRAs.
1.3 This guide is intended only as a framework for using measures of habitat quality in species specific habitat suitability models to assist with the calculation of exposure levels in EcoRA. Information from published Habitat Suitability Index (HSI) models (5) is used in this guide. The user should become familiar with the strengths and limitations of any particular HSI model used in order to characterize uncertainty in the exposure assessment (5-7). For species that do not have published habitat suitability models, the user may elect to develop broad categorical descriptions of habitat quality for use in estimating exposure.
General Information
Relations
Standards Content (Sample)
This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the
Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.
Designation: E2385 − 11 (Reapproved 2016)
Standard Guide for
Estimating Wildlife Exposure Using Measures of Habitat
Quality
This standard is issued under the fixed designation E2385; the number immediately following the designation indicates the year of
original adoption or, in the case of revision, the year of last revision. A number in parentheses indicates the year of last reapproval. A
superscript epsilon (´) indicates an editorial change since the last revision or reapproval.
1. Scope (vegetation and physiognomy) that comprise suitable habitat
for the species. This guide presents a framework for incorpo-
1.1 Ecological Risk Assessments (EcoRAs) typically focus
rating habitat quality into the calculation of exposure levels for
on valued wildlife populations. Regulatory authority for con-
use in EcoRAs.
ducting EcoRAs derives from various federal laws [for
example, Comprehensive Environmental Response, Compen- 1.3 This guide is intended only as a framework for using
sation and Liability Act 1981, (CERCLA), Resource Conser- measures of habitat quality in species specific habitat suitabil-
vation Recovery Act (RCRA), and Federal Insecticide, ity models to assist with the calculation of exposure levels in
Fungicide, and RodenticideAct, (FIFRA)]. Certain procedures EcoRA. Information from published Habitat Suitability Index
for conducting EcoRAs (1-4) have been standardized [E1689- (HSI) models (5) is used in this guide.The user should become
95(2003) Standard Guide for Developing Conceptual Site familiarwiththestrengthsandlimitationsofanyparticularHSI
Models for Contaminated Sites; E1848-96(2003) Standard model used in order to characterize uncertainty in the exposure
Guide for Selecting and Using Ecological Endpoints for assessment (5-7). For species that do not have published
Contaminated Sites; E2020-99a Standard Guide for Data and habitat suitability models, the user may elect to develop broad
Information Options for Conducting an Ecological Risk As- categorical descriptions of habitat quality for use in estimating
sessment at Contaminated Sites; E2205/E2205M-02 Standard exposure.
Guide for Risk-Based Corrective Action for Protection of
2. Referenced Documents
Ecological resources; E1739-95(2002) Standard Guide for
Risk-Based Corrective Action Applied at Petroleum Release
2.1 ASTM Standards:
Sites]. Specialized cases for reporting data have also been
E1689 Guide for Developing Conceptual Site Models for
standardized [E1849-96(2002) Standard Guide for Fish and
Contaminated Sites
Wildlife Incident Monitoring and Reporting] as have sampling
E1739 Guide for Risk-Based Corrective Action Applied at
procedures to characterize vegetation [E1923-97(2003) Stan-
Petroleum Release Sites
dard Guide for Sampling Terrestrial and Wetlands Vegetation].
E1848 Guide for Selecting and Using Ecological Endpoints
for Contaminated Sites
1.2 Most states have enacted laws modeled after the federal
E1849 Guide for Fish and Wildlife Incident Monitoring and
acts and follow similar procedures. Typically, estimates of
Reporting
likely exposure levels to constituents of potential concern
E1923 Guide for Sampling Terrestrial and Wetlands Vegeta-
(CoPC) are compared to toxicity benchmark values or
tion (Withdrawn 2013)
concentration-response profiles to establish the magnitude of
E2020 GuideforDataandInformationOptionsforConduct-
risk posed by the CoPC and to inform risk managers consid-
ing an Ecological RiskAssessment at Contaminated Sites
ering potential mitigation/remediation options. The likelihood
E2205/E2205M Guide for Risk-Based CorrectiveAction for
of exposure is influenced greatly by the foraging behavior and
Protection of Ecological Resources
residence time of the animals of interest in the areas containing
significant concentrations of the CoPC. Foraging behavior and
3. Terminology
residence time of the animals are related to landscape features
3.1 Thewords“must,”“should,”“may,”“can,”and“might”
have specific meanings in this guide. “Must” is used to express
ThisguideisunderthejurisdictionofASTMCommitteeE50onEnvironmental
Assessment, Risk Management and CorrectiveAction and is the direct responsibil-
ity of Subcommittee E50.47 on Biological Effects and Environmental Fate. For referenced ASTM standards, visit the ASTM website, www.astm.org, or
Current edition approved Feb. 1, 2016. Published May 2016. Originally contact ASTM Customer Service at service@astm.org. For Annual Book of ASTM
approved in 2004. Last previous edition approved in 2011 as E2385–11. DOI: Standards volume information, refer to the standard’s Document Summary page on
10.1520/E2385-11R16. the ASTM website.
2 4
The boldface numbers in parentheses refer to the list of references at the end of The last approved version of this historical standard is referenced on
this standard. www.astm.org.
Copyright © ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959. United States
E2385 − 11 (2016)
an absolute requirement, that is, to state that the test ought to 3.3.15 habitat suitability index—a calculated value that
be designed to satisfy the specified condition, unless the characterizes a specified landscape unit (for example, a poly-
purpose of the test requires a different design. “Should” is used gon) in terms of the features and conditions that are favorable
to state that the specified condition is recommended and ought for a particular species. Values range between 0.0 (unsuitable)
to be met if possible. Although violation of one “should” is and 1.0 (ideal).
rarelyaseriousmatter,violationofseveralwilloftenrenderthe
3.3.16 herb—aplantwithoneormorestemsthatdiebackto
results questionable. “May” is used to mean “is (are) allowed
the ground each year; (that is, graminoids and forbs).
to,” “can” is used to mean “is (are) able to,” and “might” is
3.3.17 home-range—the area around an animal’s estab-
used to mean “could be possible.” Thus, the distinction
lished home, which is traversed in normal activities. (See
between “may” and “can” is preserved, and “might” is never
foraging-range.)
used as a synonym for either “may” or “can.”
3.3.18 physiognomy—the surface features of an area.
3.2 Consistent use of terminology is essential for any
3.3.19 population—a group of individuals of the same
vegetationsamplingeffort.belowisalistoftermsthatareused
species occupying a habitat small enough to permit interbreed-
in this guide, as well as others that may be encountered
ing.
commonly in the wildlife habitat quality literature. this list is
not exhaustive. 3.3.20 remote sensing—the use of satellites or high-altitude
photography to measure geographic patterns such as vegeta-
3.3 Definitions of Terms Specific to This Standard:
tion.
3.3.1 abundance—thenumberofindividualsofonetaxonin
3.3.21 shrub—woody plant typically smaller than a tree
an area; equivalent to the term density as used in botanical
when both are mature (typically with DBH < 10 cm), often
literature.
with multiple main stems from the base. Should be defined
3.3.2 basal area (BA)—the cross-sectional area of a tree
specifically at start of project.
trunk at 1.4 m (4.5 ft) above ground. (See diameter at breast
3.3.22 tree—woody plant with a single main stem from the
height.)
base, typically>2to3m tall when mature (typically DBH >
3.3.3 biomass—the mass of vegetation per unit area.
10 cm). The operational definition should be stated explicitly
3.3.4 canopy—the uppermost layer, consisting of branches for each project.
and leaves of trees and shrubs, in a forest or woodland.
4. Habitat Approaches
3.3.5 carrying capacity—the theoretical density of organ-
isms that can be supported in a specified ecological system. 4.1 Naturalists and wildlife managers have understood, at
least in qualitative terms, the importance of critical habitat for
3.3.6 cover—the area of ground covered by plants of one or
various life history stages (for example, nesting sites, winter
more taxa.
range, etc.). Animals are drawn to suitable physical structure
3.3.7 density—the number of organisms in a specified area.
and food availability, while avoiding areas of lower quality.
The term habitat, though often used loosely as an indication of
3.3.8 diameter at breast height (DBH)—the widest point of
environmental quality, refers to the combination of physical
a tree trunk measured 1.4 m (4.5 ft) above the ground.
and biological features preferred by a particular species.
3.3.9 foraging-range—the area typically explored by an
Habitat that is great for prairie chicken is unacceptable for
animal while it is feeding. (See home-range.)
barred owls. Different habitat preferences reflect evolution and
3.3.10 forb—a non-graminoid (that is, broadleaf) herba-
adaptation of species separating from each other in “n-
ceous plant.
dimensional niche space” (8). There are differential area use
rates by different species. Animals are drawn to particular
3.3.11 geographic information system (GIS)—an integrated
featuresofthelandscapeforforaging,loafing,nesting/birthing,
spatial data base and mapping system in which geographical
etc. Some species are attracted to disturbance zones and edges,
information can be used to produce digital maps, manipulate
but others avoid such areas.
spatial data, and model spatial information. It allows the
overlay of layers of information, such as habitats or plant
4.2 Habitat Suitability Index (HSI) Models have been de-
ranges.
veloped for many species of interest. Characterization of
habitat for certain species was formalized by the U.S. Fish and
3.3.12 global positioning system (GPS)—a survey system in
WildlifeServiceinthe1990s (9).Currently,morethan160HSI
which a GPS unit is used to receive signals from satellites.
models have been published, though usage is limited for
Signals are then interpreted to provide information such as
quantitative predictions of population densities (6). Rand and
latitude and longitude or bearings for navigation, positioning,
Newman (10) describe the applicability of HSI models for
or mapping.
EcoRAingeneralterms,butprovidenoexamplesofitsuseand
3.3.13 graminoid—a grass (Poaceae), sedge (Cyperaceae),
donotgivespecificdetailstointegratehabitatinformationwith
or rush (Juncaceae).
exposure assessment or risk characterization. Freshman and
3.3.14 habitat—the collection of biological, chemical, and Menzie (11) describe two approaches to take into account
physical features of a landscape that provide conditions for an spatial differences in contaminant concentrations with respect
organism to live and reproduce. to foraging activities and the proportion of a local population
E2385 − 11 (2016)
likely to be exposed to the contaminants. Their approach does wire et al. (26) discussed the rationale for using spatially
not incorporate HSI models formally, but does demonstrate the explicit exposure models and also describe some of the
fundamental concepts for such use. Hope (12-14), Wickwire et impediments that may be deterring a broader use of such
al. (15), Linkov et al. (16, 17) and Linkov and Grebenkov (18) approaches.
have used placeholder habitat values to illustrate the effect of
5. Identifying Scenarios where Habitat Value can be
habitat on cumulative exposure levels. Kapustka et al. (5, 19)
Important in EcoRAs
and Linkov et al. (20) have described procedures to use HSIs
as the habitat quality parameter for use in estimating exposure 5.1 Heterogeneous landscapes coupled with heterogeneous
levels. The U.S. EPA Office of Solid Waste conducted an distribution of contaminants introduce great uncertainty in
exploratory program in which they characterized vegetation exposure estimates for any species (Fig. 1). In such situations,
types and physical features within a 2-km radius of more than the relative size of the site to the home range of the species
200 chemically contaminated sites. The focus was on using does not matter. Two other cases occur in which habitat
habitat characteristics to modify estimates of risk. Landscape modifications of exposure estimates would reduce uncertainty;
relationships were used to incorporate ecological dynamics one in which contaminant distribution is heterogeneous and
into risk assessments by another group within the U.S. EPA. home range is small relative to the area of the site, the other in
The Program to Assist in Tracking Critical Habitat (PATCH)
which habitat is heterogeneous and the home range is very
model used a GIS platform that allows user input in defining large relative to the contaminated area. The combination of
polygons and their characteristics (21); www.epa.gov/wed/
homogeneous habitat and homogeneous contaminant distribu-
pages/models.htm). This program has been incorporated into tion precludes using habitat conditions as a modifier of
HexSim(22). The Army Risk Assessment Modeling System exposure regardless of the home range to site area relationship.
(ARAMS) (www.wes.army.mil/el/arams/arams.html) devel- Homogeneous contaminant distribution also makes habitat
oped modules that use habitat quality assessments to improve conditions moot for species with home ranges equal to or less
therealismofexposureassessments.Loosetal. (23)developed than the site. Finally, with homogeneous habitat conditions,
a receptor-oriented cumulative exposure model (Eco-SpaCE) exposure estimates for species having home ranges equal to or
for wildlife species that includes relevant ecological processes larger than the contaminated area would not be improved.
such as spatial habitat variation, food web relations, predation,
6. Significance and Use
and life history characteristics. Johnson et al. (24) found that a
spatially explicit exposure model based on the general proce- 6.1 Explicit consideration of landscape features to charac-
dures outlined in this Standard provided good agreement with terize the quality of habitat for assessment species can enhance
field observations and therefore produced more accurate risk the ecological relevance of an EcoRA. This can help avoid
estimates than conventional deterministic approaches. Loos et assessing exposure in areas in which a wildlife species would
al. (25) provided a comparative review of approaches used to be absent because of a lack of habitat or to bound exposure
model exposures experienced by humans and wildlife. Wick- estimates in areas with low habitat quality. The measure of
Cases where habitat characterization may be useful in reducing uncertainty of exposure estimates (+) and cases where habitat considerations may be moot (O).
Adapted from Kapustka et al., 2001, (5).
FIG. 1 Contingency Table Illu
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